Regent Investment Management as of June 30, 2021
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 210 positions in its portfolio as reported in the June 2021 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 6.5 | $28M | 202k | 136.96 | |
| Amazon (AMZN) | 4.2 | $18M | 5.2k | 3440.17 | |
| Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 3.9 | $17M | 6.6k | 2506.34 | |
| Facebook Inc Class A Cl A (META) | 3.7 | $16M | 46k | 347.71 | |
| Microsoft Corporation (MSFT) | 3.6 | $15M | 57k | 270.90 | |
| JPMorgan Chase & Co. (JPM) | 3.4 | $15M | 93k | 155.54 | |
| Brown Forman Corp CL B (BF.B) | 3.1 | $13M | 179k | 74.94 | |
| Horizon Therapeutics P F SHS | 2.4 | $10M | 110k | 93.64 | |
| Johnson & Johnson (JNJ) | 2.4 | $10M | 62k | 164.74 | |
| Qualcomm (QCOM) | 2.1 | $8.8M | 61k | 142.93 | |
| CVS Caremark Corporation (CVS) | 1.7 | $7.4M | 88k | 83.44 | |
| Bristol Myers Squibb (BMY) | 1.6 | $6.8M | 101k | 66.82 | |
| Procter & Gamble Company (PG) | 1.6 | $6.7M | 50k | 134.92 | |
| Skyworks Solutions (SWKS) | 1.5 | $6.2M | 32k | 191.75 | |
| Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.4 | $6.0M | 2.5k | 2441.65 | |
| Alibaba Group Hldg Ltd F Spons Sponsored Ads (BABA) | 1.2 | $5.1M | 22k | 226.76 | |
| Broadcom (AVGO) | 1.1 | $4.9M | 10k | 476.84 | |
| Merck & Co (MRK) | 1.1 | $4.7M | 61k | 77.77 | |
| Morgan Stanley Com New (MS) | 1.1 | $4.7M | 51k | 91.69 | |
| Verizon Communications (VZ) | 1.1 | $4.7M | 83k | 56.03 | |
| Comcast Corp Class A Cl A (CMCSA) | 1.1 | $4.6M | 80k | 57.02 | |
| Micron Technology (MU) | 1.1 | $4.5M | 53k | 84.99 | |
| Pfizer (PFE) | 1.0 | $4.5M | 114k | 39.16 | |
| Bank of America Corporation (BAC) | 1.0 | $4.4M | 108k | 41.23 | |
| Citigroup Com New (C) | 1.0 | $4.2M | 59k | 70.75 | |
| Visa Inc Class A Com Cl A (V) | 1.0 | $4.1M | 18k | 233.83 | |
| UnitedHealth (UNH) | 0.9 | $3.9M | 9.6k | 400.44 | |
| Raytheon Technologies Corp (RTX) | 0.9 | $3.8M | 45k | 85.30 | |
| Williams Companies (WMB) | 0.9 | $3.6M | 137k | 26.55 | |
| Walt Disney Company (DIS) | 0.8 | $3.6M | 20k | 175.76 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $3.5M | 6.9k | 504.54 | |
| Toro Company (TTC) | 0.8 | $3.4M | 31k | 109.88 | |
| WesBan (WSBC) | 0.8 | $3.4M | 96k | 35.63 | |
| Cisco Systems (CSCO) | 0.8 | $3.2M | 61k | 53.00 | |
| TJX Companies (TJX) | 0.7 | $3.1M | 46k | 67.43 | |
| McKesson Corporation (MCK) | 0.7 | $3.0M | 16k | 191.23 | |
| Ameriprise Financial (AMP) | 0.7 | $3.0M | 12k | 248.84 | |
| Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.7 | $2.9M | 12k | 238.78 | |
| Home Depot (HD) | 0.6 | $2.8M | 8.7k | 318.94 | |
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.6 | $2.8M | 84k | 32.88 | |
| Match Group (MTCH) | 0.6 | $2.6M | 16k | 161.27 | |
| Square Cl A (SQ) | 0.6 | $2.6M | 11k | 243.81 | |
| Iac/interactivecorp Com New (IAC) | 0.6 | $2.5M | 16k | 154.14 | |
| Walgreen Boots Alliance (WBA) | 0.6 | $2.5M | 47k | 52.62 | |
| Abbvie (ABBV) | 0.6 | $2.4M | 21k | 112.65 | |
| Unilever Spon Adr New (UL) | 0.6 | $2.4M | 41k | 58.50 | |
| Fiserv (FI) | 0.5 | $2.3M | 21k | 106.89 | |
| Paypal Holdings (PYPL) | 0.5 | $2.2M | 7.6k | 291.46 | |
| Coca-Cola Company (KO) | 0.5 | $2.2M | 41k | 54.10 | |
| Pepsi (PEP) | 0.5 | $2.1M | 14k | 148.19 | |
| Prudential Financial (PRU) | 0.5 | $2.0M | 20k | 102.45 | |
| Abbott Laboratories (ABT) | 0.5 | $2.0M | 17k | 115.95 | |
| Danaher Corporation (DHR) | 0.5 | $2.0M | 7.5k | 268.35 | |
| Chevron Corporation (CVX) | 0.4 | $1.9M | 18k | 104.74 | |
| FedEx Corporation (FDX) | 0.4 | $1.9M | 6.3k | 298.37 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.9M | 9.7k | 192.33 | |
| Honeywell International (HON) | 0.4 | $1.8M | 8.3k | 219.37 | |
| Philip Morris International (PM) | 0.4 | $1.8M | 18k | 99.12 | |
| Booking Holdings (BKNG) | 0.4 | $1.8M | 817.00 | 2188.49 | |
| Lowe's Companies (LOW) | 0.4 | $1.8M | 9.1k | 194.01 | |
| Mosaic (MOS) | 0.4 | $1.7M | 55k | 31.92 | |
| Emerson Electric (EMR) | 0.4 | $1.7M | 18k | 96.22 | |
| Mondelez Intl Cl A (MDLZ) | 0.4 | $1.7M | 27k | 62.44 | |
| Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) | 0.4 | $1.6M | 72k | 22.81 | |
| Stryker Corporation (SYK) | 0.4 | $1.6M | 6.3k | 259.68 | |
| Take-Two Interactive Software (TTWO) | 0.4 | $1.6M | 9.2k | 177.03 | |
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.4 | $1.6M | 30k | 54.32 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.6M | 12k | 133.78 | |
| General Mills (GIS) | 0.4 | $1.6M | 26k | 60.94 | |
| Liberty All Star Equity Sh Ben Int (USA) | 0.4 | $1.6M | 174k | 9.04 | |
| Tesla Motors (TSLA) | 0.4 | $1.6M | 2.3k | 679.57 | |
| Humana (HUM) | 0.4 | $1.6M | 3.5k | 442.67 | |
| Oracle Corporation (ORCL) | 0.4 | $1.6M | 20k | 77.84 | |
| V.F. Corporation (VFC) | 0.4 | $1.6M | 19k | 82.06 | |
| Albemarle Corporation (ALB) | 0.3 | $1.4M | 8.6k | 168.47 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $1.4M | 5.2k | 277.94 | |
| 3M Company (MMM) | 0.3 | $1.4M | 7.1k | 198.56 | |
| ConAgra Foods (CAG) | 0.3 | $1.4M | 38k | 36.38 | |
| Apellis Pharmaceuticals (APLS) | 0.3 | $1.3M | 21k | 63.21 | |
| Kinder Morgan (KMI) | 0.3 | $1.3M | 73k | 18.24 | |
| Becton, Dickinson and (BDX) | 0.3 | $1.3M | 5.5k | 243.25 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.3M | 6.0k | 219.86 | |
| Intel Corporation (INTC) | 0.3 | $1.3M | 23k | 56.14 | |
| MetLife (MET) | 0.3 | $1.2M | 21k | 59.86 | |
| Western Digital (WDC) | 0.3 | $1.2M | 17k | 71.20 | |
| United Parcel Service CL B (UPS) | 0.3 | $1.2M | 5.8k | 207.92 | |
| At&t (T) | 0.3 | $1.2M | 42k | 28.78 | |
| Verisign (VRSN) | 0.3 | $1.2M | 5.2k | 227.65 | |
| Applied Materials (AMAT) | 0.3 | $1.2M | 8.4k | 142.36 | |
| Ishares Core Dividend Growth E Core Div Grwth (DGRO) | 0.3 | $1.2M | 23k | 50.35 | |
| Ishares Tr Core S&p500 Etf (IVV) | 0.3 | $1.2M | 2.7k | 429.92 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $1.2M | 2.0k | 585.86 | |
| American Express Company (AXP) | 0.3 | $1.2M | 7.0k | 165.17 | |
| Atlantica Sustainable F SHS (AY) | 0.3 | $1.1M | 31k | 37.21 | |
| Smucker J M Com New (SJM) | 0.3 | $1.1M | 8.8k | 129.60 | |
| Vimeo Common Stock (VMEO) | 0.3 | $1.1M | 23k | 49.01 | |
| Livent Corp | 0.3 | $1.1M | 59k | 19.36 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.2 | $1.0M | 8.5k | 120.11 | |
| Anthem (ELV) | 0.2 | $960k | 2.5k | 381.71 | |
| Eli Lilly & Co. (LLY) | 0.2 | $960k | 4.2k | 229.62 | |
| Goldman Sachs (GS) | 0.2 | $934k | 2.5k | 379.67 | |
| Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.2 | $908k | 31k | 29.43 | |
| ON Semiconductor (ON) | 0.2 | $907k | 24k | 38.30 | |
| Norfolk Southern (NSC) | 0.2 | $891k | 3.4k | 265.42 | |
| Illumina (ILMN) | 0.2 | $861k | 1.8k | 473.08 | |
| Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $847k | 4.4k | 191.80 | |
| Brixmor Prty (BRX) | 0.2 | $819k | 36k | 22.89 | |
| PNC Financial Services (PNC) | 0.2 | $807k | 4.2k | 190.90 | |
| Rio Tinto Sponsored Adr (RIO) | 0.2 | $800k | 9.5k | 83.86 | |
| Nrg Energy Com New (NRG) | 0.2 | $773k | 19k | 40.29 | |
| Yum! Brands (YUM) | 0.2 | $748k | 6.5k | 115.08 | |
| PPL Corporation (PPL) | 0.2 | $741k | 27k | 27.98 | |
| Travelers Companies (TRV) | 0.2 | $723k | 4.8k | 149.75 | |
| Nextera Energy (NEE) | 0.2 | $722k | 9.9k | 73.24 | |
| Chubb (CB) | 0.2 | $720k | 4.5k | 158.94 | |
| Nextera Energy Partne Com Unit Part In (NEP) | 0.2 | $718k | 9.4k | 76.38 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $714k | 11k | 63.06 | |
| ConocoPhillips (COP) | 0.2 | $711k | 12k | 60.94 | |
| American Electric Power Company (AEP) | 0.2 | $709k | 8.4k | 84.56 | |
| AmerisourceBergen (COR) | 0.2 | $700k | 6.1k | 114.47 | |
| Foot Locker (FL) | 0.2 | $675k | 11k | 61.64 | |
| Palo Alto Networks (PANW) | 0.2 | $670k | 1.8k | 371.19 | |
| Cardinal Health (CAH) | 0.2 | $648k | 11k | 57.07 | |
| Mastercard Inc Class A Cl A (MA) | 0.1 | $624k | 1.7k | 364.91 | |
| Illinois Tool Works (ITW) | 0.1 | $611k | 2.7k | 223.40 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $594k | 1.7k | 345.75 | |
| Brown Forman Corp Cl A (BF.A) | 0.1 | $586k | 8.3k | 70.52 | |
| Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) | 0.1 | $570k | 4.3k | 132.87 | |
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $562k | 3.8k | 146.01 | |
| Whirlpool Corporation (WHR) | 0.1 | $562k | 2.6k | 217.83 | |
| Lamar Advertising Cl A (LAMR) | 0.1 | $560k | 5.4k | 104.38 | |
| McDonald's Corporation (MCD) | 0.1 | $525k | 2.3k | 230.97 | |
| Phillips 66 (PSX) | 0.1 | $513k | 6.0k | 85.83 | |
| Lincoln National Corporation (LNC) | 0.1 | $511k | 8.1k | 62.84 | |
| Caterpillar (CAT) | 0.1 | $501k | 2.3k | 217.83 | |
| Costco Wholesale Corporation (COST) | 0.1 | $499k | 1.3k | 395.40 | |
| Brinker International (EAT) | 0.1 | $498k | 8.1k | 61.86 | |
| Vici Pptys (VICI) | 0.1 | $497k | 16k | 31.01 | |
| Viatris (VTRS) | 0.1 | $496k | 35k | 14.30 | |
| Eaton Corp Plc F SHS (ETN) | 0.1 | $490k | 3.3k | 148.03 | |
| Stag Industrial (STAG) | 0.1 | $485k | 13k | 37.45 | |
| Lyondellbasell Inds F Class A Shs - A - (LYB) | 0.1 | $483k | 4.7k | 102.77 | |
| American Intl Group Com New (AIG) | 0.1 | $482k | 10k | 47.64 | |
| Atmos Energy Corporation (ATO) | 0.1 | $481k | 5.0k | 96.20 | |
| eBay (EBAY) | 0.1 | $477k | 6.8k | 70.15 | |
| Select Sector Spdr Trusttechno Technology (XLK) | 0.1 | $471k | 3.2k | 147.74 | |
| Cigna Corp (CI) | 0.1 | $464k | 2.0k | 237.22 | |
| Jabil Circuit (JBL) | 0.1 | $462k | 8.0k | 58.11 | |
| Zillow Group Cl C Cap Stk (Z) | 0.1 | $460k | 3.8k | 122.34 | |
| Henry Schein (HSIC) | 0.1 | $460k | 6.2k | 74.19 | |
| Medtronic Plc F SHS (MDT) | 0.1 | $459k | 3.7k | 124.15 | |
| Bausch Health Companies (BHC) | 0.1 | $459k | 16k | 29.34 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $449k | 11k | 41.16 | |
| Lumentum Hldgs (LITE) | 0.1 | $433k | 5.3k | 82.09 | |
| Waters Corporation (WAT) | 0.1 | $429k | 1.2k | 345.97 | |
| Kkr & Co (KKR) | 0.1 | $415k | 7.0k | 59.29 | |
| Kraft Heinz (KHC) | 0.1 | $407k | 10k | 40.75 | |
| Gilead Sciences (GILD) | 0.1 | $406k | 5.9k | 68.83 | |
| Hartford Financial Services (HIG) | 0.1 | $403k | 6.5k | 62.00 | |
| Carrier Global Corporation (CARR) | 0.1 | $403k | 8.3k | 48.66 | |
| Kroger (KR) | 0.1 | $402k | 11k | 38.29 | |
| Us Bancorp Del Com New (USB) | 0.1 | $400k | 7.0k | 56.92 | |
| Activision Blizzard | 0.1 | $397k | 4.2k | 95.55 | |
| Seagate Technology Hld F Ord Shs (STX) | 0.1 | $396k | 4.5k | 88.00 | |
| Ishares Tr Rus 2000 Grw Etf (IWO) | 0.1 | $390k | 1.3k | 312.00 | |
| S&p Global (SPGI) | 0.1 | $384k | 935.00 | 410.70 | |
| Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) | 0.1 | $382k | 2.2k | 173.48 | |
| Ishares Tr Rus Md Cp Gr Etf (IWP) | 0.1 | $368k | 3.3k | 113.23 | |
| LHC | 0.1 | $366k | 1.8k | 200.00 | |
| Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $363k | 100k | 3.63 | |
| Altria (MO) | 0.1 | $346k | 7.3k | 47.63 | |
| Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) | 0.1 | $341k | 4.6k | 73.59 | |
| Hillenbrand (HI) | 0.1 | $340k | 7.7k | 44.08 | |
| Hp (HPQ) | 0.1 | $338k | 11k | 30.18 | |
| Yum China Holdings (YUMC) | 0.1 | $338k | 5.1k | 66.27 | |
| Ciena Corp Com New (CIEN) | 0.1 | $335k | 5.9k | 56.91 | |
| Enbridge (ENB) | 0.1 | $333k | 8.3k | 40.04 | |
| Baidu Spon Adr Rep A (BIDU) | 0.1 | $321k | 1.6k | 203.81 | |
| Weyerhaeuser Co Mtn Be Com New (WY) | 0.1 | $318k | 9.2k | 34.47 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $309k | 19k | 15.91 | |
| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.1 | $290k | 2.8k | 103.94 | |
| Zimmer Holdings (ZBH) | 0.1 | $289k | 1.8k | 160.56 | |
| Freeport-mcmoran CL B (FCX) | 0.1 | $278k | 7.5k | 37.17 | |
| Equitrans Midstream Corp (ETRN) | 0.1 | $274k | 32k | 8.57 | |
| Tractor Supply Company (TSCO) | 0.1 | $270k | 1.5k | 186.21 | |
| Chewy Cl A (CHWY) | 0.1 | $268k | 3.4k | 79.60 | |
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.1 | $267k | 25k | 10.60 | |
| Amgen (AMGN) | 0.1 | $266k | 1.1k | 244.04 | |
| Poseida Therapeutics I (PSTX) | 0.1 | $251k | 25k | 10.04 | |
| Ishares Tr Rus 2000 Val Etf (IWN) | 0.1 | $250k | 1.5k | 165.45 | |
| Trupanion (TRUP) | 0.1 | $249k | 2.2k | 115.33 | |
| Fortive (FTV) | 0.1 | $246k | 3.5k | 69.61 | |
| Netflix (NFLX) | 0.1 | $243k | 460.00 | 528.26 | |
| Ishares Tr Msci Eafe Etf (EFA) | 0.1 | $237k | 3.0k | 79.00 | |
| Blackstone Group Inc Com Cl A (BX) | 0.1 | $231k | 2.4k | 97.26 | |
| NVIDIA Corporation (NVDA) | 0.1 | $219k | 274.00 | 799.27 | |
| Mid-America Apartment (MAA) | 0.1 | $219k | 1.3k | 168.46 | |
| Starbucks Corporation (SBUX) | 0.1 | $214k | 1.9k | 111.81 | |
| Expedia Group Com New (EXPE) | 0.0 | $213k | 1.3k | 163.85 | |
| Maxim Integrated Products | 0.0 | $211k | 2.0k | 105.50 | |
| Landmark Infrastructu Com Unit Ltd | 0.0 | $209k | 16k | 12.78 | |
| Equinix (EQIX) | 0.0 | $209k | 260.00 | 803.85 | |
| Templeton Dragon Fund (TDF) | 0.0 | $202k | 8.5k | 23.76 | |
| Otis Worldwide Corp (OTIS) | 0.0 | $200k | 2.4k | 81.67 | |
| Flextronics Intl Ltd F Ord (FLEX) | 0.0 | $179k | 10k | 17.90 | |
| General Electric Company | 0.0 | $174k | 13k | 13.45 | |
| Annaly Capital Management | 0.0 | $155k | 18k | 8.86 | |
| Kinross Gold Corp (KGC) | 0.0 | $133k | 21k | 6.33 | |
| Coty Com Cl A (COTY) | 0.0 | $98k | 11k | 9.35 | |
| Salient Midstream & Mlpfund Sh Ben Int | 0.0 | $95k | 16k | 5.94 |
