Regent Investment Management as of March 31, 2020
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 179 positions in its portfolio as reported in the March 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 5.9 | $14M | 57k | 254.28 | |
| Amazon (AMZN) | 3.9 | $9.5M | 4.9k | 1949.78 | |
| Microsoft Corporation (MSFT) | 3.8 | $9.1M | 58k | 157.71 | |
| JPMorgan Chase & Co. (JPM) | 3.5 | $8.5M | 95k | 90.02 | |
| Facebook Inc cl a (META) | 3.4 | $8.2M | 49k | 166.81 | |
| Alphabet Inc Class C cs (GOOG) | 3.2 | $7.8M | 6.7k | 1162.84 | |
| Johnson & Johnson (JNJ) | 2.7 | $6.6M | 50k | 131.14 | |
| Brown-Forman Corporation (BF.B) | 2.3 | $5.6M | 101k | 55.51 | |
| Procter & Gamble Company (PG) | 2.3 | $5.6M | 51k | 110.00 | |
| Bristol Myers Squibb (BMY) | 2.1 | $5.0M | 90k | 55.74 | |
| Alibaba Group Holding (BABA) | 1.9 | $4.7M | 24k | 194.50 | |
| Merck & Co (MRK) | 1.9 | $4.6M | 60k | 76.95 | |
| Verizon Communications (VZ) | 1.9 | $4.5M | 84k | 53.73 | |
| Qualcomm (QCOM) | 1.8 | $4.5M | 66k | 67.65 | |
| CVS Caremark Corporation (CVS) | 1.8 | $4.4M | 75k | 59.33 | |
| Horizon Therapeutics | 1.6 | $3.9M | 132k | 29.62 | |
| Cisco Systems (CSCO) | 1.6 | $3.8M | 96k | 39.31 | |
| WesBan (WSBC) | 1.4 | $3.5M | 146k | 23.70 | |
| At&t (T) | 1.4 | $3.4M | 117k | 29.15 | |
| Alphabet Inc Class A cs (GOOGL) | 1.3 | $3.1M | 2.7k | 1161.80 | |
| UnitedHealth (UNH) | 1.3 | $3.1M | 12k | 249.37 | |
| Bank of America Corporation (BAC) | 1.2 | $3.0M | 143k | 21.23 | |
| IAC/InterActive | 1.2 | $2.9M | 16k | 179.22 | |
| Skyworks Solutions (SWKS) | 1.2 | $2.8M | 32k | 89.37 | |
| Visa (V) | 1.1 | $2.8M | 17k | 161.11 | |
| Walgreen Boots Alliance (WBA) | 1.1 | $2.7M | 59k | 45.76 | |
| Broadcom (AVGO) | 1.0 | $2.4M | 10k | 237.08 | |
| Micron Technology (MU) | 1.0 | $2.3M | 56k | 42.05 | |
| Citigroup (C) | 1.0 | $2.3M | 56k | 42.12 | |
| Thermo Fisher Scientific (TMO) | 0.9 | $2.3M | 8.1k | 283.64 | |
| Morgan Stanley (MS) | 0.9 | $2.2M | 66k | 34.01 | |
| Unilever (UL) | 0.8 | $1.9M | 38k | 50.57 | |
| Williams Companies (WMB) | 0.8 | $1.9M | 136k | 14.15 | |
| TJX Companies (TJX) | 0.8 | $1.8M | 39k | 47.82 | |
| Comcast Corporation (CMCSA) | 0.7 | $1.8M | 52k | 34.39 | |
| Walt Disney Company (DIS) | 0.7 | $1.8M | 19k | 96.59 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.7 | $1.8M | 85k | 20.70 | |
| Coca-Cola Company (KO) | 0.7 | $1.7M | 39k | 44.24 | |
| Pfizer (PFE) | 0.7 | $1.8M | 54k | 32.63 | |
| Berkshire Hathaway (BRK.B) | 0.7 | $1.7M | 9.2k | 182.82 | |
| Biosante Pharmaceuticals (ANIP) | 0.7 | $1.7M | 41k | 40.74 | |
| Workday Inc cl a (WDAY) | 0.7 | $1.6M | 13k | 130.20 | |
| General Mills (GIS) | 0.7 | $1.6M | 30k | 52.76 | |
| Home Depot (HD) | 0.6 | $1.5M | 8.2k | 186.72 | |
| Intel Corporation (INTC) | 0.6 | $1.5M | 28k | 54.12 | |
| Abbott Laboratories (ABT) | 0.6 | $1.4M | 18k | 78.93 | |
| Honeywell International (HON) | 0.6 | $1.4M | 10k | 133.75 | |
| Kinder Morgan (KMI) | 0.6 | $1.4M | 98k | 13.92 | |
| Chevron Corporation (CVX) | 0.5 | $1.3M | 18k | 72.48 | |
| Oracle Corporation (ORCL) | 0.5 | $1.3M | 27k | 48.31 | |
| V.F. Corporation (VFC) | 0.5 | $1.3M | 23k | 54.06 | |
| Abbvie (ABBV) | 0.5 | $1.2M | 16k | 76.19 | |
| Infracap Active Mlp Etf etf (AMZA) | 0.5 | $1.2M | 115k | 10.83 | |
| Ameriprise Financial (AMP) | 0.5 | $1.2M | 12k | 102.46 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.2M | 12k | 99.92 | |
| Prudential Financial (PRU) | 0.5 | $1.2M | 23k | 52.15 | |
| Becton, Dickinson and (BDX) | 0.5 | $1.2M | 5.2k | 229.81 | |
| Verisign (VRSN) | 0.5 | $1.2M | 6.5k | 180.08 | |
| McKesson Corporation (MCK) | 0.5 | $1.1M | 8.4k | 135.32 | |
| Danaher Corporation (DHR) | 0.5 | $1.1M | 7.9k | 138.43 | |
| FedEx Corporation (FDX) | 0.4 | $1.1M | 8.9k | 121.29 | |
| Stryker Corporation (SYK) | 0.4 | $1.0M | 6.3k | 166.51 | |
| Vanguard Emerging Markets ETF (VWO) | 0.4 | $1.0M | 31k | 33.56 | |
| Booking Holdings (BKNG) | 0.4 | $1.0M | 754.00 | 1344.83 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.0M | 7.8k | 127.87 | |
| Humana (HUM) | 0.4 | $1000k | 3.2k | 314.17 | |
| Western Digital (WDC) | 0.4 | $935k | 23k | 41.63 | |
| Pepsi (PEP) | 0.4 | $897k | 7.5k | 120.14 | |
| 3M Company (MMM) | 0.3 | $859k | 6.3k | 136.54 | |
| AmerisourceBergen (COR) | 0.3 | $850k | 9.6k | 88.50 | |
| Lowe's Companies (LOW) | 0.3 | $841k | 9.8k | 86.04 | |
| Mondelez Int (MDLZ) | 0.3 | $810k | 16k | 50.06 | |
| Union Pacific Corporation (UNP) | 0.3 | $788k | 5.6k | 141.02 | |
| ConAgra Foods (CAG) | 0.3 | $752k | 26k | 29.34 | |
| J.M. Smucker Company (SJM) | 0.3 | $760k | 6.8k | 111.05 | |
| Chubb (CB) | 0.3 | $758k | 6.8k | 111.62 | |
| Nextera Energy (NEE) | 0.3 | $736k | 3.1k | 240.75 | |
| Eli Lilly & Co. (LLY) | 0.3 | $685k | 4.9k | 138.78 | |
| Diageo (DEO) | 0.3 | $686k | 5.4k | 127.04 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $667k | 2.1k | 318.38 | |
| Anheuser-Busch InBev NV (BUD) | 0.3 | $654k | 15k | 44.15 | |
| Liberty All-Star Equity Fund (USA) | 0.3 | $653k | 135k | 4.84 | |
| Taiwan Semiconductor Mfg (TSM) | 0.3 | $643k | 14k | 47.80 | |
| Paypal Holdings (PYPL) | 0.3 | $641k | 6.7k | 95.81 | |
| Yum! Brands (YUM) | 0.2 | $615k | 9.0k | 68.56 | |
| Albemarle Corporation (ALB) | 0.2 | $606k | 11k | 56.35 | |
| Cardinal Health (CAH) | 0.2 | $578k | 12k | 47.97 | |
| Travelers Companies (TRV) | 0.2 | $589k | 5.9k | 99.34 | |
| Emerson Electric (EMR) | 0.2 | $582k | 12k | 47.68 | |
| United Technologies Corporation | 0.2 | $585k | 6.2k | 94.28 | |
| PPL Corporation (PPL) | 0.2 | $584k | 24k | 24.67 | |
| Illumina (ILMN) | 0.2 | $572k | 2.1k | 273.03 | |
| MetLife (MET) | 0.2 | $582k | 19k | 30.58 | |
| Anthem (ELV) | 0.2 | $571k | 2.5k | 227.04 | |
| Apellis Pharmaceuticals (APLS) | 0.2 | $571k | 21k | 26.80 | |
| Mylan Nv | 0.2 | $569k | 38k | 14.90 | |
| Philip Morris International (PM) | 0.2 | $545k | 7.5k | 73.01 | |
| Gilead Sciences (GILD) | 0.2 | $530k | 7.1k | 74.70 | |
| American Express Company (AXP) | 0.2 | $514k | 6.0k | 85.67 | |
| MasterCard Incorporated (MA) | 0.2 | $475k | 2.0k | 241.73 | |
| ConocoPhillips (COP) | 0.2 | $479k | 16k | 30.83 | |
| Palo Alto Networks (PANW) | 0.2 | $496k | 3.0k | 163.97 | |
| Cigna Corp (CI) | 0.2 | $488k | 2.8k | 177.20 | |
| Norfolk Southern (NSC) | 0.2 | $464k | 3.2k | 145.91 | |
| Landmark Infrastructure | 0.2 | $458k | 43k | 10.56 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $428k | 8.3k | 51.34 | |
| Delta Air Lines (DAL) | 0.2 | $442k | 16k | 28.51 | |
| ON Semiconductor (ON) | 0.2 | $438k | 35k | 12.44 | |
| U.S. Bancorp (USB) | 0.2 | $412k | 12k | 34.41 | |
| PNC Financial Services (PNC) | 0.2 | $415k | 4.3k | 95.84 | |
| Rio Tinto (RIO) | 0.2 | $424k | 9.3k | 45.59 | |
| Applied Materials (AMAT) | 0.2 | $414k | 9.0k | 45.82 | |
| Costco Wholesale Corporation (COST) | 0.2 | $397k | 1.4k | 285.20 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $400k | 11k | 37.98 | |
| Amgen (AMGN) | 0.2 | $385k | 1.9k | 202.63 | |
| Activision Blizzard | 0.2 | $399k | 6.7k | 59.47 | |
| Henry Schein (HSIC) | 0.1 | $354k | 7.0k | 50.57 | |
| Phillips 66 (PSX) | 0.1 | $357k | 6.7k | 53.62 | |
| Bausch Health Companies (BHC) | 0.1 | $364k | 24k | 15.49 | |
| Livent Corp | 0.1 | $370k | 70k | 5.25 | |
| Whirlpool Corporation (WHR) | 0.1 | $333k | 3.9k | 85.82 | |
| Kroger (KR) | 0.1 | $346k | 12k | 30.09 | |
| Churchill Downs (CHDN) | 0.1 | $340k | 3.3k | 102.87 | |
| Enbridge (ENB) | 0.1 | $331k | 11k | 29.13 | |
| Brixmor Prty (BRX) | 0.1 | $334k | 35k | 9.49 | |
| McDonald's Corporation (MCD) | 0.1 | $321k | 1.9k | 165.55 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.1 | $319k | 4.0k | 79.65 | |
| Lamar Advertising Co-a (LAMR) | 0.1 | $324k | 6.3k | 51.31 | |
| Kraft Heinz (KHC) | 0.1 | $308k | 13k | 24.77 | |
| Yum China Holdings (YUMC) | 0.1 | $318k | 7.5k | 42.68 | |
| Caterpillar (CAT) | 0.1 | $287k | 2.5k | 115.96 | |
| Maxim Integrated Products | 0.1 | $284k | 5.9k | 48.55 | |
| BGC Partners | 0.1 | $295k | 116k | 2.54 | |
| American International (AIG) | 0.1 | $299k | 12k | 24.23 | |
| Eaton (ETN) | 0.1 | $299k | 3.9k | 77.56 | |
| S&p Global (SPGI) | 0.1 | $297k | 1.2k | 244.85 | |
| Hartford Financial Services (HIG) | 0.1 | $264k | 7.5k | 35.20 | |
| Energy Transfer Equity (ET) | 0.1 | $275k | 60k | 4.61 | |
| Jabil Circuit (JBL) | 0.1 | $257k | 11k | 24.59 | |
| Ciena Corporation (CIEN) | 0.1 | $262k | 6.6k | 39.78 | |
| LHC | 0.1 | $257k | 1.8k | 140.44 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $258k | 34k | 7.50 | |
| Allergan | 0.1 | $261k | 1.5k | 177.19 | |
| Moody's Corporation (MCO) | 0.1 | $241k | 1.1k | 211.22 | |
| United Parcel Service (UPS) | 0.1 | $250k | 2.7k | 93.28 | |
| eBay (EBAY) | 0.1 | $253k | 8.4k | 30.12 | |
| Seagate Technology Com Stk | 0.1 | $234k | 4.8k | 48.75 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $244k | 1.4k | 175.79 | |
| Tesla Motors (TSLA) | 0.1 | $254k | 484.00 | 524.79 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $255k | 2.1k | 121.43 | |
| Ishares Tr usa min vo (USMV) | 0.1 | $244k | 4.5k | 54.05 | |
| Ishares Msci Usa Quality Facto invalid (QUAL) | 0.1 | $232k | 2.9k | 81.12 | |
| Dxc Technology (DXC) | 0.1 | $252k | 19k | 13.03 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $214k | 6.3k | 34.08 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $221k | 6.6k | 33.61 | |
| Waters Corporation (WAT) | 0.1 | $226k | 1.2k | 182.26 | |
| Altria (MO) | 0.1 | $215k | 5.6k | 38.63 | |
| Royal Dutch Shell | 0.1 | $209k | 6.4k | 32.61 | |
| Take-Two Interactive Software (TTWO) | 0.1 | $213k | 1.8k | 118.33 | |
| Templeton Dragon Fund (TDF) | 0.1 | $213k | 13k | 17.04 | |
| Hldgs (UAL) | 0.1 | $210k | 6.7k | 31.58 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $207k | 10k | 20.53 | |
| Capitala Finance | 0.1 | $221k | 70k | 3.15 | |
| Dupont De Nemours (DD) | 0.1 | $216k | 6.3k | 34.03 | |
| Lincoln National Corporation (LNC) | 0.1 | $203k | 7.7k | 26.36 | |
| Genuine Parts Company (GPC) | 0.1 | $202k | 3.0k | 67.33 | |
| Starbucks Corporation (SBUX) | 0.1 | $205k | 3.1k | 65.83 | |
| Newell Rubbermaid (NWL) | 0.1 | $138k | 10k | 13.27 | |
| General Electric Company | 0.1 | $119k | 15k | 7.97 | |
| Annaly Capital Management | 0.0 | $108k | 21k | 5.08 | |
| JetBlue Airways Corporation (JBLU) | 0.0 | $100k | 11k | 8.97 | |
| Plains All American Pipeline (PAA) | 0.0 | $87k | 17k | 5.27 | |
| Rts/bristol-myers Squibb Compa | 0.0 | $91k | 24k | 3.80 | |
| Coty Inc Cl A (COTY) | 0.0 | $75k | 15k | 5.16 | |
| Gaslog Partners | 0.0 | $73k | 34k | 2.18 | |
| Golar Lng Partners Lp unit | 0.0 | $40k | 12k | 3.33 | |
| Malin Corp Plc Ordf (MLLNF) | 0.0 | $30k | 10k | 3.00 | |
| Lineage Cell Therapeutics In (LCTX) | 0.0 | $17k | 20k | 0.85 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
