Regent Investment Management

Regent Investment Management as of March 31, 2021

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 204 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 6.4 $25M 208k 122.15
Amazon (AMZN) 4.0 $16M 5.2k 3094.05
Brown Forman Corp CL B (BF.B) 3.8 $15M 219k 68.97
JPMorgan Chase & Co. (JPM) 3.6 $14M 95k 152.23
Alphabet Inc. Class C Cap Stk Cl C (GOOG) 3.5 $14M 6.7k 2068.61
Facebook Inc Class A Cl A (META) 3.4 $14M 46k 294.53
Microsoft Corporation (MSFT) 3.4 $14M 58k 235.78
Johnson & Johnson (JNJ) 2.6 $10M 63k 164.34
Horizon Therapeutics P F SHS 2.6 $10M 113k 92.04
Qualcomm (QCOM) 2.1 $8.2M 62k 132.59
Procter & Gamble Company (PG) 1.7 $6.8M 51k 135.42
CVS Caremark Corporation (CVS) 1.7 $6.6M 87k 75.23
Bristol Myers Squibb (BMY) 1.6 $6.3M 99k 63.14
Skyworks Solutions (SWKS) 1.5 $6.0M 33k 183.49
Alibaba Group Hldg Ltd F Spons Sponsored Ads (BABA) 1.4 $5.4M 24k 226.71
Alphabet Inc. Class A Cap Stk Cl A (GOOGL) 1.3 $5.2M 2.5k 2062.62
Broadcom (AVGO) 1.2 $4.8M 10k 463.69
Verizon Communications (VZ) 1.2 $4.7M 81k 58.15
Merck & Co (MRK) 1.1 $4.5M 59k 77.08
Micron Technology (MU) 1.1 $4.5M 51k 88.22
Bank of America Corporation (BAC) 1.1 $4.3M 111k 38.69
Morgan Stanley Com New (MS) 1.0 $4.2M 54k 77.65
Pfizer (PFE) 1.0 $4.1M 112k 36.23
Citigroup Com New (C) 1.0 $4.0M 56k 72.76
Comcast Corp Class A Cl A (CMCSA) 1.0 $3.9M 72k 54.11
Cisco Systems (CSCO) 1.0 $3.8M 74k 51.72
Visa Inc Class A Com Cl A (V) 0.9 $3.7M 18k 211.72
UnitedHealth (UNH) 0.9 $3.6M 9.6k 372.08
Iac Interactive Ord 0.9 $3.5M 16k 216.31
Walt Disney Company (DIS) 0.9 $3.4M 19k 184.51
WesBan (WSBC) 0.9 $3.4M 96k 36.06
Toro Company (TTC) 0.8 $3.2M 31k 103.15
Thermo Fisher Scientific (TMO) 0.8 $3.2M 7.0k 456.42
McKesson Corporation (MCK) 0.8 $3.1M 16k 195.07
Workday Inc Com Usd0.001cl A Cl A (WDAY) 0.8 $3.1M 12k 248.46
TJX Companies (TJX) 0.8 $3.0M 46k 66.15
Williams Companies (WMB) 0.7 $2.9M 120k 23.69
Raytheon Technologies Corp (RTX) 0.7 $2.8M 37k 77.27
At&t (T) 0.7 $2.8M 94k 30.27
Ameriprise Financial (AMP) 0.7 $2.8M 12k 232.49
Home Depot (HD) 0.7 $2.6M 8.7k 305.23
Walgreen Boots Alliance (WBA) 0.7 $2.6M 48k 54.91
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.6 $2.6M 81k 31.78
Fiserv (FI) 0.6 $2.4M 21k 119.05
Abbvie (ABBV) 0.6 $2.3M 22k 108.20
Match Group (MTCH) 0.6 $2.3M 17k 137.37
Unilever Spon Adr New (UL) 0.6 $2.2M 39k 55.82
Coca-Cola Company (KO) 0.5 $2.2M 41k 52.71
Abbott Laboratories (ABT) 0.5 $2.1M 17k 119.82
Booking Holdings (BKNG) 0.5 $1.9M 817.00 2329.25
Chevron Corporation (CVX) 0.5 $1.8M 18k 104.79
Texas Instruments Incorporated (TXN) 0.5 $1.8M 9.7k 189.02
Honeywell International (HON) 0.5 $1.8M 8.3k 217.10
FedEx Corporation (FDX) 0.5 $1.8M 6.3k 284.00
Pepsi (PEP) 0.4 $1.8M 13k 141.43
Mosaic (MOS) 0.4 $1.7M 55k 31.61
Danaher Corporation (DHR) 0.4 $1.7M 7.7k 225.08
Prudential Financial (PRU) 0.4 $1.7M 19k 91.10
Lowe's Companies (LOW) 0.4 $1.7M 8.9k 190.17
Paypal Holdings (PYPL) 0.4 $1.7M 6.9k 242.78
General Mills (GIS) 0.4 $1.6M 27k 61.31
Liberty All Star Equity Sh Ben Int (USA) 0.4 $1.6M 214k 7.63
Emerson Electric (EMR) 0.4 $1.6M 18k 90.24
V.F. Corporation (VFC) 0.4 $1.6M 20k 79.90
Tesla Motors (TSLA) 0.4 $1.6M 2.3k 668.09
Take-Two Interactive Software (TTWO) 0.4 $1.6M 8.8k 176.66
Stryker Corporation (SYK) 0.4 $1.5M 6.3k 243.65
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.4 $1.5M 29k 52.06
Intel Corporation (INTC) 0.4 $1.5M 23k 64.00
Oracle Corporation (ORCL) 0.4 $1.5M 21k 70.16
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.4 $1.5M 5.8k 255.42
Mondelez Intl Cl A (MDLZ) 0.4 $1.5M 25k 58.51
Philip Morris International (PM) 0.4 $1.5M 17k 88.74
ConAgra Foods (CAG) 0.4 $1.4M 38k 37.60
Humana (HUM) 0.4 $1.4M 3.3k 419.16
Becton, Dickinson and (BDX) 0.3 $1.4M 5.6k 243.16
3M Company (MMM) 0.3 $1.3M 7.0k 192.64
Albemarle Corporation (ALB) 0.3 $1.3M 9.1k 146.09
Union Pacific Corporation (UNP) 0.3 $1.3M 6.0k 220.36
MetLife (MET) 0.3 $1.3M 21k 60.77
Kinder Morgan (KMI) 0.3 $1.2M 75k 16.65
Kimberly-Clark Corporation (KMB) 0.3 $1.2M 8.9k 139.02
Verisign (VRSN) 0.3 $1.2M 6.1k 198.69
Western Digital (WDC) 0.3 $1.2M 17k 66.73
Applied Materials (AMAT) 0.3 $1.1M 8.4k 133.65
Smucker J M Com New (SJM) 0.3 $1.1M 8.8k 126.54
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.3 $1.1M 8.9k 118.32
United Parcel Service CL B (UPS) 0.3 $1.0M 5.9k 170.03
ON Semiconductor (ON) 0.3 $1.0M 24k 41.61
American Express Company (AXP) 0.2 $992k 7.0k 141.49
Livent Corp 0.2 $963k 56k 17.31
Norfolk Southern (NSC) 0.2 $955k 3.6k 268.48
Adobe Systems Incorporated (ADBE) 0.2 $953k 2.0k 475.31
Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) 0.2 $935k 54k 17.38
Apellis Pharmaceuticals (APLS) 0.2 $914k 21k 42.89
Anthem (ELV) 0.2 $903k 2.5k 359.05
Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) 0.2 $840k 5.1k 164.19
PPL Corporation (PPL) 0.2 $822k 29k 28.85
AmerisourceBergen (COR) 0.2 $783k 6.6k 118.01
Square Cl A (SQ) 0.2 $783k 3.4k 227.09
Goldman Sachs (GS) 0.2 $780k 2.4k 327.04
Travelers Companies (TRV) 0.2 $776k 5.2k 150.36
Rio Tinto Sponsored Adr (RIO) 0.2 $752k 9.7k 77.61
Churchill Downs (CHDN) 0.2 $752k 3.3k 227.53
Eli Lilly & Co. (LLY) 0.2 $748k 4.0k 186.91
PNC Financial Services (PNC) 0.2 $741k 4.2k 175.45
Brixmor Prty (BRX) 0.2 $724k 36k 20.23
Chubb (CB) 0.2 $716k 4.5k 158.06
Yum! Brands (YUM) 0.2 $703k 6.5k 108.15
Illumina (ILMN) 0.2 $699k 1.8k 384.07
American Electric Power Company (AEP) 0.2 $682k 8.1k 84.72
Lumentum Hldgs (LITE) 0.2 $678k 7.4k 91.31
Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) 0.2 $666k 28k 23.91
Cardinal Health (CAH) 0.2 $656k 11k 60.71
Nextera Energy (NEE) 0.2 $654k 8.7k 75.61
Illinois Tool Works (ITW) 0.2 $650k 2.9k 221.47
Mastercard Inc Class A Cl A (MA) 0.2 $636k 1.8k 356.30
ConocoPhillips (COP) 0.2 $634k 12k 52.98
Exxon Mobil Corporation (XOM) 0.2 $632k 11k 55.82
Palo Alto Networks (PANW) 0.1 $572k 1.8k 322.25
Whirlpool Corporation (WHR) 0.1 $569k 2.6k 220.54
Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) 0.1 $539k 4.4k 121.78
Caterpillar (CAT) 0.1 $533k 2.3k 231.74
McDonald's Corporation (MCD) 0.1 $532k 2.4k 224.19
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $531k 1.7k 309.08
Brown Forman Corp Cl A (BF.A) 0.1 $529k 8.3k 63.66
Cigna Corp (CI) 0.1 $520k 2.2k 241.86
Phillips 66 (PSX) 0.1 $510k 6.3k 81.57
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.1 $506k 3.9k 129.78
Lincoln National Corporation (LNC) 0.1 $506k 8.1k 62.22
Lamar Advertising Cl A (LAMR) 0.1 $504k 5.4k 93.94
Bausch Health Companies (BHC) 0.1 $497k 16k 31.77
Atmos Energy Corporation (ATO) 0.1 $494k 5.0k 98.80
American Intl Group Com New (AIG) 0.1 $473k 10k 46.22
Eaton Corp Plc F SHS (ETN) 0.1 $461k 3.3k 138.18
Stag Industrial (STAG) 0.1 $454k 14k 33.63
Vici Pptys (VICI) 0.1 $453k 16k 28.27
Landmark Infrastructu Com Unit Ltd 0.1 $452k 38k 11.83
Costco Wholesale Corporation (COST) 0.1 $445k 1.3k 352.61
Medtronic Plc F SHS (MDT) 0.1 $437k 3.7k 118.20
Hartford Financial Services (HIG) 0.1 $434k 6.5k 66.77
Henry Schein (HSIC) 0.1 $429k 6.2k 69.19
Main Street Capital Corporation (MAIN) 0.1 $426k 11k 39.07
Select Sector Spdr Trusttechno Technology (XLK) 0.1 $423k 3.2k 132.69
eBay (EBAY) 0.1 $416k 6.8k 61.18
Jabil Circuit (JBL) 0.1 $415k 8.0k 52.20
Kraft Heinz (KHC) 0.1 $413k 10k 40.02
S&p Global (SPGI) 0.1 $412k 1.2k 352.74
Us Bancorp Del Com New (USB) 0.1 $394k 7.1k 55.28
Activision Blizzard 0.1 $386k 4.2k 92.90
Gilead Sciences (GILD) 0.1 $386k 6.0k 64.66
Zillow Group Cl C Cap Stk (Z) 0.1 $380k 2.9k 129.47
Kroger (KR) 0.1 $378k 11k 36.00
Ishares Tr Rus 2000 Grw Etf (IWO) 0.1 $376k 1.3k 300.80
Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) 0.1 $371k 2.3k 160.88
Hillenbrand (HI) 0.1 $368k 7.7k 47.71
Foot Locker (FL) 0.1 $368k 6.6k 56.18
Waters Corporation (WAT) 0.1 $352k 1.2k 283.87
Baidu Spon Adr Rep A (BIDU) 0.1 $351k 1.6k 217.34
LHC 0.1 $350k 1.8k 191.26
Carrier Global Corporation (CARR) 0.1 $349k 8.3k 42.25
Seagate Technology F SHS 0.1 $345k 4.5k 76.67
Kkr & Co (KKR) 0.1 $342k 7.0k 48.86
Ciena Corp Com New (CIEN) 0.1 $333k 6.1k 54.71
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.1 $332k 3.3k 102.15
Weyerhaeuser Co Mtn Be Com New (WY) 0.1 $332k 9.3k 35.60
Amgen (AMGN) 0.1 $330k 1.3k 249.06
Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) 0.1 $321k 4.6k 69.12
Algonquin Power & Utilities equs (AQN) 0.1 $318k 20k 15.82
Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) 0.1 $315k 5.0k 62.82
National Retail Properties (NNN) 0.1 $306k 7.0k 44.03
Yum China Holdings (YUMC) 0.1 $302k 5.1k 59.22
Zimmer Holdings (ZBH) 0.1 $288k 1.8k 160.00
Chewy Cl A (CHWY) 0.1 $285k 3.4k 84.65
Moody's Corporation (MCO) 0.1 $274k 918.00 298.47
Apollo Commercial Real Est. Finance (ARI) 0.1 $269k 19k 13.86
Viatris (VTRS) 0.1 $268k 19k 13.95
Nextera Energy Partne Com Unit Part In (NEP) 0.1 $262k 3.6k 72.78
Equitrans Midstream Corp (ETRN) 0.1 $261k 32k 8.14
Enbridge (ENB) 0.1 $259k 7.1k 36.37
Tractor Supply Company (TSCO) 0.1 $257k 1.5k 177.24
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.1 $251k 2.6k 96.17
Fortive (FTV) 0.1 $250k 3.5k 70.74
Ishares Tr Rus 2000 Val Etf (IWN) 0.1 $241k 1.5k 159.50
Maxim Integrated Products 0.1 $238k 2.6k 91.54
Ishares Tr Msci Eafe Etf (EFA) 0.1 $228k 3.0k 76.00
Altria (MO) 0.1 $228k 4.5k 51.06
Hp (HPQ) 0.1 $225k 7.1k 31.69
Expedia Group Com New (EXPE) 0.1 $224k 1.3k 172.31
Regency Centers Corporation (REG) 0.1 $221k 3.9k 56.67
Poseida Therapeutics I (PSTX) 0.1 $220k 23k 9.57
Starbucks Corporation (SBUX) 0.1 $209k 1.9k 109.20
Blackstone Group Inc Com Cl A (BX) 0.1 $205k 2.8k 74.55
Huntsman Corporation (HUN) 0.1 $202k 7.0k 28.86
Flextronics Intl Ltd F Ord (FLEX) 0.1 $201k 11k 18.27
Templeton Dragon Fund (TDF) 0.1 $200k 8.5k 23.53
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $194k 25k 7.66
General Electric Company 0.0 $170k 13k 13.14
Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp 0.0 $167k 60k 2.79
Annaly Capital Management 0.0 $156k 18k 8.61
Bgc Partners Inc Com Usd0.01cl Cl A 0.0 $97k 20k 4.85
Coty Com Cl A (COTY) 0.0 $94k 11k 8.97
Salient Midstream & Mlpfund Sh Ben Int 0.0 $82k 16k 5.12
Kinross Gold Corp (KGC) 0.0 $73k 11k 6.64