Linden Advisors

Linden Advisors as of Dec. 31, 2017

Portfolio Holdings for Linden Advisors

Linden Advisors holds 119 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 4.7 $158M 157M 1.01
Tesla Inc convertible security 3.8 $129M 112M 1.16
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 3.6 $123M 106M 1.16
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 3.5 $117M 85M 1.38
Advanced Micro Devices Inc Note 2.125% 9/0 bond 3.4 $116M 77M 1.50
Yahoo Inc note 12/0 3.4 $115M 86M 1.35
Clovis Oncology Inc note 2.500% 9/1 3.4 $115M 85M 1.35
Allegheny Technologies Inc note 4.750% 7/0 3.2 $109M 59M 1.85
Dish Network Corp note 3.375% 8/1 2.8 $93M 85M 1.09
Whiting Pete Corp New Note 1.250% 4/0 bond 2.5 $83M 89M 0.93
Theravance Biopharma Inc note 3.250%11/0 2.4 $81M 74M 1.10
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 2.2 $76M 64M 1.18
Tesla Motors Inc bond 2.1 $71M 66M 1.08
Trinity Inds Inc note 3.875% 6/0 1.8 $61M 38M 1.58
Isis Pharmaceuticals Inc Del note 1.000%11/1 1.8 $60M 56M 1.06
Wright Medical Group Nv 2.25 20211115 1.7 $59M 48M 1.22
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.6 $55M 55M 1.00
Vector Group Ltd note 1.75% 4/15 1.6 $54M 47M 1.16
Wayfair Inc note 0.375% 9/0 1.5 $52M 50M 1.05
Fireeye Series A convertible security 1.5 $51M 55M 0.94
Blackstone Mtg Tr Inc note 4.375% 5/0 1.5 $52M 51M 1.02
Bank of America Corporation (BAC) 1.5 $51M 1.7M 29.52
Sucampo Pharmaceuticals Inc note 3.250%12/1 1.5 $51M 42M 1.22
JPMorgan Chase & Co. (JPM) 1.5 $51M 473k 106.94
Insulet Corp note 1.250% 9/1 1.5 $49M 38M 1.31
51job Inc note 3.250% 4/1 1.4 $46M 31M 1.48
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 1.3 $44M 46M 0.96
Timkensteel Corp note 6.000% 6/0 1.3 $43M 29M 1.49
Redwood Tr Inc note 4.750% 8/1 1.2 $41M 42M 0.97
Green Plains Inc conv bnd 1.1 $39M 41M 0.95
Arbor Rlty Tr Inc Note 5.37511/1 1.1 $38M 37M 1.02
Ctrip Com Intl Ltd note 1.250% 9/1 1.1 $37M 36M 1.02
Thrx 2 1/8 01/15/23 1.1 $36M 36M 0.99
Repligen Corp note 2.125% 6/0 1.1 $36M 27M 1.31
Horizon Pharma Plc convertible security 1.0 $34M 37M 0.93
Inphi Corp note 1.125%12/0 1.0 $34M 29M 1.16
Prospect Capital Corporation conb 1.0 $34M 34M 1.00
Ctrip Com Intl Ltd note 1.990% 7/0 1.0 $33M 30M 1.12
Inphi Corp note 0.750% 9/0 1.0 $33M 34M 0.99
iShares Russell 2000 Index (IWM) 0.9 $31M 200k 152.46
Nuvasive Inc note 2.250% 3/1 0.9 $30M 26M 1.17
Pros Holding Inc 2% Due 12/1/2 cvbond 0.9 $30M 28M 1.05
Renewable Energy Group Inc note 4.000% 6/1 0.8 $28M 22M 1.28
Goldman Sachs deb 0.8 $28M 27M 1.04
Pdl Biopharma Inc note 2.750 12/0 0.8 $27M 28M 0.97
Everbridge Inc bond 0.8 $26M 24M 1.11
Zillow Group Inc note 2.000%12/0 0.8 $26M 24M 1.09
Seacor Holding Inc note 3.000 11/1 0.7 $25M 26M 0.95
Layne Christensen Co note 8.000% 5/0 0.7 $25M 20M 1.24
Altaba 0.7 $25M 356k 69.85
Nevro Corp note 1.750% 6/0 0.7 $25M 24M 1.04
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.7 $24M 24M 1.03
Consolidated Tomoka Ld Co note 4.500% 3/1 0.7 $24M 22M 1.11
Radius Health Inc note 3.000% 9/0 0.6 $21M 23M 0.94
Granite Pt Mtg Tr Inc Note 5.62512/0 0.6 $20M 20M 1.00
Resource Cap Corp Note 4.500 8/1 0.5 $18M 19M 0.96
Sunpower Corp dbcv 4.000% 1/1 0.5 $18M 21M 0.84
Arbor Realty Trust note 6.500 10/0 0.5 $18M 16M 1.08
Wright Med Group Inc note 2.000% 2/1 0.5 $17M 17M 1.03
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.5 $17M 15M 1.10
Tpg Pace Energy Hldgs Corp cl a 0.5 $16M 1.7M 9.74
Colony Finl Inc note 5.00% 0.5 $15M 15M 1.03
Integrated Device Tech conv 0.4 $15M 13M 1.12
Starwood Property Trust Inc convertible security 0.4 $13M 13M 1.02
Evolent Health Inc bond 0.4 $13M 14M 0.94
Redwood Trust, Inc note 5.625 11/1 0.4 $13M 13M 1.01
Rayonier Advanced Matls (RYAM) 0.3 $11M 540k 20.45
Whiting Petroleum Corp 0.3 $11M 426k 26.48
Cien 4 12/15/20 0.3 $11M 8.3M 1.31
Quidel Corp note 3.250%12/1 0.3 $11M 7.2M 1.51
Time Warner 0.3 $9.9M 108k 91.47
Blackrock Capital Investment Note 5.000 6/1 0.3 $9.9M 9.5M 1.04
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.3 $9.0M 8.6M 1.05
Trn 4% 04/01/45 0.3 $8.8M 11M 0.80
Layne Christensen Co note 4.250%11/1 0.2 $8.6M 8.7M 0.98
Finisar Corp note 0.500%12/1 0.2 $8.0M 8.6M 0.93
Bristow Group Inc note 4.500% 6/0 0.2 $7.7M 7.0M 1.10
Array Biopharma Inc bond 0.2 $7.9M 7.0M 1.13
Tcp Capital Corp convertible security 0.2 $7.5M 7.3M 1.03
Liberty Media Corp Delaware deb 2.250% 9/3 0.2 $7.2M 6.9M 1.04
Sentinel Energy Svcs Inc unit 11/02/2022 0.2 $7.0M 700k 9.97
Vipshop Holdings Ltd - Ads bond 0.2 $6.5M 6.5M 1.00
Oasis Pete Inc New Note 2.625% 9/1 bond 0.2 $6.2M 5.8M 1.07
Tpg Pace Hldgs Corp cl a 0.2 $6.2M 633k 9.75
Infosys Technologies (INFY) 0.2 $5.4M 335k 16.22
Endologix, Inc. 3.25% 11/01/2020 0.2 $5.4M 5.9M 0.90
Ashford Hospitality Prime In pfd cv ser b 0.2 $5.5M 277k 19.99
Finisar Corp note 0.500%12/1 0.1 $5.1M 5.0M 1.01
Legacy Acquisition Corp unit 05/31/2024 0.1 $5.0M 500k 9.94
Hennessy Cap Acquston Corp I 0.1 $4.8M 486k 9.80
Rwt 4 5/8 04/15/18 0.1 $4.4M 4.4M 1.00
Cheniere Energy Inc note 4.250% 3/1 0.1 $4.1M 5.7M 0.71
Biomarin Pharma Inc convertible/ 0.1 $4.0M 4.0M 1.00
Haymaker Acquisition unit 10/19/2022 0.1 $4.0M 400k 9.90
Teva Pharmaceutical Industries (TEVA) 0.1 $3.8M 200k 18.95
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $3.7M 2.1M 1.79
Gores Hldgs Ii 0.1 $3.7M 368k 9.94
Jds Uniphase Corp conv 0.1 $3.1M 3.0M 1.03
Sunpower Corp dbcv 0.750% 6/0 0.1 $3.0M 3.1M 0.99
Southwestern Energy Company (SWN) 0.1 $2.2M 400k 5.58
General Motors Company (GM) 0.1 $2.0M 48k 40.99
Kadmon Hldgs 0.1 $1.9M 527k 3.62
Mosaic Acquisition Corp unit 99/99/9999 0.1 $2.0M 200k 10.12
Microchip Technology Inc note 1.625% 2/1 0.1 $1.7M 1.0M 1.70
Invacare Corp conv bnd 0.1 $1.9M 1.5M 1.24
Saban Cap Acquisition 0.0 $1.4M 144k 9.93
Atlantica Yield (AY) 0.0 $1.1M 50k 21.22
Impax Laboratories Inc conv 0.0 $980k 1.0M 0.98
Medicines Company 2.750000 07/15/2023 bond 0.0 $1.1M 1.2M 0.92
Willscot Corp *w exp 09/10/202 0.0 $993k 694k 1.43
Green Plains Inc conv 0.0 $811k 744k 1.09
Tpg Pace Energy Hldgs Corp w exp 99/99/999 0.0 $779k 565k 1.38
Global Partner Acquisition C *w exp 07/01/202 0.0 $334k 321k 1.04
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $195k 128k 1.52
Cision Ltd *w exp 06/22/202 0.0 $454k 172k 2.64
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $310k 364k 0.85
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $327k 211k 1.55
On Semiconductor Corp Note 1.000%12/0 bond 0.0 $103k 80k 1.29
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $93k 72k 1.30