Nikko Asset Management Americas as of Sept. 30, 2011
Portfolio Holdings for Nikko Asset Management Americas
Nikko Asset Management Americas holds 147 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Chevron Corporation (CVX) | 4.4 | $55M | 584k | 94.39 | |
| Exxon Mobil Corporation (XOM) | 4.3 | $54M | 730k | 73.88 | |
| BHP Billiton (BHP) | 4.2 | $53M | 771k | 68.33 | |
| Potash Corp. Of Saskatchewan I | 3.7 | $46M | 1.0M | 45.40 | |
| Royal Dutch Shell | 3.0 | $37M | 588k | 62.96 | |
| Freeport-McMoRan Copper & Gold (FCX) | 2.8 | $35M | 1.1M | 31.34 | |
| Monsanto Company | 2.6 | $33M | 527k | 63.15 | |
| Rio Tinto (RIO) | 2.6 | $32M | 699k | 46.41 | |
| Total (TTE) | 2.2 | $27M | 605k | 44.99 | |
| Anadarko Petroleum Corporation | 2.1 | $26M | 392k | 67.15 | |
| Occidental Petroleum Corporation (OXY) | 2.0 | $26M | 340k | 75.35 | |
| Schlumberger (SLB) | 2.0 | $25M | 407k | 61.33 | |
| Devon Energy Corporation (DVN) | 1.9 | $24M | 414k | 57.67 | |
| BP (BP) | 1.9 | $24M | 641k | 37.01 | |
| Halliburton Company (HAL) | 1.9 | $24M | 736k | 32.26 | |
| Mosaic (MOS) | 1.9 | $24M | 436k | 54.20 | |
| CF Industries Holdings (CF) | 1.8 | $22M | 156k | 140.95 | |
| Vale (VALE) | 1.7 | $21M | 883k | 23.87 | |
| Bunge | 1.6 | $20M | 346k | 58.96 | |
| Apache Corporation | 1.5 | $19M | 232k | 82.88 | |
| Baker Hughes Incorporated | 1.5 | $19M | 396k | 48.59 | |
| Goldcorp | 1.5 | $19M | 422k | 44.57 | |
| Petroleo Brasileiro SA (PBR) | 1.5 | $19M | 794k | 23.30 | |
| International Paper Company (IP) | 1.4 | $18M | 755k | 24.15 | |
| Agrium | 1.4 | $18M | 252k | 70.30 | |
| Randgold Resources | 1.4 | $18M | 184k | 95.17 | |
| Barrick Gold Corp (GOLD) | 1.4 | $17M | 364k | 47.93 | |
| Iamgold Corp (IAG) | 1.4 | $17M | 874k | 19.89 | |
| Ens | 1.4 | $17M | 417k | 41.18 | |
| Canadian Natural Resources (CNQ) | 1.4 | $17M | 541k | 31.31 | |
| Cameron International Corporation | 1.3 | $17M | 387k | 43.54 | |
| Kinross Gold Corp (KGC) | 1.3 | $17M | 1.2M | 14.43 | |
| SM Energy (SM) | 1.3 | $17M | 258k | 65.07 | |
| AngloGold Ashanti | 1.3 | $16M | 394k | 41.67 | |
| Teck Resources Ltd cl b (TECK) | 1.2 | $15M | 499k | 29.65 | |
| Syngenta | 1.1 | $14M | 249k | 54.69 | |
| Noble Energy | 1.0 | $13M | 174k | 72.78 | |
| ArcelorMittal | 1.0 | $12M | 731k | 16.87 | |
| Celanese Corporation (CE) | 1.0 | $12M | 340k | 35.88 | |
| Archer Daniels Midland Company (ADM) | 0.9 | $11M | 442k | 25.77 | |
| Weyerhaeuser Company (WY) | 0.9 | $11M | 684k | 16.09 | |
| Whiting Petroleum Corporation | 0.9 | $11M | 305k | 36.32 | |
| Alpha Natural Resources | 0.9 | $11M | 590k | 18.71 | |
| FMC Technologies | 0.9 | $11M | 282k | 38.73 | |
| Cimarex Energy | 0.9 | $11M | 188k | 57.42 | |
| Cliffs Natural Resources | 0.8 | $11M | 197k | 54.19 | |
| Newmont Mining Corporation (NEM) | 0.8 | $11M | 170k | 62.52 | |
| Cnooc | 0.8 | $10M | 60k | 168.92 | |
| Peabody Energy Corporation | 0.8 | $10M | 283k | 35.98 | |
| PetroChina Company | 0.8 | $10M | 83k | 123.00 | |
| Dril-Quip (DRQ) | 0.8 | $10M | 181k | 55.80 | |
| Nucor Corporation (NUE) | 0.8 | $9.8M | 301k | 32.46 | |
| Hess (HES) | 0.8 | $9.7M | 175k | 55.54 | |
| Weatherford International Lt reg | 0.8 | $9.7M | 761k | 12.75 | |
| QEP Resources | 0.8 | $9.6M | 345k | 27.88 | |
| Patterson-UTI Energy (PTEN) | 0.8 | $9.6M | 519k | 18.51 | |
| Concho Resources | 0.8 | $9.5M | 128k | 74.19 | |
| Tidewater | 0.7 | $8.7M | 202k | 42.94 | |
| Ivanhoe Mines | 0.7 | $8.2M | 543k | 15.12 | |
| National-Oilwell Var | 0.6 | $8.1M | 153k | 52.78 | |
| Pos (PKX) | 0.6 | $7.8M | 98k | 79.21 | |
| Superior Energy Services | 0.6 | $7.4M | 266k | 27.77 | |
| China Petroleum & Chemical | 0.6 | $7.3M | 75k | 97.74 | |
| Gerdau SA (GGB) | 0.4 | $5.4M | 720k | 7.55 | |
| Companhia Siderurgica Nacional (SID) | 0.4 | $4.5M | 553k | 8.20 | |
| First Solar (FSLR) | 0.3 | $3.9M | 60k | 65.02 | |
| United States Steel Corporation (X) | 0.3 | $3.7M | 159k | 23.07 | |
| Apple (AAPL) | 0.2 | $3.2M | 8.2k | 390.61 | |
| Coca-Cola Company (KO) | 0.2 | $2.9M | 42k | 69.06 | |
| Wal-Mart Stores (WMT) | 0.1 | $1.9M | 36k | 51.92 | |
| General Electric Company | 0.1 | $1.8M | 115k | 15.86 | |
| International Business Machines (IBM) | 0.1 | $1.8M | 10k | 179.13 | |
| Procter & Gamble Company (PG) | 0.1 | $1.9M | 30k | 63.69 | |
| Pfizer (PFE) | 0.1 | $1.8M | 101k | 17.98 | |
| Cardinal Health (CAH) | 0.1 | $1.7M | 40k | 43.05 | |
| TJX Companies (TJX) | 0.1 | $1.8M | 32k | 55.68 | |
| Bce (BCE) | 0.1 | $1.7M | 44k | 38.82 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $1.7M | 53k | 31.38 | |
| Home Depot (HD) | 0.1 | $1.6M | 48k | 33.78 | |
| Verizon Communications (VZ) | 0.1 | $1.7M | 45k | 37.15 | |
| 0.1 | $1.6M | 3.1k | 527.42 | ||
| Cognizant Technology Solutions (CTSH) | 0.1 | $1.5M | 23k | 65.04 | |
| Consolidated Edison (ED) | 0.1 | $1.5M | 26k | 57.33 | |
| United Parcel Service (UPS) | 0.1 | $1.5M | 24k | 64.69 | |
| Oracle Corporation (ORCL) | 0.1 | $1.6M | 53k | 29.64 | |
| McDonald's Corporation (MCD) | 0.1 | $1.3M | 15k | 88.78 | |
| Union Pacific Corporation (UNP) | 0.1 | $1.4M | 16k | 85.22 | |
| UnitedHealth (UNH) | 0.1 | $1.3M | 28k | 46.58 | |
| Amazon (AMZN) | 0.1 | $1.4M | 6.1k | 222.46 | |
| Mead Johnson Nutrition | 0.1 | $1.4M | 20k | 71.19 | |
| Bk Nova Cad (BNS) | 0.1 | $1.4M | 25k | 53.70 | |
| Petroleo Brasileiro SA (PBR.A) | 0.1 | $1.3M | 61k | 21.37 | |
| Eli Lilly & Co. (LLY) | 0.1 | $1.2M | 32k | 37.25 | |
| Vale | 0.1 | $1.2M | 56k | 21.87 | |
| PNC Financial Services (PNC) | 0.1 | $1.2M | 24k | 49.79 | |
| Caterpillar (CAT) | 0.1 | $1.2M | 16k | 75.38 | |
| E.I. du Pont de Nemours & Company | 0.1 | $1.1M | 28k | 41.37 | |
| EMC Corporation | 0.1 | $1.2M | 55k | 21.34 | |
| Accenture (ACN) | 0.1 | $1.1M | 21k | 54.44 | |
| Suncor Energy (SU) | 0.1 | $1.1M | 41k | 27.71 | |
| Wells Fargo & Company (WFC) | 0.1 | $962k | 39k | 24.99 | |
| Tor Dom Bk Cad (TD) | 0.1 | $1.0M | 14k | 74.89 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $909k | 13k | 72.72 | |
| Walt Disney Company (DIS) | 0.1 | $824k | 27k | 30.63 | |
| Nike (NKE) | 0.1 | $845k | 9.6k | 88.02 | |
| Ford Motor Company (F) | 0.1 | $883k | 88k | 10.00 | |
| Starbucks Corporation (SBUX) | 0.1 | $824k | 22k | 38.15 | |
| Microsoft Corporation (MSFT) | 0.1 | $794k | 31k | 25.45 | |
| BlackRock (BLK) | 0.1 | $728k | 4.8k | 151.67 | |
| Cisco Systems (CSCO) | 0.1 | $750k | 47k | 15.86 | |
| AmerisourceBergen (COR) | 0.1 | $773k | 21k | 37.71 | |
| Aetna | 0.1 | $737k | 20k | 37.22 | |
| Qualcomm (QCOM) | 0.1 | $812k | 16k | 50.12 | |
| Celgene Corporation | 0.1 | $761k | 12k | 62.89 | |
| American Express Company (AXP) | 0.1 | $631k | 14k | 46.74 | |
| AFLAC Incorporated (AFL) | 0.0 | $527k | 15k | 35.85 | |
| Dow Chemical Company | 0.0 | $461k | 19k | 23.76 | |
| Lincoln National Corporation (LNC) | 0.0 | $387k | 24k | 16.47 | |
| Flowserve Corporation (FLS) | 0.0 | $369k | 4.7k | 78.51 | |
| Johnson & Johnson (JNJ) | 0.0 | $77k | 1.2k | 64.17 | |
| At&t (T) | 0.0 | $69k | 2.4k | 28.75 | |
| Philip Morris International (PM) | 0.0 | $70k | 1.1k | 63.64 | |
| Diamond Offshore Drilling | 0.0 | $17k | 300.00 | 56.67 | |
| Annaly Capital Management | 0.0 | $43k | 2.6k | 16.54 | |
| Abbott Laboratories (ABT) | 0.0 | $31k | 600.00 | 51.67 | |
| Duke Energy Corporation | 0.0 | $20k | 1.0k | 20.00 | |
| Bristol Myers Squibb (BMY) | 0.0 | $28k | 900.00 | 31.11 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $28k | 400.00 | 70.00 | |
| Kraft Foods | 0.0 | $24k | 700.00 | 34.29 | |
| Spectra Energy | 0.0 | $18k | 700.00 | 25.71 | |
| Kinder Morgan Management | 0.0 | $36k | 600.00 | 60.00 | |
| Progress Energy | 0.0 | $31k | 600.00 | 51.67 | |
| CenturyLink | 0.0 | $34k | 1.0k | 34.00 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $43k | 600.00 | 71.67 | |
| Altria (MO) | 0.0 | $40k | 1.5k | 26.67 | |
| ConocoPhillips (COP) | 0.0 | $39k | 600.00 | 65.00 | |
| American Electric Power Company (AEP) | 0.0 | $19k | 500.00 | 38.00 | |
| Exelon Corporation (EXC) | 0.0 | $22k | 500.00 | 44.00 | |
| Southern Company (SO) | 0.0 | $30k | 700.00 | 42.86 | |
| Frontier Communications | 0.0 | $32k | 5.1k | 6.27 | |
| New York Community Ban (NYCB) | 0.0 | $41k | 3.3k | 12.42 | |
| Lorillard | 0.0 | $22k | 200.00 | 110.00 | |
| Cibc Cad (CM) | 0.0 | $22k | 300.00 | 73.33 | |
| Warner Chilcott Plc - | 0.0 | $15k | 1.0k | 15.00 | |
| Integrys Energy | 0.0 | $25k | 500.00 | 50.00 | |
| Rbc Cad (RY) | 0.0 | $39k | 800.00 | 48.75 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $29k | 500.00 | 58.00 |
