Regent Investment Management as of Dec. 31, 2012
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 151 positions in its portfolio as reported in the December 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.5 | $3.8M | 7.2k | 532.20 | |
| Johnson & Johnson (JNJ) | 2.6 | $2.9M | 41k | 70.11 | |
| Chevron Corporation (CVX) | 2.5 | $2.7M | 25k | 108.14 | |
| CVS Caremark Corporation (CVS) | 2.4 | $2.6M | 54k | 48.36 | |
| Diageo (DEO) | 2.1 | $2.3M | 20k | 116.56 | |
| 1.9 | $2.1M | 3.0k | 707.35 | ||
| Procter & Gamble Company (PG) | 1.9 | $2.1M | 31k | 67.88 | |
| Walgreen Company | 1.9 | $2.0M | 55k | 37.01 | |
| McKesson Corporation (MCK) | 1.8 | $2.0M | 21k | 96.97 | |
| ConocoPhillips (COP) | 1.8 | $2.0M | 34k | 57.98 | |
| International Business Machines (IBM) | 1.8 | $1.9M | 10k | 191.57 | |
| General Mills (GIS) | 1.7 | $1.9M | 48k | 40.42 | |
| Coca-Cola Company (KO) | 1.7 | $1.9M | 53k | 36.25 | |
| Express Scripts Holding | 1.5 | $1.7M | 31k | 54.00 | |
| iShares S&P Europe 350 Index (IEV) | 1.5 | $1.7M | 42k | 39.29 | |
| Templeton Dragon Fund (TDF) | 1.5 | $1.6M | 58k | 28.44 | |
| V.F. Corporation (VFC) | 1.4 | $1.6M | 11k | 151.01 | |
| iShares Russell 1000 Value Index (IWD) | 1.4 | $1.6M | 21k | 72.80 | |
| JPMorgan Chase & Co. (JPM) | 1.4 | $1.5M | 35k | 43.96 | |
| E.I. du Pont de Nemours & Company | 1.4 | $1.5M | 34k | 44.97 | |
| Time Warner | 1.2 | $1.3M | 28k | 47.82 | |
| Merck & Co (MRK) | 1.2 | $1.3M | 32k | 40.94 | |
| Williams Companies (WMB) | 1.2 | $1.3M | 40k | 32.73 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 1.1 | $1.3M | 27k | 47.14 | |
| Farmers Capital Bank | 1.1 | $1.2M | 101k | 12.25 | |
| Kinder Morgan (KMI) | 1.1 | $1.2M | 34k | 35.34 | |
| Pepsi (PEP) | 1.1 | $1.2M | 17k | 68.42 | |
| Oracle Corporation (ORCL) | 1.1 | $1.2M | 36k | 33.33 | |
| Baxter International (BAX) | 1.1 | $1.2M | 18k | 66.68 | |
| Seagate Technology Com Stk | 1.1 | $1.2M | 38k | 30.41 | |
| Yum! Brands (YUM) | 1.0 | $1.1M | 17k | 66.37 | |
| H.J. Heinz Company | 1.0 | $1.1M | 19k | 57.67 | |
| General Electric Company | 1.0 | $1.1M | 52k | 20.98 | |
| Halliburton Company (HAL) | 0.9 | $1.0M | 30k | 34.69 | |
| Prudential Financial (PRU) | 0.9 | $1.0M | 20k | 53.33 | |
| United Technologies Corporation | 0.9 | $1.0M | 12k | 82.03 | |
| Verizon Communications (VZ) | 0.9 | $989k | 23k | 43.28 | |
| Abbott Laboratories (ABT) | 0.9 | $981k | 15k | 65.51 | |
| Ace Limited Cmn | 0.9 | $948k | 12k | 79.80 | |
| Deere & Company (DE) | 0.9 | $948k | 11k | 86.44 | |
| Cisco Systems (CSCO) | 0.8 | $912k | 46k | 19.66 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $919k | 14k | 63.75 | |
| Apache Corporation | 0.8 | $901k | 12k | 78.48 | |
| Celgene Corporation | 0.8 | $880k | 11k | 78.43 | |
| Vodafone | 0.8 | $872k | 35k | 25.20 | |
| Spectra Energy | 0.8 | $855k | 31k | 27.39 | |
| Honeywell International (HON) | 0.8 | $856k | 14k | 63.49 | |
| Medtronic | 0.8 | $823k | 20k | 41.05 | |
| Maxim Integrated Products | 0.7 | $821k | 28k | 29.41 | |
| Qualcomm (QCOM) | 0.7 | $815k | 13k | 61.86 | |
| 3M Company (MMM) | 0.7 | $795k | 8.6k | 92.90 | |
| Intel Corporation (INTC) | 0.7 | $794k | 39k | 20.62 | |
| Target Corporation (TGT) | 0.7 | $774k | 13k | 59.18 | |
| Mondelez Int (MDLZ) | 0.7 | $774k | 30k | 25.44 | |
| Vanguard Emerging Markets ETF (VWO) | 0.7 | $766k | 17k | 44.52 | |
| Devon Energy Corporation (DVN) | 0.7 | $725k | 14k | 52.03 | |
| TJX Companies (TJX) | 0.6 | $702k | 17k | 42.43 | |
| Energy Transfer Partners | 0.6 | $711k | 17k | 42.95 | |
| UnitedHealth (UNH) | 0.6 | $686k | 13k | 54.25 | |
| Waste Management (WM) | 0.6 | $664k | 20k | 33.73 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.6 | $647k | 16k | 39.59 | |
| Jabil Circuit (JBL) | 0.6 | $643k | 33k | 19.29 | |
| Schlumberger (SLB) | 0.6 | $625k | 9.0k | 69.29 | |
| Mylan | 0.6 | $623k | 23k | 27.45 | |
| Texas Instruments Incorporated (TXN) | 0.6 | $623k | 20k | 30.90 | |
| Kimberly-Clark Corporation (KMB) | 0.6 | $607k | 7.2k | 84.39 | |
| U.S. Bancorp (USB) | 0.5 | $601k | 19k | 31.94 | |
| McDonald's Corporation (MCD) | 0.5 | $597k | 6.8k | 88.25 | |
| Phillips 66 (PSX) | 0.5 | $600k | 11k | 53.13 | |
| Flowserve Corporation (FLS) | 0.5 | $586k | 4.0k | 146.79 | |
| MetLife (MET) | 0.5 | $571k | 17k | 32.97 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $568k | 6.6k | 86.62 | |
| Teva Pharmaceutical Industries (TEVA) | 0.5 | $562k | 15k | 37.37 | |
| Mattel (MAT) | 0.5 | $568k | 16k | 36.65 | |
| Unilever (UL) | 0.5 | $553k | 14k | 38.75 | |
| Potlatch Corporation (PCH) | 0.5 | $536k | 14k | 39.12 | |
| Eaton (ETN) | 0.5 | $526k | 9.7k | 54.17 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.5 | $515k | 12k | 44.31 | |
| American International (AIG) | 0.5 | $519k | 15k | 35.31 | |
| Plum Creek Timber | 0.5 | $513k | 12k | 44.40 | |
| Wal-Mart Stores (WMT) | 0.4 | $474k | 6.9k | 68.29 | |
| Union Pacific Corporation (UNP) | 0.4 | $472k | 3.8k | 125.80 | |
| Danaher Corporation (DHR) | 0.4 | $470k | 8.4k | 55.95 | |
| SPDR S&P Homebuilders (XHB) | 0.4 | $463k | 17k | 26.61 | |
| Annaly Capital Management | 0.4 | $451k | 32k | 14.05 | |
| Kroger (KR) | 0.4 | $454k | 17k | 26.02 | |
| Macy's (M) | 0.4 | $457k | 12k | 38.99 | |
| Travelers Companies (TRV) | 0.4 | $444k | 6.2k | 71.79 | |
| Stryker Corporation (SYK) | 0.4 | $433k | 7.9k | 54.81 | |
| Cardinal Health (CAH) | 0.4 | $420k | 10k | 41.18 | |
| Nextera Energy (NEE) | 0.4 | $404k | 5.8k | 69.23 | |
| Henry Schein (HSIC) | 0.4 | $414k | 5.2k | 80.39 | |
| China Petroleum & Chemical | 0.4 | $402k | 3.5k | 114.86 | |
| Ameriprise Financial (AMP) | 0.4 | $403k | 6.4k | 62.60 | |
| Suncor Energy (SU) | 0.3 | $389k | 12k | 32.96 | |
| Financial Select Sector SPDR (XLF) | 0.3 | $388k | 24k | 16.37 | |
| Market Vectors Gold Miners ETF | 0.3 | $376k | 8.1k | 46.42 | |
| PowerShares Fin. Preferred Port. | 0.3 | $374k | 21k | 18.26 | |
| EMC Corporation | 0.3 | $355k | 14k | 25.27 | |
| Microsoft Corporation (MSFT) | 0.3 | $345k | 13k | 26.69 | |
| Baker Hughes Incorporated | 0.3 | $335k | 8.2k | 40.90 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $335k | 9.8k | 34.23 | |
| American Express Company (AXP) | 0.3 | $320k | 5.6k | 57.49 | |
| Blackstone | 0.3 | $323k | 21k | 15.61 | |
| India Fund (IFN) | 0.3 | $322k | 15k | 20.94 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $322k | 4.2k | 76.67 | |
| Amgen (AMGN) | 0.3 | $302k | 3.5k | 86.29 | |
| Royal Dutch Shell | 0.3 | $303k | 4.4k | 68.86 | |
| Cameron International Corporation | 0.3 | $300k | 5.3k | 56.55 | |
| Yongye International | 0.3 | $297k | 51k | 5.83 | |
| Hartford Financial Services (HIG) | 0.3 | $287k | 13k | 22.42 | |
| Mid-America Apartment (MAA) | 0.3 | $285k | 4.4k | 64.77 | |
| Illumina (ILMN) | 0.3 | $291k | 5.2k | 55.64 | |
| Humana (HUM) | 0.3 | $288k | 4.2k | 68.72 | |
| MarkWest Energy Partners | 0.2 | $277k | 5.4k | 50.97 | |
| PPL Corporation (PPL) | 0.2 | $271k | 9.5k | 28.68 | |
| J.M. Smucker Company (SJM) | 0.2 | $280k | 3.2k | 86.31 | |
| Skyworks Solutions (SWKS) | 0.2 | $274k | 14k | 20.30 | |
| Time Warner Cable | 0.2 | $259k | 2.7k | 97.04 | |
| At&t (T) | 0.2 | $259k | 7.7k | 33.70 | |
| WellPoint | 0.2 | $257k | 4.2k | 60.93 | |
| Banco Latinoamericano De Comercio Exteri (BLX) | 0.2 | $250k | 12k | 21.55 | |
| Norfolk Southern (NSC) | 0.2 | $244k | 4.0k | 61.77 | |
| Stericycle (SRCL) | 0.2 | $247k | 2.7k | 93.21 | |
| Tupperware Brands Corporation (TUP) | 0.2 | $244k | 3.8k | 64.21 | |
| Hasbro (HAS) | 0.2 | $235k | 6.5k | 35.93 | |
| Coach | 0.2 | $218k | 3.9k | 55.54 | |
| eBay (EBAY) | 0.2 | $217k | 4.3k | 51.06 | |
| Lowe's Companies (LOW) | 0.2 | $217k | 6.1k | 35.47 | |
| Yamana Gold | 0.2 | $226k | 13k | 17.17 | |
| PNC Financial Services (PNC) | 0.2 | $215k | 3.7k | 58.25 | |
| Walt Disney Company (DIS) | 0.2 | $207k | 4.2k | 49.88 | |
| ConAgra Foods (CAG) | 0.2 | $212k | 7.2k | 29.44 | |
| Weatherford International Lt reg | 0.2 | $201k | 18k | 11.17 | |
| Zhongpin | 0.2 | $185k | 14k | 12.85 | |
| Singapore Fund (SGF) | 0.1 | $168k | 12k | 14.00 | |
| Activision Blizzard | 0.1 | $140k | 13k | 10.64 | |
| Perfect World | 0.1 | $131k | 12k | 10.65 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $132k | 21k | 6.21 | |
| Vimpel | 0.1 | $126k | 12k | 10.50 | |
| China Green Agriculture | 0.1 | $86k | 26k | 3.28 | |
| Anworth Mortgage Asset Corporation | 0.1 | $58k | 10k | 5.80 | |
| Tianyin Pharmaceutical | 0.0 | $23k | 38k | 0.60 | |
| Renhuang Pharmaceuticals | 0.0 | $7.0k | 14k | 0.50 | |
| Chinacast Education Corporation (CAST) | 0.0 | $2.1k | 26k | 0.08 | |
| Wonder Auto Technology | 0.0 | $0 | 16k | 0.00 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 11k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $2.0k | 17k | 0.12 | |
| Cresud Sa Commercial | 0.0 | $4.7k | 79k | 0.06 | |
| China Pharma Holdings | 0.0 | $5.1k | 23k | 0.22 | |
| Xcelmobility (XCLL) | 0.0 | $1.1k | 11k | 0.10 |
