Regent Investment Management as of June 30, 2013
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 163 positions in its portfolio as reported in the June 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Farmers Capital Bank | 2.9 | $3.7M | 172k | 21.69 | |
| Johnson & Johnson (JNJ) | 2.6 | $3.4M | 39k | 85.86 | |
| CVS Caremark Corporation (CVS) | 2.6 | $3.3M | 58k | 57.17 | |
| Chevron Corporation (CVX) | 2.3 | $2.9M | 25k | 118.35 | |
| Walgreen Company | 2.2 | $2.9M | 66k | 44.20 | |
| 2.2 | $2.9M | 3.3k | 880.40 | ||
| Apple (AAPL) | 2.1 | $2.7M | 6.8k | 396.48 | |
| Diageo (DEO) | 1.9 | $2.5M | 22k | 114.94 | |
| McKesson Corporation (MCK) | 1.8 | $2.4M | 21k | 114.49 | |
| Macy's (M) | 1.8 | $2.3M | 48k | 48.00 | |
| Procter & Gamble Company (PG) | 1.8 | $2.3M | 30k | 76.99 | |
| General Mills (GIS) | 1.7 | $2.2M | 46k | 48.52 | |
| International Business Machines (IBM) | 1.7 | $2.2M | 12k | 191.09 | |
| Express Scripts Holding | 1.5 | $2.0M | 32k | 61.74 | |
| V.F. Corporation (VFC) | 1.5 | $2.0M | 10k | 193.07 | |
| ConocoPhillips (COP) | 1.5 | $1.9M | 32k | 60.49 | |
| Time Warner | 1.5 | $1.9M | 33k | 57.83 | |
| JPMorgan Chase & Co. (JPM) | 1.4 | $1.8M | 35k | 52.78 | |
| Coca-Cola Company (KO) | 1.3 | $1.7M | 44k | 40.10 | |
| E.I. du Pont de Nemours & Company | 1.3 | $1.7M | 33k | 52.51 | |
| Kinder Morgan (KMI) | 1.3 | $1.7M | 45k | 38.15 | |
| Williams Companies (WMB) | 1.3 | $1.7M | 51k | 32.46 | |
| Prudential Financial (PRU) | 1.2 | $1.6M | 22k | 73.05 | |
| Gilead Sciences (GILD) | 1.2 | $1.6M | 31k | 51.27 | |
| Cisco Systems (CSCO) | 1.2 | $1.6M | 65k | 24.34 | |
| Pepsi (PEP) | 1.2 | $1.5M | 19k | 81.77 | |
| iShares Russell Midcap Value Index (IWS) | 1.1 | $1.4M | 25k | 57.92 | |
| Halliburton Company (HAL) | 1.1 | $1.4M | 33k | 41.72 | |
| Templeton Dragon Fund (TDF) | 1.1 | $1.4M | 55k | 25.10 | |
| Baxter International (BAX) | 1.1 | $1.4M | 20k | 69.27 | |
| Verizon Communications (VZ) | 1.0 | $1.3M | 27k | 50.34 | |
| Vodafone | 1.0 | $1.2M | 43k | 28.75 | |
| General Electric Company | 0.9 | $1.2M | 53k | 23.18 | |
| Merck & Co (MRK) | 0.9 | $1.2M | 26k | 46.47 | |
| Thermo Fisher Scientific (TMO) | 0.9 | $1.2M | 14k | 84.62 | |
| ConAgra Foods (CAG) | 0.9 | $1.2M | 34k | 34.94 | |
| Celgene Corporation | 0.9 | $1.2M | 10k | 116.97 | |
| iShares Russell 2000 Growth Index (IWO) | 0.9 | $1.1M | 10k | 111.52 | |
| AmerisourceBergen (COR) | 0.8 | $1.1M | 20k | 55.81 | |
| Target Corporation (TGT) | 0.8 | $1.1M | 15k | 68.86 | |
| United Technologies Corporation | 0.8 | $994k | 11k | 92.90 | |
| American International (AIG) | 0.8 | $993k | 22k | 44.68 | |
| Ensco Plc Shs Class A | 0.8 | $1.0M | 17k | 58.11 | |
| Yum! Brands (YUM) | 0.8 | $981k | 14k | 69.33 | |
| Oracle Corporation (ORCL) | 0.8 | $975k | 32k | 30.71 | |
| MetLife (MET) | 0.7 | $930k | 20k | 45.77 | |
| Seagate Technology Com Stk | 0.7 | $923k | 21k | 44.81 | |
| Ace Limited Cmn | 0.7 | $897k | 10k | 89.43 | |
| Deere & Company (DE) | 0.7 | $893k | 11k | 81.24 | |
| Qualcomm (QCOM) | 0.7 | $895k | 15k | 61.11 | |
| 3M Company (MMM) | 0.7 | $873k | 8.0k | 109.36 | |
| priceline.com Incorporated | 0.7 | $864k | 1.0k | 826.79 | |
| Vanguard Emerging Markets ETF (VWO) | 0.7 | $850k | 22k | 38.80 | |
| Spectra Energy | 0.7 | $844k | 25k | 34.45 | |
| Medtronic | 0.6 | $824k | 16k | 51.50 | |
| UnitedHealth (UNH) | 0.6 | $828k | 13k | 65.49 | |
| Eaton (ETN) | 0.6 | $831k | 13k | 65.77 | |
| TJX Companies (TJX) | 0.6 | $818k | 16k | 50.04 | |
| Energy Transfer Partners | 0.6 | $792k | 16k | 50.51 | |
| Honeywell International (HON) | 0.6 | $776k | 9.8k | 79.33 | |
| Jabil Circuit (JBL) | 0.6 | $720k | 35k | 20.38 | |
| Mylan | 0.5 | $704k | 23k | 31.02 | |
| Hertz Global Holdings | 0.5 | $699k | 28k | 24.81 | |
| U.S. Bancorp (USB) | 0.5 | $680k | 19k | 36.13 | |
| McDonald's Corporation (MCD) | 0.5 | $680k | 6.9k | 99.05 | |
| Devon Energy Corporation (DVN) | 0.5 | $663k | 13k | 51.86 | |
| Maxim Integrated Products | 0.5 | $663k | 24k | 27.80 | |
| Phillips 66 (PSX) | 0.5 | $656k | 11k | 58.95 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $650k | 19k | 34.83 | |
| iShares Russell 1000 Value Index (IWD) | 0.5 | $651k | 7.8k | 83.78 | |
| Intel Corporation (INTC) | 0.5 | $641k | 26k | 24.25 | |
| Flowserve Corporation (FLS) | 0.5 | $631k | 12k | 54.04 | |
| Kroger (KR) | 0.5 | $620k | 18k | 34.55 | |
| Mondelez Int (MDLZ) | 0.5 | $628k | 22k | 28.51 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $592k | 6.6k | 90.29 | |
| Apache Corporation | 0.5 | $594k | 7.1k | 83.84 | |
| Schlumberger (SLB) | 0.5 | $602k | 8.4k | 71.71 | |
| Union Pacific Corporation (UNP) | 0.5 | $579k | 3.8k | 154.32 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $533k | 5.5k | 97.05 | |
| Plum Creek Timber | 0.4 | $530k | 11k | 46.68 | |
| Danaher Corporation (DHR) | 0.4 | $532k | 8.4k | 63.33 | |
| Ameriprise Financial (AMP) | 0.4 | $515k | 6.4k | 80.94 | |
| Wal-Mart Stores (WMT) | 0.4 | $502k | 6.7k | 74.47 | |
| Stryker Corporation (SYK) | 0.4 | $511k | 7.9k | 64.68 | |
| Unilever (UL) | 0.4 | $504k | 13k | 40.42 | |
| Annaly Capital Management | 0.4 | $491k | 39k | 12.56 | |
| Henry Schein (HSIC) | 0.4 | $493k | 5.2k | 95.73 | |
| Microsoft Corporation (MSFT) | 0.4 | $484k | 14k | 34.51 | |
| Financial Select Sector SPDR (XLF) | 0.4 | $461k | 24k | 19.45 | |
| SPDR S&P Biotech (XBI) | 0.4 | $464k | 4.4k | 104.34 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.4 | $468k | 12k | 39.30 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.3 | $447k | 12k | 38.46 | |
| Newell Rubbermaid (NWL) | 0.3 | $441k | 17k | 26.25 | |
| Nextera Energy (NEE) | 0.3 | $442k | 5.4k | 81.53 | |
| China Petroleum & Chemical | 0.3 | $421k | 4.6k | 91.52 | |
| American Express Company (AXP) | 0.3 | $416k | 5.6k | 74.74 | |
| Travelers Companies (TRV) | 0.3 | $411k | 5.1k | 79.96 | |
| Kellogg Company (K) | 0.3 | $411k | 6.4k | 64.22 | |
| iShares Dow Jones Transport. Avg. (IYT) | 0.3 | $418k | 3.8k | 110.00 | |
| Illumina (ILMN) | 0.3 | $391k | 5.2k | 74.76 | |
| BP (BP) | 0.3 | $382k | 9.1k | 41.77 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $375k | 4.2k | 89.29 | |
| Nationstar Mortgage | 0.3 | $378k | 10k | 37.43 | |
| Lincoln National Corporation (LNC) | 0.3 | $365k | 10k | 36.50 | |
| Abbott Laboratories (ABT) | 0.3 | $358k | 10k | 34.89 | |
| MarkWest Energy Partners | 0.3 | $363k | 5.4k | 66.79 | |
| Humana (HUM) | 0.3 | $354k | 4.2k | 84.47 | |
| Waste Management (WM) | 0.3 | $342k | 8.5k | 40.30 | |
| Mid-America Apartment (MAA) | 0.3 | $332k | 4.9k | 67.76 | |
| Amgen (AMGN) | 0.3 | $335k | 3.4k | 98.53 | |
| Cameron International Corporation | 0.3 | $343k | 5.6k | 61.20 | |
| Hartford Financial Services (HIG) | 0.2 | $322k | 10k | 30.96 | |
| Baker Hughes Incorporated | 0.2 | $327k | 7.1k | 46.12 | |
| Suncor Energy (SU) | 0.2 | $319k | 11k | 29.53 | |
| EMC Corporation | 0.2 | $306k | 13k | 23.63 | |
| J.M. Smucker Company (SJM) | 0.2 | $309k | 3.0k | 103.21 | |
| Banco Latinoamericano De Comercio Exteri (BLX) | 0.2 | $305k | 14k | 22.43 | |
| Stericycle (SRCL) | 0.2 | $293k | 2.7k | 110.57 | |
| Walt Disney Company (DIS) | 0.2 | $281k | 4.5k | 63.15 | |
| Royal Dutch Shell | 0.2 | $281k | 4.4k | 63.86 | |
| Lowe's Companies (LOW) | 0.2 | $286k | 7.0k | 40.90 | |
| Yongye International | 0.2 | $289k | 54k | 5.35 | |
| Abbvie (ABBV) | 0.2 | $290k | 7.0k | 41.37 | |
| PNC Financial Services (PNC) | 0.2 | $269k | 3.7k | 72.94 | |
| Norfolk Southern (NSC) | 0.2 | $272k | 3.8k | 72.53 | |
| Skyworks Solutions (SWKS) | 0.2 | $274k | 13k | 21.92 | |
| Potlatch Corporation (PCH) | 0.2 | $275k | 6.8k | 40.44 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $277k | 12k | 23.32 | |
| Tractor Supply Company (TSCO) | 0.2 | $254k | 2.2k | 117.59 | |
| Apollo Investment | 0.2 | $255k | 33k | 7.73 | |
| PowerShares Fin. Preferred Port. | 0.2 | $259k | 15k | 17.92 | |
| Mattel (MAT) | 0.2 | $248k | 5.5k | 45.30 | |
| Western Digital (WDC) | 0.2 | $240k | 3.9k | 62.02 | |
| eBay (EBAY) | 0.2 | $251k | 4.9k | 51.75 | |
| WellPoint | 0.2 | $246k | 3.0k | 82.00 | |
| Principal Financial (PFG) | 0.2 | $236k | 6.3k | 37.46 | |
| Tupperware Brands Corporation (TUP) | 0.2 | $233k | 3.0k | 77.67 | |
| Teva Pharmaceutical Industries (TEVA) | 0.2 | $225k | 5.7k | 39.24 | |
| Coach | 0.2 | $224k | 3.9k | 57.07 | |
| BB&T Corporation | 0.2 | $221k | 6.5k | 33.91 | |
| KKR & Co | 0.2 | $216k | 11k | 19.64 | |
| Comcast Corporation (CMCSA) | 0.2 | $210k | 5.0k | 41.79 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $210k | 3.8k | 55.63 | |
| United Rentals (URI) | 0.2 | $205k | 4.1k | 50.00 | |
| Metlife Inc. 6.5% Pfd Non-cumu p | 0.2 | $207k | 8.2k | 25.29 | |
| KKR Financial Holdings | 0.1 | $177k | 17k | 10.54 | |
| iShares MSCI Japan Index | 0.1 | $180k | 16k | 11.25 | |
| Singapore Fund (SGF) | 0.1 | $155k | 12k | 12.92 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $140k | 18k | 7.72 | |
| Vimpel | 0.1 | $131k | 13k | 10.08 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $135k | 10k | 13.40 | |
| Yamana Gold | 0.1 | $125k | 13k | 9.50 | |
| China Green Agriculture | 0.1 | $70k | 25k | 2.85 | |
| Anworth Mortgage Asset Corporation | 0.1 | $67k | 12k | 5.58 | |
| Tianyin Pharmaceutical | 0.0 | $16k | 32k | 0.49 | |
| Chinacast Education Corporation (CAST) | 0.0 | $2.0k | 24k | 0.08 | |
| Wonder Auto Technology | 0.0 | $0 | 16k | 0.00 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 10k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $0 | 15k | 0.00 | |
| Cresud Sa Commercial | 0.0 | $3.0k | 101k | 0.03 | |
| China Pharma Holdings | 0.0 | $2.0k | 11k | 0.18 | |
| Renhuang Pharmaceuticals | 0.0 | $0 | 11k | 0.00 | |
| Xcelmobility (XCLL) | 0.0 | $1.1k | 11k | 0.10 |
