____Mohican Financial Management, LLC_______

Mohican Financial Management as of Sept. 30, 2016

Portfolio Holdings for Mohican Financial Management

Mohican Financial Management holds 30 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ttm Technologies Inc conv 7.2 $6.6M 5.0M 1.32
Depomed Inc conv 6.2 $5.7M 4.0M 1.42
Albany Molecular Resh Inc note 2.250%11/1 5.8 $5.3M 4.5M 1.18
Carriage Svcs Inc note 2.750% 3/1 5.6 $5.2M 4.4M 1.17
Quidel Corp note 3.250%12/1 5.5 $5.0M 5.0M 1.00
Enernoc, Inc. conv 5.2 $4.7M 6.8M 0.70
Altra Holdings, Inc note 2.750% 3/0 5.2 $4.7M 4.0M 1.18
Blucora Inc note 4.250% 4/0 4.6 $4.2M 4.5M 0.95
Encore Cap Group Inc note 3.000% 7/0 4.2 $3.9M 4.7M 0.83
Quantum Corp note 4.500% 11/1 4.1 $3.8M 4.2M 0.90
Healthways Inc note 1.500% 7/0 4.0 $3.6M 2.5M 1.45
Repligen Corp note 2.125% 6/0 3.8 $3.5M 3.1M 1.14
Fluidigm Corporation convertible cor 3.5 $3.2M 5.4M 0.60
Envestnet Inc note 1.750%12/1 3.4 $3.1M 3.2M 0.96
Ent 2 3/4 2/15/35 convertible bond 3.2 $2.9M 3.5M 0.84
Echo Global Logistics Inc note 2.500% 5/0 3.1 $2.8M 3.0M 0.94
M/i Homes Inc note 3.250% 9/1 2.9 $2.7M 2.5M 1.07
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 2.6 $2.4M 2.0M 1.19
Web Com Group Inc note 1.000% 8/1 2.6 $2.4M 2.5M 0.95
Forestar Group Inc note 2.6 $2.4M 2.5M 0.94
Avid Technology Inc note 2.000% 6/1 2.4 $2.2M 2.8M 0.81
Alaska Communications Systems conv 2.1 $2.0M 2.0M 0.98
Verint Sys Inc note 1.5% 6/1 2.1 $1.9M 2.0M 0.95
Oasis Pete Inc New Note 2.625% 9/1 bond 1.9 $1.7M 1.5M 1.13
Helix Energy Solutions note 1.5 $1.4M 1.5M 0.94
Fxcm Inc. conv 1.4 $1.3M 3.0M 0.42
Protalix Biotherapeutics Inc note 4.500% 9/1 1.1 $1.0M 1.5M 0.67
Ascent Cap Group Inc note 4.000% 7/1 0.8 $710k 1.0M 0.71
Renewable Energy Group Inc mtnf 2.750% 6/1 0.8 $707k 768k 0.92
On Semiconductor Corp Note 1.000%12/0 bond 0.4 $404k 400k 1.01