Mitsubishi UFJ Morgan Stanley Securities as of Sept. 30, 2013
Portfolio Holdings for Mitsubishi UFJ Morgan Stanley Securities
Mitsubishi UFJ Morgan Stanley Securities holds 251 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Precidian Etfs Tr Maxis Nikkei | 73.3 | $45M | 2.5M | 17.64 | |
| Honda Motor Amern Shs (HMC) | 5.3 | $3.2M | 85k | 38.14 | |
| Intel Corp 2035 Cb SDCV 2.950%12/1 (Principal) | 2.4 | $1.5M | 1.4M | 1.09 | |
| Chesapeake Energy 2038 Cb Note 2.250%12/1 (Principal) | 1.0 | $609k | 670k | 0.91 | |
| Chesapeake Energy 2037 Cb Note 2.500% 5/1 (Principal) | 1.0 | $585k | 590k | 0.99 | |
| Home Inns & Hotels 2015 Cb Note 2.000%12/1 (Principal) | 0.8 | $510k | 550k | 0.93 | |
| Apple (AAPL) | 0.7 | $400k | 840.00 | 476.19 | |
| Google Cl A | 0.5 | $307k | 350.00 | 877.14 | |
| Sunpower 2015 Cb DBCV 4.500% 3/1 (Principal) | 0.3 | $197k | 150k | 1.31 | |
| Amazon (AMZN) | 0.3 | $178k | 570.00 | 312.28 | |
| Sunpower 2014 Cb DBCV 4.750% 4/1 (Principal) | 0.3 | $170k | 150k | 1.13 | |
| Gilead Sciences (GILD) | 0.3 | $165k | 2.6k | 62.74 | |
| Alexion Pharmaceuticals | 0.3 | $160k | 1.4k | 115.94 | |
| Biogen Idec (BIIB) | 0.2 | $149k | 620.00 | 240.32 | |
| Sterlite Industries 2014 Cb Note 4.000%10/3 (Principal) | 0.2 | $147k | 150k | 0.98 | |
| Comcast Corp Cl A (CMCSA) | 0.2 | $142k | 3.2k | 45.08 | |
| Home Depot (HD) | 0.2 | $122k | 1.6k | 75.78 | |
| Celgene Corporation | 0.2 | $109k | 710.00 | 153.52 | |
| Viacom CL B | 0.2 | $104k | 1.3k | 83.20 | |
| Qualcomm (QCOM) | 0.2 | $102k | 1.5k | 67.11 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $102k | 1.2k | 85.71 | |
| Starbucks Corporation (SBUX) | 0.2 | $102k | 1.3k | 77.27 | |
| Cisco Systems (CSCO) | 0.2 | $99k | 4.2k | 23.52 | |
| General Electric Company | 0.2 | $93k | 3.9k | 23.97 | |
| Paccar (PCAR) | 0.1 | $90k | 1.6k | 55.56 | |
| Zions Bancorporation (ZION) | 0.1 | $87k | 3.2k | 27.27 | |
| Green Mountain Coffee Roasters | 0.1 | $82k | 1.1k | 75.23 | |
| Bristol Myers Squibb (BMY) | 0.1 | $82k | 1.8k | 46.07 | |
| eBay (EBAY) | 0.1 | $79k | 1.4k | 56.03 | |
| Amgen (AMGN) | 0.1 | $79k | 710.00 | 111.27 | |
| Twenty-first Century Fox A Cl A Added | 0.1 | $79k | 2.4k | 33.62 | |
| Xerox Corporation | 0.1 | $78k | 7.6k | 10.24 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $75k | 240.00 | 312.50 | |
| Goldman Sachs (GS) | 0.1 | $73k | 460.00 | 158.70 | |
| Priceline.com Incorporated Com New | 0.1 | $71k | 70.00 | 1014.29 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $70k | 3.3k | 21.08 | |
| Wells Fargo & Company (WFC) | 0.1 | $67k | 1.6k | 41.10 | |
| Costco Wholesale Corporation (COST) | 0.1 | $67k | 580.00 | 115.52 | |
| Chevron Corporation (CVX) | 0.1 | $66k | 540.00 | 122.22 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $65k | 1.3k | 52.00 | |
| Mondelez International Cl A (MDLZ) | 0.1 | $65k | 2.1k | 31.25 | |
| Boeing Company (BA) | 0.1 | $65k | 550.00 | 118.18 | |
| Johnson & Johnson (JNJ) | 0.1 | $64k | 740.00 | 86.49 | |
| Paychex (PAYX) | 0.1 | $63k | 1.6k | 40.38 | |
| Xilinx | 0.1 | $63k | 1.3k | 47.01 | |
| Berkshire Hathaway Cl B New (BRK.B) | 0.1 | $61k | 540.00 | 112.96 | |
| Halliburton Company (HAL) | 0.1 | $61k | 1.3k | 48.03 | |
| Micron Technology (MU) | 0.1 | $60k | 3.4k | 17.49 | |
| Microsoft Corporation (MSFT) | 0.1 | $59k | 1.8k | 33.15 | |
| Pfizer (PFE) | 0.1 | $58k | 2.0k | 28.71 | |
| Stericycle (SRCL) | 0.1 | $58k | 500.00 | 116.00 | |
| United Rentals (URI) | 0.1 | $57k | 980.00 | 58.16 | |
| Schlumberger (SLB) | 0.1 | $57k | 640.00 | 89.06 | |
| Automatic Data Processing (ADP) | 0.1 | $56k | 770.00 | 72.73 | |
| Netflix (NFLX) | 0.1 | $56k | 180.00 | 311.11 | |
| McKesson Corporation (MCK) | 0.1 | $55k | 430.00 | 127.91 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $55k | 720.00 | 76.39 | |
| Baidu Inc- Spon Adr Rep A (BIDU) | 0.1 | $54k | 350.00 | 154.29 | |
| Bank of America Corporation (BAC) | 0.1 | $53k | 3.8k | 13.91 | |
| Monster Beverage | 0.1 | $53k | 1.0k | 52.48 | |
| Express Scripts Holding | 0.1 | $52k | 840.00 | 61.90 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $52k | 1.0k | 52.00 | |
| Navistar International Corporation | 0.1 | $51k | 1.4k | 36.43 | |
| Oracle Corporation (ORCL) | 0.1 | $51k | 1.5k | 33.12 | |
| Arm Holdings Plc- Sponsored Adr | 0.1 | $51k | 1.1k | 48.57 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $50k | 690.00 | 72.46 | |
| Sodastream International SHS | 0.1 | $50k | 800.00 | 62.50 | |
| Polypore International | 0.1 | $50k | 1.2k | 40.98 | |
| Interpublic Group of Companies (IPG) | 0.1 | $49k | 2.9k | 17.13 | |
| Zillow Inc Cl-a Cl A | 0.1 | $49k | 580.00 | 84.48 | |
| VCA Antech | 0.1 | $49k | 1.8k | 27.22 | |
| ReachLocal | 0.1 | $49k | 4.1k | 11.84 | |
| Shutterfly | 0.1 | $48k | 860.00 | 55.81 | |
| Orexigen Therapeutics | 0.1 | $48k | 7.8k | 6.15 | |
| Kraft Foods | 0.1 | $47k | 900.00 | 52.22 | |
| Quality Systems | 0.1 | $46k | 2.1k | 21.90 | |
| Facebook Cl A (META) | 0.1 | $44k | 880.00 | 50.00 | |
| Las Vegas Sands (LVS) | 0.1 | $43k | 650.00 | 66.15 | |
| Medivation | 0.1 | $42k | 700.00 | 60.00 | |
| Pandora Media | 0.1 | $42k | 1.7k | 25.15 | |
| Ameriprise Financial (AMP) | 0.1 | $42k | 460.00 | 91.30 | |
| Disney Walt Com Disney (DIS) | 0.1 | $41k | 630.00 | 65.08 | |
| International Business Machines (IBM) | 0.1 | $41k | 220.00 | 186.36 | |
| Altria (MO) | 0.1 | $39k | 1.1k | 34.51 | |
| Union Pacific Corporation (UNP) | 0.1 | $39k | 250.00 | 156.00 | |
| Linkedin Corp Cl A | 0.1 | $39k | 160.00 | 243.75 | |
| Citigroup Com New (C) | 0.1 | $38k | 790.00 | 48.10 | |
| Wyndham Worldwide Corporation | 0.1 | $38k | 630.00 | 60.32 | |
| L Brands | 0.1 | $38k | 630.00 | 60.32 | |
| Nike CL B (NKE) | 0.1 | $36k | 490.00 | 73.47 | |
| EOG Resources (EOG) | 0.1 | $36k | 210.00 | 171.43 | |
| Solarcity | 0.1 | $36k | 1.1k | 34.29 | |
| L-3 Communications Holdings | 0.1 | $36k | 380.00 | 94.74 | |
| Mylan | 0.1 | $35k | 920.00 | 38.04 | |
| EQT Corporation (EQT) | 0.1 | $35k | 400.00 | 87.50 | |
| Pulte (PHM) | 0.1 | $35k | 2.1k | 16.51 | |
| TJX Companies (TJX) | 0.1 | $34k | 600.00 | 56.67 | |
| Visa Cl A (V) | 0.1 | $34k | 180.00 | 188.89 | |
| Mastercard Incorporated Cl A (MA) | 0.1 | $34k | 50.00 | 680.00 | |
| Nuance Communications | 0.1 | $33k | 1.8k | 18.64 | |
| Cme (CME) | 0.1 | $33k | 440.00 | 75.00 | |
| American Express Company (AXP) | 0.1 | $33k | 440.00 | 75.00 | |
| PPG Industries (PPG) | 0.1 | $33k | 200.00 | 165.00 | |
| Cbs Corp CL B | 0.1 | $33k | 590.00 | 55.93 | |
| Air Products & Chemicals (APD) | 0.1 | $33k | 310.00 | 106.45 | |
| Lyondellbasell Indu Shs - A - (LYB) | 0.1 | $33k | 450.00 | 73.33 | |
| Baker Hughes Incorporated | 0.1 | $33k | 670.00 | 49.25 | |
| General Motors Company (GM) | 0.1 | $33k | 910.00 | 36.26 | |
| Noble Energy | 0.1 | $32k | 480.00 | 66.67 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $32k | 350.00 | 91.43 | |
| Yahoo! | 0.1 | $32k | 970.00 | 32.99 | |
| Dominion Resources (D) | 0.1 | $32k | 510.00 | 62.75 | |
| Pioneer Natural Resources (PXD) | 0.1 | $32k | 170.00 | 188.24 | |
| Ecolab (ECL) | 0.1 | $32k | 320.00 | 100.00 | |
| Harley-Davidson (HOG) | 0.1 | $32k | 500.00 | 64.00 | |
| Target Corporation (TGT) | 0.1 | $32k | 500.00 | 64.00 | |
| Spectra Energy | 0.1 | $32k | 930.00 | 34.41 | |
| FedEx Corporation (FDX) | 0.1 | $32k | 280.00 | 114.29 | |
| Cummins (CMI) | 0.1 | $32k | 240.00 | 133.33 | |
| salesforce (CRM) | 0.1 | $32k | 610.00 | 52.46 | |
| Phillips 66 (PSX) | 0.1 | $32k | 550.00 | 58.18 | |
| Ace SHS | 0.1 | $32k | 340.00 | 94.12 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $32k | 740.00 | 43.24 | |
| Key (KEY) | 0.1 | $31k | 2.7k | 11.48 | |
| BB&T Corporation | 0.1 | $31k | 920.00 | 33.70 | |
| 3d Systems Corp Com New (DDD) | 0.1 | $31k | 570.00 | 54.39 | |
| Allstate Corporation (ALL) | 0.1 | $31k | 610.00 | 50.82 | |
| Walgreen Company | 0.1 | $31k | 580.00 | 53.45 | |
| Qihoo 360 Technology Co- Ads | 0.1 | $31k | 370.00 | 83.78 | |
| Time Warner Cable | 0.1 | $31k | 280.00 | 110.71 | |
| Anadarko Petroleum Corporation | 0.1 | $31k | 330.00 | 93.94 | |
| Merck & Co (MRK) | 0.1 | $31k | 660.00 | 46.97 | |
| Lowe's Companies (LOW) | 0.1 | $31k | 660.00 | 46.97 | |
| iRobot Corporation (IRBT) | 0.1 | $31k | 830.00 | 37.35 | |
| Dow Chemical Company | 0.1 | $31k | 800.00 | 38.75 | |
| National-Oilwell Var | 0.1 | $31k | 400.00 | 77.50 | |
| Devon Energy Corporation (DVN) | 0.1 | $31k | 540.00 | 57.41 | |
| Monsanto Company | 0.1 | $31k | 300.00 | 103.33 | |
| Abbvie (ABBV) | 0.1 | $31k | 700.00 | 44.29 | |
| Johnson Controls | 0.1 | $31k | 750.00 | 41.33 | |
| Cheniere Energy Com New (LNG) | 0.1 | $31k | 910.00 | 34.07 | |
| CVS Caremark Corporation (CVS) | 0.0 | $30k | 530.00 | 56.60 | |
| Nextera Energy (NEE) | 0.0 | $30k | 380.00 | 78.95 | |
| Apache Corporation | 0.0 | $30k | 350.00 | 85.71 | |
| Directv | 0.0 | $30k | 510.00 | 58.82 | |
| Sina Corp Ord | 0.0 | $29k | 360.00 | 80.56 | |
| Whirlpool Corporation (WHR) | 0.0 | $29k | 200.00 | 145.00 | |
| Ford Motor Com Par $0.01 (F) | 0.0 | $29k | 1.7k | 17.06 | |
| Time Warner Com New | 0.0 | $28k | 430.00 | 65.12 | |
| Delphi Automotive SHS | 0.0 | $27k | 460.00 | 58.70 | |
| UnitedHealth (UNH) | 0.0 | $27k | 380.00 | 71.05 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.0 | $26k | 700.00 | 37.14 | |
| Quest Diagnostics Incorporated (DGX) | 0.0 | $26k | 420.00 | 61.90 | |
| Kohl's Corporation (KSS) | 0.0 | $26k | 500.00 | 52.00 | |
| CarMax (KMX) | 0.0 | $26k | 530.00 | 49.06 | |
| Wal-Mart Stores (WMT) | 0.0 | $26k | 350.00 | 74.29 | |
| United Technologies Corporation | 0.0 | $26k | 240.00 | 108.33 | |
| Liberty Media Corp Cl A | 0.0 | $26k | 180.00 | 144.44 | |
| Denbury Resources Com New | 0.0 | $26k | 1.4k | 18.44 | |
| General Mills (GIS) | 0.0 | $25k | 530.00 | 47.17 | |
| Praxair | 0.0 | $24k | 200.00 | 120.00 | |
| Edison International (EIX) | 0.0 | $24k | 530.00 | 45.28 | |
| MetLife (MET) | 0.0 | $24k | 520.00 | 46.15 | |
| Xcel Energy (XEL) | 0.0 | $23k | 840.00 | 27.38 | |
| Vodafone Plc- Spons Adr New | 0.0 | $23k | 640.00 | 35.94 | |
| Melco Crown Entertainment Adr (MLCO) | 0.0 | $23k | 720.00 | 31.94 | |
| Akamai Technologies (AKAM) | 0.0 | $22k | 420.00 | 52.38 | |
| Novo Nordisk A/s- Adr (NVO) | 0.0 | $22k | 130.00 | 169.23 | |
| MercadoLibre (MELI) | 0.0 | $22k | 160.00 | 137.50 | |
| Advanced Micro Devices (AMD) | 0.0 | $21k | 5.4k | 3.86 | |
| Capital One Financial (COF) | 0.0 | $21k | 300.00 | 70.00 | |
| Prudential Financial (PRU) | 0.0 | $20k | 260.00 | 76.92 | |
| Actavis | 0.0 | $20k | 140.00 | 142.86 | |
| Cognizant Tech Solutions Cl A (CTSH) | 0.0 | $20k | 240.00 | 83.33 | |
| Tesoro Corporation | 0.0 | $20k | 450.00 | 44.44 | |
| CenturyLink | 0.0 | $18k | 560.00 | 32.14 | |
| Marathon Oil Corporation (MRO) | 0.0 | $18k | 530.00 | 33.96 | |
| General Dynamics Corporation (GD) | 0.0 | $18k | 200.00 | 90.00 | |
| Chart Industries Com Par $0.01 (GTLS) | 0.0 | $18k | 150.00 | 120.00 | |
| Pepsi (PEP) | 0.0 | $17k | 210.00 | 80.95 | |
| Dollar Tree (DLTR) | 0.0 | $17k | 290.00 | 58.62 | |
| Chipotle Mexican Grill (CMG) | 0.0 | $17k | 40.00 | 425.00 | |
| Fossil (FOSL) | 0.0 | $17k | 150.00 | 113.33 | |
| Seagate Technology SHS | 0.0 | $17k | 380.00 | 44.74 | |
| Intuit (INTU) | 0.0 | $16k | 240.00 | 66.67 | |
| PNC Financial Services (PNC) | 0.0 | $16k | 220.00 | 72.73 | |
| Zimmer Holdings (ZBH) | 0.0 | $16k | 200.00 | 80.00 | |
| Outerwall Com Added | 0.0 | $16k | 320.00 | 50.00 | |
| Precision Castparts | 0.0 | $16k | 70.00 | 228.57 | |
| Tenet Healthcare Corp Com New (THC) | 0.0 | $16k | 390.00 | 41.03 | |
| Symantec Corporation | 0.0 | $15k | 610.00 | 24.59 | |
| State Street Corporation (STT) | 0.0 | $15k | 230.00 | 65.22 | |
| Activision Blizzard | 0.0 | $14k | 840.00 | 16.67 | |
| Wynn Resorts (WYNN) | 0.0 | $14k | 90.00 | 155.56 | |
| Fmc Corp Com New (FMC) | 0.0 | $14k | 200.00 | 70.00 | |
| Avago Technologies SHS | 0.0 | $14k | 320.00 | 43.75 | |
| McDonald's Corporation (MCD) | 0.0 | $14k | 150.00 | 93.33 | |
| Travelers Companies (TRV) | 0.0 | $14k | 170.00 | 82.35 | |
| Bed Bath & Beyond | 0.0 | $13k | 170.00 | 76.47 | |
| Discover Financial Services (DFS) | 0.0 | $13k | 250.00 | 52.00 | |
| O'reilly Automotive (ORLY) | 0.0 | $13k | 100.00 | 130.00 | |
| United Parcel Service I CL B (UPS) | 0.0 | $13k | 140.00 | 92.86 | |
| Discovery Communications-a Com Ser A | 0.0 | $12k | 140.00 | 85.71 | |
| Rovi Corporation | 0.0 | $12k | 640.00 | 18.75 | |
| Cbre Group Cl A (CBRE) | 0.0 | $12k | 530.00 | 22.64 | |
| Ca | 0.0 | $12k | 390.00 | 30.77 | |
| Sirius XM Radio | 0.0 | $12k | 3.1k | 3.86 | |
| Mattel (MAT) | 0.0 | $11k | 260.00 | 42.31 | |
| Snap-on Incorporated (SNA) | 0.0 | $11k | 110.00 | 100.00 | |
| Fastenal Company (FAST) | 0.0 | $11k | 220.00 | 50.00 | |
| Genuine Parts Company (GPC) | 0.0 | $11k | 140.00 | 78.57 | |
| Zynga Cl A | 0.0 | $11k | 3.0k | 3.70 | |
| Reynolds American | 0.0 | $10k | 200.00 | 50.00 | |
| SanDisk Corporation | 0.0 | $10k | 160.00 | 62.50 | |
| SBA Communications Corporation | 0.0 | $10k | 120.00 | 83.33 | |
| Vipshop Holdings Ltd - Sponsored Adr (VIPS) | 0.0 | $10k | 170.00 | 58.82 | |
| Liberty Interactive Corp Com Ser A | 0.0 | $10k | 430.00 | 23.26 | |
| Rite Aid Corporation | 0.0 | $10k | 2.1k | 4.76 | |
| Citrix Systems | 0.0 | $9.0k | 130.00 | 69.23 | |
| ConocoPhillips (COP) | 0.0 | $9.0k | 130.00 | 69.23 | |
| Hartford Financial Services (HIG) | 0.0 | $9.0k | 300.00 | 30.00 | |
| Simon Property (SPG) | 0.0 | $9.0k | 60.00 | 150.00 | |
| Broadocom Corp Cl A | 0.0 | $9.0k | 330.00 | 27.27 | |
| Staples | 0.0 | $9.0k | 620.00 | 14.52 | |
| C.h. Robinson Worldwide Com New (CHRW) | 0.0 | $8.0k | 130.00 | 61.54 | |
| Check Point Software Technol Ord (CHKP) | 0.0 | $8.0k | 150.00 | 53.33 | |
| Altera Corporation | 0.0 | $8.0k | 220.00 | 36.36 | |
| NVIDIA Corporation (NVDA) | 0.0 | $7.0k | 420.00 | 16.67 | |
| Expeditors International of Washington (EXPD) | 0.0 | $7.0k | 150.00 | 46.67 | |
| Autodesk (ADSK) | 0.0 | $7.0k | 170.00 | 41.18 | |
| Microchip Technology (MCHP) | 0.0 | $7.0k | 170.00 | 41.18 | |
| Linear Technology Corporation | 0.0 | $7.0k | 170.00 | 41.18 | |
| Maxim Integrated Products | 0.0 | $7.0k | 220.00 | 31.82 | |
| Analog Devices (ADI) | 0.0 | $7.0k | 140.00 | 50.00 | |
| Nordstrom (JWN) | 0.0 | $7.0k | 120.00 | 58.33 | |
| Progressive Corporation (PGR) | 0.0 | $6.0k | 230.00 | 26.09 | |
| Allergan | 0.0 | $6.0k | 70.00 | 85.71 | |
| Catamaran | 0.0 | $6.0k | 140.00 | 42.86 | |
| Expedia Com New (EXPE) | 0.0 | $5.0k | 90.00 | 55.56 | |
| Crown Castle International | 0.0 | $5.0k | 70.00 | 71.43 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $5.0k | 40.00 | 125.00 | |
| DENTSPLY International | 0.0 | $5.0k | 110.00 | 45.45 | |
| Coca-Cola Company (KO) | 0.0 | $4.0k | 100.00 | 40.00 | |
| NetApp (NTAP) | 0.0 | $4.0k | 90.00 | 44.44 | |
| Verizon Communications (VZ) | 0.0 | $3.0k | 60.00 | 50.00 | |
| Randgold Resources Limit- Adr | 0.0 | $3.0k | 40.00 | 75.00 | |
| KLA-Tencor Corporation (KLAC) | 0.0 | $2.0k | 40.00 | 50.00 | |
| Pvh Corporation (PVH) | 0.0 | $2.0k | 20.00 | 100.00 | |
| U.s. Bancorp Com New (USB) | 0.0 | $1.0k | 20.00 | 50.00 | |
| CSX Corporation (CSX) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Robert Half International (RHI) | 0.0 | $999.999000 | 30.00 | 33.33 |
