Linden Advisors

Linden Advisors as of Sept. 30, 2018

Portfolio Holdings for Linden Advisors

Linden Advisors holds 127 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology Inc sdcv 2.125%12/1 6.9 $227M 212M 1.07
Yahoo Inc note 12/0 5.8 $193M 152M 1.27
Teladoc Inc note 3.000%12/1 4.7 $154M 75M 2.07
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 4.6 $153M 153M 1.00
Everbridge Inc bond 3.0 $97M 55M 1.76
Clovis Oncology Inc note 2.500% 9/1 2.7 $89M 96M 0.93
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 2.6 $86M 60M 1.43
Innoviva Inc note 2.500% 8/1 2.5 $82M 74M 1.11
Theravance Biopharma Inc note 3.250%11/0 2.5 $81M 69M 1.18
Lendingtree Inc convertible security 2.3 $77M 60M 1.27
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 2.1 $71M 55M 1.30
Golar Lng Ltd convertible security 2.1 $70M 67M 1.05
Ctrip Com Intl Ltd note 1.250% 9/1 2.1 $68M 69M 0.98
Infinera Corporation note 2.125% 9/0 2.0 $66M 65M 1.02
Thrx 2 1/8 01/15/23 1.9 $62M 61M 1.02
Ii-vi Incorp convertible security 1.8 $58M 50M 1.17
Ship Finance deb 1.7 $57M 57M 1.00
Vector Group Ltd note 1.75% 4/15 1.7 $56M 54M 1.04
Cleveland Cliffs Inc dbcv 1.500% 1/1 1.7 $55M 33M 1.64
Timkensteel Corp note 6.000% 6/0 1.6 $55M 38M 1.43
Blackstone Mtg Tr Inc note 4.375% 5/0 1.6 $54M 54M 1.00
Whiting Pete Corp New Note 1.250% 4/0 bond 1.5 $50M 52M 0.96
Redwood Tr Inc note 4.750% 8/1 1.4 $45M 47M 0.97
Insmed Inc convertible security 1.3 $44M 51M 0.85
Green Plains Inc conv bnd 1.3 $42M 43M 0.96
Inphi Corp note 1.125%12/0 1.2 $39M 34M 1.15
Wal-Mart Stores (WMT) 1.1 $38M 400k 93.91
Exact Sciences Corp convertible/ 1.1 $37M 30M 1.24
Pra Group Inc convertible security 1.1 $37M 36M 1.03
Helix Energy Solutions Group convertible security 1.1 $36M 28M 1.30
Encore Cap Europe Fin Ltd note 4.500% 9/0 1.1 $35M 34M 1.03
Ezcorp Inc note 2.875% 7/0 1.0 $33M 27M 1.24
Team Inc note 5.000% 8/0 1.0 $33M 26M 1.26
Horizon Pharma Plc convertible security 1.0 $33M 32M 1.01
Chesapeake Energy Corp convertible security 1.0 $32M 32M 0.99
Wayfair Inc convertible security 0.9 $30M 20M 1.51
Spartan Energy Acquisition Cl A Unt 0.9 $30M 3.0M 10.16
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.9 $29M 30M 0.98
Alder Biopharmaceuticals Inc convertible security 0.9 $28M 26M 1.08
Microchip Technology Inc sdcv 2.125%12/1 0.8 $28M 26M 1.05
Redwood Trust Inc convertible security 0.8 $27M 28M 0.99
Inphi Corp note 0.750% 9/0 0.8 $27M 27M 0.99
Pdl Biopharma Inc note 2.750 12/0 0.8 $26M 27M 0.99
Prospect Capital Corporation conb 0.8 $26M 26M 0.99
Liberty Media Corporation convertible security 0.8 $26M 22M 1.17
Wright Medical Group Nv 2.25 20211115 0.8 $25M 17M 1.45
Array Biopharma Inc bond 0.8 $25M 20M 1.26
Gain Cap Hldgs Inc bond 0.7 $23M 22M 1.04
Seacor Holdings Inc convertible security 0.7 $23M 24M 0.96
Retrophin Inc note 2.500% 9/1 0.6 $21M 21M 1.03
Redfin Corp convertible security 0.6 $21M 23M 0.91
Tesla Inc convertible security 0.6 $20M 19M 1.02
Flexion Therapeutics convertible security 0.5 $18M 18M 1.01
Radius Health Inc note 3.000% 9/0 0.5 $17M 23M 0.77
Sunpower Corp dbcv 4.000% 1/1 0.5 $17M 21M 0.84
iShares Russell 2000 Index (IWM) 0.5 $17M 100k 168.55
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.4 $15M 15M 1.00
Tesla Motors Inc bond 0.4 $13M 14M 0.96
Lumentum Holdings Inc convertible security 0.4 $13M 11M 1.20
Intrexon Corp note 3.500% 7/0 0.4 $13M 11M 1.18
Gores Holdings Iii Inc unit 09/07/2024 0.4 $13M 1.3M 10.22
Gs Acquisition Hldgs Corp unit 06/12/2023 0.4 $12M 1.2M 10.34
Dfb Healthcare Acquistion 0.4 $12M 1.2M 9.61
Carbonite Inc note 2.500% 4/0 0.3 $11M 7.1M 1.50
Deutsche Bank Ag-registered (DB) 0.3 $10M 900k 11.36
New Mtn Fin Corp note 5.750% 8/1 0.3 $10M 10M 1.00
One Madison Corp 0.3 $9.5M 979k 9.73
Platinum Eagle Acq Corp 0.3 $9.6M 979k 9.83
Trn 4% 04/01/45 0.3 $9.3M 12M 0.77
Invacare Corp convertible security 0.3 $8.5M 7.5M 1.13
Tcp Capital Corp convertible security 0.2 $8.3M 8.3M 1.00
Tesaro Inc note 3.000%10/0 0.2 $8.0M 6.0M 1.33
Medicines Company conv 0.2 $7.8M 7.2M 1.08
Sentinel Energy Svcs 0.2 $7.8M 790k 9.86
Nebula Acquisition Corp 0.2 $7.6M 783k 9.72
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.2 $6.8M 7.0M 0.97
iShares MSCI Brazil Index (EWZ) 0.2 $6.7M 200k 33.73
Tpg Pace Hldgs Corp cl a 0.2 $6.4M 633k 10.07
Tracon Pharmaceuticals 0.2 $5.8M 2.8M 2.05
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.2 $5.4M 277k 19.66
Hubspot convertible security 0.2 $5.6M 3.4M 1.65
Goldman Sachs deb 0.2 $5.3M 5.3M 1.01
Qts Rlty Tr 0.2 $5.3M 50k 105.60
Air Transport Services Grp I note 1.125%10/1 0.2 $5.1M 5.4M 0.96
Churchill Cap Corp unit 99/99/9999 0.1 $5.1M 500k 10.15
Hennessy Cap Acquston Corp I 0.1 $4.6M 448k 10.19
iShares MSCI Emerging Markets Indx (EEM) 0.1 $4.3M 100k 42.92
Redwood Trust, Inc note 5.625 11/1 0.1 $4.3M 4.3M 1.01
Renewable Energy Group Inc note 4.000% 6/1 0.1 $4.4M 1.6M 2.73
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $3.8M 2.1M 1.86
Ctrip Com Intl Ltd note 1.990% 7/0 0.1 $4.1M 3.9M 1.04
Helix Energy Solutions Grp I note 4.250% 5/0 0.1 $3.9M 3.6M 1.08
Gores Hldgs Ii 0.1 $3.9M 368k 10.62
Invacare Corp conv bnd 0.1 $3.8M 3.5M 1.09
Granite Pt Mtg Tr Inc Note 5.62512/0 0.1 $3.6M 3.5M 1.03
General Motors Company (GM) 0.1 $3.4M 100k 33.67
Pretium Res Inc debt 2.250% 3/1 0.1 $3.1M 3.6M 0.88
Zillow Group Inc convertible/ 0.1 $3.2M 3.5M 0.92
Magnolia Oil & Gas Corp tpg pace energy hold 0.1 $2.9M 623k 4.65
Financial Select Sector SPDR (XLF) 0.1 $2.8M 100k 27.58
Ashland (ASH) 0.1 $2.5M 30k 83.87
Oasis Pete Inc New Note 2.625% 9/1 bond 0.1 $2.3M 1.7M 1.35
Whiting Petroleum Corp 0.1 $2.4M 46k 53.06
Southwestern Energy Company (SWN) 0.1 $2.0M 400k 5.11
Twitter Inc note 1.000% 9/1 0.1 $2.0M 2.2M 0.92
Kadmon Hldgs 0.1 $1.8M 550k 3.34
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.1 $1.9M 1.3M 1.49
Mosaic Acquisition Corp shs cl a 0.1 $2.0M 200k 9.76
Fts International 0.1 $1.9M 161k 11.79
MGIC Investment (MTG) 0.1 $1.7M 124k 13.31
Illumina (ILMN) 0.0 $1.2M 3.1k 366.88
Nevro Corp note 1.750% 6/0 0.0 $1.2M 1.2M 0.99
Saban Cap Acquisition 0.0 $1.3M 126k 10.13
Altaba 0.0 $1.0M 15k 68.13
Realpage Inc note 1.500%11/1 0.0 $877k 535k 1.64
Ptc Therapeutics Inc conv bd us 0.0 $575k 500k 1.15
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $668k 1.1M 0.62
One Madison Corp w exp 99/99/999 0.0 $553k 490k 1.13
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $607k 410k 1.48
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $274k 128k 2.14
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $367k 211k 1.74
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $282k 228k 1.24
Platinum Eagle Acquisitin Co *w exp 01/17/202 0.0 $398k 326k 1.22
Nebula Acquisition Corp *w exp 03/12/202 0.0 $339k 261k 1.30
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $84k 72k 1.17
Mosaic Acquisition Corp w exp 99/99/999 0.0 $86k 67k 1.29
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.0 $61k 45k 1.36