Regent Investment Management as of Dec. 31, 2013
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 185 positions in its portfolio as reported in the December 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 2.8 | $5.0M | 8.8k | 560.99 | |
| CVS Caremark Corporation (CVS) | 2.6 | $4.6M | 65k | 71.57 | |
| Johnson & Johnson (JNJ) | 2.4 | $4.3M | 48k | 91.60 | |
| 2.3 | $4.1M | 3.7k | 1120.59 | ||
| Walgreen Company | 2.2 | $4.0M | 69k | 57.44 | |
| Farmers Capital Bank | 2.1 | $3.7M | 172k | 21.75 | |
| JPMorgan Chase & Co. (JPM) | 2.0 | $3.6M | 61k | 58.47 | |
| Gilead Sciences (GILD) | 1.9 | $3.5M | 46k | 75.11 | |
| Procter & Gamble Company (PG) | 1.9 | $3.4M | 42k | 81.41 | |
| Diageo (DEO) | 1.8 | $3.3M | 25k | 132.43 | |
| McKesson Corporation (MCK) | 1.8 | $3.2M | 20k | 161.38 | |
| Chevron Corporation (CVX) | 1.8 | $3.2M | 26k | 124.93 | |
| Macy's (M) | 1.8 | $3.2M | 60k | 53.40 | |
| Coca-Cola Company (KO) | 1.6 | $2.8M | 68k | 41.31 | |
| International Business Machines (IBM) | 1.4 | $2.6M | 14k | 187.60 | |
| V.F. Corporation (VFC) | 1.4 | $2.5M | 40k | 62.34 | |
| Time Warner | 1.3 | $2.3M | 34k | 69.71 | |
| Express Scripts Holding | 1.3 | $2.3M | 33k | 70.23 | |
| E.I. du Pont de Nemours & Company | 1.3 | $2.3M | 35k | 64.98 | |
| Williams Companies (WMB) | 1.2 | $2.1M | 55k | 38.57 | |
| Kinder Morgan (KMI) | 1.2 | $2.1M | 58k | 36.00 | |
| Prudential Financial (PRU) | 1.1 | $2.1M | 22k | 92.21 | |
| Halliburton Company (HAL) | 1.1 | $2.0M | 40k | 50.74 | |
| General Mills (GIS) | 1.1 | $2.0M | 41k | 49.92 | |
| Pepsi (PEP) | 1.1 | $2.0M | 24k | 82.95 | |
| Capitala Finance | 1.1 | $2.0M | 100k | 19.90 | |
| ConocoPhillips (COP) | 1.1 | $1.9M | 27k | 70.63 | |
| iShares Russell Midcap Growth Idx. (IWP) | 1.1 | $1.9M | 23k | 84.35 | |
| Mylan | 1.1 | $1.9M | 44k | 43.40 | |
| Celgene Corporation | 1.1 | $1.9M | 11k | 168.96 | |
| Cisco Systems (CSCO) | 1.0 | $1.8M | 80k | 22.43 | |
| Verizon Communications (VZ) | 0.9 | $1.7M | 34k | 49.14 | |
| iShares Russell 2000 Growth Index (IWO) | 0.9 | $1.7M | 13k | 135.50 | |
| Eaton (ETN) | 0.9 | $1.7M | 22k | 76.10 | |
| AmerisourceBergen (COR) | 0.9 | $1.7M | 24k | 70.31 | |
| General Electric Company | 0.9 | $1.6M | 58k | 28.03 | |
| Baxter International (BAX) | 0.9 | $1.6M | 22k | 69.55 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $1.5M | 15k | 101.21 | |
| Hertz Global Holdings | 0.8 | $1.5M | 53k | 28.63 | |
| ConAgra Foods (CAG) | 0.8 | $1.5M | 44k | 33.71 | |
| Vodafone | 0.8 | $1.4M | 37k | 39.31 | |
| 3M Company (MMM) | 0.8 | $1.4M | 9.7k | 140.24 | |
| Ensco Plc Shs Class A | 0.8 | $1.3M | 24k | 57.19 | |
| U.S. Bancorp (USB) | 0.7 | $1.3M | 33k | 40.39 | |
| McDonald's Corporation (MCD) | 0.7 | $1.3M | 14k | 97.06 | |
| Templeton Dragon Fund (TDF) | 0.7 | $1.3M | 51k | 25.89 | |
| Target Corporation (TGT) | 0.7 | $1.2M | 19k | 63.26 | |
| Vanguard Emerging Markets ETF (VWO) | 0.7 | $1.2M | 29k | 41.15 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $1.2M | 11k | 111.37 | |
| MetLife (MET) | 0.7 | $1.2M | 22k | 53.94 | |
| Walt Disney Company (DIS) | 0.7 | $1.2M | 15k | 76.38 | |
| Union Pacific Corporation (UNP) | 0.7 | $1.2M | 6.9k | 167.97 | |
| priceline.com Incorporated | 0.6 | $1.1M | 940.00 | 1162.77 | |
| Yum! Brands (YUM) | 0.6 | $1.1M | 14k | 75.59 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.1M | 20k | 53.15 | |
| United Technologies Corporation | 0.6 | $1.1M | 9.3k | 113.81 | |
| Oracle Corporation (ORCL) | 0.6 | $1.1M | 28k | 38.27 | |
| American International (AIG) | 0.6 | $1.1M | 21k | 51.07 | |
| Wal-Mart Stores (WMT) | 0.6 | $1.0M | 13k | 78.65 | |
| Merck & Co (MRK) | 0.6 | $1.0M | 21k | 50.06 | |
| iShares Russell 1000 Growth Index (IWF) | 0.6 | $1.0M | 12k | 85.99 | |
| American Express Company (AXP) | 0.6 | $999k | 11k | 90.73 | |
| TJX Companies (TJX) | 0.5 | $955k | 15k | 63.73 | |
| Seagate Technology Com Stk | 0.5 | $963k | 17k | 56.15 | |
| Ace Limited Cmn | 0.5 | $950k | 9.2k | 103.51 | |
| Medtronic | 0.5 | $953k | 17k | 57.41 | |
| UnitedHealth (UNH) | 0.5 | $952k | 13k | 75.29 | |
| Qualcomm (QCOM) | 0.5 | $942k | 13k | 74.25 | |
| Schlumberger (SLB) | 0.5 | $908k | 10k | 90.13 | |
| Flowserve Corporation (FLS) | 0.5 | $901k | 11k | 78.86 | |
| Intel Corporation (INTC) | 0.5 | $890k | 34k | 25.96 | |
| Honeywell International (HON) | 0.5 | $885k | 9.7k | 91.41 | |
| Phillips 66 (PSX) | 0.5 | $899k | 12k | 77.10 | |
| United Rentals (URI) | 0.4 | $761k | 9.8k | 77.97 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $765k | 17k | 43.89 | |
| eBay (EBAY) | 0.4 | $742k | 14k | 54.90 | |
| Ameriprise Financial (AMP) | 0.4 | $732k | 6.4k | 115.04 | |
| Schwab U S Broad Market ETF (SCHB) | 0.4 | $731k | 16k | 44.98 | |
| Devon Energy Corporation (DVN) | 0.4 | $720k | 12k | 61.88 | |
| Kroger (KR) | 0.4 | $682k | 17k | 39.55 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.4 | $670k | 10k | 67.05 | |
| Danaher Corporation (DHR) | 0.4 | $685k | 8.9k | 77.18 | |
| Spectra Energy | 0.4 | $637k | 18k | 35.62 | |
| At&t (T) | 0.3 | $627k | 18k | 35.14 | |
| Microsoft Corporation (MSFT) | 0.3 | $598k | 16k | 37.39 | |
| Unilever (UL) | 0.3 | $613k | 15k | 41.22 | |
| Koninklijke Philips Electronics NV (PHG) | 0.3 | $588k | 16k | 36.98 | |
| Via | 0.3 | $579k | 6.6k | 87.40 | |
| Philip Morris International (PM) | 0.3 | $566k | 6.5k | 87.20 | |
| EMC Corporation | 0.3 | $575k | 23k | 25.16 | |
| China Petroleum & Chemical | 0.3 | $548k | 6.7k | 82.16 | |
| Mondelez Int (MDLZ) | 0.3 | $553k | 16k | 35.29 | |
| Stryker Corporation (SYK) | 0.3 | $537k | 7.2k | 75.10 | |
| Industrial SPDR (XLI) | 0.3 | $530k | 10k | 52.22 | |
| Illumina (ILMN) | 0.3 | $541k | 4.9k | 110.52 | |
| iShares Dow Jones Transport. Avg. (IYT) | 0.3 | $528k | 4.0k | 132.00 | |
| Home Depot (HD) | 0.3 | $511k | 6.2k | 82.42 | |
| Newell Rubbermaid (NWL) | 0.3 | $512k | 16k | 32.41 | |
| Plum Creek Timber | 0.3 | $518k | 11k | 46.48 | |
| Maxim Integrated Products | 0.3 | $516k | 19k | 27.89 | |
| Jabil Circuit (JBL) | 0.3 | $510k | 29k | 17.44 | |
| General Motors Company (GM) | 0.3 | $523k | 13k | 40.86 | |
| Apache Corporation | 0.3 | $505k | 5.9k | 86.02 | |
| Nextera Energy (NEE) | 0.3 | $504k | 5.9k | 85.70 | |
| SPDR KBW Regional Banking (KRE) | 0.3 | $508k | 13k | 40.64 | |
| Travelers Companies (TRV) | 0.3 | $489k | 5.4k | 90.59 | |
| Whirlpool Corporation (WHR) | 0.3 | $486k | 3.1k | 156.77 | |
| Lincoln National Corporation (LNC) | 0.3 | $470k | 9.1k | 51.65 | |
| Henry Schein (HSIC) | 0.3 | $463k | 4.1k | 114.32 | |
| Kellogg Company (K) | 0.3 | $460k | 7.5k | 61.13 | |
| BP (BP) | 0.2 | $445k | 9.1k | 48.66 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $438k | 4.2k | 104.51 | |
| Energy Transfer Partners | 0.2 | $441k | 7.7k | 57.20 | |
| Humana (HUM) | 0.2 | $433k | 4.2k | 103.32 | |
| iShares Russell 2000 Value Index (IWN) | 0.2 | $422k | 4.2k | 99.60 | |
| Abbvie (ABBV) | 0.2 | $419k | 7.9k | 52.81 | |
| Baker Hughes Incorporated | 0.2 | $408k | 7.4k | 55.21 | |
| Deere & Company (DE) | 0.2 | $407k | 4.5k | 91.42 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $418k | 17k | 24.61 | |
| Amgen (AMGN) | 0.2 | $399k | 3.5k | 114.00 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $399k | 4.2k | 95.00 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.2 | $386k | 11k | 36.79 | |
| Abbott Laboratories (ABT) | 0.2 | $371k | 9.7k | 38.31 | |
| Norfolk Southern (NSC) | 0.2 | $381k | 4.1k | 92.93 | |
| Nationstar Mortgage | 0.2 | $373k | 10k | 36.93 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $363k | 8.7k | 41.76 | |
| Hartford Financial Services (HIG) | 0.2 | $355k | 9.8k | 36.22 | |
| PNC Financial Services (PNC) | 0.2 | $354k | 4.6k | 77.58 | |
| Banco Latinoamericano De Comercio Exteri (BLX) | 0.2 | $353k | 13k | 28.02 | |
| Skyworks Solutions (SWKS) | 0.2 | $357k | 13k | 28.56 | |
| iShares Russell Midcap Value Index (IWS) | 0.2 | $353k | 5.4k | 65.77 | |
| Caterpillar (CAT) | 0.2 | $341k | 3.8k | 90.81 | |
| Tractor Supply Company (TSCO) | 0.2 | $335k | 4.3k | 77.55 | |
| Royal Dutch Shell | 0.2 | $345k | 4.8k | 71.37 | |
| Lowe's Companies (LOW) | 0.2 | $341k | 6.9k | 49.48 | |
| Mid-America Apartment (MAA) | 0.2 | $322k | 5.3k | 60.75 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $323k | 4.4k | 73.74 | |
| Cameron International Corporation | 0.2 | $313k | 5.3k | 59.62 | |
| Apollo Investment | 0.2 | $314k | 37k | 8.49 | |
| Suncor Energy (SU) | 0.2 | $326k | 9.3k | 35.05 | |
| Western Digital (WDC) | 0.2 | $311k | 3.7k | 83.83 | |
| Stericycle (SRCL) | 0.2 | $308k | 2.7k | 116.23 | |
| J.M. Smucker Company (SJM) | 0.2 | $299k | 2.9k | 103.64 | |
| WellPoint | 0.2 | $277k | 3.0k | 92.33 | |
| Yongye International | 0.2 | $280k | 44k | 6.41 | |
| Annaly Capital Management | 0.1 | $261k | 26k | 9.97 | |
| Mattel (MAT) | 0.1 | $263k | 5.5k | 47.60 | |
| Cavium | 0.1 | $262k | 7.6k | 34.47 | |
| Comcast Corporation (CMCSA) | 0.1 | $256k | 4.9k | 51.93 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $253k | 3.6k | 70.28 | |
| Genuine Parts Company (GPC) | 0.1 | $250k | 3.0k | 83.33 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $257k | 3.4k | 75.50 | |
| Altria (MO) | 0.1 | $242k | 6.3k | 38.42 | |
| BB&T Corporation | 0.1 | $243k | 6.5k | 37.29 | |
| Duke Energy (DUK) | 0.1 | $243k | 3.5k | 69.05 | |
| Pfizer (PFE) | 0.1 | $239k | 7.8k | 30.63 | |
| Coach | 0.1 | $223k | 4.0k | 56.16 | |
| MarkWest Energy Partners | 0.1 | $240k | 3.6k | 66.02 | |
| ON Semiconductor (ON) | 0.1 | $227k | 28k | 8.25 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.1 | $228k | 18k | 12.67 | |
| Kraft Foods | 0.1 | $234k | 4.3k | 53.90 | |
| Cardinal Health (CAH) | 0.1 | $207k | 3.1k | 66.77 | |
| Baidu (BIDU) | 0.1 | $222k | 1.3k | 177.60 | |
| PowerShares Preferred Portfolio | 0.1 | $207k | 15k | 13.44 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $201k | 12k | 17.44 | |
| Potlatch Corporation (PCH) | 0.1 | $200k | 4.8k | 41.67 | |
| Web | 0.1 | $203k | 6.4k | 31.72 | |
| PowerShares Fin. Preferred Port. | 0.1 | $202k | 12k | 16.90 | |
| KKR Financial Holdings | 0.1 | $180k | 15k | 12.16 | |
| Ford Motor Company (F) | 0.1 | $175k | 11k | 15.39 | |
| Vimpel | 0.1 | $168k | 13k | 12.92 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $156k | 20k | 7.75 | |
| Singapore Fund | 0.1 | $140k | 11k | 12.73 | |
| Anworth Mortgage Asset Corporation | 0.0 | $46k | 11k | 4.18 | |
| Guanwei Recycling (GPRC) | 0.0 | $29k | 10k | 2.90 | |
| Tianyin Pharmaceutical | 0.0 | $19k | 25k | 0.77 | |
| Chinacast Education Corporation (CAST) | 0.0 | $984.000000 | 16k | 0.06 | |
| Wonder Auto Technology | 0.0 | $0 | 14k | 0.00 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 10k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $1.0k | 13k | 0.08 | |
| Cresud Sa Commercial | 0.0 | $8.1k | 101k | 0.08 | |
| Renhuang Pharmaceuticals | 0.0 | $0 | 11k | 0.00 | |
| Xcelmobility (XCLL) | 0.0 | $1.1k | 11k | 0.10 | |
| Amarantus Bioscience Hld | 0.0 | $5.7k | 71k | 0.08 | |
| Reneuron Group Plc Ord F | 0.0 | $5.0k | 100k | 0.05 |
