Regent Investment Management as of Sept. 30, 2012
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 155 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 4.1 | $4.6M | 6.8k | 667.15 | |
| Chevron Corporation (CVX) | 2.6 | $2.9M | 25k | 116.56 | |
| Johnson & Johnson (JNJ) | 2.6 | $2.9M | 42k | 68.91 | |
| CVS Caremark Corporation (CVS) | 2.3 | $2.5M | 52k | 48.42 | |
| Diageo (DEO) | 2.1 | $2.3M | 21k | 112.73 | |
| Procter & Gamble Company (PG) | 2.1 | $2.3M | 33k | 69.35 | |
| International Business Machines (IBM) | 1.9 | $2.1M | 10k | 207.49 | |
| 1.9 | $2.1M | 2.8k | 754.62 | ||
| ConocoPhillips (COP) | 1.9 | $2.1M | 37k | 57.19 | |
| V.F. Corporation (VFC) | 1.9 | $2.1M | 13k | 159.34 | |
| Coca-Cola Company (KO) | 1.8 | $2.0M | 52k | 37.93 | |
| General Mills (GIS) | 1.8 | $1.9M | 49k | 39.85 | |
| Express Scripts Holding | 1.8 | $1.9M | 31k | 62.63 | |
| iShares Russell 1000 Value Index (IWD) | 1.7 | $1.9M | 26k | 72.19 | |
| iShares S&P Europe 350 Index (IEV) | 1.6 | $1.8M | 50k | 36.51 | |
| E.I. du Pont de Nemours & Company | 1.6 | $1.7M | 35k | 50.28 | |
| McKesson Corporation (MCK) | 1.6 | $1.7M | 20k | 86.03 | |
| Templeton Dragon Fund (TDF) | 1.4 | $1.5M | 59k | 25.63 | |
| JPMorgan Chase & Co. (JPM) | 1.3 | $1.5M | 37k | 40.47 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 1.3 | $1.4M | 33k | 44.59 | |
| Kraft Foods | 1.2 | $1.4M | 33k | 41.34 | |
| Seagate Technology Com Stk | 1.1 | $1.2M | 40k | 30.96 | |
| Time Warner | 1.1 | $1.2M | 27k | 45.35 | |
| Oracle Corporation (ORCL) | 1.1 | $1.2M | 39k | 31.46 | |
| General Electric Company | 1.1 | $1.2M | 52k | 22.72 | |
| Apache Corporation | 1.1 | $1.2M | 14k | 86.45 | |
| Yum! Brands (YUM) | 1.0 | $1.2M | 17k | 66.32 | |
| Abbott Laboratories (ABT) | 1.0 | $1.1M | 17k | 68.59 | |
| Pepsi (PEP) | 1.0 | $1.1M | 16k | 70.75 | |
| H.J. Heinz Company | 1.0 | $1.1M | 20k | 55.94 | |
| Merck & Co (MRK) | 1.0 | $1.1M | 25k | 45.11 | |
| Walgreen Company | 1.0 | $1.1M | 29k | 36.43 | |
| Baxter International (BAX) | 0.9 | $1.1M | 18k | 60.30 | |
| Halliburton Company (HAL) | 0.9 | $1.1M | 31k | 33.69 | |
| Ace Limited Cmn | 0.9 | $1.0M | 14k | 75.62 | |
| United Technologies Corporation | 0.9 | $988k | 13k | 78.26 | |
| Kinder Morgan (KMI) | 0.9 | $975k | 28k | 35.52 | |
| Thermo Fisher Scientific (TMO) | 0.9 | $961k | 16k | 58.81 | |
| Deere & Company (DE) | 0.9 | $951k | 12k | 82.43 | |
| Devon Energy Corporation (DVN) | 0.8 | $946k | 16k | 60.50 | |
| Vodafone | 0.8 | $929k | 33k | 28.50 | |
| Intel Corporation (INTC) | 0.8 | $921k | 41k | 22.66 | |
| Cisco Systems (CSCO) | 0.8 | $891k | 47k | 19.10 | |
| Medtronic | 0.8 | $865k | 20k | 43.14 | |
| Celgene Corporation | 0.8 | $863k | 11k | 76.41 | |
| Qualcomm (QCOM) | 0.8 | $838k | 13k | 62.44 | |
| 3M Company (MMM) | 0.8 | $827k | 8.9k | 92.47 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.8 | $831k | 21k | 39.87 | |
| Honeywell International (HON) | 0.7 | $823k | 14k | 59.72 | |
| Williams Companies (WMB) | 0.7 | $788k | 23k | 34.99 | |
| Maxim Integrated Products | 0.7 | $780k | 29k | 26.61 | |
| Vanguard Emerging Markets ETF (VWO) | 0.7 | $727k | 17k | 41.74 | |
| UnitedHealth (UNH) | 0.7 | $717k | 13k | 55.39 | |
| Prudential Financial (PRU) | 0.6 | $695k | 13k | 54.51 | |
| U.S. Bancorp (USB) | 0.6 | $652k | 19k | 34.28 | |
| Schlumberger (SLB) | 0.6 | $649k | 9.0k | 72.35 | |
| Teva Pharmaceutical Industries (TEVA) | 0.6 | $633k | 15k | 41.40 | |
| Kimberly-Clark Corporation (KMB) | 0.6 | $631k | 7.4k | 85.75 | |
| Jabil Circuit (JBL) | 0.6 | $628k | 34k | 18.73 | |
| Mylan | 0.6 | $626k | 26k | 24.36 | |
| MetLife (MET) | 0.6 | $624k | 18k | 34.44 | |
| Energy Transfer Partners | 0.6 | $620k | 15k | 42.60 | |
| Mattel (MAT) | 0.6 | $606k | 17k | 35.49 | |
| Spectra Energy | 0.6 | $613k | 21k | 29.38 | |
| Texas Instruments Incorporated (TXN) | 0.6 | $610k | 22k | 27.56 | |
| TJX Companies (TJX) | 0.6 | $607k | 14k | 44.76 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $600k | 6.6k | 91.51 | |
| Eaton Corporation | 0.5 | $589k | 13k | 47.27 | |
| Unilever (UL) | 0.5 | $565k | 16k | 36.52 | |
| Verizon Communications (VZ) | 0.5 | $559k | 12k | 45.58 | |
| Kroger (KR) | 0.5 | $553k | 24k | 23.56 | |
| Wal-Mart Stores (WMT) | 0.5 | $542k | 7.3k | 73.77 | |
| Travelers Companies (TRV) | 0.5 | $547k | 8.0k | 68.25 | |
| Phillips 66 (PSX) | 0.5 | $528k | 11k | 46.37 | |
| Total (TTE) | 0.5 | $521k | 10k | 50.10 | |
| Plum Creek Timber | 0.5 | $514k | 12k | 43.85 | |
| Flowserve Corporation (FLS) | 0.5 | $512k | 4.0k | 127.68 | |
| Potlatch Corporation (PCH) | 0.5 | $512k | 14k | 37.37 | |
| McDonald's Corporation (MCD) | 0.4 | $487k | 5.3k | 91.71 | |
| Waste Management (WM) | 0.4 | $488k | 15k | 32.11 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.4 | $480k | 12k | 41.30 | |
| Union Pacific Corporation (UNP) | 0.4 | $482k | 4.1k | 118.72 | |
| Annaly Capital Management | 0.4 | $465k | 28k | 16.85 | |
| Danaher Corporation (DHR) | 0.4 | $463k | 8.4k | 55.12 | |
| Stryker Corporation (SYK) | 0.4 | $447k | 8.0k | 55.70 | |
| Henry Schein (HSIC) | 0.4 | $448k | 5.7k | 79.29 | |
| Market Vectors Gold Miners ETF | 0.4 | $448k | 8.4k | 53.65 | |
| American International (AIG) | 0.4 | $433k | 13k | 32.80 | |
| SPDR S&P Homebuilders (XHB) | 0.4 | $432k | 17k | 24.83 | |
| Nextera Energy (NEE) | 0.4 | $410k | 5.8k | 70.25 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.4 | $410k | 10k | 39.61 | |
| Suncor Energy (SU) | 0.4 | $411k | 13k | 32.86 | |
| Cardinal Health (CAH) | 0.4 | $397k | 10k | 38.92 | |
| Microsoft Corporation (MSFT) | 0.3 | $392k | 13k | 29.76 | |
| SPDR S&P Biotech (XBI) | 0.3 | $374k | 4.0k | 93.50 | |
| PowerShares Fin. Preferred Port. | 0.3 | $378k | 21k | 18.46 | |
| Ameriprise Financial (AMP) | 0.3 | $365k | 6.4k | 56.69 | |
| India Fund (IFN) | 0.3 | $365k | 16k | 23.27 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $361k | 4.2k | 85.95 | |
| EMC Corporation | 0.3 | $361k | 13k | 27.25 | |
| iShares Dow Jones US Tele (IYZ) | 0.3 | $340k | 13k | 25.56 | |
| Baker Hughes Incorporated | 0.3 | $334k | 7.4k | 45.20 | |
| China Petroleum & Chemical | 0.3 | $323k | 3.5k | 92.29 | |
| Target Corporation (TGT) | 0.3 | $321k | 5.1k | 63.53 | |
| Skyworks Solutions (SWKS) | 0.3 | $318k | 14k | 23.56 | |
| American Express Company (AXP) | 0.3 | $316k | 5.6k | 56.77 | |
| Royal Dutch Shell | 0.3 | $305k | 4.4k | 69.32 | |
| Blackstone | 0.3 | $296k | 21k | 14.27 | |
| At&t (T) | 0.3 | $294k | 7.8k | 37.64 | |
| Amgen (AMGN) | 0.3 | $295k | 3.5k | 84.29 | |
| Humana (HUM) | 0.3 | $294k | 4.2k | 70.15 | |
| Cameron International Corporation | 0.3 | $300k | 5.4k | 56.02 | |
| Mid-America Apartment (MAA) | 0.2 | $274k | 4.2k | 65.24 | |
| Macy's (M) | 0.2 | $275k | 7.3k | 37.57 | |
| PPL Corporation (PPL) | 0.2 | $277k | 9.6k | 29.01 | |
| J.M. Smucker Company (SJM) | 0.2 | $280k | 3.2k | 86.31 | |
| Norfolk Southern (NSC) | 0.2 | $264k | 4.2k | 63.61 | |
| Weatherford International Lt reg | 0.2 | $261k | 21k | 12.67 | |
| Hartford Financial Services (HIG) | 0.2 | $260k | 13k | 19.40 | |
| Illumina (ILMN) | 0.2 | $252k | 5.2k | 48.18 | |
| Yamana Gold | 0.2 | $251k | 13k | 19.07 | |
| PNC Financial Services (PNC) | 0.2 | $239k | 3.8k | 63.04 | |
| WellPoint | 0.2 | $245k | 4.2k | 58.08 | |
| Stericycle (SRCL) | 0.2 | $240k | 2.7k | 90.57 | |
| Tractor Supply Company (TSCO) | 0.2 | $228k | 2.3k | 98.70 | |
| MarkWest Energy Partners | 0.2 | $230k | 4.2k | 54.31 | |
| Yongye International | 0.2 | $238k | 52k | 4.58 | |
| Walt Disney Company (DIS) | 0.2 | $217k | 4.2k | 52.29 | |
| eBay (EBAY) | 0.2 | $218k | 4.5k | 48.44 | |
| Spirit AeroSystems Holdings (SPR) | 0.2 | $218k | 9.8k | 22.24 | |
| BB&T Corporation | 0.2 | $216k | 6.5k | 33.09 | |
| Sanofi-Aventis SA (SNY) | 0.2 | $211k | 4.9k | 43.06 | |
| Tupperware Brands Corporation (TUP) | 0.2 | $212k | 4.0k | 53.67 | |
| Fushi Copperweld | 0.2 | $209k | 23k | 9.09 | |
| Coach | 0.2 | $203k | 3.6k | 56.00 | |
| Zhongpin | 0.2 | $187k | 17k | 10.98 | |
| Singapore Fund (SGF) | 0.1 | $166k | 12k | 13.83 | |
| Perfect World | 0.1 | $151k | 14k | 10.86 | |
| Activision Blizzard | 0.1 | $151k | 13k | 11.26 | |
| Vimpel | 0.1 | $143k | 12k | 11.92 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $122k | 20k | 6.02 | |
| China Green Agriculture | 0.1 | $86k | 26k | 3.26 | |
| LSI Corporation | 0.1 | $83k | 12k | 6.91 | |
| Anworth Mortgage Asset Corporation | 0.1 | $68k | 10k | 6.80 | |
| Yucheng Technologies | 0.1 | $60k | 16k | 3.73 | |
| Tianyin Pharmaceutical | 0.0 | $23k | 38k | 0.60 | |
| SkyPeople Fruit Juice | 0.0 | $21k | 13k | 1.57 | |
| Chinacast Education Corporation (CAST) | 0.0 | $13k | 28k | 0.46 | |
| Wonder Auto Technology | 0.0 | $6.1k | 21k | 0.29 | |
| China Pharma Holdings | 0.0 | $8.1k | 23k | 0.35 | |
| Renhuang Pharmaceuticals | 0.0 | $7.0k | 14k | 0.50 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 11k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $2.0k | 17k | 0.12 | |
| Cresud Sa Commercial | 0.0 | $0 | 22k | 0.00 | |
| Xcelmobility (XCLL) | 0.0 | $2.0k | 11k | 0.19 |
