Regent Investment Management as of March 31, 2013
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 159 positions in its portfolio as reported in the March 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Johnson & Johnson (JNJ) | 2.6 | $3.3M | 40k | 81.52 | |
| Farmers Capital Bank | 2.6 | $3.2M | 172k | 18.80 | |
| CVS Caremark Corporation (CVS) | 2.5 | $3.1M | 57k | 54.99 | |
| Walgreen Company | 2.4 | $3.0M | 64k | 47.68 | |
| Apple (AAPL) | 2.4 | $3.0M | 6.8k | 442.70 | |
| Chevron Corporation (CVX) | 2.4 | $3.0M | 25k | 118.80 | |
| Diageo (DEO) | 2.0 | $2.5M | 20k | 125.83 | |
| 2.0 | $2.5M | 3.2k | 794.10 | ||
| Procter & Gamble Company (PG) | 1.9 | $2.4M | 31k | 77.08 | |
| General Mills (GIS) | 1.8 | $2.3M | 47k | 49.31 | |
| McKesson Corporation (MCK) | 1.8 | $2.2M | 21k | 107.95 | |
| International Business Machines (IBM) | 1.7 | $2.2M | 10k | 213.30 | |
| ConocoPhillips (COP) | 1.6 | $2.0M | 33k | 60.09 | |
| Time Warner | 1.5 | $1.9M | 33k | 57.62 | |
| Express Scripts Holding | 1.4 | $1.8M | 32k | 57.63 | |
| Coca-Cola Company (KO) | 1.4 | $1.8M | 44k | 40.45 | |
| V.F. Corporation (VFC) | 1.4 | $1.8M | 10k | 167.78 | |
| Kinder Morgan (KMI) | 1.3 | $1.7M | 44k | 38.69 | |
| Williams Companies (WMB) | 1.3 | $1.6M | 44k | 37.47 | |
| iShares Russell Midcap Value Index (IWS) | 1.3 | $1.6M | 29k | 56.98 | |
| JPMorgan Chase & Co. (JPM) | 1.3 | $1.6M | 34k | 47.47 | |
| E.I. du Pont de Nemours & Company | 1.3 | $1.6M | 33k | 49.15 | |
| Templeton Dragon Fund (TDF) | 1.3 | $1.6M | 58k | 27.92 | |
| Pepsi (PEP) | 1.2 | $1.5M | 19k | 79.11 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 1.1 | $1.4M | 29k | 49.69 | |
| Merck & Co (MRK) | 1.1 | $1.4M | 32k | 44.19 | |
| Baxter International (BAX) | 1.1 | $1.4M | 19k | 72.65 | |
| Cisco Systems (CSCO) | 1.1 | $1.4M | 65k | 20.89 | |
| Halliburton Company (HAL) | 1.1 | $1.3M | 33k | 40.40 | |
| iShares Russell 2000 Value Index (IWN) | 1.1 | $1.3M | 16k | 83.82 | |
| Prudential Financial (PRU) | 1.1 | $1.3M | 23k | 58.98 | |
| General Electric Company | 1.0 | $1.2M | 53k | 23.12 | |
| Celgene Corporation | 0.9 | $1.2M | 10k | 115.89 | |
| Spectra Energy | 0.9 | $1.2M | 38k | 30.75 | |
| Verizon Communications (VZ) | 0.9 | $1.1M | 23k | 49.14 | |
| Seagate Technology Com Stk | 0.9 | $1.1M | 31k | 36.55 | |
| Oracle Corporation (ORCL) | 0.9 | $1.1M | 34k | 32.34 | |
| Thermo Fisher Scientific (TMO) | 0.9 | $1.1M | 14k | 76.52 | |
| Target Corporation (TGT) | 0.8 | $1.0M | 15k | 68.46 | |
| Yum! Brands (YUM) | 0.8 | $1.0M | 14k | 71.93 | |
| Vanguard Emerging Markets ETF (VWO) | 0.8 | $1.0M | 24k | 42.89 | |
| United Technologies Corporation | 0.8 | $1.0M | 11k | 93.46 | |
| Macy's (M) | 0.8 | $988k | 24k | 41.83 | |
| Medtronic | 0.8 | $964k | 21k | 46.98 | |
| Vodafone | 0.8 | $943k | 33k | 28.40 | |
| Ace Limited Cmn | 0.7 | $941k | 11k | 88.94 | |
| Deere & Company (DE) | 0.7 | $921k | 11k | 85.94 | |
| H.J. Heinz Company | 0.7 | $921k | 13k | 72.29 | |
| Qualcomm (QCOM) | 0.7 | $905k | 14k | 66.94 | |
| American International (AIG) | 0.7 | $900k | 23k | 38.80 | |
| 3M Company (MMM) | 0.7 | $849k | 8.0k | 106.35 | |
| Maxim Integrated Products | 0.7 | $846k | 26k | 32.64 | |
| Apache Corporation | 0.6 | $778k | 10k | 77.17 | |
| Phillips 66 (PSX) | 0.6 | $781k | 11k | 69.93 | |
| Ensco Plc Shs Class A | 0.6 | $783k | 13k | 59.98 | |
| Mondelez Int (MDLZ) | 0.6 | $782k | 26k | 30.60 | |
| Gilead Sciences (GILD) | 0.6 | $763k | 16k | 48.91 | |
| TJX Companies (TJX) | 0.6 | $762k | 16k | 46.76 | |
| Honeywell International (HON) | 0.6 | $737k | 9.8k | 75.34 | |
| Energy Transfer Partners | 0.6 | $729k | 14k | 50.70 | |
| Devon Energy Corporation (DVN) | 0.6 | $721k | 13k | 56.39 | |
| UnitedHealth (UNH) | 0.6 | $723k | 13k | 57.18 | |
| Eaton (ETN) | 0.6 | $706k | 12k | 61.21 | |
| Intel Corporation (INTC) | 0.6 | $690k | 32k | 21.82 | |
| McDonald's Corporation (MCD) | 0.5 | $674k | 6.8k | 99.63 | |
| Jabil Circuit (JBL) | 0.5 | $668k | 36k | 18.49 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $662k | 19k | 35.48 | |
| Flowserve Corporation (FLS) | 0.5 | $653k | 3.9k | 167.78 | |
| U.S. Bancorp (USB) | 0.5 | $639k | 19k | 33.96 | |
| Cardinal Health (CAH) | 0.5 | $650k | 16k | 41.64 | |
| Schlumberger (SLB) | 0.5 | $644k | 8.6k | 74.93 | |
| Mylan | 0.5 | $628k | 22k | 28.95 | |
| MetLife (MET) | 0.5 | $628k | 17k | 38.01 | |
| Annaly Capital Management | 0.5 | $605k | 38k | 15.88 | |
| Kimberly-Clark Corporation (KMB) | 0.5 | $612k | 6.2k | 98.05 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $591k | 6.6k | 90.13 | |
| Plum Creek Timber | 0.5 | $593k | 11k | 52.23 | |
| Kroger (KR) | 0.5 | $578k | 17k | 33.13 | |
| ConAgra Foods (CAG) | 0.5 | $577k | 16k | 35.84 | |
| Potlatch Corporation (PCH) | 0.5 | $580k | 13k | 45.85 | |
| Waste Management (WM) | 0.5 | $568k | 15k | 39.21 | |
| Unilever (UL) | 0.4 | $552k | 13k | 42.23 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.4 | $550k | 14k | 40.50 | |
| Union Pacific Corporation (UNP) | 0.4 | $534k | 3.8k | 142.32 | |
| Wal-Mart Stores (WMT) | 0.4 | $519k | 6.9k | 74.77 | |
| Travelers Companies (TRV) | 0.4 | $521k | 6.2k | 84.24 | |
| AmerisourceBergen (COR) | 0.4 | $520k | 10k | 51.41 | |
| Stryker Corporation (SYK) | 0.4 | $515k | 7.9k | 65.19 | |
| Danaher Corporation (DHR) | 0.4 | $522k | 8.4k | 62.14 | |
| SPDR S&P Homebuilders (XHB) | 0.4 | $523k | 17k | 30.06 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.4 | $497k | 12k | 42.76 | |
| Henry Schein (HSIC) | 0.4 | $477k | 5.2k | 92.62 | |
| Ameriprise Financial (AMP) | 0.4 | $474k | 6.4k | 73.63 | |
| Nextera Energy (NEE) | 0.4 | $453k | 5.8k | 77.62 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $439k | 11k | 39.65 | |
| Newell Rubbermaid (NWL) | 0.3 | $438k | 17k | 26.07 | |
| Abbott Laboratories (ABT) | 0.3 | $430k | 12k | 35.32 | |
| Financial Select Sector SPDR (XLF) | 0.3 | $432k | 24k | 18.23 | |
| Mattel (MAT) | 0.3 | $415k | 9.5k | 43.80 | |
| iShares Dow Jones Transport. Avg. (IYT) | 0.3 | $423k | 3.8k | 111.32 | |
| Microsoft Corporation (MSFT) | 0.3 | $401k | 14k | 28.59 | |
| BP (BP) | 0.3 | $387k | 9.1k | 42.31 | |
| China Petroleum & Chemical | 0.3 | $398k | 3.4k | 117.06 | |
| American Express Company (AXP) | 0.3 | $375k | 5.6k | 67.37 | |
| Suncor Energy (SU) | 0.3 | $381k | 13k | 30.00 | |
| Amgen (AMGN) | 0.3 | $349k | 3.4k | 102.65 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $339k | 10k | 33.12 | |
| EMC Corporation | 0.3 | $336k | 14k | 23.91 | |
| Cameron International Corporation | 0.3 | $346k | 5.3k | 65.22 | |
| Lincoln National Corporation (LNC) | 0.3 | $326k | 10k | 32.60 | |
| Baker Hughes Incorporated | 0.3 | $324k | 7.0k | 46.35 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $329k | 4.2k | 78.33 | |
| MarkWest Energy Partners | 0.3 | $330k | 5.4k | 60.72 | |
| India Fund (IFN) | 0.2 | $322k | 15k | 21.22 | |
| J.M. Smucker Company (SJM) | 0.2 | $322k | 3.2k | 99.26 | |
| Mid-America Apartment (MAA) | 0.2 | $304k | 4.4k | 69.09 | |
| Market Vectors Gold Miners ETF | 0.2 | $307k | 8.1k | 37.90 | |
| Norfolk Southern (NSC) | 0.2 | $289k | 3.8k | 77.07 | |
| Royal Dutch Shell | 0.2 | $287k | 4.4k | 65.23 | |
| Tupperware Brands Corporation (TUP) | 0.2 | $294k | 3.6k | 81.67 | |
| Humana (HUM) | 0.2 | $290k | 4.2k | 69.20 | |
| Banco Latinoamericano De Comercio Exteri (BLX) | 0.2 | $287k | 12k | 24.74 | |
| Skyworks Solutions (SWKS) | 0.2 | $297k | 14k | 22.00 | |
| PowerShares Fin. Preferred Port. | 0.2 | $286k | 16k | 18.51 | |
| Abbvie (ABBV) | 0.2 | $287k | 7.0k | 40.74 | |
| Hartford Financial Services (HIG) | 0.2 | $284k | 11k | 25.82 | |
| At&t (T) | 0.2 | $277k | 7.5k | 36.69 | |
| Stericycle (SRCL) | 0.2 | $281k | 2.7k | 106.04 | |
| Illumina (ILMN) | 0.2 | $282k | 5.2k | 53.92 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $281k | 11k | 25.52 | |
| eBay (EBAY) | 0.2 | $263k | 4.9k | 54.23 | |
| Walt Disney Company (DIS) | 0.2 | $253k | 4.5k | 56.85 | |
| Lowe's Companies (LOW) | 0.2 | $251k | 6.6k | 37.93 | |
| Yongye International | 0.2 | $249k | 51k | 4.88 | |
| Time Warner Cable | 0.2 | $237k | 2.5k | 95.99 | |
| PNC Financial Services (PNC) | 0.2 | $245k | 3.7k | 66.43 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $235k | 3.8k | 62.25 | |
| Tractor Supply Company (TSCO) | 0.2 | $230k | 2.2k | 104.07 | |
| KKR & Co | 0.2 | $232k | 12k | 19.33 | |
| Principal Financial (PFG) | 0.2 | $214k | 6.3k | 33.97 | |
| BB&T Corporation | 0.2 | $205k | 6.5k | 31.46 | |
| Yamana Gold | 0.2 | $202k | 13k | 15.35 | |
| Zhongpin | 0.1 | $160k | 12k | 12.90 | |
| Weatherford International Lt reg | 0.1 | $170k | 14k | 12.14 | |
| Singapore Fund (SGF) | 0.1 | $170k | 12k | 14.17 | |
| Vimpel | 0.1 | $143k | 12k | 11.92 | |
| Perfect World | 0.1 | $140k | 13k | 10.85 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $135k | 20k | 6.78 | |
| China Green Agriculture | 0.1 | $79k | 25k | 3.20 | |
| Anworth Mortgage Asset Corporation | 0.1 | $76k | 12k | 6.33 | |
| Tianyin Pharmaceutical | 0.0 | $22k | 32k | 0.68 | |
| Cresud Sa Commercial | 0.0 | $8.7k | 108k | 0.08 | |
| Chinacast Education Corporation (CAST) | 0.0 | $2.9k | 24k | 0.12 | |
| Wonder Auto Technology | 0.0 | $0 | 16k | 0.00 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 11k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $1.1k | 15k | 0.07 | |
| China Pharma Holdings | 0.0 | $4.9k | 17k | 0.29 | |
| Renhuang Pharmaceuticals | 0.0 | $0 | 11k | 0.00 | |
| Xcelmobility (XCLL) | 0.0 | $1.1k | 11k | 0.10 |
