LPL Financial

LPL Financial portfolio companies for quarter ending December 2011

Ticker Name Portfolio Weight Share Count Price Last Trade
BP BP 0.00 213124 42.74 43.39
CB Chubb Corporation 0.00 24910 69.21 87.28
ETFC E TRADE Financial Corporation 0.00 32660 7.96 11.29
* Barrick Gold 0.00 31957 45.25 0.00
CTSH Cognizant Technology Solutions 0.00 135292 64.31 63.48
CMS CMS Energy Corporation 0.00 41421 22.09 27.64
CEO CNOOC 0.00 10419 174.68 177.63
BYD Boyd Gaming Corporation 0.00 17800 7.47 12.34
GLW Corning Incorporated 0.00 215707 12.98 15.56
NLY Annaly Capital Management 0.00 776981 15.96 14.31
AXP American Express Company 0.00 88343 47.17 74.26
AON Aon Corporation 0.00 18538 46.82 65.14
BAC Bank of America Corporation 0.00 1305846 5.56 13.18
BK Bank of New York Mellon Corporation 0.00 100250 19.91 29.40
CVBF CVB Financial 0.00 13319 10.06 11.18
DFS Discover Financial Services 0.00 21353 23.98 47.32
BRK.B Berkshire Hathaway 0.00 371217 76.30 0.00
Canadian Natl Ry 0.00 20326 78.57 0.00
CAT Caterpillar 0.00 259787 90.60 85.97
KO Coca-Cola Company 0.00 270033 69.97 41.79
CCI Crown Castle International 0.00 8563 44.84 72.98
CSX CSX Corporation 0.00 221386 21.06 25.23
EK Eastman Kodak Company 0.00 27616 0.65 0.00
ABT Abbott Laboratories 0.00 393289 56.23 37.36
BAX Baxter International 0.00 79499 49.48 71.61
ADM Archer Daniels Midland Company 0.00 35419 28.60 33.98
DIS Walt Disney Company 0.00 322099 37.50 64.50
CLH Clean Harbors 0.00 7662 63.69 58.07
AGL AGL Resources 0.00 13259 42.24 0.00
CBS CBS Corporation 0.00 13636 27.13 50.49
AEE Ameren Corporation 0.00 16055 33.14 34.78
BAM.A Brookfield Asset Management 0.00 16531 27.46 0.00
CVX Chevron Corporation 0.00 413994 106.40 124.56
ED Consolidated Edison 0.00 107535 62.03 58.55
BMY Bristol Myers Squibb 0.00 425266 35.24 46.68
AMT American Tower Corporation 0.00 86914 60.01 81.17
APA Apache Corporation 0.00 47127 90.59 81.45
ADSK Autodesk 0.00 7767 30.38 35.95
BOH Bank of Hawaii Corporation 0.00 18843 44.47 50.63
BBBY Bed Bath & Beyond 0.00 9468 57.98 68.57
BRO Brown & Brown 0.00 12472 22.61 32.61
CCL Carnival Corporation 0.00 84872 32.64 32.99
CERN Cerner Corporation 0.00 40058 61.26 94.47
CTXS Citrix Systems 0.00 39856 60.72 63.08
COH Coach 0.00 42827 61.04 57.49
CEG Constellation Energy 0.00 18133 39.65 0.00
CLR Continental Resources 0.00 5947 66.76 82.35
CMI Cummins 0.00 32825 88.01 115.26
XRAY DENTSPLY International 0.00 7802 34.99 40.98
DLR Digital Realty Trust 0.00 22037 66.66 62.21
ETN Eaton Corporation 0.00 84296 43.53 67.73
HRB H&R; Block 0.00 46662 16.33 28.85
RRD R.R. Donnelley & Sons Company 0.00 57312 14.43 12.68
BKE Buckle 0.00 7917 40.92 54.10
AFL AFLAC Incorporated 0.00 92536 43.26 54.55
ADP Automatic Data Processing 0.00 67835 54.01 69.75
AVY Avery Dennison Corporation 0.00 8637 28.71 43.50
BBY Best Buy 0.00 66014 23.37 25.92
BA Boeing Company 0.00 197298 73.35 99.99
BSX Boston Scientific Corporation 0.00 33161 5.34 9.10
DOW Dow Chemical Company 0.00 225454 28.76 34.88
BCR C.R. Bard 0.00 27488 85.49 104.67
BEAV BE Aerospace 0.00 5551 38.73 62.05
AIN Albany International 0.00 19416 23.13 31.78
CMA Comerica Incorporated 0.00 19399 25.77 38.50
COCO Corinthian Colleges 0.00 38660 2.17 2.57
DRI Darden Restaurants 0.00 13603 45.58 52.72
DD E.I. du Pont de Nemours & Company 0.00 378877 45.78 54.78
CINF Cincinnati Financial Corporation 0.00 10333 30.48 47.33
ACI Arch Coal 0.00 29204 14.52 5.44
Agrium 0.00 4957 67.18 0.00
EMN Eastman Chemical Company 0.00 16680 39.09 70.98
AZN AstraZeneca 0.00 69676 46.29 51.68
CAB Cabela's Incorporated 0.00 19107 25.44 67.82
CDNS Cadence Design Systems 0.00 37691 10.40 14.48
CR Crane 0.00 6086 46.66 58.84
CVS CVS Caremark Corporation 0.00 122772 40.78 58.49
CPB Campbell Soup Company 0.00 14088 33.22 45.32
CTL CenturyLink 0.00 68901 37.20 37.16
BDX Becton, Dickinson and 0.00 19699 74.72 99.31
AU AngloGold Ashanti 0.00 5160 42.44 16.74
APD Air Products & Chemicals 0.00 17398 85.18 93.48
CPWR Compuware Corporation 0.00 18524 8.31 11.27
AVT Avnet 0.00 12117 31.11 33.54
AA Alcoa 0.00 222299 8.65 8.52
AGN Allergan 0.00 64829 87.74 97.79
ALL Allstate Corporation 0.00 44918 27.41 48.24
AMGN Amgen 0.00 67622 64.21 105.29
APC Anadarko Petroleum Corporation 0.00 75590 76.33 88.50
AAPL Apple 0.00 218877 405.00 444.44
BHI Baker Hughes Incorporated 0.00 10609 48.64 46.53
BBT BB&T; Corporation 0.00 56354 25.16 32.51
BRK.A Berkshire Hathaway 0.00 70 114757.14 0.00
CX Cemex SAB de CV 0.00 11193 5.36 11.21
CI CIGNA Corporation 0.00 41552 42.00 67.00
CL Colgate-Palmolive Company 0.00 63941 92.38 60.58
CS Credit Suisse Group AG 0.00 25243 23.49 28.97
DE Deere & Company 0.00 136786 77.35 86.07
AEP American Electric Power Company 0.00 72966 41.31 48.18
APOL Apollo 0.00 7155 53.81 20.43
DHR Danaher Corporation 0.00 91973 47.04 61.90
Canadian Natural Resources 0.00 56093 37.37 0.00
CAJ Canon 0.00 28123 44.06 35.99
EMC EMC Corporation 0.00 583085 21.54 23.47
BPL Buckeye Partners 0.00 34915 63.98 69.64
CLMT Calumet Specialty Products Partners, L.P 0.00 12899 20.16 35.82
CTAS Cintas Corporation 0.00 10085 34.80 44.65
ANF Abercrombie & Fitch 0.00 8293 48.84 48.35
CLX Clorox Company 0.00 65505 66.56 85.95
DLX Deluxe Corporation 0.00 19406 22.78 37.52
DLTR Dollar Tree 0.00 83962 83.11 50.15
ARO Aeropostale 0.00 64984 15.25 15.29
AZO AutoZone 0.00 1689 325.04 415.93
BIG Big Lots 0.00 7280 37.77 38.17
CAG ConAgra Foods 0.00 42168 26.39 34.47
DF Dean Foods Company 0.00 11346 11.19 9.90
DOV Dover Corporation 0.00 53117 58.04 78.59
ADS Alliance Data Systems Corporation 0.00 12495 103.80 179.92
AMAT Applied Materials 0.00 104052 10.71 14.54
CHK Chesapeake Energy Corporation 0.00 189534 22.29 21.25
AMZN Amazon 0.00 50875 173.09 259.20
CSL Carlisle Companies 0.00 11032 44.33 65.37
FUN Cedar Fair 0.00 30592 21.51 42.70
AHT Ashford Hospitality Trust 0.00 21087 8.01 13.03
CAR Avis Budget 0.00 13330 10.73 31.29
CPO Corn Products International 0.00 3901 52.55 0.00
AMR AMR Corporation 0.00 38793 0.36 0.00
ATML Atmel Corporation 0.00 13881 8.07 7.40
EAT Brinker International 0.00 143050 26.76 40.22
DAR Darling International 0.00 12075 13.25 19.02
AMSWA American Software 0.00 12703 9.45 8.20
BIDU Baidu 0.00 45527 116.48 94.34
BRCM Broadcom Corporation 0.00 64375 29.36 36.32
CIG Companhia Energetica Minas Gerais 0.00 25134 17.78 11.43
BRKS Brooks Automation 0.00 14574 10.29 10.24
CE Celanese Corporation 0.00 9476 44.32 48.59
CBB Cincinnati Bell 0.00 23362 3.04 3.57
CLNE Clean Energy Fuels 0.00 63231 12.46 13.14
ALK Alaska Air 0.00 14121 75.07 58.06
APL Atlas Pipeline Partners 0.00 6139 37.14 38.59
BKH Black Hills Corporation 0.00 6858 33.54 47.34
BKI Buckeye Technologies 0.00 33411 33.43 37.44
CHRS Charming Shoppes 0.00 10974 4.92 0.00
CYH Community Health Systems 0.00 39672 17.44 43.00
DEPO DepoMed 0.00 16000 5.19 5.84
ACC American Campus Communities 0.00 6731 41.90 42.39
AFAM Almost Family 0.00 12677 16.57 19.36
ALGN Align Technology 0.00 8980 23.72 36.57
ALTR Altera Corporation 0.00 8187 37.13 32.47
APU AmeriGas Partners 0.00 14179 45.91 46.83
ATO Atmos Energy Corporation 0.00 10907 33.37 42.85
ATW Atwood Oceanics 0.00 7407 39.83 54.24
BEXP Brigham Exploration Company 0.00 30825 36.46 0.00
BHP BHP Billiton 0.00 47069 70.62 66.70
BRKR Bruker Corporation 0.00 19307 12.43 16.78
BRY Berry Petroleum Company 0.00 7100 41.97 44.59
CDE Coeur d'Alene Mines Corporation 0.00 46134 24.15 13.82
CGNX Cognex Corporation 0.00 5741 35.71 43.33
CHS Chico's FAS 0.00 47518 11.13 18.88
CKP Checkpoint Systems 0.00 20826 10.95 12.35
CMG Chipotle Mexican Grill 0.00 9139 337.78 364.18
CPL CPFL Energia S.A. 0.00 17316 28.18 22.53
CRR CARBO Ceramics 0.00 1723 123.62 68.92
CRUS Cirrus Logic 0.00 25175 15.85 17.62
CRZO Carrizo Oil & Gas 0.00 9264 26.34 26.95
CSIQ Canadian Solar 0.00 54500 2.66 8.30
CTB Cooper Tire & Rubber Company 0.00 37001 14.00 25.35
CYT Cytec Industries 0.00 7128 44.61 71.47
DTE DTE Energy Company 0.00 18281 54.43 68.67
LNT Alliant Energy Corporation 0.00 18409 44.11 50.73
Cimarex Energy 0.00 3411 61.86 0.00
ABB ABB 0.00 116621 18.83 22.26
AKS AK Steel Holding Corporation 0.00 19686 8.28 3.59
ALXN Alexion Pharmaceuticals 0.00 57050 71.50 98.85
ANH Anworth Mortgage Asset Corporation 0.00 80596 6.28 5.76
ARMH ARM Holdings 0.00 60804 27.66 44.82
ASH Ashland 0.00 6824 57.15 87.90
BBD Banco Bradesco SA 0.00 13228 16.71 16.93
BPT BP Prudhoe Bay Royalty Trust 0.00 27275 113.95 84.88
BTI British American Tobac 0.00 7266 94.83 111.76
BWA BorgWarner 0.00 43390 63.75 81.46
BWP Boardwalk Pipeline Partners 0.00 51339 27.68 31.01
CBST Cubist Pharmaceuticals 0.00 8618 39.57 54.51
CELG Celgene Corporation 0.00 79304 67.60 122.45
CPNO Copano Energy 0.00 16679 34.17 0.00
CREE Cree 0.00 13655 22.04 59.51
DECK Deckers Outdoor Corporation 0.00 26079 75.58 52.48
DMND Diamond Foods 0.00 6665 32.26 16.49
DNR Denbury Resources 0.00 20957 15.08 18.41
ACET Aceto Corporation 0.00 18700 6.90 11.89
Agni 0.00 11589 36.33 0.00
ARNA Arena Pharmaceuticals 0.00 32600 1.87 8.20
Bk Nova Cad 0.00 51358 49.81 0.00
BWLD Buffalo Wild Wings 0.00 14443 67.51 94.25
CCC Calgon Carbon Corporation 0.00 12297 15.69 17.66
CHD Church & Dwight 0.00 8699 45.75 62.00
CVD Covance 0.00 12191 45.69 75.61
DRE Duke Realty Corporation 0.00 21258 12.04 17.39
ALB Albemarle Corporation 0.00 7622 51.56 66.29
AME AMETEK 0.00 8399 42.15 42.90
ARUN Aruba Networks 0.00 44222 18.52 13.22
CFW Cano Petroleum 0.00 11000 0.09 0.00
AXAS Abraxas Petroleum 0.00 424301 3.30 2.44
ALU Alcatel-Lucent 0.00 155505 1.56 1.46
AVII AVI BioPharma 0.00 21063 0.76 0.00
BRCD Brocade Communications Systems 0.00 23725 5.18 5.41
CSV Carriage Services 0.00 28771 5.60 16.29
CRS Carpenter Technology Corporation 0.00 9843 51.51 47.90
Central Fd Cda Ltd cl a 0.00 1452489 19.61 0.00
DCT DCT Industrial Trust 0.00 171856 5.12 7.69
DAN Dana Holding Corporation 0.00 56856 12.15 18.22
Denison Mines 0.00 45097 1.24 0.00
BDN Brandywine Realty Trust 0.00 15620 9.48 14.80
APKT Acme Packet 0.00 40671 30.91 0.00
AIG American International 0.00 11581 23.23 44.36
AWK American Water Works 0.00 38313 31.87 41.53
BLL Ball Corporation 0.00 16884 35.71 45.09
CBL CBL & Associates Properties 0.00 19055 15.69 25.04
Bank Of America Corporation preferred 0.00 5502 786.08 0.00
DG Dollar General 0.00 5734 41.16 54.30
CHN China Fund 0.00 16118 20.54 21.03
CRIS Curis 0.00 21000 4.67 3.75
CWH CommonWealth REIT 0.00 26995 16.63 20.29
CHI Calamos Conv. Opptys. & Income Fund 0.00 396547 11.26 12.86
FAX Aberdeen Asia-Pacific Income Fund 0.00 906305 7.33 7.23
IAF Aberdeen Australia Equity Fund 0.00 102792 9.05 10.06
ADX Adams Express Company 0.00 52150 9.65 12.19
NCZ Nicholas-Applegate Conv. & Inc Fund II 0.00 2159913 7.87 9.04
NCV AGIC Convertible & Income Fund 0.00 1495134 8.45 9.87
XAA American Municipal Income Portfolio 0.00 102042 14.54 15.75
ASP American Strategic Income Portfolio 0.00 18401 10.65 11.41
BOE BlackRock Global Opportunities Equity Tr 0.00 262144 13.21 14.07
BNA BlackRock Income Opportunity Trust 0.00 75533 10.22 11.24
CSQ Calamos Strategic Total Return Fund 0.00 411267 8.35 10.81
Clearbridge Energy Mlp Fd 0.00 55865 22.45 0.00
SRV Cushing MLP Total Return Fund 0.00 33012 8.91 8.40
DUSA DUSA Pharmaceuticals 0.00 10100 4.36 0.00
CAK CAMAC Energy 0.00 10300 0.97 0.58
Chesapeake Enrgy Cvt Ppd 4.50 cv pfd 0.00 8025 93.21 0.00
FCO Aberdeen Global Income Fund 0.00 38556 13.90 12.99
BHH B2B Internet HOLDRs 0.00 17300 0.92 0.95
BGT BlackRock Floating Rate Income Trust 0.00 90597 13.47 16.23
ARR ARMOUR Residential REIT 0.00 168726 7.05 5.57
BTZ BlackRock Credit All Inc Trust IV 0.00 106313 12.15 14.14
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.00 102044 6.30 0.00
AOD Alpine Total Dynamic Dividend Fund 0.00 631632 4.38 4.19
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.00 236842 7.16 0.00
CIK Credit Suisse AM Inc Fund 0.00 190469 3.65 4.18
DPO Dow 30 Enhanced Premium & Income Fd 0.00 103162 10.16 12.35
LEO Dreyfus Strategic Muni. 0.00 108374 8.89 9.19
BRXX Brazil Infrastructure Index Fund 0.00 21214 20.55 20.55
DPD Dow 30 Premium & Dividend Income Fund 0.00 41199 13.13 15.47
BYM BlackRock Insured Municipal Income Trust 0.00 464728 14.84 15.64
AKP Alliance California Municipal Income Fun 0.00 13256 14.48 13.99
BCV Bancroft Fund 0.00 17551 15.10 17.98
CGO Calamos Global Total Return Fund 0.00 52006 13.63 14.48
DEX Delaware Enhanced Glbl. Div. & Inc. Fund 0.00 197304 10.77 12.63
APB Asia Pacific Fund 0.00 10593 9.44 10.97
BQR BlackRock EcoSolutions Investment Trust 0.00 32389 7.81 8.83
DDF Delaware Investments Dividend And Income 0.00 18200 7.09 9.23
Delaware Inv Co Mun Inc Fd I 0.00 31791 13.62 0.00
CPBC Community Partners Ban 0.00 22202 4.73 6.55
Beacon Power Corporation 0.00 10550 0.00 0.00
Citi 0.00 191981 26.31 0.00
Beam 0.00 5411 51.19 0.00
Cutwater Select Income Fd 0.00 12316 18.84 0.00