____Mohican Financial Management, LLC_______

Mohican Financial Management as of March 31, 2021

Portfolio Holdings for Mohican Financial Management

Mohican Financial Management holds 51 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Granite Constr Note 2.750%11/0 4.5 $7.0M 5.0M 1.39
American Airls Group Note 6.500% 7/0 4.3 $6.7M 3.9M 1.72
Q2 HLDGS Note 0.750% 6/0 3.9 $6.1M 4.7M 1.29
Workiva Note 1.125% 8/1 3.8 $5.9M 4.5M 1.31
Smart Global Hldgs Note 2.250% 2/1 3.4 $5.3M 4.0M 1.32
Helix Energy Solutions Grp I Note 6.750% 2/1 3.4 $5.2M 4.5M 1.16
KBR Note 2.500%11/0 3.1 $4.7M 3.0M 1.57
Conmed Corp Note 2.625% 2/0 3.0 $4.7M 3.0M 1.56
Penn Natl Gaming Note 2.750% 5/1 2.9 $4.5M 1.0M 4.52
Fti Consulting Note 2.000% 8/1 2.8 $4.4M 3.0M 1.46
Mongodb Note 0.250% 1/1 2.8 $4.3M 3.0M 1.44
Interdigital Note 2.000% 6/0 2.7 $4.2M 4.0M 1.05
Exact Sciences Corp Note 1.000% 1/1 2.5 $3.9M 2.1M 1.87
Winnebago Inds Note 1.500% 4/0 2.5 $3.8M 2.8M 1.39
Ii-vi Note 0.250% 9/0 2.5 $3.8M 2.5M 1.52
Insight Enterprises Note 0.750% 2/1 2.4 $3.7M 2.5M 1.47
Infinera Corp Note 2.500% 3/0 2.4 $3.7M 2.5M 1.46
Greenbrier Cos Note 2.875% 2/0 2.4 $3.6M 3.3M 1.09
Encore Cap Group Note 3.250%10/0 2.3 $3.5M 2.8M 1.22
Allscripts Healthcare Solutn Note 0.875% 1/0 2.1 $3.3M 2.5M 1.32
SSR MNG Note 2.500% 4/0 2.1 $3.3M 2.9M 1.12
Flexion Therapeutics Note 3.375% 5/0 2.1 $3.2M 3.6M 0.90
Tabula Rasa Healthcare Note 1.750% 2/1 1.9 $3.0M 3.0M 1.00
Mesa Labs Note 1.375% 8/1 1.9 $3.0M 2.7M 1.09
Zynga Note 0.250% 6/0 1.8 $2.7M 2.0M 1.36
Impinj Note 2.000%12/1 1.7 $2.7M 1.5M 1.79
Veoneer Note 4.000% 6/0 1.7 $2.7M 2.0M 1.33
Splunk Note 1.125% 9/1 1.5 $2.4M 2.0M 1.18
Lumentum Hldgs Note 0.500%12/1 1.5 $2.3M 2.0M 1.16
Harmonic DBCV 2.000% 9/0 1.5 $2.3M 2.0M 1.13
Guidewire Software Note 1.250% 3/1 1.5 $2.3M 2.0M 1.13
Proofpoint Note 0.250% 8/1 1.4 $2.1M 2.0M 1.06
Kaman Corp Note 3.250% 5/0 1.4 $2.1M 1.9M 1.10
Pinduoduo Note 12/0 1.4 $2.1M 2.0M 1.05
Zillow Group Note 2.750% 5/1 1.3 $2.1M 1.0M 2.06
Nuvasive Note 0.375% 3/1 1.3 $2.0M 2.0M 1.02
Evolent Health Note 1.500%10/1 1.2 $1.9M 2.0M 0.94
Envestnet Note 1.750% 6/0 1.2 $1.8M 1.5M 1.21
Vonage Hldgs Corp Note 1.750% 6/0 1.2 $1.8M 1.7M 1.05
Gossamer Bio Note 5.000% 6/0 1.2 $1.8M 2.0M 0.90
Infinera Corp Note 2.125% 9/0 1.2 $1.8M 1.5M 1.19
Twitter Note 1.000% 9/1 1.1 $1.8M 1.7M 1.04
Retrophin Note 2.500% 9/1 1.1 $1.8M 1.8M 1.01
Spirit Airls Note 4.750% 5/1 1.0 $1.5M 500k 3.06
Fireeye Note 0.875% 6/0 0.9 $1.4M 1.3M 1.13
Revance Therapeutics Note 1.750% 2/1 0.8 $1.3M 1.2M 1.11
Everbridge Note 0.125%12/1 0.8 $1.3M 1.0M 1.27
Knowles Corp Note 3.250%11/0 0.7 $1.1M 956k 1.18
Fireeye Note 1.625% 6/0 0.6 $992k 1.0M 0.99
Twitter Note 0.250% 6/1 0.6 $879k 661k 1.33
Newpark Res Note 4.000%12/0 0.3 $492k 500k 0.98