Regent Investment Management as of June 30, 2020
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 186 positions in its portfolio as reported in the June 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 6.7 | $20M | 55k | 364.80 | |
| Amazon (AMZN) | 4.4 | $13M | 4.7k | 2758.85 | |
| Microsoft Corporation (MSFT) | 3.8 | $11M | 56k | 203.50 | |
| Facebook Inc Class A Cl A (META) | 3.6 | $11M | 48k | 227.07 | |
| Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 3.1 | $9.4M | 6.7k | 1413.56 | |
| JPMorgan Chase & Co. (JPM) | 3.1 | $9.3M | 99k | 94.06 | |
| Johnson & Johnson (JNJ) | 3.0 | $9.1M | 65k | 140.63 | |
| Brown Forman Corp Class B CL B (BF.B) | 2.7 | $8.2M | 129k | 63.66 | |
| Horizon Therapeutics P F SHS | 2.3 | $6.9M | 125k | 55.58 | |
| Procter & Gamble Company (PG) | 2.1 | $6.5M | 54k | 119.57 | |
| Qualcomm (QCOM) | 2.0 | $6.0M | 66k | 91.21 | |
| Bristol Myers Squibb (BMY) | 1.9 | $5.8M | 98k | 58.80 | |
| CVS Caremark Corporation (CVS) | 1.6 | $4.9M | 75k | 64.97 | |
| Verizon Communications (VZ) | 1.5 | $4.6M | 83k | 55.12 | |
| Alibaba Group Holding F Sponso Sponsored Ads (BABA) | 1.5 | $4.5M | 21k | 215.68 | |
| Merck & Co (MRK) | 1.5 | $4.5M | 58k | 77.33 | |
| Iac Interactive Ord | 1.4 | $4.3M | 13k | 323.43 | |
| Cisco Systems (CSCO) | 1.4 | $4.3M | 92k | 46.64 | |
| At&t (T) | 1.4 | $4.1M | 135k | 30.23 | |
| Skyworks Solutions (SWKS) | 1.3 | $4.0M | 31k | 127.87 | |
| Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.2 | $3.7M | 2.6k | 1418.09 | |
| Visa Inc Class A Com Cl A (V) | 1.1 | $3.2M | 17k | 193.16 | |
| UnitedHealth (UNH) | 1.1 | $3.2M | 11k | 294.93 | |
| Broadcom (AVGO) | 1.0 | $3.1M | 9.8k | 315.60 | |
| Morgan Stanley Com New (MS) | 1.0 | $3.1M | 64k | 48.30 | |
| Citigroup Com New (C) | 1.0 | $3.0M | 59k | 51.09 | |
| Thermo Fisher Scientific (TMO) | 1.0 | $2.9M | 7.9k | 362.28 | |
| Bank of America Corporation (BAC) | 0.9 | $2.9M | 120k | 23.75 | |
| Micron Technology (MU) | 0.9 | $2.8M | 55k | 51.52 | |
| WesBan (WSBC) | 0.9 | $2.7M | 133k | 20.31 | |
| Walgreen Boots Alliance (WBA) | 0.8 | $2.4M | 58k | 42.39 | |
| Pfizer (PFE) | 0.8 | $2.4M | 73k | 32.71 | |
| Williams Companies (WMB) | 0.8 | $2.4M | 125k | 19.02 | |
| Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.8 | $2.3M | 13k | 187.39 | |
| Toro Company (TTC) | 0.7 | $2.1M | 32k | 66.34 | |
| Comcast Corp Class A Cl A (CMCSA) | 0.7 | $2.1M | 53k | 38.99 | |
| Walt Disney Com Disney (DIS) | 0.7 | $2.0M | 18k | 111.53 | |
| Abbvie (ABBV) | 0.7 | $2.0M | 21k | 98.19 | |
| Home Depot (HD) | 0.7 | $2.0M | 8.1k | 250.53 | |
| Schwab Emerging Markets Equity Emrg Mkteq Etf (SCHE) | 0.7 | $2.0M | 82k | 24.35 | |
| Unilever Plc F Sponsored Adr 1 Spon Adr New (UL) | 0.7 | $2.0M | 36k | 54.89 | |
| TJX Companies (TJX) | 0.7 | $2.0M | 39k | 50.56 | |
| Coca-Cola Company (KO) | 0.6 | $1.9M | 42k | 44.67 | |
| Abbott Laboratories (ABT) | 0.6 | $1.8M | 20k | 91.45 | |
| Ameriprise Financial (AMP) | 0.6 | $1.8M | 12k | 150.01 | |
| General Mills (GIS) | 0.6 | $1.8M | 29k | 61.63 | |
| McKesson Corporation (MCK) | 0.6 | $1.7M | 11k | 153.43 | |
| Chevron Corporation (CVX) | 0.6 | $1.7M | 19k | 89.21 | |
| Berkshire Hathaway Class B Cl B New (BRK.B) | 0.5 | $1.6M | 9.2k | 178.51 | |
| Intel Corporation (INTC) | 0.5 | $1.6M | 27k | 59.82 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.5M | 12k | 126.97 | |
| Danaher Corporation (DHR) | 0.5 | $1.4M | 7.9k | 176.88 | |
| Honeywell International (HON) | 0.5 | $1.4M | 9.4k | 144.55 | |
| Prudential Financial (PRU) | 0.5 | $1.4M | 22k | 60.90 | |
| V.F. Corporation (VFC) | 0.5 | $1.4M | 22k | 60.93 | |
| Oracle Corporation (ORCL) | 0.4 | $1.3M | 24k | 55.26 | |
| Fiserv (FI) | 0.4 | $1.3M | 14k | 97.63 | |
| Verisign (VRSN) | 0.4 | $1.3M | 6.4k | 206.77 | |
| Pepsi (PEP) | 0.4 | $1.3M | 9.8k | 132.29 | |
| Biosante Pharmaceuticals (ANIP) | 0.4 | $1.3M | 40k | 32.34 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.2M | 8.8k | 141.32 | |
| Philip Morris International (PM) | 0.4 | $1.2M | 18k | 70.05 | |
| Becton, Dickinson and (BDX) | 0.4 | $1.2M | 5.0k | 239.29 | |
| Lowe's Companies (LOW) | 0.4 | $1.2M | 8.8k | 135.09 | |
| Western Digital (WDC) | 0.4 | $1.2M | 27k | 44.17 | |
| Humana (HUM) | 0.4 | $1.2M | 3.0k | 387.67 | |
| Paypal Holdings (PYPL) | 0.4 | $1.2M | 6.7k | 174.29 | |
| Vanguard Ftse Emerging Mark Et Ftse Emr Mkt Etf (VWO) | 0.4 | $1.2M | 29k | 39.62 | |
| Stryker Corporation (SYK) | 0.4 | $1.1M | 6.3k | 180.16 | |
| Emerson Electric (EMR) | 0.4 | $1.1M | 18k | 62.02 | |
| Kinder Morgan (KMI) | 0.4 | $1.1M | 73k | 15.17 | |
| 3M Company (MMM) | 0.4 | $1.1M | 7.0k | 155.96 | |
| Liberty All Star Equityfd Sh B Sh Ben Int (USA) | 0.3 | $1.0M | 182k | 5.71 | |
| Mondelez Intl Class A Cl A (MDLZ) | 0.3 | $1.0M | 20k | 51.15 | |
| J M Smucker Com New (SJM) | 0.3 | $1.0M | 9.7k | 105.83 | |
| Booking Holdings (BKNG) | 0.3 | $979k | 615.00 | 1591.87 | |
| Union Pacific Corporation (UNP) | 0.3 | $945k | 5.6k | 169.11 | |
| FedEx Corporation (FDX) | 0.3 | $932k | 6.6k | 140.17 | |
| AmerisourceBergen (COR) | 0.3 | $914k | 9.1k | 100.72 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $895k | 2.1k | 435.52 | |
| ConAgra Foods (CAG) | 0.3 | $878k | 25k | 35.19 | |
| Ishares Russell Midcapgrowth Rus Md Cp Gr Etf (IWP) | 0.3 | $836k | 5.3k | 158.06 | |
| Illumina (ILMN) | 0.3 | $776k | 2.1k | 370.41 | |
| Taiwan Semiconductr F Sponsore Sponsored Ads (TSM) | 0.3 | $764k | 14k | 56.79 | |
| MetLife (MET) | 0.3 | $756k | 21k | 36.52 | |
| Albemarle Corporation (ALB) | 0.2 | $749k | 9.7k | 77.26 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $730k | 16k | 44.74 | |
| Norfolk Southern (NSC) | 0.2 | $726k | 4.1k | 175.70 | |
| PPL Corporation (PPL) | 0.2 | $725k | 28k | 25.84 | |
| Chubb (CB) | 0.2 | $699k | 5.5k | 126.68 | |
| Apellis Pharmaceuticals (APLS) | 0.2 | $696k | 21k | 32.66 | |
| Raytheon Technologies Corp (RTX) | 0.2 | $678k | 11k | 61.63 | |
| Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) | 0.2 | $668k | 14k | 49.30 | |
| American Express Company (AXP) | 0.2 | $667k | 7.0k | 95.14 | |
| Anthem (ELV) | 0.2 | $661k | 2.5k | 262.82 | |
| ConocoPhillips (COP) | 0.2 | $657k | 16k | 42.02 | |
| Eli Lilly & Co. (LLY) | 0.2 | $656k | 4.0k | 164.05 | |
| Yum! Brands (YUM) | 0.2 | $652k | 7.5k | 86.93 | |
| Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $638k | 4.8k | 134.32 | |
| United Parcel Srvc Class B CL B (UPS) | 0.2 | $628k | 5.6k | 111.25 | |
| Travelers Companies (TRV) | 0.2 | $621k | 5.4k | 114.13 | |
| Ishares Russell 1000 Growth Et Rus 1000 Grw Etf (IWF) | 0.2 | $612k | 3.2k | 191.85 | |
| Bausch Health Companies (BHC) | 0.2 | $587k | 32k | 18.29 | |
| Illinois Tool Works (ITW) | 0.2 | $583k | 3.3k | 174.81 | |
| Nextera Energy (NEE) | 0.2 | $555k | 2.3k | 240.30 | |
| ON Semiconductor (ON) | 0.2 | $549k | 28k | 19.82 | |
| Activision Blizzard | 0.2 | $540k | 7.1k | 75.96 | |
| Phillips 66 (PSX) | 0.2 | $537k | 7.5k | 71.89 | |
| Mastercard Inc Class A Cl A (MA) | 0.2 | $528k | 1.8k | 295.80 | |
| Tesla Motors (TSLA) | 0.2 | $523k | 484.00 | 1080.58 | |
| Rio Tinto Plc F Sponsored Adr (RIO) | 0.2 | $522k | 9.3k | 56.13 | |
| Applied Materials (AMAT) | 0.2 | $516k | 8.5k | 60.46 | |
| McDonald's Corporation (MCD) | 0.2 | $512k | 2.8k | 184.31 | |
| Cardinal Health (CAH) | 0.2 | $509k | 9.8k | 52.21 | |
| Atmos Energy Corporation (ATO) | 0.2 | $498k | 5.0k | 99.60 | |
| Take-Two Interactive Software (TTWO) | 0.2 | $496k | 3.6k | 139.52 | |
| Brown Forman Corp Class A Cl A (BF.A) | 0.2 | $480k | 8.3k | 57.58 | |
| eBay (EBAY) | 0.2 | $472k | 9.0k | 52.44 | |
| Gilead Sciences (GILD) | 0.2 | $471k | 6.1k | 76.96 | |
| Cigna Corp (CI) | 0.2 | $467k | 2.5k | 187.78 | |
| Kraft Heinz (KHC) | 0.1 | $451k | 14k | 31.91 | |
| PNC Financial Services (PNC) | 0.1 | $444k | 4.2k | 105.10 | |
| Churchill Downs (CHDN) | 0.1 | $440k | 3.3k | 133.13 | |
| Whirlpool Corporation (WHR) | 0.1 | $438k | 3.4k | 129.59 | |
| Brixmor Prty (BRX) | 0.1 | $432k | 34k | 12.83 | |
| Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $430k | 104k | 4.11 | |
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.1 | $423k | 59k | 7.12 | |
| Landmark Infrastructu Com Unit Ltd | 0.1 | $416k | 42k | 9.90 | |
| Livent Corp | 0.1 | $415k | 67k | 6.16 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $411k | 13k | 31.11 | |
| Henry Schein (HSIC) | 0.1 | $409k | 7.0k | 58.43 | |
| Palo Alto Networks (PANW) | 0.1 | $408k | 1.8k | 229.86 | |
| S&p Global (SPGI) | 0.1 | $400k | 1.2k | 329.76 | |
| Schwab Us Large Cap Growth Et Us Lcap Gr Etf (SCHG) | 0.1 | $400k | 3.9k | 101.65 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $387k | 10k | 38.70 | |
| American Intl Group Com New (AIG) | 0.1 | $385k | 12k | 31.20 | |
| Costco Wholesale Corporation (COST) | 0.1 | $378k | 1.2k | 303.13 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $377k | 1.9k | 203.45 | |
| Lincoln National Corporation (LNC) | 0.1 | $373k | 10k | 36.81 | |
| Amgen (AMGN) | 0.1 | $371k | 1.6k | 235.56 | |
| Lamar Advertising Co0050 Reit Cl A (LAMR) | 0.1 | $365k | 5.5k | 66.79 | |
| Kroger (KR) | 0.1 | $355k | 11k | 33.81 | |
| Mylan Nv F Shs Euro | 0.1 | $340k | 21k | 16.06 | |
| U S Bancorp Com New (USB) | 0.1 | $340k | 9.2k | 36.82 | |
| Jabil Circuit (JBL) | 0.1 | $335k | 11k | 32.06 | |
| Ciena Corp Com New (CIEN) | 0.1 | $330k | 6.1k | 54.21 | |
| Eaton Corp Plc F SHS (ETN) | 0.1 | $323k | 3.7k | 87.40 | |
| LHC | 0.1 | $319k | 1.8k | 174.32 | |
| Ishars Edg Msci Usa Qlty Fctr Usa Quality Fctr (QUAL) | 0.1 | $314k | 3.3k | 95.85 | |
| Moody's Corporation (MCO) | 0.1 | $313k | 1.1k | 274.32 | |
| Caterpillar (CAT) | 0.1 | $313k | 2.5k | 126.46 | |
| Hartford Financial Services (HIG) | 0.1 | $301k | 7.8k | 38.59 | |
| Select Sector Spdr Trust The T Technology (XLK) | 0.1 | $299k | 2.9k | 104.44 | |
| Yum China Holdings (YUMC) | 0.1 | $293k | 6.1k | 48.03 | |
| Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.1 | $284k | 17k | 17.24 | |
| Equinox Gold Corp equities (EQX) | 0.1 | $280k | 25k | 11.20 | |
| Ishares Edge Msci Min Vol Usa Msci Min Vol Etf (USMV) | 0.1 | $279k | 4.6k | 60.60 | |
| Delta Air Lines Inc Del Com New (DAL) | 0.1 | $272k | 9.7k | 28.04 | |
| Enbridge (ENB) | 0.1 | $268k | 8.8k | 30.44 | |
| Ishares Russell 2000growth Etf Rus 2000 Grw Etf (IWO) | 0.1 | $259k | 1.3k | 207.20 | |
| Seagate Technology F SHS | 0.1 | $247k | 5.1k | 48.43 | |
| Fortive (FTV) | 0.1 | $239k | 3.5k | 67.63 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $239k | 24k | 9.77 | |
| Sherwin-Williams Company (SHW) | 0.1 | $236k | 409.00 | 577.02 | |
| Baidu Com Inc F Spon Adr Rep A (BIDU) | 0.1 | $233k | 1.9k | 119.79 | |
| Templeton Dragon Fund (TDF) | 0.1 | $232k | 12k | 20.17 | |
| Altria (MO) | 0.1 | $230k | 5.9k | 39.22 | |
| Ishares Msci Emerging Markets Msci Emg Mkt Etf (EEM) | 0.1 | $225k | 5.6k | 39.97 | |
| Waters Corporation (WAT) | 0.1 | $224k | 1.2k | 180.65 | |
| National Retail Properties (NNN) | 0.1 | $218k | 6.2k | 35.44 | |
| Zimmer Holdings (ZBH) | 0.1 | $215k | 1.8k | 119.44 | |
| Tractor Supply Company (TSCO) | 0.1 | $213k | 1.6k | 131.48 | |
| Hillenbrand (HI) | 0.1 | $209k | 7.7k | 27.10 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $208k | 6.2k | 33.68 | |
| Lumentum Hldgs (LITE) | 0.1 | $204k | 2.5k | 81.60 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $203k | 700.00 | 290.00 | |
| Annaly Capital Management | 0.0 | $150k | 23k | 6.56 | |
| Salient Midstream &mlpfd Sh Be Sh Ben Int | 0.0 | $149k | 36k | 4.12 | |
| Bgc Partners Inc Com Usd0.01cl Cl A | 0.0 | $129k | 47k | 2.74 | |
| General Electric Company | 0.0 | $102k | 15k | 6.83 | |
| Bristol-myers Squibb Rts Right Right 99/99/9999 | 0.0 | $85k | 24k | 3.59 | |
| Capitala Finance | 0.0 | $75k | 29k | 2.64 | |
| Coty Inc Class A Com Cl A (COTY) | 0.0 | $66k | 15k | 4.47 | |
| Malin Corp Plc Ordf (MLLNF) | 0.0 | $49k | 10k | 4.90 | |
| Lineage Cell Therapeutics In (LCTX) | 0.0 | $17k | 20k | 0.85 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
