PenderFund Capital Management

PenderFund Capital Management as of Dec. 31, 2019

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 55 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ss&c Technologies Holding (SSNC) 5.4 $19M 240k 79.71
Sunpower Corp conv 5.3 $19M 15M 1.22
Howard Hughes 5.2 $19M 113k 164.62
Kkr & Co (KKR) 5.1 $18M 482k 37.87
Avaya Holdings Corp convertible security 5.1 $18M 16M 1.16
Zillow Group Inc Cl C Cap Stk (Z) 4.7 $17M 282k 59.64
Maxar Technologies 4.3 $16M 761k 20.36
Sunpower Corp dbcv 4.000% 1/1 4.2 $15M 14M 1.09
Paratek Pharmaceuticals Inc note 4.750% 5/0 4.1 $15M 16M 0.94
Twitter Inc note 1.000% 9/1 3.7 $13M 11M 1.27
Jd (JD) 3.6 $13M 283k 45.73
Tutor Perini Corp convertible security 3.3 $12M 9.5M 1.23
Zillow Group Inc convertible/ 3.3 $12M 9.4M 1.24
eGain Communications Corporation (EGAN) 3.2 $11M 1.1M 10.28
Brookfield Ppty Partners L P unit ltd partn 3.0 $11M 454k 23.73
Middleby Corporation (MIDD) 3.0 $11M 75k 142.17
Infinera Corporation note 2.125% 9/0 2.7 $9.8M 7.1M 1.37
Liberty Latin America (LILA) 2.3 $8.3M 331k 25.06
Wynn Resorts (WYNN) 2.2 $8.0M 44k 180.27
Blackberry (BB) 2.1 $7.3M 877k 8.35
Hanesbrands (HBI) 1.9 $6.7M 349k 19.28
Leaf 1.8 $6.4M 1.2M 5.19
Element Solutions (ESI) 1.7 $6.1M 401k 15.16
Colony Cap Inc New cl a 1.5 $5.3M 854k 6.17
Sandridge Energy (SD) 1.4 $5.1M 926k 5.50
PAR Technology Corporation (PAR) 1.3 $4.5M 113k 39.90
Cloudera 1.2 $4.4M 292k 15.10
Ints Intl 1.1 $3.9M 196k 19.82
Brookfield Business Partners unit (BBU) 1.1 $3.8M 71k 53.74
Synalloy Corporation (ACNT) 0.9 $3.1M 183k 16.76
Ent 2 3/4 2/15/35 convertible bond 0.9 $3.0M 5.8M 0.53
Legg Mason Bw Global Income (BWG) 0.7 $2.6M 159k 16.40
Baidu (BIDU) 0.7 $2.6M 16k 164.08
Brookfield Asset Management 0.7 $2.4M 33k 75.02
Aberdeen Asia-Pacific Income Fund (FAX) 0.6 $2.3M 410k 5.52
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.6 $2.2M 150k 14.98
Acorda Therap note 1.75% 6/15 0.6 $2.0M 2.0M 0.98
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.5 $1.9M 77k 24.66
Qumu 0.5 $1.7M 500k 3.39
Invesco Van Kampen Senior Income Trust (VVR) 0.5 $1.7M 300k 5.57
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $1.6M 100k 16.29
Upland Software (UPLD) 0.5 $1.7M 36k 46.37
Enbridge (ENB) 0.4 $1.5M 31k 49.60
Colfax Corporation 0.4 $1.4M 31k 47.23
Pioneer Floating Rate Trust (PHD) 0.4 $1.4M 100k 14.24
Lilis Energy 0.4 $1.4M 2.8M 0.49
Gopro Inc note 3.500% 4/1 0.4 $1.3M 1.0M 1.27
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $1.1M 60k 18.52
Despegar Com Corp ord (DESP) 0.2 $667k 38k 17.51
Taseko Cad (TGB) 0.1 $388k 616k 0.63
Tutor Perini Corporation (TPC) 0.1 $341k 20k 16.72
Starwood Property Trust (STWD) 0.1 $318k 9.9k 32.28
Starbucks Corporation (SBUX) 0.1 $308k 2.7k 114.07
Yatra Online Inc ord (YTRA) 0.1 $221k 54k 4.08
Energy Fuels Inc W Exp 09/20/2021 warrant 0.0 $146k 200k 0.73