Linden Advisors

Linden Advisors as of March 31, 2019

Portfolio Holdings for Linden Advisors

Linden Advisors holds 134 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology Inc note 1.625% 2/1 7.7 $337M 206M 1.64
Microchip Technology Inc sdcv 2.125%12/1 7.3 $321M 291M 1.10
Altaba 6.4 $279M 3.8M 74.12
Teladoc Inc note 3.000%12/1 4.7 $206M 138M 1.49
Huazhu Group Ltd convertible security 4.2 $182M 158M 1.15
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 3.5 $152M 155M 0.98
Sarepta Therapeutics note 1.500% 11/1 3.0 $133M 74M 1.81
Everbridge Inc bond 3.0 $131M 58M 2.26
Ringcentral Inc convertible security 2.8 $121M 85M 1.43
Okta Inc cl a 2.7 $117M 65M 1.81
Wayfair Inc convertible security 2.0 $87M 57M 1.53
Exact Sciences Corp convertible/ 1.9 $84M 61M 1.37
Ctrip Com Intl Ltd note 1.250% 9/1 1.9 $82M 81M 1.01
Innoviva Inc note 2.500% 8/1 1.8 $80M 75M 1.07
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $78M 81M 0.96
Ari 5.375% 10/15/23 1.7 $74M 75M 0.98
Vector Group Ltd note 1.75% 4/15 1.5 $66M 64M 1.02
Thrx 2 1/8 01/15/23 1.5 $65M 64M 1.02
Array Biopharma Inc bond 1.5 $64M 37M 1.76
Theravance Biopharma Inc note 3.250%11/0 1.4 $61M 63M 0.97
Zendesk Inc convertible security 1.3 $59M 40M 1.46
Lendingtree Inc convertible security 1.3 $55M 31M 1.76
Golar Lng Ltd convertible security 1.2 $55M 57M 0.96
Redwood Tr Inc note 4.750% 8/1 1.0 $45M 47M 0.96
Helix Energy Solutions Group convertible security 1.0 $44M 39M 1.12
Nutanix Inc convertible security 1.0 $44M 41M 1.07
Green Plains Inc conv bnd 1.0 $44M 45M 0.96
Insmed Inc convertible security 0.9 $40M 40M 1.01
Ship Finance deb 0.9 $39M 40M 0.99
Exact Sciences convertible/ 0.9 $39M 39M 1.02
Timkensteel Corp note 6.000% 6/0 0.9 $38M 32M 1.17
Whiting Pete Corp New Note 1.250% 4/0 bond 0.8 $37M 38M 0.97
Inphi Corp note 1.125%12/0 0.8 $36M 29M 1.23
Prospect Capital Corporation note 0.8 $34M 34M 0.99
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.8 $33M 32M 1.02
Opko Health Inc convertible security 0.7 $32M 34M 0.94
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.7 $32M 35M 0.89
Spartan Energy Acquisition Cl A Ord 0.7 $29M 3.0M 9.83
Inphi Corp note 0.750% 9/0 0.6 $27M 26M 1.05
Redwood Trust Inc convertible security 0.6 $27M 28M 0.98
Carbonite Inc note 2.500% 4/0 0.6 $27M 23M 1.17
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.6 $25M 25M 1.01
Dexcom Inc dbcv 0.750% 5/1 0.6 $25M 18M 1.34
Retrophin Inc note 2.500% 9/1 0.6 $25M 26M 0.94
iShares Russell 2000 Index (IWM) 0.5 $23M 150k 153.09
Colony Finl Inc note 5.00% 0.5 $22M 24M 0.94
Infinera Corporation note 2.125% 9/0 0.5 $22M 28M 0.80
Gain Cap Hldgs Inc bond 0.5 $22M 22M 1.00
Seacor Holdings Inc convertible security 0.5 $22M 24M 0.91
Ii-vi Incorp convertible security 0.5 $21M 20M 1.05
Granite Pt Mtg Tr Inc note 6.375%10/0 0.5 $21M 21M 1.01
Ezcorp Inc note 2.875% 7/0 0.5 $20M 17M 1.13
Blackstone Mtg Tr Inc note 4.375% 5/0 0.4 $19M 19M 1.01
Flexion Therapeutics convertible security 0.4 $19M 21M 0.88
Q2 Holdings Inc convertible security 0.4 $19M 14M 1.31
Ares Capital Corp convertible security 0.4 $19M 19M 0.99
Redfin Corp convertible security 0.4 $18M 19M 0.96
Pdl Biopharma Inc note 2.750 12/0 0.4 $17M 15M 1.15
Marriott Vacation Worldw convertible security 0.4 $17M 18M 0.95
Sunpower Corp dbcv 4.000% 1/1 0.4 $17M 21M 0.82
Team Inc note 5.000% 8/0 0.4 $17M 15M 1.09
Diamondpeak Hldgs Cor unit 99/99/9999 0.4 $16M 1.6M 10.02
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.4 $16M 12M 1.35
Neurocrine Biosciences Inc Note 2.250 5/1 0.4 $16M 12M 1.35
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.3 $15M 15M 1.01
Rmg Acquisition Corp unit 99/99/9999 0.3 $15M 1.5M 10.03
Gs Acquisition Holdings Cl A Ord 0.3 $14M 1.4M 10.02
Gores Holdings Iii 0.3 $13M 1.4M 9.88
Quotient Technology Inc convertible security 0.3 $14M 14M 0.94
Radius Health Inc note 3.000% 9/0 0.3 $13M 15M 0.84
Acamar Partners Acqsition Co unit 12/30/2025 0.3 $13M 1.3M 10.01
Dfb Healthcare Acquistion 0.3 $12M 1.2M 9.99
New Mtn Fin Corp note 5.750% 8/1 0.3 $12M 12M 1.00
Trine Acquisition Corp unit 03/31/2021 0.3 $12M 1.2M 10.02
Seacor Holding Inc note 3.000 11/1 0.2 $11M 11M 0.97
Nio Inc spon ads (NIO) 0.2 $11M 2.1M 5.10
Hercules Capital Inc dbcv 4.375% 2/0 0.2 $11M 11M 0.98
Etsy Inc convertible security 0.2 $11M 5.4M 1.94
Prospect Capital Corporation conb 0.2 $10M 10M 0.99
Tortoise Acquisition Corp unit 03/04/2024 0.2 $10M 1.0M 9.99
Insurance Acquisition Corp unit 03/31/2024 0.2 $10M 1.0M 10.10
Trn 4% 04/01/45 0.2 $9.3M 12M 0.77
One Madison Corp 0.2 $9.0M 879k 10.25
Deutsche Bank Ag-registered (DB) 0.2 $8.9M 1.1M 8.12
Ctrip Com Intl Ltd note 1.990% 7/0 0.2 $8.7M 7.7M 1.13
Nebula Acquisition Corp 0.2 $7.8M 783k 9.99
Intrexon Corp note 3.500% 7/0 0.2 $7.7M 13M 0.59
Sentinel Energy Svcs Inc cl a 0.2 $8.0M 790k 10.08
Euronet Worldwide (EEFT) 0.2 $7.5M 52k 142.60
Technology SPDR (XLK) 0.2 $7.4M 100k 74.00
Gores Metropoulos 0.2 $7.4M 750k 9.81
Herbalife Ltd convertible security 0.2 $7.1M 6.7M 1.06
Tpg Pace Hldgs Corp cl a 0.1 $6.5M 633k 10.24
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.1 $6.0M 5.5M 1.10
Utilities SPDR (XLU) 0.1 $5.8M 100k 58.17
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.1 $5.4M 277k 19.54
Chesapeake Energy Corp convertible security 0.1 $4.7M 5.0M 0.93
Lumentum Holdings Inc convertible security 0.1 $4.7M 4.0M 1.18
Crescent Acquisition Corp unit 99/99/9999 0.1 $5.0M 500k 10.00
Helix Energy Solutions Grp I note 4.250% 5/0 0.1 $4.6M 4.6M 0.99
Canopy Gro 0.1 $4.6M 106k 43.36
Tracon Pharmaceuticals 0.1 $3.9M 2.8M 1.37
Target Hospitality Corp (TH) 0.1 $4.0M 421k 9.50
General Electric Company 0.1 $3.0M 301k 9.99
SPDR S&P Oil & Gas Explore & Prod. 0.1 $3.1M 100k 30.74
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $3.1M 2.1M 1.52
Whiting Petroleum Corp 0.1 $2.6M 100k 26.15
Pretium Res Inc debt 2.250% 3/1 0.1 $2.7M 2.9M 0.94
Magnolia Oil & Gas Corp tpg pace energy hold 0.1 $2.1M 623k 3.37
Mosaic Acquisition Corp 0.1 $2.0M 200k 10.08
Churchill Cap Corp Com Cl A 0.1 $2.3M 174k 13.44
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.0 $1.4M 1.5M 0.94
Saban Cap Acquisition 0.0 $1.3M 126k 10.28
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $1.1M 992k 1.13
Ironwood Pharmaceuticals (IRWD) 0.0 $970k 72k 13.53
Gol Linhas Aereas Intlg S A spon adr p (GOLLQ) 0.0 $1.0M 80k 13.05
Microchip Technology Inc sdcv 2.125%12/1 0.0 $871k 785k 1.11
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $656k 400k 1.64
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $1.1M 1.3M 0.85
Churchill Cap Corp *w exp 09/11/202 0.0 $835k 250k 3.34
Kadmon Hldgs 0.0 $438k 166k 2.64
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $310k 211k 1.47
Evolent Health Inc bond 0.0 $480k 500k 0.96
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $303k 1.0M 0.29
One Madison Corp w exp 99/99/999 0.0 $583k 490k 1.19
Nebula Acquisition Corp *w exp 03/12/202 0.0 $240k 261k 0.92
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $418k 410k 1.02
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $596k 417k 1.43
Gores Metropoulos Inc *w exp 01/28/202 0.0 $338k 250k 1.35
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $0 72k 0.00
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.0 $51k 45k 1.13
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $55k 67k 0.83
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $168k 228k 0.74
Nio Inc bond 0.0 $9.0k 10k 0.90