K2 Principal Fund as of March 31, 2017
Portfolio Holdings for K2 Principal Fund
K2 Principal Fund holds 249 positions in its portfolio as reported in the March 2017 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
PowerShares QQQ Trust, Series 1 | 12.0 | $144M | 1.1M | 132.38 | |
Alphabet Inc Class A cs (GOOGL) | 5.3 | $63M | 75k | 847.50 | |
Financial Select Sector SPDR (XLF) | 4.0 | $48M | 2.0M | 23.73 | |
Time Warner | 2.9 | $35M | 357k | 97.70 | |
Bristol Myers Squibb (BMY) | 2.7 | $33M | 598k | 54.37 | |
Dominion Diamond Corp foreign | 2.6 | $32M | 2.6M | 12.16 | |
Yahoo! | 2.3 | $27M | 591k | 46.41 | |
Spdr S&p 500 Etf (SPY) | 2.1 | $25M | 108k | 235.60 | |
Mylan Nv | 2.1 | $25M | 646k | 38.99 | |
Kayne Anderson Acquisition unit 06/30/2022 | 1.7 | $20M | 2.0M | 10.02 | |
iShares Russell 2000 Index (IWM) | 1.5 | $18M | 133k | 137.48 | |
Palo Alto Networks (PANW) | 1.4 | $18M | 155k | 112.68 | |
Clayton Williams Energy | 1.4 | $17M | 131k | 132.08 | |
At&t (T) | 1.4 | $17M | 412k | 41.55 | |
Nxp Semiconductors N V (NXPI) | 1.3 | $15M | 147k | 103.50 | |
Harmony Merger | 1.3 | $15M | 1.5M | 10.21 | |
iShares Silver Trust (SLV) | 1.2 | $15M | 866k | 17.25 | |
Whitewave Foods | 1.2 | $15M | 261k | 56.15 | |
B2gold Corp conv | 1.2 | $14M | 13k | 1072.00 | |
Tesla Motors (TSLA) | 1.1 | $13M | 48k | 278.27 | |
Nielsen Hldgs Plc Shs Eur | 1.0 | $12M | 301k | 41.31 | |
Wells Fargo & Company (WFC) | 1.0 | $12M | 220k | 55.66 | |
Netflix (NFLX) | 1.0 | $12M | 82k | 147.81 | |
Vaneck Vectors Semiconductor Etf semiconductor (SMH) | 1.0 | $12M | 150k | 79.70 | |
Brocade Communications conv | 1.0 | $12M | 12k | 1013.27 | |
Etf Managers Tr purefunds ise cy | 1.0 | $12M | 393k | 29.52 | |
Cypress Semiconductor Corporation | 0.9 | $11M | 817k | 13.76 | |
Paypal Holdings (PYPL) | 0.9 | $10M | 240k | 43.02 | |
ShoreTel | 0.8 | $10M | 1.7M | 6.15 | |
Perrigo Company (PRGO) | 0.8 | $9.8M | 147k | 66.42 | |
Diebold Incorporated | 0.8 | $9.2M | 299k | 30.71 | |
Ubiquiti Networks | 0.8 | $9.1M | 181k | 50.27 | |
Alibaba Group Holding (BABA) | 0.7 | $8.6M | 80k | 107.80 | |
Maxim Integrated Products | 0.7 | $8.5M | 190k | 44.96 | |
VMware | 0.7 | $8.5M | 92k | 92.00 | |
Allied World Assurance | 0.7 | $8.5M | 160k | 53.10 | |
Centennial Resource Developmen cs | 0.7 | $8.5M | 464k | 18.24 | |
Citigroup (C) | 0.7 | $8.1M | 135k | 59.82 | |
Fireeye | 0.6 | $7.4M | 590k | 12.61 | |
Dell Technologies Inc Class V equity | 0.6 | $7.3M | 114k | 64.08 | |
SPDR S&P Biotech (XBI) | 0.6 | $7.2M | 104k | 69.33 | |
Silver Wheaton Corp | 0.6 | $7.0M | 335k | 20.84 | |
NCR Corporation (VYX) | 0.6 | $6.9M | 150k | 45.68 | |
Gores Hldgs Ii Inc unit 99/99/9999 | 0.6 | $6.7M | 650k | 10.26 | |
Utilities SPDR (XLU) | 0.5 | $6.4M | 125k | 51.31 | |
Csra | 0.5 | $6.3M | 217k | 29.28 | |
Mead Johnson Nutrition | 0.5 | $6.2M | 70k | 89.09 | |
Pulte (PHM) | 0.5 | $5.8M | 245k | 23.55 | |
Aegerion Pharmaceuticals 2% Du cvbond | 0.5 | $5.7M | 7.0k | 810.00 | |
JPMorgan Chase & Co. (JPM) | 0.5 | $5.6M | 64k | 87.84 | |
Microsoft Corporation (MSFT) | 0.5 | $5.5M | 83k | 65.87 | |
Republic Services (RSG) | 0.5 | $5.4M | 86k | 62.82 | |
Gas Nat | 0.4 | $5.3M | 419k | 12.70 | |
Texas Instruments Incorporated (TXN) | 0.4 | $5.2M | 65k | 80.56 | |
Mobileye | 0.4 | $5.2M | 85k | 61.39 | |
Silver Run Acquisition unit 99/99/9999 | 0.4 | $5.2M | 500k | 10.43 | |
Reynolds American | 0.4 | $5.0M | 80k | 63.02 | |
Nike (NKE) | 0.4 | $4.9M | 89k | 55.73 | |
Louisiana-Pacific Corporation (LPX) | 0.4 | $5.0M | 200k | 24.82 | |
Level 3 Communications | 0.4 | $4.9M | 86k | 57.22 | |
Klr Energy Acquisition Corp cl a | 0.4 | $5.0M | 483k | 10.33 | |
Fintech Acquisition Corp Ii | 0.4 | $4.9M | 500k | 9.85 | |
Monsanto Company | 0.4 | $4.6M | 41k | 113.21 | |
Saban Cap Acquisition | 0.4 | $4.5M | 450k | 9.99 | |
Western Refining | 0.4 | $4.3M | 122k | 35.07 | |
Nabors Industries | 0.4 | $4.3M | 330k | 13.07 | |
Sears Holdings Corporation | 0.3 | $4.1M | 360k | 11.49 | |
M I Acquisitions | 0.3 | $4.1M | 403k | 10.07 | |
Marathon Oil Corporation (MRO) | 0.3 | $3.9M | 248k | 15.80 | |
Cf Corp shs cl a | 0.3 | $4.0M | 400k | 10.01 | |
Matlin & Partners Acquisitio unit 05/28/2021a | 0.3 | $4.0M | 400k | 10.02 | |
Cognizant Technology Solutions (CTSH) | 0.3 | $3.9M | 65k | 59.52 | |
Gastar Exploration | 0.3 | $3.9M | 2.5M | 1.54 | |
Red Robin Gourmet Burgers (RRGB) | 0.3 | $3.7M | 64k | 58.46 | |
Gty Technology Holdings Inc cl a | 0.3 | $3.8M | 377k | 9.95 | |
Blackstone | 0.3 | $3.6M | 121k | 29.70 | |
DigitalGlobe | 0.3 | $3.6M | 110k | 32.75 | |
Incyte Corporation (INCY) | 0.3 | $3.4M | 26k | 133.68 | |
Isle of Capri Casinos | 0.3 | $3.6M | 135k | 26.36 | |
New York Reit | 0.3 | $3.5M | 359k | 9.69 | |
Nxp Semiconductors N V dbcv 1.000% 12/0 | 0.3 | $3.5M | 3.0k | 1158.00 | |
Avista Healthcare Pub Acq Co cl a | 0.3 | $3.4M | 350k | 9.85 | |
Via | 0.3 | $3.3M | 72k | 46.61 | |
Potlatch Corporation (PCH) | 0.3 | $3.4M | 75k | 45.71 | |
Electrum Spl Acquisition Cor | 0.3 | $3.4M | 343k | 9.92 | |
CBS Corporation | 0.3 | $3.1M | 45k | 69.36 | |
Gp Invts Acquisition Cor | 0.2 | $3.0M | 299k | 9.96 | |
Double Eagle Acquisition Cor | 0.2 | $3.1M | 306k | 10.00 | |
Kroger (KR) | 0.2 | $2.9M | 98k | 29.48 | |
Macy's (M) | 0.2 | $2.9M | 98k | 29.64 | |
Hormel Foods Corporation (HRL) | 0.2 | $2.9M | 84k | 34.63 | |
Teva Pharmaceutical Industries (TEVA) | 0.2 | $2.8M | 88k | 32.11 | |
Cintas Corporation (CTAS) | 0.2 | $2.7M | 22k | 126.56 | |
Headwaters Incorporated | 0.2 | $2.8M | 118k | 23.48 | |
Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.2 | $2.8M | 50k | 55.75 | |
Fairmount Santrol Holdings | 0.2 | $2.8M | 381k | 7.33 | |
Ambarella (AMBA) | 0.2 | $2.6M | 48k | 54.70 | |
Metaldyne Performance Group, I | 0.2 | $2.7M | 118k | 22.85 | |
Noble Energy | 0.2 | $2.6M | 75k | 34.36 | |
Morgan Stanley (MS) | 0.2 | $2.6M | 60k | 42.83 | |
Cst Brands | 0.2 | $2.5M | 52k | 48.10 | |
American Airls (AAL) | 0.2 | $2.5M | 59k | 42.29 | |
Landcadia Hldgs Inc cl a | 0.2 | $2.5M | 250k | 9.97 | |
Baker Hughes Incorporated | 0.2 | $2.4M | 40k | 59.83 | |
Lowe's Companies (LOW) | 0.2 | $2.4M | 29k | 82.21 | |
Credit Acceptance (CACC) | 0.2 | $2.4M | 12k | 199.50 | |
Continental Resources | 0.2 | $2.3M | 50k | 45.42 | |
SL Green Realty | 0.2 | $2.3M | 22k | 106.62 | |
Amazon (AMZN) | 0.2 | $2.1M | 2.4k | 886.48 | |
Macerich Company (MAC) | 0.2 | $2.2M | 34k | 64.38 | |
BE Aerospace | 0.2 | $2.1M | 32k | 64.10 | |
Dollar Tree (DLTR) | 0.2 | $2.0M | 26k | 78.45 | |
Energy Select Sector SPDR (XLE) | 0.2 | $2.1M | 30k | 70.00 | |
KapStone Paper and Packaging | 0.2 | $2.1M | 90k | 23.10 | |
Quinpario Acquisition Corp 2 | 0.2 | $2.1M | 209k | 9.97 | |
AEGEAN MARINE PETROLEUM Networ Com Stk | 0.2 | $2.0M | 163k | 12.05 | |
HEICO Corporation (HEI.A) | 0.2 | $1.9M | 26k | 74.99 | |
Hldgs (UAL) | 0.2 | $1.9M | 27k | 70.63 | |
Oi Sa - (OIBZQ) | 0.2 | $2.0M | 303k | 6.51 | |
Weyerhaeuser Company (WY) | 0.1 | $1.8M | 52k | 33.98 | |
Rite Aid Corporation | 0.1 | $1.8M | 415k | 4.25 | |
Broad | 0.1 | $1.8M | 8.0k | 219.00 | |
Horizon Pharma Plc convertible security | 0.1 | $1.8M | 2.0k | 923.00 | |
M Iii Acquisition Corp equities | 0.1 | $1.8M | 185k | 9.80 | |
Walt Disney Company (DIS) | 0.1 | $1.7M | 15k | 113.40 | |
Cardinal Health (CAH) | 0.1 | $1.7M | 20k | 81.53 | |
Potash Corp. Of Saskatchewan I | 0.1 | $1.7M | 100k | 17.08 | |
L Brands | 0.1 | $1.7M | 35k | 47.20 | |
Waste Management (WM) | 0.1 | $1.5M | 21k | 72.90 | |
Valspar Corporation | 0.1 | $1.5M | 14k | 110.92 | |
Nordstrom (JWN) | 0.1 | $1.5M | 33k | 46.53 | |
Cable One (CABO) | 0.1 | $1.6M | 2.5k | 624.40 | |
Conyers Pk Acquisition cl a | 0.1 | $1.6M | 150k | 10.50 | |
Tractor Supply Company (TSCO) | 0.1 | $1.5M | 21k | 68.96 | |
FelCor Lodging Trust Incorporated | 0.1 | $1.5M | 199k | 7.51 | |
Air Methods Corporation | 0.1 | $1.4M | 33k | 43.00 | |
Golar Lng (GLNG) | 0.1 | $1.4M | 50k | 27.94 | |
Arbutus Biopharma (ABUS) | 0.1 | $1.4M | 428k | 3.25 | |
CF Industries Holdings (CF) | 0.1 | $1.3M | 45k | 29.36 | |
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.1 | $1.3M | 13k | 102.67 | |
Proshares Tr ultrapro qqq (TQQQ) | 0.1 | $1.3M | 15k | 88.21 | |
Mondelez Int (MDLZ) | 0.1 | $1.3M | 31k | 43.07 | |
Nimble Storage | 0.1 | $1.3M | 105k | 12.50 | |
Kraft Heinz (KHC) | 0.1 | $1.3M | 15k | 90.78 | |
Colony Northstar | 0.1 | $1.3M | 99k | 12.91 | |
Alteryx | 0.1 | $1.3M | 85k | 15.64 | |
H&R Block (HRB) | 0.1 | $1.2M | 50k | 23.26 | |
Biogen Idec (BIIB) | 0.1 | $1.2M | 4.4k | 273.41 | |
Syngenta | 0.1 | $1.2M | 14k | 88.53 | |
Visa (V) | 0.1 | $1.2M | 13k | 88.86 | |
Delta Air Lines (DAL) | 0.1 | $1.2M | 27k | 45.96 | |
Celgene Corporation | 0.1 | $1.3M | 10k | 124.33 | |
Agnico (AEM) | 0.1 | $1.1M | 25k | 42.45 | |
WGL Holdings | 0.1 | $1.1M | 14k | 82.56 | |
iShares Dow Jones US Tele (IYZ) | 0.1 | $1.1M | 35k | 32.34 | |
Zeltiq Aesthetics | 0.1 | $1.1M | 19k | 55.63 | |
Liberty Global Inc Com Ser A | 0.1 | $1.1M | 31k | 35.86 | |
Fnf (FNF) | 0.1 | $1.1M | 29k | 38.94 | |
Pangaea Logistics Solution L (PANL) | 0.1 | $1.1M | 308k | 3.41 | |
Ceb | 0.1 | $1.0M | 13k | 78.63 | |
Pacific Spl Acquisition Corp | 0.1 | $1.1M | 103k | 10.35 | |
Liberty Media Corp Delaware Com A Siriusxm | 0.1 | $1.1M | 28k | 38.92 | |
Ihs Markit | 0.1 | $1.0M | 25k | 41.96 | |
General Mills (GIS) | 0.1 | $944k | 16k | 59.00 | |
VCA Antech | 0.1 | $925k | 10k | 91.55 | |
BGC Partners | 0.1 | $943k | 83k | 11.36 | |
Neustar | 0.1 | $984k | 30k | 33.16 | |
PrivateBan | 0.1 | $1.0M | 17k | 59.39 | |
Ecopetrol (EC) | 0.1 | $1.0M | 108k | 9.32 | |
Direxion Shs Etf Tr Daily Gold Miner | 0.1 | $935k | 30k | 31.06 | |
Discovery Communications | 0.1 | $815k | 28k | 29.11 | |
Stillwater Mining Company | 0.1 | $851k | 49k | 17.28 | |
Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.1 | $853k | 55k | 15.51 | |
Turkish Investment Fund | 0.1 | $864k | 104k | 8.31 | |
Fortuna Silver Mines (FSM) | 0.1 | $884k | 170k | 5.20 | |
Twenty-first Century Fox | 0.1 | $810k | 25k | 32.40 | |
International Game Technology (IGT) | 0.1 | $813k | 34k | 23.70 | |
Proshares Tr ultrapro short q | 0.1 | $816k | 22k | 37.10 | |
Edgewater Technology | 0.1 | $743k | 100k | 7.45 | |
Oclaro | 0.1 | $687k | 70k | 9.81 | |
iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $591k | 15k | 39.40 | |
Boyd Gaming Corporation (BYD) | 0.1 | $616k | 28k | 22.00 | |
BlackRock (BLK) | 0.1 | $575k | 1.5k | 383.33 | |
TD Ameritrade Holding | 0.1 | $649k | 17k | 38.85 | |
Bank of America Corporation (BAC) | 0.1 | $590k | 25k | 23.60 | |
Berkshire Hathaway (BRK.B) | 0.1 | $623k | 3.7k | 166.67 | |
CenturyLink | 0.1 | $567k | 24k | 23.58 | |
Rio Tinto (RIO) | 0.1 | $615k | 15k | 40.70 | |
Ford Motor Company (F) | 0.1 | $547k | 47k | 11.64 | |
Entercom Communications | 0.1 | $568k | 40k | 14.31 | |
DepoMed | 0.1 | $630k | 50k | 12.55 | |
Exar Corporation | 0.1 | $651k | 50k | 13.02 | |
Alon USA Energy | 0.1 | $550k | 45k | 12.20 | |
Heritage Oaks Ban | 0.1 | $572k | 43k | 13.36 | |
Lifetime Brands (LCUT) | 0.1 | $612k | 31k | 20.10 | |
Fairpoint Communications | 0.1 | $544k | 33k | 16.59 | |
Rpx Corp | 0.1 | $569k | 47k | 12.00 | |
Fox News | 0.1 | $636k | 20k | 31.80 | |
Black Knight Finl Svcs Inc cl a | 0.1 | $613k | 16k | 38.31 | |
Harmony Merger Corp w exp 01/01/202 | 0.1 | $624k | 1.2M | 0.50 | |
Klr Energy Acquisition Corp w exp 09/16/202 | 0.1 | $632k | 536k | 1.18 | |
Deutsche Bank Ag-registered (DB) | 0.0 | $515k | 30k | 17.17 | |
Fossil (FOSL) | 0.0 | $505k | 29k | 17.47 | |
Kcg Holdings Inc Cl A | 0.0 | $509k | 29k | 17.83 | |
Independence Realty Trust In (IRT) | 0.0 | $480k | 51k | 9.38 | |
Xenon Pharmaceuticals (XENE) | 0.0 | $468k | 117k | 4.00 | |
Andina Acquisition Corp Ii | 0.0 | $426k | 42k | 10.06 | |
Gores Hldin-cw20 equity wrt | 0.0 | $508k | 180k | 2.82 | |
Noveliontherapeuti.. | 0.0 | $530k | 49k | 10.74 | |
Akamai Technologies (AKAM) | 0.0 | $382k | 6.4k | 59.69 | |
D.R. Horton (DHI) | 0.0 | $333k | 10k | 33.30 | |
American Axle & Manufact. Holdings (AXL) | 0.0 | $413k | 22k | 18.77 | |
Forestar | 0.0 | $385k | 28k | 13.67 | |
Pattern Energy | 0.0 | $323k | 16k | 20.16 | |
Windstream Holdings | 0.0 | $339k | 62k | 5.46 | |
Hilton Worldwide Holdings (HLT) | 0.0 | $374k | 6.4k | 58.44 | |
Saban Cap Acquisition Corp *w exp 09/21/202 | 0.0 | $304k | 225k | 1.35 | |
Stellar Acquisition Iii | 0.0 | $322k | 32k | 10.06 | |
Qualcomm (QCOM) | 0.0 | $287k | 5.0k | 57.40 | |
Janus Capital | 0.0 | $251k | 19k | 13.21 | |
Patterson-UTI Energy (PTEN) | 0.0 | $243k | 10k | 24.30 | |
Guess? (GES) | 0.0 | $234k | 21k | 11.14 | |
Deltic Timber Corporation | 0.0 | $272k | 3.5k | 78.23 | |
LMI Aerospace | 0.0 | $207k | 15k | 13.80 | |
WisdomTree Japan Total Dividend (DXJ) | 0.0 | $206k | 4.1k | 50.50 | |
Hrg | 0.0 | $203k | 11k | 19.33 | |
Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $299k | 665k | 0.45 | |
Cf Corporation | 0.0 | $225k | 21k | 10.71 | |
Cf Corp *w exp 05/25/202 | 0.0 | $268k | 200k | 1.34 | |
Lions Gate Entmnt Corp cl b non vtg (LGF.B) | 0.0 | $244k | 10k | 24.40 | |
Fintech Acquisition Corp Ii *w exp 01/19/202 | 0.0 | $288k | 250k | 1.15 | |
Office Depot | 0.0 | $71k | 15k | 4.66 | |
4068594 Enphase Energy (ENPH) | 0.0 | $106k | 77k | 1.37 | |
Aralez Pharmaceuticals | 0.0 | $62k | 29k | 2.13 | |
Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $165k | 295k | 0.56 | |
Gigpeak | 0.0 | $71k | 23k | 3.09 | |
Nexeo Solutions Inc *w exp 06/09/202 | 0.0 | $179k | 249k | 0.72 | |
Landcadia Hldgs Inc *w exp 06/01/202 | 0.0 | $170k | 250k | 0.68 | |
M Iii Acquisition Corp *w exp 10/10/202 | 0.0 | $61k | 180k | 0.34 | |
Conyers Pk Acquisition *w exp 07/20/202 | 0.0 | $103k | 50k | 2.06 | |
Avista Healthcare Pub Acq Co w exp 99/99/999 | 0.0 | $175k | 350k | 0.50 | |
Gty Technology Holdings Inc w exp 99/99/999 | 0.0 | $141k | 126k | 1.12 | |
M I Acquisitions Inc *w exp 99/99/999 | 0.0 | $128k | 400k | 0.32 | |
Deutsche Bk Ag right 04/06/2017 | 0.0 | $142k | 60k | 2.37 | |
Playa Hotels & Resorts Nv (PLYA) | 0.0 | $146k | 14k | 10.47 | |
Playa Hotels & Resorts-cw22 w e | 0.0 | $135k | 175k | 0.77 | |
Iamgold Corp (IAG) | 0.0 | $58k | 14k | 4.03 | |
Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $48k | 120k | 0.40 | |
Stellar Acquisition Iii Inc w exp 03/22/202 | 0.0 | $11k | 32k | 0.34 |