Piper Jaffray & Co.

Piper Sandler & Co. as of Sept. 30, 2022

Portfolio Holdings for Piper Sandler & Co.

Piper Sandler & Co. holds 39 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Elevance Health Note 2.750%10/1 (Principal) 25.5 $32M 4.9M 6.46
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 9.4 $12M 7.3M 1.61
Teradyne Note 1.250%12/1 (Principal) 7.2 $9.0M 4.0M 2.24
Arbor Realty Trust Note 4.750%11/0 (Principal) 6.2 $7.6M 7.7M 0.98
Blackstone Mortgage Trust In Note 4.750% 3/1 (Principal) 6.2 $7.6M 7.7M 0.99
Dte Energy Unit 11/01/2022 5.9 $7.3M 145k 50.14
Novavax Note 3.750% 2/0 (Principal) 5.7 $7.1M 7.2M 0.98
Hope Bancorp Note 2.000% 5/1 (Principal) 5.7 $7.1M 7.4M 0.95
Starwood Ppty Tr Note 4.375% 4/0 (Principal) 5.2 $6.4M 6.6M 0.97
Weibo Corp Note 1.250%11/1 (Principal) 4.7 $5.8M 5.9M 0.99
Digitalbridge Group Note 5.000% 4/1 (Principal) 4.4 $5.4M 5.5M 0.98
Kkr Real Estate Fin Tr Note 6.125% 5/1 (Principal) 4.2 $5.2M 5.3M 0.99
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 2.6 $3.2M 3.3M 0.97
Nutanix Note 1/1 (Principal) 1.5 $1.8M 1.9M 0.96
H World Group Note 0.375%11/0 (Principal) 1.2 $1.5M 1.5M 0.98
Illumina Note 8/1 (Principal) 1.0 $1.2M 1.3M 0.95
Harpoon Therapeutics 0.5 $563k 581k 0.97
Innoviva Note 2.125% 1/1 (Principal) 0.4 $491k 500k 0.98
Atlantic Ave Acquisition Cor Com Cl A 0.2 $251k 25k 10.04
Healthcare Services Acqu Cor Com Cl A 0.2 $249k 25k 9.96
Slam Corp Cl A Shs (SLAM) 0.2 $249k 25k 9.92
Abg Acquisition Corp I Cl A Shs 0.2 $248k 25k 9.92
Two Com Cl A 0.2 $247k 25k 9.88
Lerer Hippeau Acquisition Cl A 0.2 $246k 25k 9.83
Colombier Acquisition Corp Cl A 0.2 $244k 25k 9.76
Da32 Life Scnce Tec Acqstn C Class A Com 0.2 $243k 25k 9.72
Vector Acquisition Corp Ii Cl A Shs 0.1 $168k 17k 9.95
Veeco Instrs Inc Del Note 2.700% 1/1 (Principal) 0.1 $158k 160k 0.99
Oppfi Com Cl A (OPFI) 0.1 $137k 59k 2.30
Us Well Services Cl A New 2022 0.1 $123k 24k 5.07
Shattuck Labs (STTK) 0.1 $107k 40k 2.71
Redwood Trust Note 4.750% 8/1 (Principal) 0.1 $98k 100k 0.98
New Relic Note 0.500% 5/0 (Principal) 0.0 $60k 62k 0.97
Fintech Evolution Acquis Gro Shs Cl A 0.0 $57k 5.7k 9.99
Bcls Acquisition Corp Com Cl A 0.0 $56k 5.6k 9.99
Bite Acquisition Corp Common Stock (BITE) 0.0 $51k 5.2k 9.81
Cartesian Growth Corp Ii *w Exp 07/12/202 (RENEW) 0.0 $40k 403k 0.10
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $7.0k 30k 0.24
Farfetch Ord Sh Cl A (FTCHF) 0.0 $0 17.00 0.00