Regent Investment Management

Regent Investment Management as of Sept. 30, 2021

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 214 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 6.7 $28M 196k 141.50
Amazon (AMZN) 4.3 $18M 5.5k 3284.96
Alphabet Inc. Class C Cap Stk Cl C (GOOG) 4.2 $17M 6.5k 2665.24
Microsoft Corporation (MSFT) 3.8 $16M 56k 281.92
JPMorgan Chase & Co. (JPM) 3.6 $15M 91k 163.69
Facebook Inc Class A Cl A (META) 3.4 $14M 42k 339.40
Horizon Therapeutics P F SHS 2.7 $11M 104k 109.54
Johnson & Johnson (JNJ) 2.4 $10M 62k 161.50
Brown Forman Corp CL B (BF.B) 2.1 $8.7M 130k 67.01
Qualcomm (QCOM) 1.9 $7.9M 61k 128.97
CVS Caremark Corporation (CVS) 1.8 $7.5M 88k 84.86
Procter & Gamble Company (PG) 1.6 $6.9M 49k 139.79
Alphabet Inc. Class A Cap Stk Cl A (GOOGL) 1.6 $6.5M 2.4k 2673.64
Bristol Myers Squibb (BMY) 1.4 $6.0M 102k 59.17
Skyworks Solutions (SWKS) 1.3 $5.3M 32k 164.77
Broadcom (AVGO) 1.2 $4.9M 10k 484.90
Morgan Stanley Com New (MS) 1.2 $4.9M 50k 97.32
Pfizer (PFE) 1.2 $4.8M 113k 43.01
Merck & Co (MRK) 1.1 $4.6M 61k 75.12
Comcast Corp Class A Cl A (CMCSA) 1.1 $4.6M 81k 55.93
Bank of America Corporation (BAC) 1.1 $4.5M 107k 42.45
Verizon Communications (VZ) 1.0 $4.3M 79k 54.02
Citigroup Com New (C) 1.0 $4.1M 58k 70.19
Visa Inc Class A Com Cl A (V) 0.9 $3.9M 18k 222.77
Thermo Fisher Scientific (TMO) 0.9 $3.9M 6.8k 571.28
Raytheon Technologies Corp (RTX) 0.9 $3.9M 45k 85.96
Micron Technology (MU) 0.9 $3.8M 54k 70.99
UnitedHealth (UNH) 0.9 $3.8M 9.6k 390.75
Square Cl A (SQ) 0.9 $3.6M 15k 239.86
Williams Companies (WMB) 0.9 $3.6M 138k 25.94
Walt Disney Company (DIS) 0.8 $3.3M 20k 169.15
WesBan (WSBC) 0.8 $3.3M 96k 34.08
McKesson Corporation (MCK) 0.8 $3.2M 16k 199.38
Workday Inc Com Usd0.001cl A Cl A (WDAY) 0.7 $3.1M 12k 249.92
TJX Companies (TJX) 0.7 $3.1M 47k 65.97
Toro Company (TTC) 0.7 $3.1M 31k 97.42
Home Depot (HD) 0.7 $2.9M 8.7k 328.27
Ameriprise Financial (AMP) 0.7 $2.8M 11k 264.16
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.6 $2.7M 88k 30.48
Freeport-mcmoran CL B (FCX) 0.6 $2.6M 79k 32.53
Cisco Systems (CSCO) 0.6 $2.4M 45k 54.43
Abbvie (ABBV) 0.6 $2.4M 22k 107.89
Fiserv (FI) 0.6 $2.4M 22k 108.51
Alibaba Group Hldg Ltd F Spons Sponsored Ads (BABA) 0.6 $2.4M 16k 148.03
Unilever Spon Adr New (UL) 0.6 $2.3M 43k 54.22
Danaher Corporation (DHR) 0.5 $2.3M 7.5k 304.39
Walgreen Boots Alliance (WBA) 0.5 $2.2M 47k 47.06
Match Group (MTCH) 0.5 $2.2M 14k 156.98
Coca-Cola Company (KO) 0.5 $2.1M 41k 52.47
Prudential Financial (PRU) 0.5 $2.1M 20k 105.21
Abbott Laboratories (ABT) 0.5 $2.0M 17k 118.15
Pepsi (PEP) 0.5 $2.0M 14k 150.38
Iac/interactivecorp Com New (IAC) 0.5 $2.0M 16k 130.26
Paypal Holdings (PYPL) 0.5 $2.0M 7.7k 260.27
Lowe's Companies (LOW) 0.5 $2.0M 9.7k 202.84
Mosaic (MOS) 0.5 $2.0M 55k 35.72
Booking Holdings (BKNG) 0.5 $1.9M 817.00 2373.32
Texas Instruments Incorporated (TXN) 0.4 $1.9M 9.7k 192.23
Chevron Corporation (CVX) 0.4 $1.8M 18k 101.47
Albemarle Corporation (ALB) 0.4 $1.8M 8.1k 218.92
Honeywell International (HON) 0.4 $1.8M 8.4k 212.22
Philip Morris International (PM) 0.4 $1.7M 18k 94.80
Oracle Corporation (ORCL) 0.4 $1.7M 20k 87.12
Stryker Corporation (SYK) 0.4 $1.7M 6.3k 263.65
Tesla Motors (TSLA) 0.4 $1.7M 2.1k 775.70
Emerson Electric (EMR) 0.4 $1.6M 17k 94.18
General Mills (GIS) 0.4 $1.6M 27k 59.81
Take-Two Interactive Software (TTWO) 0.4 $1.6M 10k 154.04
Kimberly-Clark Corporation (KMB) 0.4 $1.6M 12k 132.45
Mondelez Intl Cl A (MDLZ) 0.4 $1.5M 27k 58.17
Liberty All Star Equity Sh Ben Int (USA) 0.4 $1.5M 174k 8.60
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.3 $1.5M 29k 50.01
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $1.4M 5.1k 272.94
FedEx Corporation (FDX) 0.3 $1.4M 6.3k 219.35
Humana (HUM) 0.3 $1.3M 3.5k 389.02
Atlantica Sustainable F SHS (AY) 0.3 $1.3M 39k 34.51
ConAgra Foods (CAG) 0.3 $1.3M 39k 33.87
Becton, Dickinson and (BDX) 0.3 $1.3M 5.2k 245.75
MetLife (MET) 0.3 $1.3M 21k 61.74
Livent Corp 0.3 $1.3M 55k 23.11
3M Company (MMM) 0.3 $1.2M 7.1k 175.36
Kinder Morgan (KMI) 0.3 $1.2M 74k 16.73
Intel Corporation (INTC) 0.3 $1.2M 23k 53.30
Nrg Energy Com New (NRG) 0.3 $1.2M 29k 40.82
American Express Company (AXP) 0.3 $1.2M 7.0k 167.59
Ishares Core Dividend Growth E Core Div Grwth (DGRO) 0.3 $1.2M 23k 50.22
Ishares Tr Core S&p500 Etf (IVV) 0.3 $1.2M 2.7k 430.74
V.F. Corporation (VFC) 0.3 $1.2M 17k 66.99
Adobe Systems Incorporated (ADBE) 0.3 $1.1M 2.0k 575.76
Applied Materials (AMAT) 0.3 $1.1M 8.7k 128.71
ON Semiconductor (ON) 0.3 $1.1M 24k 45.75
United Parcel Service CL B (UPS) 0.3 $1.1M 6.1k 182.06
At&t (T) 0.3 $1.1M 40k 27.00
Verisign (VRSN) 0.3 $1.1M 5.2k 205.04
Smucker J M Com New (SJM) 0.3 $1.0M 8.7k 120.07
Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) 0.2 $1.0M 74k 13.95
Union Pacific Corporation (UNP) 0.2 $1.0M 5.2k 196.09
Pvh Corporation (PVH) 0.2 $1.0M 9.7k 102.82
Eli Lilly & Co. (LLY) 0.2 $966k 4.2k 230.98
Western Digital (WDC) 0.2 $962k 17k 56.43
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.2 $951k 8.5k 111.66
Anthem (ELV) 0.2 $938k 2.5k 372.96
Goldman Sachs (GS) 0.2 $921k 2.4k 378.23
American Electric Power Company (AEP) 0.2 $900k 11k 81.19
Palo Alto Networks (PANW) 0.2 $865k 1.8k 479.22
Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) 0.2 $852k 4.4k 192.93
Cardinal Health (CAH) 0.2 $837k 17k 49.44
Brixmor Prty (BRX) 0.2 $802k 36k 22.11
Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) 0.2 $801k 31k 25.98
Norfolk Southern (NSC) 0.2 $800k 3.3k 239.16
Yum! Brands (YUM) 0.2 $795k 6.5k 122.31
Chubb (CB) 0.2 $786k 4.5k 173.51
Nextera Energy (NEE) 0.2 $773k 9.9k 78.50
AmerisourceBergen (COR) 0.2 $753k 6.3k 119.52
ConocoPhillips (COP) 0.2 $752k 11k 67.77
Illumina (ILMN) 0.2 $738k 1.8k 405.49
Nextera Energy Partne Com Unit Part In (NEP) 0.2 $735k 9.8k 75.38
Travelers Companies (TRV) 0.2 $734k 4.8k 152.03
Apellis Pharmaceuticals (APLS) 0.2 $702k 21k 32.94
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.2 $687k 1.9k 361.01
Hp (HPQ) 0.2 $682k 25k 27.36
Exxon Mobil Corporation (XOM) 0.2 $666k 11k 58.82
Baidu Spon Adr Rep A (BIDU) 0.2 $662k 4.3k 153.77
Viatris (VTRS) 0.2 $656k 48k 13.55
Rio Tinto Sponsored Adr (RIO) 0.2 $637k 9.5k 66.77
Brinker International (EAT) 0.1 $616k 13k 49.03
Mastercard Inc Class A Cl A (MA) 0.1 $595k 1.7k 347.95
Lamar Advertising Cl A (LAMR) 0.1 $593k 5.2k 113.49
Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) 0.1 $583k 4.4k 131.63
Costco Wholesale Corporation (COST) 0.1 $567k 1.3k 449.29
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.1 $565k 3.8k 148.14
Lincoln National Corporation (LNC) 0.1 $559k 8.1k 68.74
Illinois Tool Works (ITW) 0.1 $544k 2.6k 206.45
McDonald's Corporation (MCD) 0.1 $534k 2.2k 241.30
American Intl Group Com New (AIG) 0.1 $528k 9.6k 54.90
Whirlpool Corporation (WHR) 0.1 $523k 2.6k 203.90
Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp 0.1 $522k 110k 4.75
Brown Forman Corp Cl A (BF.A) 0.1 $521k 8.3k 62.70
Vici Pptys (VICI) 0.1 $513k 18k 28.43
Eaton Corp Plc F SHS (ETN) 0.1 $494k 3.3k 149.22
Select Sector Spdr Trusttechno Technology (XLK) 0.1 $476k 3.2k 149.31
eBay (EBAY) 0.1 $474k 6.8k 69.71
Henry Schein (HSIC) 0.1 $472k 6.2k 76.13
Medtronic Plc F SHS (MDT) 0.1 $471k 3.8k 125.37
Jabil Circuit (JBL) 0.1 $464k 8.0k 58.36
Foot Locker (FL) 0.1 $461k 10k 45.69
Hartford Financial Services (HIG) 0.1 $457k 6.5k 70.31
Main Street Capital Corporation (MAIN) 0.1 $449k 11k 41.16
Waters Corporation (WAT) 0.1 $443k 1.2k 357.26
Caterpillar (CAT) 0.1 $442k 2.3k 192.17
Lumentum Hldgs (LITE) 0.1 $441k 5.3k 83.60
Atmos Energy Corporation (ATO) 0.1 $441k 5.0k 88.20
Zillow Group Cl C Cap Stk (Z) 0.1 $430k 4.9k 88.21
Carrier Global Corporation (CARR) 0.1 $429k 8.3k 51.80
Kkr & Co (KKR) 0.1 $426k 7.0k 60.86
Kroger (KR) 0.1 $425k 11k 40.48
Phillips 66 (PSX) 0.1 $419k 6.0k 70.10
Lyondellbasell Inds F Class A Shs - A - (LYB) 0.1 $413k 4.4k 93.86
Us Bancorp Del Com New (USB) 0.1 $412k 6.9k 59.48
Bausch Health Companies (BHC) 0.1 $411k 15k 27.85
Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) 0.1 $408k 2.3k 175.48
Kraft Heinz (KHC) 0.1 $396k 11k 36.78
S&p Global (SPGI) 0.1 $393k 925.00 424.86
Cigna Corp (CI) 0.1 $392k 2.0k 200.41
Seagate Technology Hld F Ord Shs (STX) 0.1 $371k 4.5k 82.44
Ishares Tr Rus 2000 Grw Etf (IWO) 0.1 $367k 1.3k 293.60
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.1 $364k 3.3k 112.00
Vimeo Common Stock (VMEO) 0.1 $346k 12k 29.35
Enbridge (ENB) 0.1 $343k 8.6k 39.80
Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) 0.1 $339k 4.6k 73.39
Netflix (NFLX) 0.1 $336k 550.00 610.91
Altria (MO) 0.1 $331k 7.3k 45.56
Hillenbrand (HI) 0.1 $329k 7.7k 42.66
Equitrans Midstream Corp (ETRN) 0.1 $325k 32k 10.14
Activision Blizzard 0.1 $322k 4.2k 77.50
Metropcs Communications (TMUS) 0.1 $313k 2.5k 127.76
Flextronics Intl Ltd F Ord (FLEX) 0.1 $305k 17k 17.68
Weyerhaeuser Co Mtn Be Com New (WY) 0.1 $303k 8.5k 35.54
Ciena Corp Com New (CIEN) 0.1 $302k 5.9k 51.30
National Retail Properties (NNN) 0.1 $296k 6.9k 43.21
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.1 $296k 2.8k 104.08
Yum China Holdings (YUMC) 0.1 $296k 5.1k 58.04
Tractor Supply Company (TSCO) 0.1 $294k 1.5k 202.76
LHC 0.1 $287k 1.8k 156.83
Apollo Commercial Real Est. Finance (ARI) 0.1 $287k 19k 14.77
Blackstone Group Inc Com Cl A (BX) 0.1 $276k 2.4k 116.21
Canadian Solar (CSIQ) 0.1 $270k 7.8k 34.62
Zimmer Holdings (ZBH) 0.1 $263k 1.8k 146.11
Hill-Rom Holdings 0.1 $255k 1.7k 150.00
Fortive (FTV) 0.1 $249k 3.5k 70.46
Landmark Infrastructu Com Unit Ltd 0.1 $247k 15k 16.35
Expedia Group Com New (EXPE) 0.1 $246k 1.5k 164.00
Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) 0.1 $243k 4.3k 56.39
Energy Transfer Com Ut Ltd Ptn (ET) 0.1 $242k 25k 9.63
Ishares Tr Rus 2000 Val Etf (IWN) 0.1 $242k 1.5k 160.16
PNC Financial Services (PNC) 0.1 $239k 1.2k 195.20
Chewy Cl A (CHWY) 0.1 $236k 3.5k 68.05
Stag Industrial (STAG) 0.1 $236k 6.0k 39.33
Ishares Tr Msci Eafe Etf (EFA) 0.1 $234k 3.0k 78.00
Amgen (AMGN) 0.1 $232k 1.1k 212.84
NVIDIA Corporation (NVDA) 0.1 $228k 1.1k 207.08
Mid-America Apartment (MAA) 0.1 $215k 1.2k 186.96
Analog Devices (ADI) 0.1 $211k 1.3k 167.46
Regency Centers Corporation (REG) 0.1 $209k 3.1k 67.42
Starbucks Corporation (SBUX) 0.0 $208k 1.9k 110.11
Huntsman Corporation (HUN) 0.0 $207k 7.0k 29.57
Equinix (EQIX) 0.0 $205k 260.00 788.46
Southwest Airlines (LUV) 0.0 $205k 4.0k 51.38
Otis Worldwide Corp (OTIS) 0.0 $202k 2.4k 82.48
Poseida Therapeutics I (PSTX) 0.0 $182k 25k 7.28
Annaly Capital Management 0.0 $137k 16k 8.45
Kinross Gold Corp (KGC) 0.0 $107k 20k 5.35
Salient Midstream & Mlpfund Sh Ben Int 0.0 $102k 16k 6.38
Coty Com Cl A (COTY) 0.0 $82k 11k 7.83