Piper Jaffray & Co.

Piper Sandler & Co. as of Sept. 30, 2020

Portfolio Holdings for Piper Sandler & Co.

Piper Sandler & Co. holds 26 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Note 1.250% 3/0 (Principal) 28.7 $38M 6.5M 5.91
Servicenow Note 6/0 (Principal) 28.2 $38M 11M 3.42
Cardtronics Note 1.000%12/0 (Principal) 11.0 $15M 15M 1.00
Five9 Note 0.125% 5/0 (Principal) 5.9 $7.9M 2.6M 3.09
On Semiconductor Corp Note 1.000%12/0 (Principal) 4.1 $5.5M 4.6M 1.20
South Jersey Inds Unit 99/99/9999 3.7 $4.9M 148k 33.37
Teva Pharmaceutical Fin DBCV 0.250% 2/0 (Principal) 3.6 $4.9M 5.0M 0.97
Ringcentral Note 3/1 (Principal) 3.5 $4.6M 1.4M 3.31
Inphi Corp Note 0.750% 9/0 (Principal) 2.4 $3.2M 1.7M 1.92
Wellpoint Note 2.750%10/1 (Principal) 2.1 $2.8M 734k 3.77
American Rlty Cap Pptys Note 3.750%12/1 (Principal) 1.4 $1.9M 1.9M 1.01
Spirit Rlty Cap Note 3.750% 5/1 (Principal) 1.4 $1.8M 1.8M 1.01
Tutor Perini Corp Note 2.875% 6/1 (Principal) 1.3 $1.8M 1.8M 0.99
Encore Cap Group Note 2.875% 3/1 (Principal) 0.8 $1.0M 1.0M 1.00
Sempra Energy 6% Pfd Conv A 0.7 $985k 10k 98.50
Fg New Amer Acquisition Corp Unit 08/31/2027 0.4 $563k 56k 10.01
Alx Oncology Hldgs (ALXO) 0.2 $223k 5.9k 37.80
Brookfield Infrastructure Com Sb Vtg Shs A (BIPC) 0.2 $208k 3.8k 55.33
U S Well Svcs Cl A 0.1 $138k 509k 0.27
Rbb Bancorp (RBB) 0.1 $122k 11k 11.32
Keros Therapeutics (KROS) 0.1 $77k 2.0k 38.50
Poseida Therapeutics I (PSTX) 0.1 $74k 8.3k 8.92
Liberty Media Corp Del Com Ser C Frmla 0.0 $52k 1.4k 36.24
Microchip Technology (MCHP) 0.0 $43k 418.00 102.87
New Frontier Health Corp Ord Shs 0.0 $18k 2.4k 7.50
BancFirst Corporation (BANF) 0.0 $12k 300.00 40.00