Regent Investment Management as of June 30, 2014
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 198 positions in its portfolio as reported in the June 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 2.8 | $5.8M | 62k | 92.94 | |
| CVS Caremark Corporation (CVS) | 2.7 | $5.5M | 73k | 75.36 | |
| Johnson & Johnson (JNJ) | 2.6 | $5.3M | 51k | 104.62 | |
| Walgreen Company | 2.6 | $5.3M | 72k | 74.13 | |
| Procter & Gamble Company (PG) | 2.1 | $4.4M | 55k | 78.60 | |
| Gilead Sciences (GILD) | 2.0 | $4.1M | 50k | 82.90 | |
| Farmers Capital Bank | 1.9 | $3.9M | 172k | 22.59 | |
| JPMorgan Chase & Co. (JPM) | 1.9 | $3.8M | 66k | 57.63 | |
| McKesson Corporation (MCK) | 1.8 | $3.7M | 20k | 186.19 | |
| Diageo (DEO) | 1.8 | $3.7M | 29k | 127.26 | |
| Macy's (M) | 1.8 | $3.6M | 61k | 58.03 | |
| Chevron Corporation (CVX) | 1.6 | $3.2M | 25k | 130.54 | |
| Halliburton Company (HAL) | 1.6 | $3.2M | 46k | 71.01 | |
| Williams Companies (WMB) | 1.5 | $3.0M | 52k | 58.21 | |
| Coca-Cola Company (KO) | 1.4 | $2.9M | 68k | 42.36 | |
| Celgene Corporation | 1.4 | $2.9M | 34k | 85.88 | |
| Google Inc Class C | 1.3 | $2.6M | 4.5k | 575.39 | |
| V.F. Corporation (VFC) | 1.3 | $2.5M | 41k | 63.00 | |
| International Business Machines (IBM) | 1.2 | $2.5M | 14k | 181.28 | |
| Verizon Communications (VZ) | 1.2 | $2.5M | 50k | 48.93 | |
| Time Warner | 1.2 | $2.4M | 34k | 70.25 | |
| 1.2 | $2.4M | 4.1k | 584.78 | ||
| Capitala Finance | 1.1 | $2.3M | 123k | 18.89 | |
| Kinder Morgan (KMI) | 1.1 | $2.3M | 63k | 36.25 | |
| E.I. du Pont de Nemours & Company | 1.1 | $2.2M | 34k | 65.43 | |
| Vanguard Emerging Markets ETF (VWO) | 1.1 | $2.2M | 52k | 43.12 | |
| Express Scripts Holding | 1.1 | $2.2M | 32k | 69.34 | |
| Cisco Systems (CSCO) | 1.1 | $2.2M | 87k | 24.85 | |
| ConocoPhillips (COP) | 1.1 | $2.1M | 25k | 85.72 | |
| Prudential Financial (PRU) | 1.0 | $2.1M | 23k | 88.77 | |
| AmerisourceBergen (COR) | 1.0 | $2.0M | 28k | 72.67 | |
| priceline.com Incorporated | 0.9 | $1.9M | 1.6k | 1203.15 | |
| Mylan | 0.9 | $1.8M | 35k | 51.55 | |
| General Mills (GIS) | 0.9 | $1.8M | 34k | 52.55 | |
| iShares Russell Midcap Value Index (IWS) | 0.9 | $1.8M | 24k | 72.60 | |
| Merck & Co (MRK) | 0.9 | $1.7M | 30k | 57.86 | |
| Eaton (ETN) | 0.8 | $1.7M | 22k | 77.16 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $1.7M | 17k | 100.68 | |
| Pepsi (PEP) | 0.8 | $1.7M | 19k | 89.33 | |
| Hertz Global Holdings | 0.8 | $1.6M | 59k | 28.03 | |
| Schlumberger (SLB) | 0.8 | $1.6M | 13k | 117.92 | |
| Walt Disney Company (DIS) | 0.8 | $1.5M | 18k | 85.74 | |
| General Electric Company | 0.7 | $1.5M | 57k | 26.27 | |
| Union Pacific Corporation (UNP) | 0.7 | $1.5M | 15k | 99.73 | |
| Baxter International (BAX) | 0.7 | $1.4M | 19k | 72.31 | |
| iShares MSCI Brazil Index (EWZ) | 0.7 | $1.4M | 30k | 47.77 | |
| 3M Company (MMM) | 0.7 | $1.4M | 9.6k | 143.21 | |
| McDonald's Corporation (MCD) | 0.7 | $1.4M | 14k | 100.73 | |
| U.S. Bancorp (USB) | 0.7 | $1.3M | 30k | 43.31 | |
| Yum! Brands (YUM) | 0.6 | $1.3M | 16k | 81.19 | |
| MetLife (MET) | 0.6 | $1.3M | 23k | 55.57 | |
| ConAgra Foods (CAG) | 0.6 | $1.3M | 43k | 29.67 | |
| Seagate Technology Com Stk | 0.6 | $1.3M | 23k | 56.81 | |
| TJX Companies (TJX) | 0.6 | $1.3M | 24k | 53.14 | |
| Templeton Dragon Fund (TDF) | 0.6 | $1.3M | 49k | 25.86 | |
| American Express Company (AXP) | 0.6 | $1.2M | 13k | 94.84 | |
| Ensco Plc Shs Class A | 0.6 | $1.1M | 21k | 55.59 | |
| Whirlpool Corporation (WHR) | 0.6 | $1.1M | 8.1k | 139.23 | |
| Thermo Fisher Scientific (TMO) | 0.5 | $1.1M | 9.3k | 117.97 | |
| Oracle Corporation (ORCL) | 0.5 | $1.1M | 27k | 40.53 | |
| United Technologies Corporation | 0.5 | $1.1M | 9.3k | 115.43 | |
| American International (AIG) | 0.5 | $1.1M | 20k | 54.60 | |
| Wal-Mart Stores (WMT) | 0.5 | $1.0M | 14k | 75.09 | |
| Home Depot (HD) | 0.5 | $1.0M | 13k | 80.99 | |
| Intel Corporation (INTC) | 0.5 | $1.0M | 33k | 30.91 | |
| UnitedHealth (UNH) | 0.5 | $1.0M | 12k | 81.76 | |
| Medtronic | 0.5 | $995k | 16k | 63.78 | |
| Target Corporation (TGT) | 0.5 | $972k | 17k | 57.97 | |
| Qualcomm (QCOM) | 0.5 | $957k | 12k | 79.18 | |
| Ace Limited Cmn | 0.5 | $928k | 8.9k | 103.75 | |
| Devon Energy Corporation (DVN) | 0.5 | $924k | 12k | 79.42 | |
| Bristol Myers Squibb (BMY) | 0.5 | $938k | 19k | 48.49 | |
| Phillips 66 (PSX) | 0.5 | $936k | 12k | 80.44 | |
| EMC Corporation | 0.5 | $919k | 35k | 26.33 | |
| Apollo Investment | 0.5 | $913k | 106k | 8.61 | |
| Eli Lilly & Co. (LLY) | 0.4 | $896k | 14k | 62.20 | |
| Honeywell International (HON) | 0.4 | $900k | 9.7k | 92.96 | |
| Via | 0.4 | $865k | 10k | 86.72 | |
| Kroger (KR) | 0.4 | $852k | 17k | 49.40 | |
| Illumina (ILMN) | 0.4 | $844k | 4.7k | 178.62 | |
| General Motors Company (GM) | 0.4 | $817k | 23k | 36.31 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $793k | 17k | 47.77 | |
| Flowserve Corporation (FLS) | 0.4 | $788k | 11k | 74.33 | |
| Ameriprise Financial (AMP) | 0.4 | $764k | 6.4k | 120.07 | |
| China Petroleum & Chemical | 0.3 | $688k | 7.2k | 95.03 | |
| Koninklijke Philips Electronics NV (PHG) | 0.3 | $680k | 21k | 31.77 | |
| Philip Morris International (PM) | 0.3 | $696k | 8.3k | 84.33 | |
| United Rentals (URI) | 0.3 | $678k | 6.5k | 104.79 | |
| Danaher Corporation (DHR) | 0.3 | $675k | 8.6k | 78.72 | |
| At&t (T) | 0.3 | $639k | 18k | 35.36 | |
| eBay (EBAY) | 0.3 | $638k | 13k | 50.04 | |
| Maxim Integrated Products | 0.3 | $625k | 19k | 33.78 | |
| Energy Transfer Partners | 0.3 | $631k | 11k | 58.00 | |
| Mondelez Int (MDLZ) | 0.3 | $638k | 17k | 37.62 | |
| Microsoft Corporation (MSFT) | 0.3 | $610k | 15k | 41.72 | |
| Norfolk Southern (NSC) | 0.3 | $600k | 5.8k | 103.00 | |
| Nextera Energy (NEE) | 0.3 | $608k | 5.9k | 102.51 | |
| Apache Corporation | 0.3 | $591k | 5.9k | 100.66 | |
| Stryker Corporation (SYK) | 0.3 | $548k | 6.5k | 84.31 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.3 | $556k | 8.1k | 68.39 | |
| Web | 0.3 | $548k | 19k | 28.86 | |
| Wells Fargo & Company (WFC) | 0.3 | $530k | 10k | 52.59 | |
| Energy Select Sector SPDR (XLE) | 0.3 | $526k | 5.3k | 100.19 | |
| Humana (HUM) | 0.3 | $535k | 4.2k | 127.65 | |
| Jabil Circuit (JBL) | 0.3 | $528k | 25k | 20.91 | |
| Ciena Corporation (CIEN) | 0.3 | $520k | 24k | 21.67 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.3 | $531k | 6.5k | 82.33 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $511k | 4.6k | 111.30 | |
| Travelers Companies (TRV) | 0.2 | $508k | 5.4k | 94.11 | |
| Baker Hughes Incorporated | 0.2 | $506k | 6.8k | 74.52 | |
| Morgan Stanley (MS) | 0.2 | $496k | 15k | 32.31 | |
| Newell Rubbermaid (NWL) | 0.2 | $496k | 16k | 31.00 | |
| Plum Creek Timber | 0.2 | $495k | 11k | 45.11 | |
| Lincoln National Corporation (LNC) | 0.2 | $468k | 9.1k | 51.43 | |
| Hewlett-Packard Company | 0.2 | $471k | 14k | 33.66 | |
| ON Semiconductor (ON) | 0.2 | $463k | 51k | 9.14 | |
| Kraft Foods | 0.2 | $466k | 7.8k | 59.97 | |
| BP (BP) | 0.2 | $440k | 8.3k | 52.72 | |
| FedEx Corporation (FDX) | 0.2 | $454k | 3.0k | 151.28 | |
| Unilever (UL) | 0.2 | $447k | 9.9k | 45.29 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $447k | 17k | 26.01 | |
| Lamar Advertising Company | 0.2 | $435k | 8.2k | 53.05 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $431k | 4.2k | 102.62 | |
| Nationstar Mortgage | 0.2 | $417k | 12k | 36.26 | |
| Abbvie (ABBV) | 0.2 | $417k | 7.4k | 56.47 | |
| PNC Financial Services (PNC) | 0.2 | $406k | 4.6k | 88.98 | |
| Caterpillar (CAT) | 0.2 | $397k | 3.7k | 108.62 | |
| Abbott Laboratories (ABT) | 0.2 | $403k | 9.9k | 40.88 | |
| Amgen (AMGN) | 0.2 | $414k | 3.5k | 118.29 | |
| Henry Schein (HSIC) | 0.2 | $415k | 3.5k | 118.57 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $404k | 4.4k | 92.24 | |
| Vanguard REIT ETF (VNQ) | 0.2 | $397k | 5.3k | 74.91 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.2 | $399k | 10k | 39.93 | |
| Deere & Company (DE) | 0.2 | $381k | 4.2k | 90.56 | |
| Royal Dutch Shell | 0.2 | $382k | 4.6k | 82.43 | |
| Tenne | 0.2 | $381k | 5.8k | 65.69 | |
| Mid-America Apartment (MAA) | 0.2 | $365k | 5.0k | 73.00 | |
| Banco Latinoamericano De Comercio Exteri (BLX) | 0.2 | $359k | 12k | 29.67 | |
| Suncor Energy (SU) | 0.2 | $371k | 8.7k | 42.64 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $335k | 7.7k | 43.26 | |
| Hartford Financial Services (HIG) | 0.2 | $347k | 9.7k | 35.77 | |
| Ventas (VTR) | 0.2 | $337k | 5.3k | 64.19 | |
| Cameron International Corporation | 0.2 | $335k | 5.0k | 67.68 | |
| Schwab U S Broad Market ETF (SCHB) | 0.2 | $345k | 7.2k | 47.67 | |
| Western Digital (WDC) | 0.2 | $315k | 3.4k | 92.38 | |
| Altria (MO) | 0.2 | $334k | 8.0k | 41.96 | |
| WellPoint | 0.2 | $323k | 3.0k | 107.67 | |
| Lowe's Companies (LOW) | 0.2 | $331k | 6.9k | 48.03 | |
| J.M. Smucker Company (SJM) | 0.2 | $318k | 3.0k | 106.53 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.2 | $332k | 3.7k | 89.46 | |
| PowerShares Preferred Portfolio | 0.2 | $323k | 22k | 14.62 | |
| Stericycle (SRCL) | 0.1 | $314k | 2.7k | 118.49 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $289k | 14k | 21.37 | |
| Genuine Parts Company (GPC) | 0.1 | $278k | 3.2k | 87.84 | |
| NPS Pharmaceuticals | 0.1 | $291k | 8.8k | 33.07 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.1 | $274k | 19k | 14.09 | |
| Tractor Supply Company (TSCO) | 0.1 | $262k | 4.3k | 60.31 | |
| United Parcel Service (UPS) | 0.1 | $254k | 2.5k | 102.67 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $255k | 2.7k | 94.30 | |
| BB&T Corporation | 0.1 | $257k | 6.5k | 39.44 | |
| Ford Motor Company (F) | 0.1 | $255k | 15k | 17.26 | |
| Starbucks Corporation (SBUX) | 0.1 | $268k | 3.5k | 77.30 | |
| MarkWest Energy Partners | 0.1 | $260k | 3.6k | 71.53 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $259k | 2.5k | 103.39 | |
| Hillenbrand (HI) | 0.1 | $252k | 7.7k | 32.67 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $253k | 1.8k | 138.63 | |
| Comcast Corporation (CMCSA) | 0.1 | $232k | 4.3k | 53.58 | |
| Annaly Capital Management | 0.1 | $224k | 20k | 11.44 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $224k | 3.6k | 62.22 | |
| Pfizer (PFE) | 0.1 | $232k | 7.8k | 29.73 | |
| Cardinal Health (CAH) | 0.1 | $226k | 3.3k | 68.48 | |
| Mattel (MAT) | 0.1 | $215k | 5.5k | 38.91 | |
| LifePoint Hospitals | 0.1 | $218k | 3.5k | 62.11 | |
| PowerShares Fin. Preferred Port. | 0.1 | $217k | 12k | 18.16 | |
| Yongye International | 0.1 | $219k | 31k | 7.02 | |
| Cavium | 0.1 | $223k | 4.5k | 49.56 | |
| Actavis | 0.1 | $228k | 1.0k | 223.53 | |
| Blackstone | 0.1 | $209k | 6.3k | 33.44 | |
| India Fund (IFN) | 0.1 | $206k | 8.1k | 25.41 | |
| Molson Coors Brewing Company (TAP) | 0.1 | $210k | 2.8k | 74.34 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $198k | 18k | 11.05 | |
| Duke Energy (DUK) | 0.1 | $203k | 2.7k | 74.09 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $147k | 10k | 14.59 | |
| Blackrock Strategic Municipal Trust | 0.1 | $137k | 10k | 13.52 | |
| Singapore Fund | 0.1 | $144k | 11k | 13.09 | |
| Vimpel | 0.1 | $92k | 11k | 8.36 | |
| Tianyin Pharmaceutical | 0.0 | $18k | 25k | 0.71 | |
| Orient Paper | 0.0 | $22k | 10k | 2.20 | |
| Guanwei Recycling (GPRC) | 0.0 | $14k | 10k | 1.40 | |
| Amarantus Bioscience Hld | 0.0 | $11k | 101k | 0.11 | |
| Chinacast Education Corporation (CAST) | 0.0 | $0 | 16k | 0.00 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 10k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $0 | 13k | 0.00 | |
| Cresud Sa Commercial | 0.0 | $4.0k | 101k | 0.04 | |
| Renhuang Pharmaceuticals | 0.0 | $0 | 11k | 0.00 | |
| Xcelmobility (XCLL) | 0.0 | $1.1k | 11k | 0.10 | |
| Reneuron Group Plc Ord F | 0.0 | $6.0k | 100k | 0.06 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
