Nikko Asset Management Americas as of Sept. 30, 2016
Portfolio Holdings for Nikko Asset Management Americas
Nikko Asset Management Americas holds 245 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| BHP Billiton | 5.0 | $58M | 1.9M | 30.37 | |
| Exxon Mobil Corporation (XOM) | 4.0 | $47M | 533k | 87.27 | |
| Royal Dutch Shell | 3.4 | $40M | 796k | 50.06 | |
| Monsanto Company | 3.3 | $39M | 384k | 102.07 | |
| Total (TTE) | 3.2 | $37M | 779k | 47.70 | |
| Rio Tinto (RIO) | 3.0 | $36M | 1.1M | 33.40 | |
| Chevron Corporation (CVX) | 2.9 | $34M | 331k | 102.92 | |
| International Paper Company (IP) | 2.7 | $32M | 656k | 48.00 | |
| Schlumberger (SLB) | 2.5 | $30M | 380k | 78.63 | |
| BP (BP) | 2.3 | $27M | 769k | 35.15 | |
| Barrick Gold Corp (GOLD) | 2.3 | $27M | 1.5M | 17.70 | |
| Halliburton Company (HAL) | 2.2 | $25M | 567k | 44.78 | |
| Anadarko Petroleum Corporation | 2.1 | $25M | 388k | 63.46 | |
| Weyerhaeuser Company (WY) | 1.9 | $23M | 719k | 31.93 | |
| Mosaic (MOS) | 1.8 | $22M | 880k | 24.45 | |
| Nucor Corporation (NUE) | 1.8 | $21M | 427k | 49.44 | |
| Occidental Petroleum Corporation (OXY) | 1.7 | $20M | 279k | 72.93 | |
| Pioneer Natural Resources (PXD) | 1.7 | $20M | 105k | 185.56 | |
| Noble Energy | 1.6 | $19M | 540k | 35.75 | |
| Dow Chemical Company | 1.6 | $19M | 373k | 51.86 | |
| Freeport-McMoRan Copper & Gold (FCX) | 1.6 | $19M | 1.8M | 10.86 | |
| Syngenta | 1.6 | $19M | 216k | 87.63 | |
| Archer Daniels Midland Company (ADM) | 1.6 | $18M | 435k | 42.16 | |
| Agrium | 1.5 | $17M | 192k | 90.69 | |
| AngloGold Ashanti | 1.4 | $17M | 1.1M | 15.93 | |
| Potash Corp. Of Saskatchewan I | 1.4 | $16M | 1.0M | 16.31 | |
| Concho Resources | 1.3 | $16M | 115k | 137.36 | |
| Goldcorp | 1.3 | $16M | 949k | 16.52 | |
| Cabot Oil & Gas Corporation (CTRA) | 1.2 | $14M | 535k | 25.78 | |
| Tahoe Resources | 1.1 | $13M | 1.0M | 12.82 | |
| Superior Energy Services | 1.1 | $13M | 731k | 17.92 | |
| Canadian Natural Resources (CNQ) | 1.1 | $13M | 397k | 31.94 | |
| EQT Corporation (EQT) | 1.0 | $12M | 168k | 72.60 | |
| CF Industries Holdings (CF) | 1.0 | $12M | 474k | 24.34 | |
| EOG Resources (EOG) | 0.9 | $11M | 113k | 96.67 | |
| FMC Technologies | 0.8 | $9.5M | 324k | 29.44 | |
| Steel Dynamics (STLD) | 0.8 | $9.5M | 381k | 24.99 | |
| Baker Hughes Incorporated | 0.8 | $9.3M | 184k | 50.46 | |
| Eldorado Gold Corp | 0.8 | $8.9M | 2.3M | 3.93 | |
| Gulfport Energy Corporation | 0.7 | $8.5M | 302k | 28.24 | |
| Southern Copper Corporation (SCCO) | 0.7 | $8.2M | 313k | 26.30 | |
| Dril-Quip (DRQ) | 0.7 | $8.2M | 146k | 55.73 | |
| Oceaneering International (OII) | 0.7 | $8.2M | 297k | 27.50 | |
| Hess (HES) | 0.7 | $8.0M | 149k | 53.61 | |
| Matador Resources (MTDR) | 0.7 | $7.9M | 324k | 24.33 | |
| Petroleo Brasileiro SA (PBR) | 0.6 | $7.5M | 805k | 9.33 | |
| Newmont Mining Corporation (NEM) | 0.6 | $7.5M | 190k | 39.29 | |
| Synergy Res Corp | 0.6 | $7.4M | 1.1M | 6.92 | |
| Valero Energy Corporation (VLO) | 0.6 | $7.3M | 139k | 52.99 | |
| SM Energy (SM) | 0.6 | $7.1M | 184k | 38.57 | |
| Oil States International (OIS) | 0.6 | $6.9M | 220k | 31.57 | |
| ConocoPhillips (COP) | 0.6 | $6.8M | 156k | 43.40 | |
| Martin Marietta Materials (MLM) | 0.5 | $6.3M | 35k | 179.07 | |
| Cnooc | 0.5 | $6.3M | 50k | 126.48 | |
| Diamondback Energy (FANG) | 0.5 | $6.0M | 62k | 96.55 | |
| China Petroleum & Chemical | 0.5 | $5.8M | 79k | 73.79 | |
| PetroChina Company | 0.5 | $5.9M | 88k | 66.75 | |
| Kinder Morgan (KMI) | 0.5 | $5.8M | 252k | 23.16 | |
| Hollyfrontier Corp | 0.5 | $5.5M | 225k | 24.50 | |
| Teck Resources Ltd cl b (TECK) | 0.5 | $5.3M | 293k | 18.02 | |
| Rowan Companies | 0.4 | $5.0M | 333k | 15.12 | |
| Randgold Resources | 0.4 | $4.7M | 46k | 100.14 | |
| Phillips 66 (PSX) | 0.4 | $4.6M | 57k | 80.40 | |
| Intel Corporation (INTC) | 0.4 | $4.5M | 119k | 37.72 | |
| Weatherford Intl Plc ord | 0.4 | $4.4M | 788k | 5.61 | |
| Microsoft Corporation (MSFT) | 0.3 | $4.0M | 70k | 57.61 | |
| Merck & Co (MRK) | 0.3 | $3.9M | 63k | 62.41 | |
| Israel Chemicals | 0.3 | $3.5M | 912k | 3.89 | |
| Philip Morris International (PM) | 0.3 | $3.4M | 36k | 97.18 | |
| Abbvie (ABBV) | 0.3 | $3.4M | 55k | 63.07 | |
| Altria (MO) | 0.3 | $3.3M | 52k | 63.21 | |
| McDonald's Corporation (MCD) | 0.3 | $3.1M | 27k | 115.40 | |
| Apple (AAPL) | 0.3 | $3.2M | 28k | 112.99 | |
| Qualcomm (QCOM) | 0.3 | $3.1M | 45k | 68.54 | |
| Facebook Inc cl a (META) | 0.3 | $3.0M | 24k | 128.27 | |
| International Business Machines (IBM) | 0.2 | $3.0M | 19k | 158.89 | |
| At&t (T) | 0.2 | $2.4M | 60k | 40.60 | |
| Cisco Systems (CSCO) | 0.2 | $2.5M | 78k | 31.70 | |
| Pfizer (PFE) | 0.2 | $1.9M | 55k | 33.84 | |
| General Motors Company (GM) | 0.2 | $1.8M | 58k | 31.76 | |
| Coca-Cola Company (KO) | 0.1 | $1.7M | 40k | 42.32 | |
| Johnson & Johnson (JNJ) | 0.1 | $1.6M | 14k | 118.12 | |
| Amazon (AMZN) | 0.1 | $1.7M | 2.0k | 837.00 | |
| Cibc Cad (CM) | 0.1 | $1.5M | 19k | 77.50 | |
| American Tower Reit (AMT) | 0.1 | $1.6M | 14k | 113.33 | |
| Huntington Bancshares Incorporated (HBAN) | 0.1 | $1.4M | 139k | 9.85 | |
| General Electric Company | 0.1 | $1.4M | 47k | 29.61 | |
| Spectra Energy | 0.1 | $1.4M | 32k | 42.74 | |
| Laboratory Corp. of America Holdings (LH) | 0.1 | $1.4M | 10k | 137.45 | |
| Celgene Corporation | 0.1 | $1.4M | 14k | 104.49 | |
| Telus Ord (TU) | 0.1 | $1.4M | 42k | 33.01 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $1.3M | 19k | 66.58 | |
| Procter & Gamble Company (PG) | 0.1 | $1.3M | 14k | 89.51 | |
| Scotts Miracle-Gro Company (SMG) | 0.1 | $1.3M | 16k | 83.29 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $1.3M | 1.6k | 803.75 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.3M | 1.7k | 777.00 | |
| Packaging Corporation of America (PKG) | 0.1 | $1.2M | 15k | 81.22 | |
| Coach | 0.1 | $1.1M | 31k | 36.56 | |
| Cummins (CMI) | 0.1 | $1.2M | 9.0k | 128.11 | |
| Paychex (PAYX) | 0.1 | $1.2M | 20k | 57.84 | |
| Reynolds American | 0.1 | $1.1M | 24k | 47.15 | |
| Cooper Companies | 0.1 | $1.1M | 6.4k | 179.22 | |
| Tyson Foods (TSN) | 0.1 | $1.1M | 15k | 74.70 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $1.2M | 17k | 69.70 | |
| SYNNEX Corporation (SNX) | 0.1 | $1.2M | 11k | 114.11 | |
| Icon (ICLR) | 0.1 | $1.1M | 15k | 77.31 | |
| Wells Fargo & Company (WFC) | 0.1 | $1.1M | 25k | 44.26 | |
| Advance Auto Parts (AAP) | 0.1 | $1.0M | 6.9k | 149.13 | |
| Entergy Corporation (ETR) | 0.1 | $1.0M | 14k | 76.69 | |
| Key (KEY) | 0.1 | $1.1M | 87k | 12.16 | |
| Mednax (MD) | 0.1 | $1.1M | 16k | 66.25 | |
| Darden Restaurants (DRI) | 0.1 | $944k | 15k | 61.30 | |
| Bce (BCE) | 0.1 | $964k | 21k | 46.12 | |
| C.H. Robinson Worldwide (CHRW) | 0.1 | $923k | 13k | 70.46 | |
| Suncor Energy (SU) | 0.1 | $926k | 33k | 27.72 | |
| Hd Supply | 0.1 | $985k | 31k | 31.98 | |
| Comcast Corporation (CMCSA) | 0.1 | $849k | 13k | 66.33 | |
| Bank of America Corporation (BAC) | 0.1 | $837k | 54k | 15.64 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $780k | 5.4k | 144.44 | |
| Home Depot (HD) | 0.1 | $824k | 6.4k | 128.75 | |
| Walt Disney Company (DIS) | 0.1 | $864k | 9.3k | 92.90 | |
| CVS Caremark Corporation (CVS) | 0.1 | $765k | 8.6k | 88.95 | |
| Maxim Integrated Products | 0.1 | $774k | 19k | 39.90 | |
| Pepsi (PEP) | 0.1 | $827k | 7.6k | 108.82 | |
| Visa (V) | 0.1 | $835k | 10k | 82.67 | |
| AvalonBay Communities (AVB) | 0.1 | $782k | 4.4k | 177.73 | |
| Broad | 0.1 | $776k | 4.5k | 172.44 | |
| Best Buy (BBY) | 0.1 | $737k | 19k | 38.19 | |
| Amgen (AMGN) | 0.1 | $700k | 4.2k | 166.67 | |
| UnitedHealth (UNH) | 0.1 | $686k | 4.9k | 140.00 | |
| Illinois Tool Works (ITW) | 0.1 | $659k | 5.5k | 119.82 | |
| Oracle Corporation (ORCL) | 0.1 | $648k | 17k | 39.27 | |
| Citigroup (C) | 0.1 | $704k | 15k | 47.25 | |
| MasterCard Incorporated (MA) | 0.1 | $570k | 5.6k | 101.79 | |
| Caterpillar (CAT) | 0.1 | $604k | 6.8k | 88.82 | |
| Costco Wholesale Corporation (COST) | 0.1 | $534k | 3.5k | 152.57 | |
| FedEx Corporation (FDX) | 0.1 | $559k | 3.2k | 174.69 | |
| Wal-Mart Stores (WMT) | 0.1 | $609k | 8.4k | 72.08 | |
| Verizon Communications (VZ) | 0.1 | $639k | 12k | 51.95 | |
| Colgate-Palmolive Company (CL) | 0.1 | $593k | 8.0k | 74.12 | |
| Nike (NKE) | 0.1 | $627k | 12k | 52.69 | |
| Gilead Sciences (GILD) | 0.1 | $554k | 7.0k | 79.14 | |
| Harman International Industries | 0.1 | $540k | 6.4k | 84.38 | |
| Acuity Brands (AYI) | 0.1 | $555k | 2.1k | 264.29 | |
| Rbc Cad (RY) | 0.1 | $532k | 8.6k | 61.86 | |
| Mondelez Int (MDLZ) | 0.1 | $544k | 12k | 43.87 | |
| Medtronic (MDT) | 0.1 | $639k | 7.4k | 86.35 | |
| Time Warner | 0.0 | $479k | 6.0k | 79.69 | |
| Eli Lilly & Co. (LLY) | 0.0 | $417k | 5.2k | 80.19 | |
| Bristol Myers Squibb (BMY) | 0.0 | $507k | 9.4k | 53.94 | |
| 3M Company (MMM) | 0.0 | $529k | 3.0k | 176.33 | |
| Union Pacific Corporation (UNP) | 0.0 | $419k | 4.3k | 97.44 | |
| Harris Corporation | 0.0 | $440k | 4.8k | 91.67 | |
| Emerson Electric (EMR) | 0.0 | $501k | 9.2k | 54.46 | |
| Honeywell International (HON) | 0.0 | $443k | 3.8k | 116.58 | |
| Starbucks Corporation (SBUX) | 0.0 | $465k | 8.6k | 54.07 | |
| SL Green Realty | 0.0 | $454k | 4.2k | 108.10 | |
| Patterson-UTI Energy (PTEN) | 0.0 | $430k | 19k | 22.40 | |
| PPL Corporation (PPL) | 0.0 | $431k | 13k | 34.44 | |
| Sempra Energy (SRE) | 0.0 | $461k | 4.3k | 107.21 | |
| priceline.com Incorporated | 0.0 | $441k | 300.00 | 1470.00 | |
| Edison International (EIX) | 0.0 | $448k | 6.2k | 72.26 | |
| Cimarex Energy | 0.0 | $511k | 3.8k | 134.47 | |
| Banco Bradesco SA (BBD) | 0.0 | $458k | 51k | 9.06 | |
| Tor Dom Bk Cad (TD) | 0.0 | $488k | 11k | 44.36 | |
| American International (AIG) | 0.0 | $475k | 8.0k | 59.38 | |
| Aon | 0.0 | $427k | 3.8k | 112.37 | |
| Fnf (FNF) | 0.0 | $480k | 13k | 36.92 | |
| Allergan | 0.0 | $484k | 2.1k | 230.48 | |
| BlackRock (BLK) | 0.0 | $326k | 900.00 | 362.22 | |
| Goldman Sachs (GS) | 0.0 | $323k | 2.0k | 161.50 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $344k | 11k | 31.56 | |
| U.S. Bancorp (USB) | 0.0 | $390k | 9.1k | 42.86 | |
| American Express Company (AXP) | 0.0 | $391k | 6.1k | 64.10 | |
| PNC Financial Services (PNC) | 0.0 | $351k | 3.9k | 90.00 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $315k | 7.9k | 39.87 | |
| Ameriprise Financial (AMP) | 0.0 | $349k | 3.5k | 99.71 | |
| Canadian Natl Ry (CNI) | 0.0 | $294k | 4.5k | 65.33 | |
| Abbott Laboratories (ABT) | 0.0 | $385k | 9.1k | 42.31 | |
| United Parcel Service (UPS) | 0.0 | $383k | 3.5k | 109.43 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $341k | 2.7k | 126.30 | |
| Public Storage (PSA) | 0.0 | $335k | 1.5k | 223.33 | |
| Travelers Companies (TRV) | 0.0 | $332k | 2.9k | 114.48 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $336k | 3.1k | 108.39 | |
| E.I. du Pont de Nemours & Company | 0.0 | $361k | 5.4k | 66.85 | |
| Kroger (KR) | 0.0 | $350k | 12k | 29.66 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $350k | 2.2k | 159.09 | |
| Yum! Brands (YUM) | 0.0 | $372k | 4.1k | 90.73 | |
| Air Products & Chemicals (APD) | 0.0 | $361k | 2.4k | 150.42 | |
| Parker-Hannifin Corporation (PH) | 0.0 | $402k | 3.2k | 125.62 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $379k | 5.4k | 70.19 | |
| Biogen Idec (BIIB) | 0.0 | $376k | 1.2k | 313.33 | |
| TJX Companies (TJX) | 0.0 | $389k | 5.2k | 74.81 | |
| Accenture (ACN) | 0.0 | $391k | 3.2k | 122.19 | |
| Lowe's Companies (LOW) | 0.0 | $347k | 4.8k | 72.29 | |
| Prudential Financial (PRU) | 0.0 | $335k | 4.1k | 81.71 | |
| Kellogg Company (K) | 0.0 | $325k | 4.2k | 77.38 | |
| Enbridge (ENB) | 0.0 | $387k | 8.8k | 43.98 | |
| MetLife (MET) | 0.0 | $318k | 7.2k | 44.41 | |
| Bk Nova Cad (BNS) | 0.0 | $323k | 6.1k | 52.95 | |
| HCP | 0.0 | $349k | 9.2k | 37.93 | |
| Boston Properties (BXP) | 0.0 | $327k | 2.4k | 136.25 | |
| Simon Property (SPG) | 0.0 | $331k | 1.6k | 206.88 | |
| Duke Energy (DUK) | 0.0 | $336k | 4.2k | 80.00 | |
| Livanova Plc Ord (LIVN) | 0.0 | $391k | 6.5k | 60.15 | |
| Chubb (CB) | 0.0 | $302k | 2.4k | 125.83 | |
| S&p Global (SPGI) | 0.0 | $380k | 3.0k | 126.67 | |
| Johnson Controls International Plc equity (JCI) | 0.0 | $405k | 8.7k | 46.55 | |
| Ecolab (ECL) | 0.0 | $280k | 2.3k | 121.74 | |
| Waste Management (WM) | 0.0 | $236k | 3.7k | 63.78 | |
| Dominion Resources (D) | 0.0 | $230k | 3.1k | 74.19 | |
| Automatic Data Processing (ADP) | 0.0 | $203k | 2.3k | 88.26 | |
| Morgan Stanley (MS) | 0.0 | $240k | 7.5k | 32.00 | |
| Aetna | 0.0 | $208k | 1.8k | 115.56 | |
| Capital One Financial (COF) | 0.0 | $201k | 2.8k | 71.79 | |
| CIGNA Corporation | 0.0 | $248k | 1.9k | 130.53 | |
| eBay (EBAY) | 0.0 | $263k | 8.0k | 32.88 | |
| General Mills (GIS) | 0.0 | $198k | 3.1k | 63.87 | |
| Nextera Energy (NEE) | 0.0 | $293k | 2.4k | 122.08 | |
| Praxair | 0.0 | $266k | 2.2k | 120.91 | |
| Target Corporation (TGT) | 0.0 | $220k | 3.2k | 68.75 | |
| American Electric Power Company (AEP) | 0.0 | $225k | 3.5k | 64.29 | |
| Ford Motor Company (F) | 0.0 | $230k | 19k | 12.04 | |
| Danaher Corporation (DHR) | 0.0 | $251k | 3.2k | 78.44 | |
| Southern Company (SO) | 0.0 | $210k | 4.1k | 51.22 | |
| Netflix (NFLX) | 0.0 | $207k | 2.1k | 98.57 | |
| salesforce (CRM) | 0.0 | $271k | 3.8k | 71.32 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $210k | 3.2k | 65.62 | |
| Manulife Finl Corp (MFC) | 0.0 | $273k | 19k | 14.09 | |
| Industries N shs - a - (LYB) | 0.0 | $274k | 3.4k | 80.59 | |
| Express Scripts Holding | 0.0 | $247k | 3.5k | 70.57 | |
| Twenty-first Century Fox | 0.0 | $211k | 8.7k | 24.25 | |
| Anthem (ELV) | 0.0 | $288k | 2.3k | 125.22 | |
| Ubs Group (UBS) | 0.0 | $274k | 20k | 13.63 | |
| Kraft Heinz (KHC) | 0.0 | $268k | 3.0k | 89.33 | |
| Paypal Holdings (PYPL) | 0.0 | $233k | 5.7k | 40.88 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $205k | 9.0k | 22.78 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.0 | $211k | 782.00 | 269.82 | |
| Aercap Holdings Nv Ord Cmn (AER) | 0.0 | $115k | 3.0k | 38.33 | |
| PPG Industries (PPG) | 0.0 | $145k | 1.4k | 103.57 | |
| Applied Materials (AMAT) | 0.0 | $133k | 4.4k | 30.23 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $161k | 2.0k | 80.50 | |
| Hp (HPQ) | 0.0 | $140k | 9.0k | 15.56 | |
| Ferrari Nv Ord (RACE) | 0.0 | $145k | 2.8k | 51.79 | |
| Frontier Communications | 0.0 | $0 | 1.00 | 0.00 |
