K2 Principal Fund as of Dec. 31, 2016
Portfolio Holdings for K2 Principal Fund
K2 Principal Fund holds 216 positions in its portfolio as reported in the December 2016 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
PowerShares QQQ Trust, Series 1 | 12.1 | $129M | 1.1M | 118.48 | |
Alphabet Inc Class A cs (GOOGL) | 4.7 | $49M | 62k | 792.46 | |
St. Jude Medical | 3.0 | $31M | 392k | 80.19 | |
American Capital | 2.4 | $25M | 1.4M | 17.92 | |
Dominion Diamond Corp foreign | 2.3 | $24M | 2.5M | 9.69 | |
iShares Russell 2000 Index (IWM) | 2.3 | $24M | 180k | 134.85 | |
iShares Barclays 20+ Yr Treas.Bond (TLT) | 2.2 | $24M | 200k | 119.13 | |
Nxp Semiconductors N V (NXPI) | 2.0 | $21M | 214k | 98.00 | |
Financial Select Sector SPDR (XLF) | 1.9 | $21M | 888k | 23.25 | |
Mylan Nv | 1.8 | $19M | 503k | 38.15 | |
Wells Fargo & Company (WFC) | 1.8 | $19M | 345k | 55.11 | |
Yahoo! | 1.7 | $18M | 477k | 38.67 | |
Citigroup (C) | 1.7 | $18M | 305k | 59.43 | |
Transcanada Corp | 1.4 | $15M | 336k | 45.15 | |
InterOil Corporation | 1.4 | $15M | 306k | 47.58 | |
Waste Connections (WCN) | 1.4 | $15M | 185k | 78.60 | |
Cypress Semiconductor Corporation | 1.4 | $14M | 1.3M | 11.44 | |
Vaneck Vectors Semiconductor Etf semiconductor (SMH) | 1.3 | $14M | 190k | 71.64 | |
Texas Instruments Incorporated (TXN) | 1.2 | $13M | 180k | 72.97 | |
Louisiana-Pacific Corporation (LPX) | 1.2 | $13M | 663k | 18.94 | |
General Motors Company (GM) | 1.2 | $13M | 360k | 34.84 | |
Bristol Myers Squibb (BMY) | 1.2 | $12M | 210k | 58.44 | |
Basic Energy Services | 1.2 | $12M | 348k | 35.40 | |
ShoreTel | 1.1 | $12M | 1.7M | 7.15 | |
Whitewave Foods | 1.1 | $12M | 213k | 55.60 | |
B2gold Corp conv | 1.1 | $12M | 12k | 1015.04 | |
Pulte (PHM) | 1.1 | $11M | 610k | 18.38 | |
Brocade Communications conv | 1.0 | $11M | 11k | 1006.46 | |
NCR Corporation (VYX) | 0.9 | $9.9M | 245k | 40.56 | |
Spdr S&p 500 Etf (SPY) | 0.9 | $9.4M | 42k | 223.52 | |
Time Warner | 0.9 | $9.2M | 95k | 96.53 | |
Maxim Integrated Products | 0.9 | $9.1M | 235k | 38.56 | |
Harmony Merger | 0.9 | $9.1M | 900k | 10.12 | |
Netflix (NFLX) | 0.8 | $8.7M | 70k | 123.80 | |
Direxion Daily Gold Miners Bull 3x Shares etf | 0.8 | $8.5M | 1.1M | 7.63 | |
Centennial Resource Developmen cs | 0.8 | $8.5M | 430k | 19.72 | |
Potash Corp. Of Saskatchewan I | 0.8 | $8.4M | 464k | 18.09 | |
SL Green Realty | 0.8 | $8.2M | 76k | 107.59 | |
Microsoft Corporation (MSFT) | 0.8 | $8.0M | 128k | 62.22 | |
Palo Alto Networks (PANW) | 0.7 | $7.6M | 61k | 125.00 | |
At&t (T) | 0.7 | $7.0M | 165k | 42.53 | |
Rio Tinto (RIO) | 0.7 | $7.0M | 183k | 38.47 | |
KLA-Tencor Corporation (KLAC) | 0.6 | $6.8M | 87k | 78.68 | |
Utilities SPDR (XLU) | 0.6 | $6.8M | 140k | 48.57 | |
Alliance Data Systems Corporation (BFH) | 0.6 | $6.6M | 29k | 228.60 | |
New York Reit | 0.6 | $6.5M | 646k | 10.12 | |
Nielsen Hldgs Plc Shs Eur | 0.6 | $6.5M | 155k | 41.95 | |
Republic Services (RSG) | 0.6 | $6.1M | 108k | 57.05 | |
Harmony Merger Corp unit 99/99/9999 | 0.6 | $6.2M | 600k | 10.30 | |
Rite Aid Corporation | 0.6 | $6.0M | 728k | 8.24 | |
Cardinal Health (CAH) | 0.6 | $6.0M | 83k | 71.98 | |
Klr Energy Acquisition Corp cl a | 0.6 | $6.0M | 1.0M | 5.92 | |
Etf Managers Tr purefunds ise cy | 0.6 | $5.9M | 225k | 26.44 | |
Allied World Assurance | 0.6 | $5.8M | 108k | 53.71 | |
American Axle & Manufact. Holdings (AXL) | 0.5 | $5.5M | 286k | 19.30 | |
iShares FTSE/Xinhua China 25 Index (FXI) | 0.5 | $5.4M | 155k | 34.71 | |
Agrium | 0.5 | $5.0M | 50k | 100.54 | |
Tesla Motors (TSLA) | 0.5 | $5.0M | 24k | 213.70 | |
BorgWarner (BWA) | 0.5 | $4.9M | 125k | 39.42 | |
Saban Cap Acquisition Corp unit 99/99/9999 | 0.4 | $4.7M | 450k | 10.40 | |
Facebook Inc cl a (META) | 0.4 | $4.3M | 38k | 115.05 | |
Aegerion Pharmaceuticals 2% Du cvbond | 0.4 | $4.4M | 6.0k | 725.00 | |
Waste Management (WM) | 0.4 | $4.1M | 58k | 70.86 | |
Vanguard Emerging Markets ETF (VWO) | 0.4 | $4.0M | 112k | 35.78 | |
M I Acquisitions Inc unit 99/99/9999 | 0.4 | $4.1M | 400k | 10.16 | |
Gas Nat | 0.4 | $3.9M | 312k | 12.55 | |
Cf Corp shs cl a | 0.4 | $4.0M | 400k | 9.92 | |
Gty Technology Holdings Inc. unit 99/99/9999 | 0.4 | $4.0M | 377k | 10.50 | |
CenturyLink | 0.4 | $3.8M | 161k | 23.77 | |
CF Industries Holdings (CF) | 0.3 | $3.7M | 118k | 31.48 | |
Silver Wheaton Corp | 0.3 | $3.7M | 193k | 19.32 | |
Team Health Holdings | 0.3 | $3.7M | 85k | 43.45 | |
Diebold Incorporated | 0.3 | $3.6M | 145k | 25.15 | |
Dollar Tree (DLTR) | 0.3 | $3.6M | 467k | 7.72 | |
Dell Technologies Inc Class V equity | 0.3 | $3.6M | 66k | 54.97 | |
Perrigo Company (PRGO) | 0.3 | $3.5M | 42k | 83.22 | |
Avista Healthcare Pub Acq Co unit 99/99/9999 | 0.3 | $3.5M | 350k | 10.13 | |
Dick's Sporting Goods (DKS) | 0.3 | $3.4M | 65k | 53.09 | |
Ford Motor Company (F) | 0.3 | $3.4M | 281k | 12.13 | |
Electrum Spl Acquisition Cor | 0.3 | $3.4M | 343k | 9.90 | |
Direxion Daily Small Cp Bull 3X (TNA) | 0.3 | $3.3M | 33k | 101.15 | |
Red Robin Gourmet Burgers (RRGB) | 0.3 | $3.1M | 54k | 56.39 | |
iShares Silver Trust (SLV) | 0.3 | $3.0M | 201k | 15.11 | |
Double Eagle Acquisition Cor | 0.3 | $3.0M | 306k | 9.90 | |
Neustar | 0.3 | $2.9M | 88k | 33.41 | |
SPDR S&P Biotech (XBI) | 0.3 | $3.0M | 50k | 59.20 | |
Gp Invts Acquisition Cor | 0.3 | $3.0M | 299k | 9.90 | |
Sears Holdings Corporation | 0.3 | $2.8M | 305k | 9.29 | |
Ihs Markit | 0.3 | $2.8M | 80k | 35.40 | |
BlackRock (BLK) | 0.3 | $2.7M | 7.2k | 380.49 | |
NVIDIA Corporation (NVDA) | 0.2 | $2.6M | 25k | 106.73 | |
Landcadia Hldgs Inc cl a | 0.2 | $2.6M | 500k | 5.23 | |
Valspar Corporation | 0.2 | $2.5M | 24k | 103.61 | |
Stillwater Mng Co note 1.750%10/1 | 0.2 | $2.5M | 2.0k | 1270.50 | |
Metaldyne Performance Group, I | 0.2 | $2.4M | 107k | 22.95 | |
Fairmount Santrol Holdings | 0.2 | $2.5M | 211k | 11.79 | |
Clarcor | 0.2 | $2.2M | 27k | 82.46 | |
Noveliontherapeuti.. | 0.2 | $2.3M | 270k | 8.42 | |
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.2 | $2.1M | 25k | 84.48 | |
Quinpario Acquisition Corp 2 | 0.2 | $2.1M | 407k | 5.16 | |
Allergan | 0.2 | $2.1M | 10k | 210.00 | |
Direxion Shs Etf Tr Daily Gold Miner | 0.2 | $2.1M | 43k | 48.40 | |
Coeur d'Alene Mines Corporation (CDE) | 0.2 | $2.0M | 219k | 9.09 | |
Range Resources (RRC) | 0.2 | $1.9M | 55k | 34.36 | |
Magnachip Semiconductor Corp (MX) | 0.2 | $1.9M | 308k | 6.20 | |
Pattern Energy | 0.2 | $1.9M | 100k | 18.96 | |
Horizon Pharma Plc convertible security | 0.2 | $1.9M | 2.0k | 953.00 | |
iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.2 | $1.8M | 42k | 43.98 | |
Proshares Tr ultrapro qqq (TQQQ) | 0.2 | $1.8M | 14k | 127.21 | |
Oi Sa - (OIBZQ) | 0.2 | $1.8M | 462k | 3.97 | |
M Iii Acquisition Corp equities | 0.2 | $1.8M | 359k | 4.99 | |
Isle of Capri Casinos | 0.2 | $1.7M | 70k | 24.69 | |
General Mills (GIS) | 0.1 | $1.6M | 25k | 61.80 | |
Visa (V) | 0.1 | $1.6M | 21k | 78.02 | |
D.R. Horton (DHI) | 0.1 | $1.6M | 57k | 27.33 | |
Potlatch Corporation (PCH) | 0.1 | $1.6M | 38k | 41.64 | |
Conyers Pk Acquisition cl a | 0.1 | $1.6M | 200k | 8.18 | |
Eli Lilly & Co. (LLY) | 0.1 | $1.5M | 20k | 73.55 | |
Southwestern Energy Company (SWN) | 0.1 | $1.5M | 140k | 10.82 | |
Ares Capital Corporation (ARCC) | 0.1 | $1.5M | 90k | 16.48 | |
VMware | 0.1 | $1.5M | 20k | 78.73 | |
Express Scripts Holding | 0.1 | $1.4M | 21k | 68.82 | |
Hormel Foods Corporation (HRL) | 0.1 | $1.4M | 40k | 34.80 | |
BGC Partners | 0.1 | $1.3M | 127k | 10.21 | |
Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.1 | $1.3M | 90k | 14.71 | |
Pangaea Logistics Solution L (PANL) | 0.1 | $1.2M | 363k | 3.40 | |
Delphi Automotive | 0.1 | $1.1M | 17k | 67.31 | |
International Game Technology (IGT) | 0.1 | $1.1M | 44k | 25.51 | |
Hennessy Cap Acquisition Cor | 0.1 | $1.1M | 113k | 10.07 | |
CSX Corporation (CSX) | 0.1 | $1.1M | 30k | 35.93 | |
Nike (NKE) | 0.1 | $1.0M | 20k | 50.85 | |
Syngenta | 0.1 | $1.1M | 14k | 79.04 | |
Morningstar (MORN) | 0.1 | $1.0M | 14k | 73.53 | |
Ball Corporation (BALL) | 0.1 | $1.1M | 15k | 75.04 | |
Gastar Exploration | 0.1 | $1.1M | 700k | 1.55 | |
Arbutus Biopharma (ABUS) | 0.1 | $1.1M | 444k | 2.45 | |
Pace Hldgs Corp cl a | 0.1 | $1.0M | 102k | 10.12 | |
Pacific Spl Acquisition Corp | 0.1 | $1.1M | 103k | 10.25 | |
TD Ameritrade Holding | 0.1 | $916k | 21k | 43.62 | |
Cabela's Incorporated | 0.1 | $993k | 17k | 58.56 | |
Celgene Corporation | 0.1 | $903k | 7.8k | 115.77 | |
CBOE Holdings (CBOE) | 0.1 | $946k | 13k | 73.88 | |
Motorola Solutions (MSI) | 0.1 | $995k | 12k | 82.92 | |
Horizon Pharma | 0.1 | $1.0M | 62k | 16.18 | |
JPMorgan Chase & Co. (JPM) | 0.1 | $877k | 10k | 86.26 | |
Yrc Worldwide Inc Com par $.01 | 0.1 | $876k | 66k | 13.27 | |
Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.1 | $858k | 18k | 47.67 | |
Axalta Coating Sys (AXTA) | 0.1 | $873k | 32k | 27.19 | |
Berkshire Hathaway (BRK.B) | 0.1 | $772k | 4.7k | 162.94 | |
Pfizer (PFE) | 0.1 | $787k | 24k | 32.50 | |
Merck & Co (MRK) | 0.1 | $706k | 12k | 58.83 | |
Rpx Corp | 0.1 | $747k | 69k | 10.80 | |
Level 3 Communications | 0.1 | $753k | 13k | 56.37 | |
Wci Cmntys Inc Com Par $0.01 | 0.1 | $715k | 31k | 23.44 | |
Hilton Worldwide Holdings (HLT) | 0.1 | $783k | 29k | 27.19 | |
LKQ Corporation (LKQ) | 0.1 | $588k | 19k | 30.62 | |
Biogen Idec (BIIB) | 0.1 | $681k | 2.4k | 283.75 | |
Staples | 0.1 | $597k | 66k | 9.05 | |
FelCor Lodging Trust Incorporated | 0.1 | $626k | 78k | 8.01 | |
Cheesecake Factory Incorporated (CAKE) | 0.1 | $629k | 11k | 59.90 | |
VeriFone Systems | 0.1 | $679k | 38k | 17.73 | |
Phillips 66 (PSX) | 0.1 | $605k | 7.0k | 86.43 | |
Media Gen | 0.1 | $648k | 34k | 18.84 | |
Paypal Holdings (PYPL) | 0.1 | $592k | 15k | 39.47 | |
Sotheby's | 0.1 | $558k | 14k | 39.86 | |
Aaron's | 0.1 | $576k | 18k | 32.00 | |
Ecopetrol (EC) | 0.1 | $480k | 53k | 9.06 | |
Market Vectors Etf Tr Oil Svcs | 0.1 | $500k | 15k | 33.33 | |
Knight Transportation | 0.0 | $430k | 13k | 33.08 | |
Western Refining | 0.0 | $379k | 10k | 37.90 | |
Forestar | 0.0 | $415k | 31k | 13.31 | |
Abraxas Petroleum | 0.0 | $386k | 150k | 2.57 | |
Tripadvisor (TRIP) | 0.0 | $464k | 10k | 46.40 | |
Aurinia Pharmaceuticals (AUPH) | 0.0 | $423k | 202k | 2.10 | |
Xenon Pharmaceuticals (XENE) | 0.0 | $441k | 57k | 7.71 | |
Andina Acquisition Corp Ii | 0.0 | $416k | 42k | 9.93 | |
Aralez Pharmaceuticals | 0.0 | $435k | 99k | 4.41 | |
Keycorp New pfd 7.75% sr a | 0.0 | $368k | 2.7k | 135.00 | |
Boyd Gaming Corporation (BYD) | 0.0 | $329k | 16k | 20.18 | |
Monsanto Company | 0.0 | $358k | 3.4k | 105.29 | |
Apollo | 0.0 | $316k | 32k | 9.91 | |
Barclays (BCS) | 0.0 | $275k | 25k | 11.00 | |
Blue Nile | 0.0 | $328k | 8.1k | 40.67 | |
Enbridge (ENB) | 0.0 | $356k | 8.4k | 42.14 | |
Iamgold Corp (IAG) | 0.0 | $349k | 90k | 3.86 | |
Quad/Graphics (QUAD) | 0.0 | $277k | 10k | 26.89 | |
Turkish Investment Fund | 0.0 | $285k | 42k | 6.78 | |
Gannett | 0.0 | $283k | 29k | 9.70 | |
Kraft Heinz (KHC) | 0.0 | $289k | 3.3k | 87.42 | |
Harmony Merger Corp w exp 01/01/202 | 0.0 | $312k | 890k | 0.35 | |
Real Estate Select Sect Spdr (XLRE) | 0.0 | $333k | 11k | 30.76 | |
Hostess Brands | 0.0 | $315k | 180k | 1.75 | |
Stellar Acquisition Iii | 0.0 | $320k | 32k | 10.00 | |
G&K Services | 0.0 | $246k | 2.6k | 96.32 | |
DepoMed | 0.0 | $261k | 15k | 18.00 | |
Hecla Mining Company (HL) | 0.0 | $170k | 32k | 5.25 | |
Guess? (GES) | 0.0 | $198k | 16k | 12.07 | |
iShares S&P Latin America 40 Index (ILF) | 0.0 | $207k | 7.5k | 27.60 | |
Ringcentral (RNG) | 0.0 | $229k | 11k | 20.63 | |
Cf Corporation | 0.0 | $220k | 21k | 10.48 | |
Nexeo Solutions | 0.0 | $174k | 249k | 0.70 | |
Cf Corp *w exp 05/25/202 | 0.0 | $248k | 200k | 1.24 | |
Celestica (CLS) | 0.0 | $119k | 10k | 11.90 | |
Office Depot | 0.0 | $83k | 18k | 4.50 | |
Lionbridge Technologies | 0.0 | $121k | 21k | 5.82 | |
Westport Innovations | 0.0 | $53k | 47k | 1.14 | |
Vonage Holdings | 0.0 | $90k | 13k | 6.87 | |
Sandstorm Gold (SAND) | 0.0 | $129k | 33k | 3.91 | |
Earthlink Holdings | 0.0 | $102k | 18k | 5.67 | |
Trillium Therapeutics, Inc. Cmn | 0.0 | $92k | 16k | 5.67 | |
Hrg | 0.0 | $156k | 10k | 15.60 | |
Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $88k | 315k | 0.28 | |
Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $54k | 120k | 0.45 | |
Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $139k | 295k | 0.47 | |
Pace Hldgs Corp *w exp 99/99/999 | 0.0 | $80k | 134k | 0.60 | |
Stellar Acquisition Iii Inc w exp 03/22/202 | 0.0 | $6.1k | 32k | 0.19 |