Pentwater Capital Management

Pentwater Capital Management as of Sept. 30, 2013

Portfolio Holdings for Pentwater Capital Management

Pentwater Capital Management holds 118 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr option 18.3 $660M 3.9M 168.01
Dell 9.2 $331M 24M 13.75
Zoetis Inc Cl A (ZTS) 6.7 $241M 7.7M 31.12
Life Technologies 5.6 $201M 2.7M 74.83
Turquoisehillres 4.1 $148M 33M 4.42
Lender Processing Services 3.9 $142M 4.3M 33.27
Elan Corporation 3.2 $116M 7.4M 15.58
Spreadtrum Communications 2.9 $105M 3.4M 30.46
Stewart Enterprises 2.3 $85M 6.4M 13.15
Spdr S&p 500 Etf (SPY) 2.3 $82M 490k 168.01
Cooper Tire & Rubber Company 2.0 $71M 2.3M 30.80
Industries N shs - a - (LYB) 1.9 $68M 927k 73.23
Jpmorgan Chase & Co option 1.8 $64M 1.2M 51.69
Health Management Associates 1.6 $58M 4.6M 12.80
Anadarko Pete Corp option 1.5 $56M 598k 92.99
WMS Industries 1.5 $54M 2.1M 25.95
OfficeMax Incorporated 1.5 $53M 4.2M 12.79
ViroPharma Incorporated 1.4 $49M 1.3M 39.26
Onyx Pharmaceuticals 1.3 $47M 374k 124.70
Spdr S&p 500 Etf Tr option 1.3 $45M 270k 168.01
General Motors Co cmn 1.1 $41M 1.2M 35.97
Belo 1.1 $39M 2.8M 13.70
Pactera Technology- 1.0 $36M 6.1M 5.89
Ebix (EBIXQ) 1.0 $35M 3.5M 9.94
Six Flags Entertainment (SIX) 0.9 $33M 985k 33.79
Anadarko Petroleum Corporation 0.9 $32M 340k 92.99
JPMorgan Chase & Co. (JPM) 0.8 $28M 537k 51.69
Herbalife Ltd option 0.7 $27M 380k 69.77
HeartWare International 0.7 $26M 360k 73.19
NYSE Euronext 0.7 $24M 568k 41.98
General Mtrs Co *w exp 07/10/201 0.6 $23M 861k 26.42
U S Airways Group Inc put 0.6 $22M 1.2M 18.96
CONSTELLATION BRANDS INC -CL A Cmn Stk cmn 0.6 $22M 380k 57.40
Herbalife Ltd Common Stock cmn 0.6 $22M 310k 69.77
Viropharma 0.6 $21M 540k 39.26
Chiquita Brands International 0.6 $21M 1.7M 12.66
Tesla Mtrs Inc note 1.500% 6/0 0.6 $20M 12M 1.70
Zoetis Inc option 0.5 $19M 600k 31.12
Heartware Intl Inc note 3.500%12/1 0.5 $17M 15M 1.11
General Mtrs Co *w exp 07/10/201 0.4 $16M 861k 18.60
Walter Energy 0.4 $15M 1.0M 14.03
Chicago Bridge & Iron - Ny Shr cmn 0.4 $14M 200k 67.77
Dole Food Company 0.4 $13M 950k 13.62
Fly Leasing 0.3 $13M 900k 13.88
Constellation Brands (STZ) 0.3 $12M 215k 57.40
Berry Petroleum Company 0.3 $12M 281k 43.13
Walter Inds Inc option 0.3 $12M 880k 14.03
Yongye International 0.3 $12M 2.0M 6.19
Cooper Tire & Rubr Co cmn 0.3 $12M 400k 30.80
Onyx Pharmaceuticals 0.3 $12M 94k 124.70
Rue21 0.3 $12M 290k 40.33
Walter Energy Inc option 0.3 $11M 785k 14.03
Lyondellbasell Indu-cl A cmn 0.3 $11M 150k 73.23
Lyondellbasell Indu-cl A cmn 0.3 $11M 150k 73.23
Onyx Pharmaceuticals Inc option 0.3 $10M 82k 124.70
Silver Eagle Acquisition Cor Unit 99/99/9999 0.3 $10M 1.0M 10.15
ICU Medical, Incorporated (ICUI) 0.3 $9.8M 145k 67.93
Shfl Entertainment 0.2 $9.2M 400k 22.97
Alpha Natural Resources Inc option 0.2 $8.7M 1.5M 5.96
Capitol Acquisition Corp Ii 0.2 $8.7M 900k 9.70
Zoltek Companies 0.2 $8.3M 495k 16.69
W.R. Grace & Co. 0.2 $7.9M 90k 87.40
Saks Incorporated 0.2 $8.0M 500k 15.94
Tower International 0.2 $8.0M 400k 19.99
Edwards Group Ltd Sponsored 0.2 $7.9M 800k 9.85
Esperion Therapeutics (ESPR) 0.2 $8.1M 431k 18.86
Sourcefire 0.2 $7.6M 100k 75.92
Global Brass & Coppr Hldgs I 0.2 $7.5M 425k 17.54
U S Airways Group Inc call 0.2 $7.3M 385k 18.96
Sprint 0.2 $7.2M 1.2M 6.22
AsiaInfo-Linkage 0.2 $6.2M 540k 11.54
Chiquita Brands Intl Inc note 4.250% 8/1 0.2 $6.0M 6.0M 1.00
Homestreet (HMST) 0.2 $6.2M 322k 19.30
CONSTELLATION BRANDS INC -CL A Cmn Stk cmn 0.2 $5.7M 100k 57.40
Diamond Resorts International 0.2 $5.7M 302k 18.81
Ucp Inc-cl A 0.2 $5.9M 400k 14.84
Quinpario Acquisition Corp unit 99/99/9999 0.1 $5.3M 517k 10.17
Clovis Oncology 0.1 $4.5M 74k 60.80
Viropharma Inc Cmn Stock cmn 0.1 $3.9M 100k 39.26
Blackstone Mtg Tr (BXMT) 0.1 $3.5M 140k 25.19
Sprint Corp-fon Group 0.1 $3.1M 500k 6.22
Sprint Corp-fon Group 0.1 $3.1M 500k 6.22
MB Financial 0.1 $3.0M 108k 28.21
Vivus 0.1 $2.8M 300k 9.30
Pfizer Inc option 0.1 $2.9M 100k 28.73
General Motors Company (GM) 0.1 $2.8M 77k 35.97
Tesla Motors Inc cmn 0.1 $2.9M 15k 193.40
Vivus Inc Cmn Stk cmn 0.1 $2.8M 300k 9.30
Simcere Pharmaceutical 0.1 $2.6M 272k 9.46
Clovis Oncology 0.1 $2.4M 40k 60.80
Bank of America Corporation (BAC) 0.1 $2.3M 165k 13.80
Constellium Holdco B V cl a 0.1 $2.1M 106k 19.40
Goldman Sachs (GS) 0.1 $1.9M 12k 158.25
BioMarin Pharmaceutical (BMRN) 0.1 $2.0M 28k 72.18
CommonWealth REIT 0.1 $1.9M 85k 21.91
Customers Ban (CUBI) 0.1 $1.6M 101k 16.10
Lyon William Homes cl a 0.1 $1.8M 87k 20.32
Biomarin Pharmaceutical 0.0 $1.4M 20k 72.15
Opko Health (OPK) 0.0 $1.5M 175k 8.81
Boise Cascade (BCC) 0.0 $1.5M 57k 26.95
Alpha Natural Resources 0.0 $1.1M 180k 5.96
Ebix Inc Cmn Stk cmn 0.0 $994k 100k 9.94
US Airways 0.0 $544k 29k 18.97
NewStar Financial 0.0 $637k 35k 18.28
Herbalife Ltd Com Stk (HLF) 0.0 $823k 12k 69.75
Penney J C Inc option 0.0 $881k 100k 8.81
Beam 0.0 $647k 10k 64.70
Beam Inc cmn 0.0 $647k 10k 64.70
Exone 0.0 $852k 20k 42.60
Hudson City Ban 0.0 $243k 27k 9.05
J.C. Penney Company 0.0 $352k 40k 8.80
Hi-Tech Pharmacal 0.0 $468k 11k 43.17
Kips Bay Med 0.0 $265k 312k 0.85
Sanofi Aventis Wi Conval Rt 0.0 $367k 182k 2.02
Vanguard Health Systems 0.0 $270k 13k 21.03
Turquoise Hill Res 0.0 $442k 100k 4.42
Blackberry Ltd call 0.0 $397k 50k 7.94
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $270k 450k 0.60