PenderFund Capital Management

PenderFund Capital Management as of Dec. 31, 2020

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 81 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.7 $22M 20M 1.12
First Majestic Silver Corp Note 1.875% 3/0 (Principal) 4.7 $18M 9.5M 1.93
Burford Cap Ord Shs (BUR) 4.1 $16M 1.3M 12.31
Baidu Spon Adr Rep A (BIDU) 3.9 $16M 56k 275.25
Ebix (EBIXQ) 3.9 $15M 314k 48.33
Granite Constr Note 2.750%11/0 (Principal) 3.6 $14M 10M 1.39
Fireeye Note 0.875% 6/0 (Principal) 3.6 $14M 9.0M 1.55
Stitch Fix Com Cl A (SFIX) 3.3 $13M 173k 74.74
Iac Interactive Ord 3.2 $13M 53k 241.01
Zillow Group Cl C Cap Stk (Z) 3.0 $12M 72k 165.23
Kkr & Co (KKR) 2.6 $10M 201k 51.54
Howard Hughes 2.5 $9.7M 97k 100.47
Ss&c Technologies Holding (SSNC) 2.5 $9.7M 105k 92.60
Jd.com Spon Adr Cl A (JD) 2.4 $9.6M 86k 111.89
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 2.4 $9.5M 9.6M 0.99
Bausch Health Companies (BHC) 2.1 $8.4M 318k 26.41
PAR Technology Corporation (PAR) 2.1 $8.3M 104k 79.93
Square Cl A (SQ) 2.0 $7.9M 29k 277.03
Leaf 2.0 $7.9M 1.3M 5.92
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 2.0 $7.9M 11M 0.75
SSR MNG Note 2.500% 4/0 (Principal) 1.9 $7.6M 4.3M 1.78
Interactive Brokers Group In Com Cl A (IBKR) 1.8 $7.0M 90k 77.55
Aviat Networks (AVNW) 1.7 $6.6M 152k 43.47
Cloudera 1.7 $6.5M 369k 17.71
Infinera Corp Note 2.125% 9/0 (Principal) 1.5 $5.8M 3.6M 1.59
Sharpspring Inc Com equity / small cap 1.5 $5.8M 278k 20.72
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.4 $5.5M 350k 15.80
Maxar Technologies 1.4 $5.5M 111k 49.21
Twitter 1.4 $5.5M 79k 68.93
Teva Pharmaceutical Fin DBCV 0.250% 2/0 (Principal) 1.3 $5.1M 4.0M 1.28
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 1.3 $4.9M 3.7M 1.33
Fts International Com New Cl A 1.3 $4.9M 202k 24.44
Universal Technical Institute (UTI) 1.2 $4.6M 564k 8.22
Twitter Note 0.250% 6/1 (Principal) 1.2 $4.6M 3.0M 1.54
Liberty Latin America Com Cl A (LILA) 1.1 $4.4M 310k 14.17
Fluor Corporation (FLR) 1.1 $4.3M 212k 20.33
eGain Communications Corporation (EGAN) 1.0 $4.1M 272k 15.03
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 1.0 $3.8M 5.0M 0.77
Aberdeen Asia-Pacific Income Fund (FAX) 0.9 $3.5M 610k 5.66
Turning Pt Brands (TPB) 0.8 $3.1M 55k 56.72
Social Capital Hedosopha Hld Shs Cl A 0.8 $3.1M 199k 15.66
Social Capital Hedosopha Hld Shs Cl A 0.8 $3.1M 194k 15.83
Blackrock Ltd Duration Inc T Com Shs (BLW) 0.8 $3.0M 150k 20.27
Just Energy Group Ord (JENGQ) 0.7 $2.9M 489k 5.97
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.7 $2.8M 53k 52.62
Sunpower Corp DBCV 0.875% 6/0 (Principal) 0.6 $2.5M 1.9M 1.31
Foley Trasimene Acquistn Cor Com Cl A 0.6 $2.5M 174k 14.23
Tutor Perini Corp Note 2.875% 6/1 (Principal) 0.5 $1.8M 1.4M 1.26
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.4 $1.8M 100k 17.69
Upland Software (UPLD) 0.4 $1.7M 30k 58.41
Sunpower Corp DBCV 4.000% 1/1 (Principal) 0.4 $1.7M 1.0M 1.68
Legg Mason Bw Global Income (BWG) 0.4 $1.6M 100k 15.90
Alaska Communications Systems 0.4 $1.6M 334k 4.70
Pershing Square Tontine Hldg Com Cl A 0.4 $1.6M 44k 35.30
Brookfield Property Partrs L Unit Ltd Partn 0.4 $1.5M 83k 18.42
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $1.5M 300k 5.07
Lux Health Tech Acquisition Unit 11/30/2027 0.4 $1.5M 100k 14.93
Templeton Global Income Fund (SABA) 0.4 $1.4M 200k 7.00
Microstrategy Inc Cl A Cl A (MSTR) 0.3 $1.1M 2.3k 494.78
Liberty Latin America Com Cl C (LILAK) 0.3 $1.1M 76k 14.12
Starwood Property Trust (STWD) 0.2 $945k 39k 24.58
Northrop Grumman Corporation (NOC) 0.2 $931k 2.4k 387.92
Kennedy-Wilson Holdings (KW) 0.2 $884k 39k 22.77
Hanesbrands (HBI) 0.2 $854k 46k 18.57
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $740k 50k 14.80
Colfax Corporation 0.2 $697k 14k 48.70
Energy Fuels *w Exp 09/20/202 0.1 $524k 200k 2.62
Opendoor Technologies *w Exp 12/18/202 0.1 $442k 45k 9.82
Social Cap Hedspia Hldg Co I *w Exp 99/99/999 0.1 $289k 57k 5.09
Jaws Spitfire Acquisition Unit 99/99/9999 0.1 $281k 20k 14.05
Colliers Intl Group Sub Vtg Shs (CIGI) 0.1 $238k 2.1k 113.33
Social Capital Hedosopha Hld *w Exp 09/26/202 0.1 $218k 49k 4.49
Firstservice Corp (FSV) 0.1 $209k 1.2k 174.17
Jaws Acquisition Corp *w Exp 99/99/999 0.1 $208k 61k 3.44
Social Capital Hedosopha Hld *w Exp 09/26/202 0.1 $207k 50k 4.16
Foley Trasimene Acquistn Cor *w Exp 05/26/202 0.0 $187k 58k 3.22
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $126k 10k 12.20
Social Capital Hedosopha Hld Shs Cl A 0.0 $87k 5.0k 17.40
Turmeric Acquisition Corp Unit 10/08/2025 0.0 $13k 1.0k 13.00
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $6.0k 1.3k 4.80
Gogo (GOGO) 0.0 $4.0k 300.00 13.33