Mariner Investment Group

Mariner Investment as of March 31, 2014

Portfolio Holdings for Mariner Investment

Mariner Investment holds 204 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 20.7 $106M 565k 187.01
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 7.2 $37M 721k 51.20
Ramco-gershenson Pptys Tr perp pfd-d cv 4.7 $24M 390k 60.72
Intel Corporation (INTC) 2.7 $14M 525k 25.81
Invesco Van Kampen Dyn Cr Opp Fund 2.3 $12M 920k 12.94
Blackstone Gso Strategic (BGB) 2.3 $12M 670k 17.72
Lockheed Martin Corporation (LMT) 2.3 $12M 71k 163.24
Pimco Dynamic Credit Income other 2.2 $11M 505k 22.60
Doubleline Income Solutions (DSL) 2.0 $10M 492k 21.22
Epr Properties Pfd C 5.75% (EPR.PC) 2.0 $10M 471k 21.43
Brookfield Mortg. Opportunity bond etf 1.8 $9.3M 550k 16.82
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.8 $8.9M 941k 9.51
First Tr Inter Duration Pfd & Income (FPF) 1.6 $8.4M 379k 22.14
Nuveen Fltng Rte Incm Opp 1.2 $6.3M 514k 12.20
Flaherty & Crumrine Dyn P (DFP) 1.2 $6.0M 274k 21.72
Invesco Van Kampen Senior Income Trust (VVR) 1.1 $5.7M 1.1M 5.02
Blackstone Gso Lng Shrt Cr I (BGX) 1.1 $5.7M 324k 17.61
Ares Dynamic Cr Allocation (ARDC) 1.1 $5.6M 310k 18.12
Blackrock Multi-sector Incom other (BIT) 1.0 $5.3M 298k 17.75
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.0 $5.1M 392k 13.10
United Microelectronics (UMC) 1.0 $5.0M 2.4M 2.08
Ares Multi Strategy Cr Fd In 1.0 $4.9M 222k 22.00
Boulder Growth & Income Fund (STEW) 0.9 $4.8M 593k 8.13
AllianceBernstein Income Fund 0.9 $4.6M 623k 7.34
John Hancock Preferred Income Fund III (HPS) 0.9 $4.5M 261k 17.32
Wells Fargo & Company (WFC) 0.9 $4.5M 90k 49.74
Whitewave Foods 0.9 $4.5M 156k 28.54
Nuveen Sht Dur Cr Opp 0.8 $4.1M 220k 18.48
Blackrock Muniholdings Insured Fund II (MUE) 0.8 $4.0M 318k 12.74
Eaton Vance Fltg Rate In 0.7 $3.7M 200k 18.26
Thl Cr Sr Ln 0.7 $3.4M 188k 18.21
Van Kampen Advantage Muni Incm Tr II (VKI) 0.6 $3.1M 286k 10.99
BlackRock MuniHoldings Fund (MHD) 0.6 $3.1M 198k 15.60
Eaton Vance Senior Income Trust (EVF) 0.6 $3.1M 442k 6.90
Nuveen Premium Income Muni Fund 2 0.6 $3.0M 227k 13.39
VIRTUS GLOBAL Multi-sec (VGI) 0.6 $3.0M 179k 16.90
Nuveen Floating Rate Income Fund (JFR) 0.6 $2.8M 236k 11.96
Nuveen Insured Municipal Opp. Fund 0.6 $2.8M 203k 13.76
American Select Portfolio 0.5 $2.6M 259k 9.94
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.5 $2.5M 198k 12.80
Blackrock MuniEnhanced Fund 0.5 $2.6M 234k 10.92
Kkr Income Opportunities (KIO) 0.5 $2.6M 143k 17.86
Central Fd Cda Ltd cl a 0.5 $2.5M 179k 13.76
Jazz Pharmaceuticals (JAZZ) 0.5 $2.5M 18k 138.71
Blackrock Muniyield Fund (MYD) 0.5 $2.4M 176k 13.75
Nuveen Premier Mun Income 0.5 $2.3M 174k 13.14
Remy International 0.4 $2.3M 96k 23.62
Dreyfus Mun Bd Infrastructure 0.4 $2.2M 198k 11.24
Eaton Vance Senior Floating Rate Fund (EFR) 0.4 $2.2M 145k 15.16
Exd - Eaton Vance Tax-advant 0.4 $2.2M 157k 13.86
John Hancock Preferred Income Fund (HPI) 0.4 $2.1M 106k 19.91
BlackRock MuniHolding Insured Investm 0.4 $2.1M 157k 13.40
DWS Municipal Income Trust 0.4 $2.0M 156k 13.06
Invesco Van Kampen Muni Opp Trust (VMO) 0.4 $1.9M 159k 12.20
Apollo Sr Floating Rate Fd I (AFT) 0.4 $1.9M 105k 18.25
Apollo Tactical Income Fd In (AIF) 0.4 $1.9M 107k 17.84
Principal Real Estate Income shs ben int (PGZ) 0.4 $1.9M 104k 18.26
Nuveen Flexible Invt Income 0.4 $1.9M 111k 17.16
Energy Select Sector SPDR (XLE) 0.3 $1.8M 20k 89.06
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $1.8M 122k 14.57
BlackRock Municipal Income Trust II (BLE) 0.3 $1.8M 126k 14.02
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $1.8M 155k 11.63
BlackRock Insured Municipal Income Trust (BYM) 0.3 $1.8M 130k 13.55
American Cap Sr Floating 0.3 $1.7M 122k 14.04
Via 0.3 $1.7M 20k 85.28
Nuveen Quality Income Municipal Fund 0.3 $1.7M 125k 13.29
Questcor Pharmaceuticals 0.3 $1.6M 24k 64.92
Royal Dutch Shell 0.3 $1.5M 20k 73.05
LMP Corporate Loan Fund 0.3 $1.5M 122k 12.13
Nuveen Munpl Markt Opp Fund 0.3 $1.5M 117k 12.76
First Tr High Income L/s (FSD) 0.3 $1.4M 81k 17.73
PowerShares QQQ Trust, Series 1 0.3 $1.3M 15k 87.67
Cohen & Steers Dividend Majors Fund 0.3 $1.3M 85k 15.44
John Hancock Pref. Income Fund II (HPF) 0.3 $1.3M 67k 19.97
MFS Intermediate Income Trust (MIN) 0.2 $1.3M 248k 5.18
Medivation 0.2 $1.3M 20k 64.35
LMP Real Estate Income Fund 0.2 $1.3M 120k 10.80
Comcast Corporation 0.2 $1.2M 25k 48.76
Transocean (RIG) 0.2 $1.2M 30k 41.33
Infinity Pharmaceuticals (INFIQ) 0.2 $1.2M 101k 11.89
Nuveen Senior Income Fund 0.2 $1.2M 174k 7.16
General Electric Company 0.2 $1.2M 46k 25.89
Nuveen Performance Plus Municipal Fund 0.2 $1.2M 81k 14.48
Apache Corporation 0.2 $1.1M 14k 82.96
J.C. Penney Company 0.2 $1.1M 132k 8.62
Herbalife Ltd Com Stk (HLF) 0.2 $1.1M 200k 5.50
Pharmacyclics 0.2 $1.1M 11k 100.18
BlackRock Floating Rate Income Trust (BGT) 0.2 $1.1M 78k 14.24
Catamaran 0.2 $1.1M 25k 44.76
Freeport-McMoRan Copper & Gold (FCX) 0.2 $1.1M 33k 33.08
Blackrock Build America Bond Trust (BBN) 0.2 $1.1M 53k 20.24
Antares Pharma 0.2 $1.0M 297k 3.50
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.2 $1.0M 86k 11.65
Fifth Street Finance 0.2 $947k 100k 9.46
Perrigo Company (PRGO) 0.2 $928k 6.0k 154.67
Lennar Corporation (LEN.B) 0.2 $884k 27k 32.64
Avenue Income Cr Strat 0.2 $841k 48k 17.61
Regeneron Pharmaceuticals (REGN) 0.2 $795k 2.6k 300.23
RMR Asia Pacific Real Estate Fund 0.2 $817k 44k 18.57
John Hancock Patriot Premium Div Fund II (PDT) 0.2 $805k 62k 12.95
Mobile TeleSystems OJSC 0.1 $775k 44k 17.49
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $780k 66k 11.80
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $764k 55k 13.92
MVC Capital 0.1 $693k 51k 13.55
EV Energy Partners 0.1 $673k 20k 33.48
Ariad Pharmaceuticals 0.1 $682k 85k 8.06
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $638k 44k 14.46
Express Scripts Holding 0.1 $676k 9.0k 75.11
Incyte Corporation (INCY) 0.1 $589k 11k 53.55
American Eagle Outfitters (AEO) 0.1 $612k 50k 12.24
Medtronic 0.1 $615k 10k 61.50
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $588k 44k 13.33
BioMarin Pharmaceutical (BMRN) 0.1 $556k 8.2k 68.22
ImmunoGen 0.1 $549k 37k 14.92
Nuveen Diversified Commodty 0.1 $559k 35k 15.88
BlackRock MuniYield California Fund 0.1 $560k 38k 14.70
Fifth Str Sr Floating Rate 0.1 $571k 40k 14.38
Vivus 0.1 $535k 90k 5.94
Blackrock Municipal Income Trust (BFK) 0.1 $500k 38k 13.33
Nuveen Maryland Premium Income Municipal 0.1 $520k 42k 12.38
Cohen & Steers Slt Pfd Incm (PSF) 0.1 $514k 21k 24.90
Verizon Communications (VZ) 0.1 $476k 10k 47.60
Endologix 0.1 $450k 35k 12.86
Blackrock Munivest Fund II (MVT) 0.1 $446k 30k 14.87
Blackrock Muniyield Quality Fund (MQY) 0.1 $483k 33k 14.46
Nuveen Investment Quality Munl Fund 0.1 $439k 31k 14.11
Proshares Ultra Vix Short Term Futures etf 0.1 $468k 42k 11.14
Pfizer (PFE) 0.1 $418k 13k 32.15
PetroQuest Energy 0.1 $399k 70k 5.70
Alexion Pharmaceuticals 0.1 $422k 2.8k 152.24
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $385k 27k 14.19
Ascena Retail 0.1 $432k 25k 17.28
BlackRock MuniYield Investment Fund 0.1 $407k 29k 14.14
Target Corporation (TGT) 0.1 $363k 6.0k 60.50
Boulder Total Return Fund 0.1 $372k 15k 24.34
American Strategic Income Portfolio 0.1 $350k 35k 9.88
Qr Energy 0.1 $358k 20k 17.90
Blackrock Util & Infrastrctu (BUI) 0.1 $345k 18k 18.99
Nuveen Long/short Commodity 0.1 $353k 21k 16.54
Ivy High Income Opportunities 0.1 $368k 20k 18.28
Center Coast Mlp And Infrastructure unit 0.1 $367k 21k 17.21
Clearbridge Amern Energ M 0.1 $334k 21k 16.21
Omnicare 0.1 $298k 5.0k 59.60
Mylan 0.1 $293k 6.0k 48.83
Symantec Corporation 0.1 $300k 15k 20.00
Staples 0.1 $284k 25k 11.36
Wipro (WIT) 0.1 $283k 21k 13.41
Nuveen Dividend Advantage Municipal Fd 2 0.1 $283k 21k 13.51
Nuveen Enhanced Mun Value 0.1 $297k 21k 13.88
Acelrx Pharmaceuticals 0.1 $288k 24k 12.00
Coach 0.1 $243k 60k 4.05
NPS Pharmaceuticals 0.1 $245k 8.2k 29.88
Ironwood Pharmaceuticals (IRWD) 0.1 $274k 22k 12.34
Dreyfus Strategic Municipal Bond Fund 0.1 $233k 30k 7.80
Nuveen Premium Income Muni Fd 4 0.1 $270k 22k 12.41
Blackrock Muniyield Quality Fund II (MQT) 0.1 $252k 20k 12.49
Nuveen Insured Quality Muncipal Fund 0.1 $266k 21k 12.77
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.1 $250k 33k 7.69
Hca Holdings (HCA) 0.1 $263k 5.0k 52.60
Cohen & Steers Mlp Fund 0.1 $263k 15k 17.89
Shire 0.0 $223k 1.5k 148.67
Financial Select Sector SPDR (XLF) 0.0 $227k 217k 1.05
Blackrock Muniyield Insured Fund (MYI) 0.0 $182k 13k 13.56
Invesco Quality Municipal Inc Trust (IQI) 0.0 $179k 15k 11.79
BlackRock MuniVest Fund (MVF) 0.0 $189k 20k 9.52
Opko Health (OPK) 0.0 $140k 15k 9.33
Nuveen Municipal Advantage Fund 0.0 $173k 13k 13.00
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $152k 11k 13.79
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $128k 11k 12.20
Nuveen Intermediate 0.0 $142k 12k 11.92
New Residential Invt 0.0 $129k 20k 6.48
BE Aerospace 0.0 $77k 18k 4.40
Encana Corp 0.0 $93k 25k 3.72
SL Green Realty 0.0 $81k 12k 6.53
Industrial SPDR (XLI) 0.0 $99k 70k 1.41
American Income Fund (MRF) 0.0 $92k 12k 7.57
Gastar Exploration 0.0 $80k 15k 5.48
Time Warner 0.0 $60k 30k 2.00
Health Care SPDR (XLV) 0.0 $76k 75k 1.01
Gilead Sciences (GILD) 0.0 $72k 48k 1.50
TJX Companies (TJX) 0.0 $36k 35k 1.03
Quest Diagnostics Incorporated (DGX) 0.0 $36k 10k 3.60
Celgene Corporation 0.0 $67k 41k 1.64
Consumer Discretionary SPDR (XLY) 0.0 $56k 45k 1.24
SPDR S&P Homebuilders (XHB) 0.0 $31k 50k 0.62
Cobalt Intl Energy 0.0 $31k 13k 2.48
L Brands 0.0 $29k 20k 1.45
Dick's Sporting Goods (DKS) 0.0 $4.0k 20k 0.20
Home Depot (HD) 0.0 $12k 28k 0.44
Walt Disney Company (DIS) 0.0 $16k 10k 1.60
Bed Bath & Beyond 0.0 $20k 15k 1.33
Ross Stores (ROST) 0.0 $8.0k 10k 0.80
Campbell Soup Company (CPB) 0.0 $21k 10k 2.10
Macy's (M) 0.0 $18k 10k 1.80
Nike (NKE) 0.0 $24k 33k 0.74
Whole Foods Market 0.0 $1.0k 10k 0.10
Estee Lauder Companies (EL) 0.0 $11k 13k 0.88
Lorillard 0.0 $10k 10k 1.00
iShares Dow Jones US Real Estate (IYR) 0.0 $9.0k 10k 0.90
General Motors Company (GM) 0.0 $25k 30k 0.83
Jones Group 0.0 $1.0k 10k 0.10
Market Vectors Oil Service Etf 0.0 $1.0k 25k 0.04
Us Natural Gas Fd Etf 0.0 $8.0k 29k 0.28
Adt 0.0 $8.0k 10k 0.80