Northern Oak Capital Management as of Sept. 30, 2013
Portfolio Holdings for Northern Oak Capital Management
Northern Oak Capital Management holds 148 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares S&P 500 Growth Index F Inx (IVW) | 6.6 | $20M | 225k | 89.36 | |
| iShares S&P 500 Value Index Inx (IVE) | 4.0 | $12M | 157k | 78.32 | |
| iShares S&P 400 Midcap Growth Inx (IJK) | 4.0 | $12M | 88k | 139.11 | |
| iShares S&P 400 Midcap Value Inx (IJJ) | 2.6 | $8.0M | 74k | 108.03 | |
| Verizon Communications (VZ) | 2.0 | $6.2M | 134k | 46.68 | |
| JPMorgan Chase & Co. (JPM) | 2.0 | $6.1M | 117k | 51.69 | |
| Microsoft Corporation (MSFT) | 1.8 | $5.6M | 169k | 33.28 | |
| S&P Smallcap 600 Value Index F Inx (IJS) | 1.8 | $5.5M | 54k | 102.23 | |
| Johnson Controls | 1.8 | $5.4M | 130k | 41.50 | |
| iShares Russell 1000 Growth In Inx (IWF) | 1.8 | $5.4M | 69k | 78.21 | |
| Apple (AAPL) | 1.7 | $5.3M | 11k | 476.72 | |
| At&t (T) | 1.7 | $5.3M | 156k | 33.82 | |
| S&P Smallcap 600 Growth Index Inx (IJT) | 1.7 | $5.2M | 48k | 108.36 | |
| Pepsi (PEP) | 1.7 | $5.2M | 66k | 79.50 | |
| Vanguard FTSE Emerging Markets Inx (VWO) | 1.6 | $5.0M | 125k | 40.14 | |
| Philip Morris International (PM) | 1.6 | $5.0M | 58k | 86.59 | |
| Johnson & Johnson (JNJ) | 1.6 | $4.9M | 57k | 86.68 | |
| Intel Corporation (INTC) | 1.5 | $4.7M | 206k | 22.92 | |
| Emerson Electric (EMR) | 1.5 | $4.6M | 71k | 64.70 | |
| Cummins (CMI) | 1.5 | $4.6M | 35k | 132.88 | |
| Wells Fargo & Company (WFC) | 1.5 | $4.5M | 110k | 41.32 | |
| KBW Regional Banking Inx (KRE) | 1.5 | $4.5M | 127k | 35.65 | |
| ConocoPhillips (COP) | 1.4 | $4.3M | 61k | 69.50 | |
| Bank Of Montreal Cadcom (BMO) | 1.3 | $4.1M | 61k | 66.82 | |
| Caterpillar (CAT) | 1.3 | $4.1M | 49k | 83.40 | |
| Altria (MO) | 1.3 | $4.0M | 118k | 34.35 | |
| iShares Russell 1000 Value Ind Inx (IWD) | 1.3 | $4.0M | 46k | 86.19 | |
| Travelers Companies (TRV) | 1.3 | $3.8M | 45k | 84.76 | |
| El Paso Pipeline Partners | 1.2 | $3.8M | 89k | 42.22 | |
| BlackRock (BLK) | 1.2 | $3.8M | 14k | 270.58 | |
| UnitedHealth (UNH) | 1.2 | $3.7M | 52k | 71.61 | |
| Pfizer (PFE) | 1.2 | $3.6M | 125k | 28.72 | |
| iShares Russell 2000 Growth Inx (IWO) | 1.2 | $3.6M | 28k | 125.84 | |
| Qualcomm (QCOM) | 1.2 | $3.6M | 53k | 67.32 | |
| Robert Half International (RHI) | 1.1 | $3.4M | 87k | 39.03 | |
| Potash Corp. Of Saskatchewan I | 1.1 | $3.3M | 106k | 31.28 | |
| International Business Machines (IBM) | 1.1 | $3.3M | 18k | 185.16 | |
| StreetTracks SPDR Dividend Inx (SDY) | 1.0 | $3.1M | 45k | 68.94 | |
| iShares MSCI Emerging Mkts Ind Inx (EEM) | 1.0 | $3.1M | 75k | 40.75 | |
| Air Products & Chemicals (APD) | 1.0 | $3.0M | 28k | 106.58 | |
| iShares Russell MidCap Value Inx (IWS) | 1.0 | $3.0M | 49k | 60.91 | |
| Kinder Morgan Energy Partners | 0.9 | $2.9M | 36k | 79.84 | |
| Ensco Plc Shs Class A | 0.9 | $2.9M | 53k | 53.74 | |
| Southern Company (SO) | 0.9 | $2.7M | 66k | 41.18 | |
| Capital One Financial (COF) | 0.8 | $2.5M | 36k | 68.73 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.8 | $2.4M | 74k | 33.08 | |
| Boeing Company (BA) | 0.8 | $2.4M | 21k | 117.52 | |
| BP (BP) | 0.8 | $2.4M | 57k | 42.03 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $2.3M | 27k | 86.04 | |
| iShares MSCI EAFE Trust Inx (EFA) | 0.7 | $2.3M | 36k | 63.80 | |
| Procter & Gamble Company (PG) | 0.7 | $2.0M | 27k | 75.60 | |
| REIT Index Fund Inx (ICF) | 0.7 | $2.0M | 26k | 76.88 | |
| UBS E-TRACS Wells Fargo Bus De Inx | 0.6 | $1.9M | 74k | 26.12 | |
| Enterprise Products Partners (EPD) | 0.6 | $1.9M | 31k | 61.05 | |
| ALPS Alerian Infrastructure ML Inx | 0.6 | $1.9M | 106k | 17.59 | |
| iShares Russell MidCap Growth Inx (IWP) | 0.6 | $1.8M | 24k | 78.22 | |
| Marriott International (MAR) | 0.6 | $1.8M | 43k | 42.07 | |
| Union Pacific Corporation (UNP) | 0.6 | $1.8M | 11k | 155.36 | |
| iShares MSCI EAFE Growth Index Inx (EFG) | 0.6 | $1.8M | 26k | 68.14 | |
| Merck & Co (MRK) | 0.6 | $1.7M | 36k | 47.62 | |
| Chevron Corporation (CVX) | 0.5 | $1.6M | 13k | 121.49 | |
| Cisco Systems (CSCO) | 0.5 | $1.5M | 66k | 23.43 | |
| Consolidated Edison (ED) | 0.5 | $1.5M | 27k | 55.14 | |
| Abbott Laboratories (ABT) | 0.5 | $1.4M | 41k | 33.20 | |
| Duke Energy (DUK) | 0.4 | $1.3M | 20k | 66.79 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.3M | 14k | 94.24 | |
| Nuveen Equity Premium Opportunity Fund | 0.4 | $1.3M | 107k | 12.06 | |
| General Electric Company | 0.4 | $1.3M | 53k | 23.89 | |
| S&P 500 Spiders Inx (SPY) | 0.4 | $1.1M | 6.8k | 167.98 | |
| S&P 500 Index Trust Inx (IVV) | 0.4 | $1.1M | 6.4k | 168.86 | |
| SPDR S&P Midcap 400 Inx (MDY) | 0.3 | $1.1M | 4.7k | 226.37 | |
| iShares Dow Jones Intl Select Inx (IDV) | 0.3 | $1.0M | 28k | 36.24 | |
| S&P Midcap 400 Index Inx (IJH) | 0.3 | $976k | 7.9k | 124.16 | |
| Lockheed Martin Corporation (LMT) | 0.3 | $947k | 7.4k | 127.51 | |
| E.I. du Pont de Nemours & Company | 0.3 | $939k | 16k | 58.58 | |
| 3M Company (MMM) | 0.3 | $866k | 7.3k | 119.42 | |
| iShares Russell 2000 Index Inx (IWM) | 0.3 | $816k | 7.7k | 106.62 | |
| Oneok Partners | 0.3 | $805k | 15k | 53.03 | |
| Kohl's Corporation (KSS) | 0.3 | $795k | 15k | 51.72 | |
| Market Vectors Gold Miners ETF | 0.2 | $761k | 30k | 25.02 | |
| Bristol Myers Squibb (BMY) | 0.2 | $756k | 16k | 46.28 | |
| Colgate-Palmolive Company (CL) | 0.2 | $744k | 13k | 59.28 | |
| Abbvie (ABBV) | 0.2 | $727k | 16k | 44.76 | |
| Walgreen Company | 0.2 | $725k | 14k | 53.76 | |
| Novartis (NVS) | 0.2 | $697k | 9.1k | 76.76 | |
| Nextera Energy (NEE) | 0.2 | $697k | 8.7k | 80.11 | |
| GlaxoSmithKline | 0.2 | $691k | 14k | 50.14 | |
| Fiserv (FI) | 0.2 | $660k | 6.5k | 100.99 | |
| Clorox Company (CLX) | 0.2 | $628k | 7.7k | 81.69 | |
| iShares MSCI EAFE Value Index Inx (EFV) | 0.2 | $606k | 11k | 54.43 | |
| Eli Lilly & Co. (LLY) | 0.2 | $602k | 12k | 50.31 | |
| SYSCO Corporation (SYY) | 0.2 | $567k | 18k | 31.85 | |
| Northrop Grumman Corporation (NOC) | 0.2 | $561k | 5.9k | 95.34 | |
| SPDR S&P Emerging Mkts Dividen Inx (EDIV) | 0.2 | $539k | 13k | 40.35 | |
| MetLife (MET) | 0.2 | $521k | 11k | 46.94 | |
| PPG Industries (PPG) | 0.2 | $514k | 3.1k | 167.15 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $501k | 17k | 30.18 | |
| Kraft Foods | 0.2 | $495k | 9.4k | 52.46 | |
| iShares MSCI Hong Kong Index F Inx (EWH) | 0.2 | $490k | 25k | 20.02 | |
| Darden Restaurants (DRI) | 0.2 | $480k | 10k | 46.28 | |
| Amgen (AMGN) | 0.2 | $469k | 4.2k | 111.93 | |
| Yorkville High Income M Inx | 0.2 | $461k | 25k | 18.26 | |
| Toyota Motor Corporation (TM) | 0.1 | $448k | 3.5k | 128.00 | |
| Home Depot (HD) | 0.1 | $441k | 5.8k | 75.83 | |
| Mondelez Int (MDLZ) | 0.1 | $427k | 14k | 31.40 | |
| S&P Small Cap 600 Inx (IJR) | 0.1 | $406k | 4.1k | 99.83 | |
| iShares DJ US Medical Devices Inx (IHI) | 0.1 | $393k | 4.6k | 84.70 | |
| SPDR S&P Intl Dividend Inx (DWX) | 0.1 | $388k | 8.3k | 46.60 | |
| MSCI Australia Index Inx (EWA) | 0.1 | $376k | 15k | 25.24 | |
| Financial Select SPDR Inx (XLF) | 0.1 | $372k | 19k | 19.89 | |
| iShares MSCI Singapore Index F Inx | 0.1 | $365k | 27k | 13.35 | |
| Harris Corporation | 0.1 | $356k | 6.0k | 59.33 | |
| Medtronic | 0.1 | $352k | 6.6k | 53.26 | |
| Wal-Mart Stores (WMT) | 0.1 | $340k | 4.6k | 73.96 | |
| Stryker Corporation (SYK) | 0.1 | $339k | 5.0k | 67.61 | |
| SPDR S&P International Small C Inx (GWX) | 0.1 | $333k | 10k | 32.68 | |
| U.S. Bancorp (USB) | 0.1 | $324k | 8.8k | 36.63 | |
| Fidelity Spartan 500 Index Inv Fund | 0.1 | $321k | 5.4k | 59.81 | |
| Vanguard Mid-Cap Index Fund Fund | 0.1 | $317k | 11k | 27.93 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $313k | 3.4k | 92.06 | |
| CSX Corporation (CSX) | 0.1 | $309k | 12k | 25.75 | |
| iShares MSCI Taiwan Inx | 0.1 | $305k | 22k | 13.93 | |
| Energy Transfer Partners | 0.1 | $297k | 5.7k | 52.08 | |
| WisdomTree Japan Hedged Equity Inx (DXJ) | 0.1 | $297k | 6.2k | 47.90 | |
| Valero Energy Corporation (VLO) | 0.1 | $296k | 8.7k | 34.12 | |
| United Parcel Service (UPS) | 0.1 | $291k | 3.2k | 91.51 | |
| United Technologies Corporation | 0.1 | $288k | 2.7k | 107.87 | |
| Market Vectors Vietnam Inx | 0.1 | $279k | 16k | 17.88 | |
| Nike (NKE) | 0.1 | $276k | 3.8k | 72.63 | |
| Royal Dutch Shell | 0.1 | $276k | 4.2k | 65.71 | |
| Permanent Portfolio Fund (PRPFX) | 0.1 | $272k | 5.7k | 47.39 | |
| Walt Disney Company (DIS) | 0.1 | $272k | 4.2k | 64.47 | |
| Schlumberger (SLB) | 0.1 | $254k | 2.9k | 88.29 | |
| Bemis Company | 0.1 | $254k | 6.5k | 39.08 | |
| Danaher Corporation (DHR) | 0.1 | $250k | 3.6k | 69.41 | |
| Vanguard Small Cap Index Fund Fund | 0.1 | $244k | 5.0k | 49.09 | |
| Oaktree Cap | 0.1 | $241k | 4.6k | 52.39 | |
| Franklin Income Fd Cl C Fund (FCISX) | 0.1 | $238k | 101k | 2.35 | |
| Automatic Data Processing (ADP) | 0.1 | $236k | 3.3k | 72.39 | |
| Devon Energy Corporation (DVN) | 0.1 | $235k | 4.1k | 57.88 | |
| Target Corporation (TGT) | 0.1 | $230k | 3.6k | 63.98 | |
| Honeywell International (HON) | 0.1 | $227k | 2.7k | 82.94 | |
| Vanguard Balanced Index Fund (VBINX) | 0.1 | $227k | 8.7k | 26.16 | |
| Joy Global | 0.1 | $224k | 4.4k | 51.07 | |
| General Dynamics Corporation (GD) | 0.1 | $222k | 2.5k | 87.54 | |
| Fresenius Medical Care AG & Co. (FMS) | 0.1 | $210k | 6.5k | 32.32 | |
| Vanguard Growth Index Fund | 0.1 | $207k | 4.7k | 43.62 | |
| Ares Capital Corporation (ARCC) | 0.1 | $176k | 10k | 17.33 |
