Mitsubishi UFJ Morgan Stanley Securities

Mitsubishi UFJ Morgan Stanley Securities as of Sept. 30, 2014

Portfolio Holdings for Mitsubishi UFJ Morgan Stanley Securities

Mitsubishi UFJ Morgan Stanley Securities holds 260 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Precidian Etfs Tr Maxis Nikkei 57.7 $20M 1.2M 17.56
Mobileye N V Amstelveen Ord Shs 5.5 $1.9M 36k 53.59
Chesapeake Energy Corp Note 2.250%12/1 (Principal) 3.6 $1.3M 1.3M 0.95
Sterlite Inds India Note 4.000%10/3 (Principal) 2.9 $1.0M 1.0M 0.99
Nuance Communications Note 2.750%11/0 (Principal) 2.0 $702k 710k 0.99
Apple (AAPL) 1.7 $595k 5.9k 100.68
Tesla Mtrs Note 1.250% 3/0 (Principal) 1.2 $418k 440k 0.95
Facebook Cl A (META) 1.1 $371k 4.7k 78.94
Google CL C 1.1 $370k 640.00 578.12
Gilead Sciences (GILD) 0.8 $298k 2.8k 106.43
Microsoft Corporation (MSFT) 0.7 $247k 5.3k 46.34
Biogen Idec (BIIB) 0.6 $222k 670.00 331.34
Chesapeake Energy Corp Note 2.500% 5/1 (Principal) 0.5 $191k 190k 1.01
Micron Technology (MU) 0.5 $171k 5.0k 34.34
Celgene Corporation 0.5 $169k 1.8k 94.94
Alexion Pharmaceuticals 0.5 $161k 970.00 165.98
Intel Corporation (INTC) 0.4 $131k 3.8k 34.84
Starbucks Corporation (SBUX) 0.4 $127k 1.7k 75.60
Comcast Corp Cl A (CMCSA) 0.3 $123k 2.3k 53.71
Exxon Mobil Corporation (XOM) 0.3 $119k 1.3k 94.44
Amgen (AMGN) 0.3 $108k 770.00 140.26
Cisco Systems (CSCO) 0.3 $104k 4.1k 25.18
Qualcomm (QCOM) 0.3 $98k 1.3k 74.81
Las Vegas Sands (LVS) 0.3 $94k 1.5k 62.25
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $88k 640.00 137.50
Express Scripts Holding 0.2 $86k 1.2k 70.49
Johnson & Johnson (JNJ) 0.2 $85k 800.00 106.25
EOG Resources (EOG) 0.2 $81k 820.00 98.78
Avago Technologies SHS 0.2 $80k 920.00 86.96
Northrop Grumman Corporation (NOC) 0.2 $78k 590.00 132.20
First Solar (FSLR) 0.2 $77k 1.2k 65.81
Texas Instruments Incorporated (TXN) 0.2 $77k 1.6k 47.83
Lyondellbasell Industries N Shs - A - (LYB) 0.2 $72k 660.00 109.09
Verizon Communications (VZ) 0.2 $70k 1.4k 50.00
Twenty First Centy Fox Cl A 0.2 $69k 2.0k 34.50
Mylan 0.2 $69k 1.5k 45.39
Viacom CL B 0.2 $67k 870.00 77.01
Keurig Green Mtn 0.2 $65k 500.00 130.00
JPMorgan Chase & Co. (JPM) 0.2 $64k 1.1k 59.81
Sunpower (SPWR) 0.2 $64k 1.9k 33.68
Nxp Semiconductors N V (NXPI) 0.2 $60k 870.00 68.97
Disney Walt Com Disney (DIS) 0.2 $58k 650.00 89.23
Priceline Grp Com New 0.2 $58k 50.00 1160.00
Marriott Intl Cl A (MAR) 0.2 $58k 830.00 69.88
Amazon (AMZN) 0.2 $55k 170.00 323.53
Intuitive Surgical Com New (ISRG) 0.2 $55k 120.00 458.33
FedEx Corporation (FDX) 0.2 $53k 330.00 160.61
Mallinckrodt Pub SHS 0.2 $53k 590.00 89.83
Wells Fargo & Company (WFC) 0.2 $53k 1.0k 51.46
Symantec Corporation 0.2 $53k 2.2k 23.66
Norfolk Southern (NSC) 0.1 $51k 460.00 110.87
General Electric Company 0.1 $51k 2.0k 25.37
BorgWarner (BWA) 0.1 $49k 930.00 52.69
L-3 Communications Holdings 0.1 $49k 410.00 119.51
Illumina (ILMN) 0.1 $49k 300.00 163.33
Citrix Systems 0.1 $49k 680.00 72.06
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $47k 420.00 111.90
VeriFone Systems 0.1 $46k 1.3k 34.33
Intuit (INTU) 0.1 $46k 520.00 88.46
Kroger (KR) 0.1 $46k 880.00 52.27
D.R. Horton (DHI) 0.1 $45k 2.2k 20.64
Home Depot (HD) 0.1 $45k 490.00 91.84
CVS Caremark Corporation (CVS) 0.1 $45k 560.00 80.36
Cheetah Mobile Adr 0.1 $45k 2.4k 18.44
United Rentals (URI) 0.1 $44k 398.00 110.55
Pfizer (PFE) 0.1 $43k 1.5k 29.66
Sodastream International Usd Shs 0.1 $42k 1.4k 29.58
eBay (EBAY) 0.1 $42k 750.00 56.00
American Airls (AAL) 0.1 $42k 1.2k 35.29
Newmont Mining Corporation (NEM) 0.1 $41k 1.8k 22.78
Tesoro Corporation 0.1 $41k 680.00 60.29
Astrazeneca Sponsored Adr (AZN) 0.1 $41k 570.00 71.93
Pepsi (PEP) 0.1 $40k 430.00 93.02
Broadcom Corp Cl A 0.1 $40k 990.00 40.40
Costco Wholesale Corporation (COST) 0.1 $39k 310.00 125.81
Dish Network Corp Cl A 0.1 $39k 600.00 65.00
Barrick Gold Corp (GOLD) 0.1 $38k 2.6k 14.79
American Intl Group Com New (AIG) 0.1 $38k 700.00 54.29
Hess (HES) 0.1 $37k 390.00 94.87
Goldman Sachs (GS) 0.1 $37k 200.00 185.00
ConocoPhillips (COP) 0.1 $37k 490.00 75.51
Regeneron Pharmaceuticals (REGN) 0.1 $36k 100.00 360.00
SanDisk Corporation 0.1 $34k 350.00 97.14
MetLife (MET) 0.1 $34k 640.00 53.12
Boeing Company (BA) 0.1 $34k 270.00 125.93
Paychex (PAYX) 0.1 $33k 740.00 44.59
Yahoo! 0.1 $33k 800.00 41.25
Bank of America Corporation (BAC) 0.1 $33k 1.9k 17.01
Chevron Corporation (CVX) 0.1 $32k 270.00 118.52
Lauder Estee Cos Cl A (EL) 0.1 $31k 410.00 75.61
Expedia Inc Del Com New (EXPE) 0.1 $31k 350.00 88.57
Ca 0.1 $30k 1.1k 28.30
Carnival Corp Paired Ctf (CCL) 0.1 $29k 710.00 40.85
Southwest Airlines (LUV) 0.1 $29k 850.00 34.12
AGL Resources 0.1 $28k 540.00 51.85
Garmin SHS (GRMN) 0.1 $28k 540.00 51.85
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $28k 240.00 116.67
Abbvie (ABBV) 0.1 $28k 480.00 58.33
Altera Corporation 0.1 $28k 770.00 36.36
Southern Company (SO) 0.1 $27k 620.00 43.55
Stanley Black & Decker (SWK) 0.1 $27k 300.00 90.00
Lockheed Martin Corporation (LMT) 0.1 $27k 150.00 180.00
Chipotle Mexican Grill (CMG) 0.1 $27k 40.00 675.00
F5 Networks (FFIV) 0.1 $27k 230.00 117.39
salesforce (CRM) 0.1 $27k 470.00 57.45
Tesla Motors (TSLA) 0.1 $27k 110.00 245.45
Adobe Systems Incorporated (ADBE) 0.1 $26k 380.00 68.42
Coca-Cola Company (KO) 0.1 $26k 620.00 41.94
Anadarko Petroleum Corporation 0.1 $26k 260.00 100.00
Ross Stores (ROST) 0.1 $26k 350.00 74.29
Thermo Fisher Scientific (TMO) 0.1 $26k 210.00 123.81
Capital One Financial (COF) 0.1 $25k 310.00 80.65
Honeywell International (HON) 0.1 $25k 270.00 92.59
Robert Half International (RHI) 0.1 $25k 500.00 50.00
Merck & Co (MRK) 0.1 $25k 420.00 59.52
Deere & Company (DE) 0.1 $25k 300.00 83.33
Waste Management (WM) 0.1 $25k 520.00 48.08
Western Digital (WDC) 0.1 $25k 260.00 96.15
Occidental Petroleum Corporation (OXY) 0.1 $25k 260.00 96.15
Staples 0.1 $25k 2.1k 11.96
Alcoa 0.1 $24k 1.5k 15.79
Baxter International (BAX) 0.1 $24k 330.00 72.73
Stryker Corporation (SYK) 0.1 $24k 300.00 80.00
Exelon Corporation (EXC) 0.1 $24k 700.00 34.29
NetApp (NTAP) 0.1 $24k 560.00 42.86
Lincoln National Corporation (LNC) 0.1 $23k 430.00 53.49
Netflix (NFLX) 0.1 $23k 50.00 460.00
American Electric Power Company (AEP) 0.1 $23k 450.00 51.11
Seagate Technology SHS 0.1 $22k 380.00 57.89
Masco Corporation (MAS) 0.1 $22k 900.00 24.44
Lowe's Companies (LOW) 0.1 $21k 400.00 52.50
Dr Pepper Snapple 0.1 $21k 320.00 65.62
Accenture Plc Ireland Shs Class A (ACN) 0.1 $20k 240.00 83.33
Cbre Group Cl A (CBRE) 0.1 $20k 670.00 29.85
Nrg Energy Com New (NRG) 0.1 $19k 620.00 30.65
Quanta Services (PWR) 0.1 $19k 520.00 36.54
Textron (TXT) 0.1 $19k 520.00 36.54
Consolidated Edison (ED) 0.1 $19k 330.00 57.58
PPL Corporation (PPL) 0.1 $19k 590.00 32.20
PG&E Corporation (PCG) 0.1 $19k 420.00 45.24
Moody's Corporation (MCO) 0.1 $19k 200.00 95.00
WellPoint 0.1 $19k 160.00 118.75
Lam Research Corporation (LRCX) 0.1 $19k 250.00 76.00
Kohl's Corporation (KSS) 0.1 $19k 310.00 61.29
Genuine Parts Company (GPC) 0.1 $19k 220.00 86.36
Prudential Financial (PRU) 0.1 $19k 220.00 86.36
Constellation Brands Cl A (STZ) 0.1 $19k 220.00 86.36
Assurant (AIZ) 0.1 $19k 290.00 65.52
Cameron International Corporation 0.1 $19k 280.00 67.86
Lennar Corp Cl A (LEN) 0.1 $19k 480.00 39.58
Comerica Incorporated (CMA) 0.1 $19k 390.00 48.72
Key (KEY) 0.1 $19k 1.4k 13.29
Cablevision Sys Corp Cl A Ny Cablvs 0.1 $19k 1.1k 17.27
NVIDIA Corporation (NVDA) 0.1 $19k 1.0k 18.27
Adt 0.1 $18k 520.00 34.62
Gamestop Corp Cl A (GME) 0.1 $18k 440.00 40.91
Marathon Petroleum Corp (MPC) 0.1 $18k 210.00 85.71
Mastercard Cl A (MA) 0.1 $18k 250.00 72.00
Suntrust Banks Inc $1.00 Par Cmn 0.1 $18k 480.00 37.50
Schlumberger (SLB) 0.1 $18k 180.00 100.00
Marathon Oil Corporation (MRO) 0.1 $18k 480.00 37.50
Martin Marietta Materials (MLM) 0.1 $18k 140.00 128.57
Tiffany & Co. 0.1 $18k 190.00 94.74
Corning Incorporated (GLW) 0.1 $18k 920.00 19.57
Jabil Circuit (JBL) 0.1 $18k 890.00 20.22
Teradata Corporation (TDC) 0.1 $18k 420.00 42.86
Kraft Foods 0.0 $17k 300.00 56.67
QEP Resources 0.0 $17k 550.00 30.91
Aetna 0.0 $17k 210.00 80.95
Activision Blizzard 0.0 $17k 840.00 20.24
Wynn Resorts (WYNN) 0.0 $17k 90.00 188.89
FMC Technologies 0.0 $17k 320.00 53.12
CarMax (KMX) 0.0 $17k 360.00 47.22
Valero Energy Corporation (VLO) 0.0 $17k 360.00 47.22
Newfield Exploration 0.0 $17k 460.00 36.96
United Technologies Corporation 0.0 $16k 150.00 106.67
Citigroup Com New (C) 0.0 $16k 300.00 53.33
Mondelez Intl Cl A (MDLZ) 0.0 $16k 480.00 33.33
Medtronic 0.0 $15k 250.00 60.00
O'reilly Automotive (ORLY) 0.0 $15k 100.00 150.00
EMC Corporation 0.0 $14k 480.00 29.17
Marsh & McLennan Companies (MMC) 0.0 $14k 260.00 53.85
Ace SHS 0.0 $14k 130.00 107.69
Best Buy (BBY) 0.0 $14k 420.00 33.33
Vimpelcom Sponsored Adr 0.0 $14k 1.9k 7.37
Visa Com Cl A (V) 0.0 $13k 60.00 216.67
Abbott Laboratories (ABT) 0.0 $13k 320.00 40.62
General Dynamics Corporation (GD) 0.0 $13k 100.00 130.00
Monster Beverage 0.0 $13k 140.00 92.86
Safeway Com New 0.0 $13k 370.00 35.14
Liberty Interactive Corp Int Com Ser A 0.0 $12k 430.00 27.91
Delphi Automotive SHS 0.0 $12k 200.00 60.00
Sirius Xm Holdings (SIRI) 0.0 $11k 3.1k 3.54
Bed Bath & Beyond 0.0 $11k 170.00 64.71
CenturyLink 0.0 $11k 280.00 39.29
Williams Companies (WMB) 0.0 $11k 190.00 57.89
Check Point Software Tech Lt Ord (CHKP) 0.0 $10k 150.00 66.67
ConAgra Foods (CAG) 0.0 $9.0k 260.00 34.62
C H Robinson Worldwide Com New (CHRW) 0.0 $9.0k 130.00 69.23
Pentair SHS (PNR) 0.0 $9.0k 130.00 69.23
Travelers Companies (TRV) 0.0 $9.0k 100.00 90.00
Nabors Industries SHS 0.0 $9.0k 380.00 23.68
Host Hotels & Resorts (HST) 0.0 $9.0k 430.00 20.93
Tenet Healthcare Corp Com New (THC) 0.0 $8.0k 140.00 57.14
Caterpillar (CAT) 0.0 $8.0k 80.00 100.00
Dow Chemical Company 0.0 $8.0k 160.00 50.00
McKesson Corporation (MCK) 0.0 $8.0k 40.00 200.00
Linear Technology Corporation 0.0 $8.0k 170.00 47.06
Bank of New York Mellon Corporation (BK) 0.0 $8.0k 210.00 38.10
Xilinx 0.0 $8.0k 180.00 44.44
Paccar (PCAR) 0.0 $7.0k 130.00 53.85
Mattel (MAT) 0.0 $7.0k 220.00 31.82
Target Corporation (TGT) 0.0 $7.0k 110.00 63.64
Stericycle (SRCL) 0.0 $7.0k 60.00 116.67
BlackRock (BLK) 0.0 $7.0k 20.00 350.00
Analog Devices (ADI) 0.0 $7.0k 140.00 50.00
Sherwin-Williams Company (SHW) 0.0 $7.0k 30.00 233.33
Walgreen Company 0.0 $7.0k 120.00 58.33
State Street Corporation (STT) 0.0 $6.0k 80.00 75.00
Crown Castle International 0.0 $6.0k 80.00 75.00
Expeditors International of Washington (EXPD) 0.0 $6.0k 150.00 40.00
Dollar Tree (DLTR) 0.0 $6.0k 100.00 60.00
Freeport-mcmoran CL B (FCX) 0.0 $6.0k 170.00 35.29
Catamaran 0.0 $6.0k 140.00 42.86
Archer Daniels Midland Company (ADM) 0.0 $5.0k 90.00 55.56
Tyson Foods Cl A (TSN) 0.0 $5.0k 120.00 41.67
Baker Hughes Incorporated 0.0 $5.0k 70.00 71.43
Raytheon Com New 0.0 $5.0k 50.00 100.00
Nextera Energy (NEE) 0.0 $5.0k 50.00 100.00
Philip Morris International (PM) 0.0 $5.0k 60.00 83.33
Hewlett-Packard Company 0.0 $5.0k 130.00 38.46
Molson Coors Brewing CL B (TAP) 0.0 $4.0k 60.00 66.67
Emerson Electric (EMR) 0.0 $4.0k 60.00 66.67
Halliburton Company (HAL) 0.0 $4.0k 60.00 66.67
Wal-Mart Stores (WMT) 0.0 $4.0k 50.00 80.00
Apache Corporation 0.0 $4.0k 40.00 100.00
At&t (T) 0.0 $4.0k 110.00 36.36
Xylem (XYL) 0.0 $4.0k 120.00 33.33
E Trade Financial Corp Com New 0.0 $4.0k 190.00 21.05
United Parcel Service CL B (UPS) 0.0 $3.0k 30.00 100.00
3M Company (MMM) 0.0 $3.0k 20.00 150.00
Nucor Corporation (NUE) 0.0 $3.0k 50.00 60.00
Oracle Corporation (ORCL) 0.0 $3.0k 80.00 37.50
KLA-Tencor Corporation (KLAC) 0.0 $3.0k 40.00 75.00
Phillips 66 (PSX) 0.0 $3.0k 40.00 75.00
Eaton Corp SHS (ETN) 0.0 $3.0k 40.00 75.00
American Express Company (AXP) 0.0 $2.0k 20.00 100.00
PPG Industries (PPG) 0.0 $2.0k 10.00 200.00
Reynolds American 0.0 $2.0k 40.00 50.00
Snap-on Incorporated (SNA) 0.0 $2.0k 20.00 100.00
Macy's (M) 0.0 $2.0k 40.00 50.00
HCP 0.0 $2.0k 40.00 50.00
EQT Corporation (EQT) 0.0 $2.0k 20.00 100.00
Fifth Third Ban (FITB) 0.0 $2.0k 110.00 18.18
Time Warner Cable 0.0 $1.0k 10.00 100.00
Devon Energy Corporation (DVN) 0.0 $1.0k 10.00 100.00
Cummins (CMI) 0.0 $1.0k 10.00 100.00
Edison International (EIX) 0.0 $1.0k 10.00 100.00
Us Bancorp Del Com New (USB) 0.0 $0 10.00 0.00
Johnson Controls 0.0 $0 10.00 0.00