____Mohican Financial Management, LLC_______

Mohican Financial Management as of June 30, 2021

Portfolio Holdings for Mohican Financial Management

Mohican Financial Management holds 70 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Varex Imaging Corp Note 4.000% 6/0 3.5 $8.9M 6.0M 1.49
Granite Constr Note 2.750%11/0 3.2 $8.3M 5.7M 1.46
American Airls Group Note 6.500% 7/0 3.1 $7.9M 5.0M 1.58
Helix Energy Solutions Grp I Note 6.750% 2/1 2.7 $7.0M 5.6M 1.25
Workiva Note 1.125% 8/1 2.7 $6.9M 4.5M 1.54
Jazz Investments I Note 2.000% 6/1 2.5 $6.5M 4.8M 1.35
Q2 HLDGS Note 0.750% 6/0 2.4 $6.2M 4.7M 1.32
Cloudflare Note 0.750% 5/1 2.2 $5.6M 2.0M 2.81
Callaway Golf Note 2.750% 5/0 2.1 $5.4M 2.7M 2.03
Mongodb Note 0.250% 1/1 2.1 $5.4M 3.0M 1.79
Smart Global Hldgs Note 2.250% 2/1 2.1 $5.3M 3.9M 1.36
Petiq Note 4.000% 6/0 1.9 $5.0M 3.3M 1.51
Conmed Corp Note 2.625% 2/0 1.9 $4.9M 3.0M 1.63
KBR Note 2.500%11/0 1.8 $4.7M 3.0M 1.58
Guidewire Software Note 1.250% 3/1 1.8 $4.6M 4.0M 1.17
Impinj Note 2.000%12/1 1.8 $4.6M 2.9M 1.62
Rapid7 Note 2.250% 5/0 1.8 $4.6M 2.8M 1.67
Allscripts Healthcare Solutn Note 0.875% 1/0 1.8 $4.6M 3.1M 1.49
Infinera Corp Note 2.500% 3/0 1.8 $4.6M 3.0M 1.53
Model N Note 2.625% 6/0 1.7 $4.5M 3.5M 1.28
Interdigital Note 2.000% 6/0 1.7 $4.4M 4.0M 1.11
Harmonic DBCV 2.000% 9/0 1.7 $4.4M 3.8M 1.18
Lumentum Hldgs Note 0.500%12/1 1.7 $4.4M 4.0M 1.09
American Eagle Outfitters In Note 3.750% 4/1 1.7 $4.4M 1.0M 4.37
Fti Consulting Note 2.000% 8/1 1.7 $4.3M 3.0M 1.43
Zynga Note 0.250% 6/0 1.6 $4.2M 3.0M 1.39
Palo Alto Networks Note 0.375% 6/0 1.6 $4.1M 3.0M 1.36
Coupa Software Note 0.375% 6/1 1.6 $4.0M 3.5M 1.16
Encore Cap Group Note 3.250%10/0 1.5 $3.9M 2.8M 1.36
Insight Enterprises Note 0.750% 2/1 1.5 $3.9M 2.5M 1.54
Veoneer Note 4.000% 6/0 1.5 $3.8M 3.0M 1.26
Exact Sciences Corp Note 1.000% 1/1 1.4 $3.7M 2.1M 1.77
Evolent Health Note 1.500%10/1 1.4 $3.7M 3.8M 0.96
Winnebago Inds Note 1.500% 4/0 1.4 $3.6M 2.8M 1.31
Greenbrier Cos Note 2.875% 2/0 1.4 $3.5M 3.3M 1.06
Glaukos Corp Note 2.750% 6/1 1.4 $3.5M 2.1M 1.69
Vonage Hldgs Corp Note 1.750% 6/0 1.3 $3.4M 3.1M 1.12
Penn Natl Gaming Note 2.750% 5/1 1.3 $3.4M 1.0M 3.35
SSR MNG Note 2.500% 4/0 1.3 $3.2M 2.7M 1.19
Flexion Therapeutics Note 3.375% 5/0 1.2 $3.2M 3.6M 0.90
Hubspot Note 0.375% 6/0 1.2 $3.2M 1.5M 2.13
Mesa Labs Note 1.375% 8/1 1.2 $3.1M 2.7M 1.15
Tabula Rasa Healthcare Note 1.750% 2/1 1.2 $3.0M 3.0M 1.01
Health Catalyst Note 2.500% 4/1 1.1 $2.8M 1.5M 1.95
1life Healthcare Note 3.000% 6/1 1.1 $2.8M 2.5M 1.11
Everbridge Note 0.125%12/1 1.1 $2.7M 2.0M 1.36
Kaman Corp Note 3.250% 5/0 1.1 $2.7M 2.5M 1.07
Nuvasive Note 0.375% 3/1 1.0 $2.7M 2.7M 0.99
Eventbrite Note 5.000%12/0 1.0 $2.6M 1.5M 1.76
Pagerduty Note 1.250% 7/0 1.0 $2.6M 2.0M 1.30
Gossamer Bio Note 5.000% 6/0 1.0 $2.5M 3.0M 0.82
Okta Note 0.375% 6/1 1.0 $2.5M 2.0M 1.23
Infinera Corp Note 2.125% 9/0 1.0 $2.5M 2.0M 1.23
2u Note 2.250% 5/0 1.0 $2.5M 1.5M 1.63
Splunk Note 1.125% 9/1 0.9 $2.4M 2.0M 1.21
Spirit Airls Note 1.000% 5/1 0.9 $2.4M 2.5M 0.97
Ii-vi Note 0.250% 9/0 0.9 $2.4M 1.5M 1.58
Knowles Corp Note 3.250%11/0 0.9 $2.2M 2.0M 1.12
Pinduoduo Note 12/0 0.8 $2.0M 2.0M 1.01
Envestnet Note 1.750% 6/0 0.7 $1.9M 1.5M 1.24
Insmed Note 0.750% 6/0 0.7 $1.8M 1.6M 1.12
Twitter Note 1.000% 9/1 0.7 $1.7M 1.7M 1.02
Fireeye Note 0.875% 6/0 0.6 $1.6M 1.4M 1.13
Retrophin Note 2.500% 9/1 0.6 $1.5M 1.8M 0.86
Spirit Airls Note 4.750% 5/1 0.5 $1.3M 500k 2.68
Envista Holdings Corporation Note 2.375% 6/0 0.4 $1.1M 500k 2.16
Fireeye Note 1.625% 6/0 0.4 $994k 1.0M 0.99
Cheesecake Factory Note 0.375% 6/1 0.4 $984k 1.0M 0.98
Twitter Note 0.250% 6/1 0.4 $903k 661k 1.37
Newpark Res Note 4.000%12/0 0.2 $498k 500k 1.00