Linden Advisors

Linden Advisors as of Sept. 30, 2019

Portfolio Holdings for Linden Advisors

Linden Advisors holds 207 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology Inc note 1.625% 2/1 7.1 $522M 275M 1.90
Microchip Technology Inc sdcv 2.125%12/1 5.6 $412M 319M 1.29
Mercadolibre Inc convertible security 5.4 $397M 268M 1.48
Sea Ltd bond 4.8 $355M 204M 1.74
Mongodb Inc convertible security 4.1 $303M 161M 1.88
Teladoc Inc note 3.000%12/1 3.4 $248M 145M 1.71
Cree Inc note 0.875% 9/0 2.8 $209M 192M 1.09
Splunk Inc note 1.125% 9/1 2.7 $199M 183M 1.09
Twilio Inc Note 0.250 6/0 bnd 2.7 $198M 118M 1.67
Huazhu Group Ltd convertible security 2.5 $181M 174M 1.04
Exact Sciences Corp convertible/ 2.4 $177M 126M 1.41
Splunk Inc note 0.500% 9/1 2.2 $165M 153M 1.08
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 1.9 $143M 141M 1.02
Ringcentral Inc convertible security 1.7 $129M 79M 1.62
Teladoc note 1.375 5/1 1.6 $119M 80M 1.49
Exact Sciences convertible/ 1.6 $117M 109M 1.08
Sarepta Therapeutics note 1.500% 11/1 1.6 $117M 89M 1.32
Chegg Inc note 0.250% 5/1 1.6 $116M 90M 1.28
Insulet Corp note 1.375%11/1 1.6 $115M 63M 1.84
Rapid7 Inc convertible security 1.2 $91M 70M 1.30
Ari 5.375% 10/15/23 1.2 $87M 85M 1.02
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.1 $83M 83M 0.99
Fireeye Inc note 0.875% 6/0 1.1 $82M 87M 0.94
Vector Group Ltd note 1.75% 4/15 1.0 $74M 71M 1.04
Innoviva Inc note 2.500% 8/1 1.0 $74M 77M 0.96
Wayfair Inc convertible security 1.0 $74M 59M 1.24
Momo Inc note 1.250% 7/0 0.9 $70M 78M 0.90
Five9 Inc note 0.125% 5/0 0.9 $66M 46M 1.44
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.9 $65M 66M 0.98
Gds Hldgs Ltd note 0.9 $65M 63M 1.04
Kkr Real Estate Fin Tr Inc note 6.125% 5/1 0.9 $64M 61M 1.04
Neurocrine Biosciences Inc Note 2.250 5/1 0.8 $63M 46M 1.37
Herbalife Ltd convertible security 0.8 $62M 66M 0.94
Thrx 2 1/8 01/15/23 0.8 $58M 62M 0.94
Wright Medical Group Nv 2.25 20211115 0.8 $57M 49M 1.17
Altair Engr Inc note 0.250% 6/0 0.8 $57M 56M 1.01
Mfa Financial note 6.250 6/1 0.8 $56M 55M 1.03
Vocera Communications Inc note 1.500% 5/1 0.7 $53M 51M 1.05
Twitter Inc note 0.250% 6/1 0.7 $52M 49M 1.06
Arbor Rlty Tr Inc note 5.250% 7/0 0.7 $52M 49M 1.07
On Semiconductor Corp note 1.625%10/1 0.7 $49M 41M 1.21
Golar Lng Ltd convertible security 0.6 $47M 54M 0.87
Caesars Entmt Corp note 5.000%10/0 0.6 $47M 27M 1.70
Envestnet Inc note 1.750% 6/0 0.6 $47M 43M 1.08
Ship Finance deb 0.6 $45M 42M 1.09
New Mtn Fin Corp note 5.750% 8/1 0.6 $42M 40M 1.05
Q2 Holdings Inc convertible security 0.5 $39M 26M 1.47
Plug Power Inc note 5.500% 3/1 0.5 $37M 30M 1.24
Churchill Cap Corp Ii cl a 0.5 $37M 3.7M 10.02
Prospect Capital Corporation note 0.5 $36M 34M 1.06
Redwood Tr Inc note 4.750% 8/1 0.5 $35M 35M 1.00
Helix Energy Solutions Group convertible security 0.5 $33M 29M 1.17
Ezcorp Inc note 2.375% 5/0 0.4 $33M 41M 0.80
First Majestic Silver Corp note 1.875% 3/0 0.4 $32M 27M 1.17
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.4 $31M 30M 1.03
Etsy Inc convertible security 0.4 $31M 18M 1.68
Spartan Energy Acquisition Cl A Ord 0.4 $30M 3.0M 10.10
Mesa Labs Inc note 1.375% 8/1 0.4 $31M 29M 1.07
Opko Health Inc convertible security 0.4 $29M 35M 0.82
Haymaker Acquisition Corp Ii 0.4 $29M 2.9M 9.90
Helix Energy Solutions Grp I note 4.250% 5/0 0.4 $27M 27M 1.01
Prft 2 3/8 9/15/23 convertible bond 0.4 $26M 22M 1.20
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.4 $27M 2.6M 10.18
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.3 $26M 29M 0.91
Apex Technology Acquisitn Co unit 06/11/2026 0.3 $25M 2.5M 10.19
Gx Acquisition Corp 0.3 $25M 2.5M 9.95
Colony Finl Inc note 5.00% 0.3 $24M 24M 0.98
Seacor Holdings Inc convertible security 0.3 $23M 24M 0.94
Granite Pt Mtg Tr Inc note 6.375%10/0 0.3 $23M 22M 1.03
Replay Acquisition Corp 0.3 $23M 2.3M 9.92
Sunpower Corp dbcv 4.000% 1/1 0.3 $22M 24M 0.92
Zendesk Inc convertible security 0.3 $22M 16M 1.32
Act Ii Global Acquisition Co Cl A (ACTT) 0.3 $22M 2.2M 9.85
Ctrip Com Intl Ltd note 1.990% 7/0 0.3 $19M 19M 1.01
Gores Holdings Iii 0.2 $18M 1.8M 10.11
Lumentum Holdings Inc convertible security 0.2 $18M 15M 1.16
Blackstone Mtg Tr Inc note 4.375% 5/0 0.2 $17M 16M 1.05
Teekay note 5.000 1/1 0.2 $16M 20M 0.81
Pdl Biopharma Inc note 2.750 12/0 0.2 $16M 16M 0.96
Okta Inc cl a (OKTA) 0.2 $15M 156k 98.46
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.2 $15M 15M 1.05
Rmg Acquisition Corp cl a 0.2 $15M 1.5M 9.93
Pivotal Acq Corp Ii 0.2 $15M 1.5M 9.83
Netfin Acquisition Corp shs cl a 0.2 $15M 1.5M 9.80
Theravance Biopharma Inc note 3.250%11/0 0.2 $14M 15M 0.92
Ezcorp Inc note 2.875% 7/0 0.2 $14M 15M 0.94
Viavi Solutions Inc convertible security 0.2 $14M 11M 1.23
Flexion Therapeutics convertible security 0.2 $14M 15M 0.90
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.2 $12M 11M 1.12
Redfin Corp convertible security 0.2 $13M 14M 0.92
Blackstone Group Inc Com Cl A (BX) 0.2 $12M 250k 48.85
Acamar Partners Acqsition Co cl a 0.2 $13M 1.3M 9.96
Insurance Acquisition Corp cl a 0.2 $13M 1.3M 9.85
Gs Acquisition Holdings Cl A Ord 0.2 $12M 1.2M 10.20
Trine Acquisition Cl A Ord 0.2 $12M 1.2M 9.87
Diamondpeak Hldgs Cor 0.2 $12M 1.2M 9.88
Accelerate Diagnostics Inc bond 0.2 $12M 15M 0.81
Silver Standard Resources Inc note 2.875 2/0 0.1 $11M 11M 1.01
Veoneer Incorporated Note note 4.000% 6/0 0.1 $11M 11M 0.99
Silver Spike Acquisition Unt 0.1 $11M 1.1M 10.09
Dexcom Inc dbcv 0.750% 5/1 0.1 $10M 6.3M 1.59
Legacy Acquisition Corp unit 05/31/2024 0.1 $11M 995k 10.50
Tiberius Acquisition Corp 0.1 $11M 1.0M 10.26
Dfb Healthcare Acquistion 0.1 $10M 1.0M 10.20
Marriott Vacation Worldw convertible security 0.1 $10M 9.9M 1.01
Chaserg Technlgy Acquisitn C class a 0.1 $10M 1.0M 10.01
Gores Metropoulos 0.1 $10M 1.0M 10.08
Tuscan Holdings Ii Acq Corp 0.1 $10M 1.0M 9.81
Dht 4.5 08/15/21 note 4.500% 8/1 0.1 $10M 9.0M 1.15
Fintech Acquisition Corp Iii 0.1 $9.6M 958k 10.07
Tortoise Acquisition Corp cl a 0.1 $9.8M 1.0M 9.83
Trn 4% 04/01/45 0.1 $8.9M 12M 0.74
Canopy Gro 0.1 $8.4M 365k 22.93
Nebula Acquisition Corp 0.1 $8.0M 783k 10.20
Pivotal Acquisition Cl A Ord 0.1 $8.5M 834k 10.18
Sentinel Energy Svcs Inc cl a 0.1 $7.6M 740k 10.27
Proficient Alpha Acqustn Cor 0.1 $7.2M 721k 9.95
New Providence Acquisitin Co unit 09/01/2024 0.1 $7.6M 750k 10.07
Gigcapital2 Acq Corp 0.1 $6.9M 700k 9.83
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.1 $6.9M 700k 9.88
Switchback Energy acquisitio unit 0.1 $7.0M 700k 10.00
Sc Health Corp 0.1 $7.0M 704k 9.91
Baozun (BZUN) 0.1 $5.8M 135k 42.70
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.1 $6.3M 6.3M 1.00
Tpg Pace Hldgs Corp cl a 0.1 $6.1M 593k 10.28
Silicon Laboratories Inc convertible security 0.1 $5.7M 4.4M 1.31
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.1 $5.8M 277k 20.86
Repligen Corp note 0.375% 7/1 0.1 $5.6M 5.6M 0.99
Crescent Acquisition Corp 0.1 $4.9M 500k 9.88
Appollo Global Mgmt Inc Cl A 0.1 $4.9M 129k 37.82
SPDR S&P Homebuilders (XHB) 0.1 $4.4M 100k 44.08
Redwood Trust Inc convertible security 0.1 $4.7M 4.6M 1.01
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $4.0M 100k 39.80
Prospect Capital Corporation conb 0.1 $3.8M 3.7M 1.03
South Mtn Merger Corp 0.1 $3.6M 365k 9.80
Intelsat S A note 4.500% 6/1 0.1 $3.7M 2.5M 1.48
General Electric Company 0.0 $2.7M 301k 8.94
Aerie Pharmaceuticals 0.0 $2.9M 150k 19.22
Trulia Inc. 2.750% December 15, 2020 ccb 0.0 $2.9M 2.1M 1.40
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $2.9M 1.2M 2.33
Collier Creek Holdings 0.0 $3.1M 300k 10.19
Amci Acquisition Corp class a 0.0 $3.3M 326k 10.03
Gol Linhas Aereas Intlg S A spon adr p (GOLLQ) 0.0 $2.2M 144k 15.47
Nio Inc spon ads (NIO) 0.0 $2.5M 1.6M 1.56
Intrexon Corp note 3.500% 7/0 0.0 $1.9M 3.0M 0.63
Landcadia Hldgs Ii Inc cl a 0.0 $2.0M 200k 9.80
Hennessy Cap Acqustion Corp Cl A 0.0 $2.5M 250k 10.08
Orisun Acquisition Corp unit 99/99/9999 0.0 $2.2M 215k 10.00
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $1.9M 1.2M 1.55
Tracon Pharmaceuticals 0.0 $1.3M 2.8M 0.45
Trinity Merger Corp *w exp 05/11/202 0.0 $1.4M 1.1M 1.26
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $1.1M 1.1M 1.01
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $1.4M 1.1M 1.31
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $1.2M 1.3M 0.95
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $1.6M 1.2M 1.32
Intrexon 0.0 $516k 90k 5.72
Pensare Acquisition Corp right 0.0 $406k 1.4M 0.30
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $1.1M 634k 1.72
Whiting Petroleum Corp 0.0 $779k 97k 8.02
Evolent Health Inc bond 0.0 $440k 500k 0.88
Microchip Technology Inc sdcv 2.125%12/1 0.0 $715k 554k 1.29
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $385k 631k 0.61
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $526k 421k 1.25
Tiberius Acquisition Corp w exp 02/28/202 0.0 $460k 676k 0.68
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $568k 400k 1.42
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $525k 417k 1.26
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $595k 992k 0.60
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $901k 732k 1.23
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $468k 600k 0.78
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $732k 1.1M 0.69
Trine Acquisition Corp *w exp 03/31/202 0.0 $529k 687k 0.77
Haymaker Acquisition Unt 0.0 $1.0M 100k 10.34
Insurance Acquisition Corp *w exp 03/31/202 0.0 $519k 633k 0.82
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $453k 533k 0.85
Replay Acquisition -cw20 warrants 0.0 $958k 1.3M 0.75
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $432k 520k 0.83
South Mtn Merger Corp *w exp 06/20/202 0.0 $410k 518k 0.79
Gx Acquisition Corp *w exp 05/24/202 0.0 $741k 1.3M 0.59
Netfin Acquisition Corp *w exp 08/01/202 0.0 $480k 1.6M 0.30
Oaktree Acquisition Corp unit 99/99/9999 0.0 $762k 75k 10.16
Gigcapital2 Inc right 02/28/2026 0.0 $845k 3.1M 0.27
Pivotal Invt Corp Ii *w exp 06/01/202 0.0 $524k 504k 1.04
Sc Health Corp *w exp 99/99/999 0.0 $410k 350k 1.17
Office Depot 0.0 $96k 55k 1.75
Pensare Acquisition Corp *w exp 07/27/202 0.0 $145k 630k 0.23
Legacy Acquisition Corp wt 0.0 $214k 629k 0.34
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $327k 1.1M 0.31
Nebula Acquisition Corp *w exp 03/12/202 0.0 $191k 261k 0.73
Far Pt Acquisition Corp w exp 06/01/202 0.0 $117k 100k 1.17
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $276k 950k 0.29
New Frontier Corp warrant 0.0 $174k 169k 1.03
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $67k 293k 0.23
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $129k 114k 1.13
Collier Creek Holdings *w exp 99/99/999 0.0 $133k 100k 1.33
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $76k 218k 0.35
Gores Metropoulos Inc *w exp 01/28/202 0.0 $364k 294k 1.24
South Mountain Merger Unt 0.0 $177k 17k 10.49
Rmg Acquisition Corp *w exp 02/21/202 0.0 $360k 500k 0.72
Tortoise Acquisition Corp *w exp 03/04/202 0.0 $300k 500k 0.60
Crescent Acquisition Corp *w exp 03/08/202 0.0 $175k 250k 0.70
Acamar Partners Acquisi-cw26 warrants 0.0 $276k 418k 0.66
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $56k 700k 0.08
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $119k 700k 0.17
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $212k 233k 0.91
Fellazo 0.0 $171k 17k 10.00
Gigcapital2 Inc *w exp 02/28/202 0.0 $271k 969k 0.28
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $278k 515k 0.54