Regent Investment Management as of Sept. 30, 2021
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 214 positions in its portfolio as reported in the September 2021 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Apple (AAPL) | 6.7 | $28M | 196k | 141.50 | |
Amazon (AMZN) | 4.3 | $18M | 5.5k | 3284.96 | |
Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 4.2 | $17M | 6.5k | 2665.24 | |
Microsoft Corporation (MSFT) | 3.8 | $16M | 56k | 281.92 | |
JPMorgan Chase & Co. (JPM) | 3.6 | $15M | 91k | 163.69 | |
Facebook Inc Class A Cl A (META) | 3.4 | $14M | 42k | 339.40 | |
Horizon Therapeutics P F SHS | 2.7 | $11M | 104k | 109.54 | |
Johnson & Johnson (JNJ) | 2.4 | $10M | 62k | 161.50 | |
Brown Forman Corp CL B (BF.B) | 2.1 | $8.7M | 130k | 67.01 | |
Qualcomm (QCOM) | 1.9 | $7.9M | 61k | 128.97 | |
CVS Caremark Corporation (CVS) | 1.8 | $7.5M | 88k | 84.86 | |
Procter & Gamble Company (PG) | 1.6 | $6.9M | 49k | 139.79 | |
Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.6 | $6.5M | 2.4k | 2673.64 | |
Bristol Myers Squibb (BMY) | 1.4 | $6.0M | 102k | 59.17 | |
Skyworks Solutions (SWKS) | 1.3 | $5.3M | 32k | 164.77 | |
Broadcom (AVGO) | 1.2 | $4.9M | 10k | 484.90 | |
Morgan Stanley Com New (MS) | 1.2 | $4.9M | 50k | 97.32 | |
Pfizer (PFE) | 1.2 | $4.8M | 113k | 43.01 | |
Merck & Co (MRK) | 1.1 | $4.6M | 61k | 75.12 | |
Comcast Corp Class A Cl A (CMCSA) | 1.1 | $4.6M | 81k | 55.93 | |
Bank of America Corporation (BAC) | 1.1 | $4.5M | 107k | 42.45 | |
Verizon Communications (VZ) | 1.0 | $4.3M | 79k | 54.02 | |
Citigroup Com New (C) | 1.0 | $4.1M | 58k | 70.19 | |
Visa Inc Class A Com Cl A (V) | 0.9 | $3.9M | 18k | 222.77 | |
Thermo Fisher Scientific (TMO) | 0.9 | $3.9M | 6.8k | 571.28 | |
Raytheon Technologies Corp (RTX) | 0.9 | $3.9M | 45k | 85.96 | |
Micron Technology (MU) | 0.9 | $3.8M | 54k | 70.99 | |
UnitedHealth (UNH) | 0.9 | $3.8M | 9.6k | 390.75 | |
Square Cl A (SQ) | 0.9 | $3.6M | 15k | 239.86 | |
Williams Companies (WMB) | 0.9 | $3.6M | 138k | 25.94 | |
Walt Disney Company (DIS) | 0.8 | $3.3M | 20k | 169.15 | |
WesBan (WSBC) | 0.8 | $3.3M | 96k | 34.08 | |
McKesson Corporation (MCK) | 0.8 | $3.2M | 16k | 199.38 | |
Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.7 | $3.1M | 12k | 249.92 | |
TJX Companies (TJX) | 0.7 | $3.1M | 47k | 65.97 | |
Toro Company (TTC) | 0.7 | $3.1M | 31k | 97.42 | |
Home Depot (HD) | 0.7 | $2.9M | 8.7k | 328.27 | |
Ameriprise Financial (AMP) | 0.7 | $2.8M | 11k | 264.16 | |
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.6 | $2.7M | 88k | 30.48 | |
Freeport-mcmoran CL B (FCX) | 0.6 | $2.6M | 79k | 32.53 | |
Cisco Systems (CSCO) | 0.6 | $2.4M | 45k | 54.43 | |
Abbvie (ABBV) | 0.6 | $2.4M | 22k | 107.89 | |
Fiserv (FI) | 0.6 | $2.4M | 22k | 108.51 | |
Alibaba Group Hldg Ltd F Spons Sponsored Ads (BABA) | 0.6 | $2.4M | 16k | 148.03 | |
Unilever Spon Adr New (UL) | 0.6 | $2.3M | 43k | 54.22 | |
Danaher Corporation (DHR) | 0.5 | $2.3M | 7.5k | 304.39 | |
Walgreen Boots Alliance (WBA) | 0.5 | $2.2M | 47k | 47.06 | |
Match Group (MTCH) | 0.5 | $2.2M | 14k | 156.98 | |
Coca-Cola Company (KO) | 0.5 | $2.1M | 41k | 52.47 | |
Prudential Financial (PRU) | 0.5 | $2.1M | 20k | 105.21 | |
Abbott Laboratories (ABT) | 0.5 | $2.0M | 17k | 118.15 | |
Pepsi (PEP) | 0.5 | $2.0M | 14k | 150.38 | |
Iac/interactivecorp Com New (IAC) | 0.5 | $2.0M | 16k | 130.26 | |
Paypal Holdings (PYPL) | 0.5 | $2.0M | 7.7k | 260.27 | |
Lowe's Companies (LOW) | 0.5 | $2.0M | 9.7k | 202.84 | |
Mosaic (MOS) | 0.5 | $2.0M | 55k | 35.72 | |
Booking Holdings (BKNG) | 0.5 | $1.9M | 817.00 | 2373.32 | |
Texas Instruments Incorporated (TXN) | 0.4 | $1.9M | 9.7k | 192.23 | |
Chevron Corporation (CVX) | 0.4 | $1.8M | 18k | 101.47 | |
Albemarle Corporation (ALB) | 0.4 | $1.8M | 8.1k | 218.92 | |
Honeywell International (HON) | 0.4 | $1.8M | 8.4k | 212.22 | |
Philip Morris International (PM) | 0.4 | $1.7M | 18k | 94.80 | |
Oracle Corporation (ORCL) | 0.4 | $1.7M | 20k | 87.12 | |
Stryker Corporation (SYK) | 0.4 | $1.7M | 6.3k | 263.65 | |
Tesla Motors (TSLA) | 0.4 | $1.7M | 2.1k | 775.70 | |
Emerson Electric (EMR) | 0.4 | $1.6M | 17k | 94.18 | |
General Mills (GIS) | 0.4 | $1.6M | 27k | 59.81 | |
Take-Two Interactive Software (TTWO) | 0.4 | $1.6M | 10k | 154.04 | |
Kimberly-Clark Corporation (KMB) | 0.4 | $1.6M | 12k | 132.45 | |
Mondelez Intl Cl A (MDLZ) | 0.4 | $1.5M | 27k | 58.17 | |
Liberty All Star Equity Sh Ben Int (USA) | 0.4 | $1.5M | 174k | 8.60 | |
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.3 | $1.5M | 29k | 50.01 | |
Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $1.4M | 5.1k | 272.94 | |
FedEx Corporation (FDX) | 0.3 | $1.4M | 6.3k | 219.35 | |
Humana (HUM) | 0.3 | $1.3M | 3.5k | 389.02 | |
Atlantica Sustainable F SHS (AY) | 0.3 | $1.3M | 39k | 34.51 | |
ConAgra Foods (CAG) | 0.3 | $1.3M | 39k | 33.87 | |
Becton, Dickinson and (BDX) | 0.3 | $1.3M | 5.2k | 245.75 | |
MetLife (MET) | 0.3 | $1.3M | 21k | 61.74 | |
Livent Corp | 0.3 | $1.3M | 55k | 23.11 | |
3M Company (MMM) | 0.3 | $1.2M | 7.1k | 175.36 | |
Kinder Morgan (KMI) | 0.3 | $1.2M | 74k | 16.73 | |
Intel Corporation (INTC) | 0.3 | $1.2M | 23k | 53.30 | |
Nrg Energy Com New (NRG) | 0.3 | $1.2M | 29k | 40.82 | |
American Express Company (AXP) | 0.3 | $1.2M | 7.0k | 167.59 | |
Ishares Core Dividend Growth E Core Div Grwth (DGRO) | 0.3 | $1.2M | 23k | 50.22 | |
Ishares Tr Core S&p500 Etf (IVV) | 0.3 | $1.2M | 2.7k | 430.74 | |
V.F. Corporation (VFC) | 0.3 | $1.2M | 17k | 66.99 | |
Adobe Systems Incorporated (ADBE) | 0.3 | $1.1M | 2.0k | 575.76 | |
Applied Materials (AMAT) | 0.3 | $1.1M | 8.7k | 128.71 | |
ON Semiconductor (ON) | 0.3 | $1.1M | 24k | 45.75 | |
United Parcel Service CL B (UPS) | 0.3 | $1.1M | 6.1k | 182.06 | |
At&t (T) | 0.3 | $1.1M | 40k | 27.00 | |
Verisign (VRSN) | 0.3 | $1.1M | 5.2k | 205.04 | |
Smucker J M Com New (SJM) | 0.3 | $1.0M | 8.7k | 120.07 | |
Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) | 0.2 | $1.0M | 74k | 13.95 | |
Union Pacific Corporation (UNP) | 0.2 | $1.0M | 5.2k | 196.09 | |
Pvh Corporation (PVH) | 0.2 | $1.0M | 9.7k | 102.82 | |
Eli Lilly & Co. (LLY) | 0.2 | $966k | 4.2k | 230.98 | |
Western Digital (WDC) | 0.2 | $962k | 17k | 56.43 | |
Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.2 | $951k | 8.5k | 111.66 | |
Anthem (ELV) | 0.2 | $938k | 2.5k | 372.96 | |
Goldman Sachs (GS) | 0.2 | $921k | 2.4k | 378.23 | |
American Electric Power Company (AEP) | 0.2 | $900k | 11k | 81.19 | |
Palo Alto Networks (PANW) | 0.2 | $865k | 1.8k | 479.22 | |
Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $852k | 4.4k | 192.93 | |
Cardinal Health (CAH) | 0.2 | $837k | 17k | 49.44 | |
Brixmor Prty (BRX) | 0.2 | $802k | 36k | 22.11 | |
Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.2 | $801k | 31k | 25.98 | |
Norfolk Southern (NSC) | 0.2 | $800k | 3.3k | 239.16 | |
Yum! Brands (YUM) | 0.2 | $795k | 6.5k | 122.31 | |
Chubb (CB) | 0.2 | $786k | 4.5k | 173.51 | |
Nextera Energy (NEE) | 0.2 | $773k | 9.9k | 78.50 | |
AmerisourceBergen (COR) | 0.2 | $753k | 6.3k | 119.52 | |
ConocoPhillips (COP) | 0.2 | $752k | 11k | 67.77 | |
Illumina (ILMN) | 0.2 | $738k | 1.8k | 405.49 | |
Nextera Energy Partne Com Unit Part In (NEP) | 0.2 | $735k | 9.8k | 75.38 | |
Travelers Companies (TRV) | 0.2 | $734k | 4.8k | 152.03 | |
Apellis Pharmaceuticals (APLS) | 0.2 | $702k | 21k | 32.94 | |
Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.2 | $687k | 1.9k | 361.01 | |
Hp (HPQ) | 0.2 | $682k | 25k | 27.36 | |
Exxon Mobil Corporation (XOM) | 0.2 | $666k | 11k | 58.82 | |
Baidu Spon Adr Rep A (BIDU) | 0.2 | $662k | 4.3k | 153.77 | |
Viatris (VTRS) | 0.2 | $656k | 48k | 13.55 | |
Rio Tinto Sponsored Adr (RIO) | 0.2 | $637k | 9.5k | 66.77 | |
Brinker International (EAT) | 0.1 | $616k | 13k | 49.03 | |
Mastercard Inc Class A Cl A (MA) | 0.1 | $595k | 1.7k | 347.95 | |
Lamar Advertising Cl A (LAMR) | 0.1 | $593k | 5.2k | 113.49 | |
Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) | 0.1 | $583k | 4.4k | 131.63 | |
Costco Wholesale Corporation (COST) | 0.1 | $567k | 1.3k | 449.29 | |
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $565k | 3.8k | 148.14 | |
Lincoln National Corporation (LNC) | 0.1 | $559k | 8.1k | 68.74 | |
Illinois Tool Works (ITW) | 0.1 | $544k | 2.6k | 206.45 | |
McDonald's Corporation (MCD) | 0.1 | $534k | 2.2k | 241.30 | |
American Intl Group Com New (AIG) | 0.1 | $528k | 9.6k | 54.90 | |
Whirlpool Corporation (WHR) | 0.1 | $523k | 2.6k | 203.90 | |
Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $522k | 110k | 4.75 | |
Brown Forman Corp Cl A (BF.A) | 0.1 | $521k | 8.3k | 62.70 | |
Vici Pptys (VICI) | 0.1 | $513k | 18k | 28.43 | |
Eaton Corp Plc F SHS (ETN) | 0.1 | $494k | 3.3k | 149.22 | |
Select Sector Spdr Trusttechno Technology (XLK) | 0.1 | $476k | 3.2k | 149.31 | |
eBay (EBAY) | 0.1 | $474k | 6.8k | 69.71 | |
Henry Schein (HSIC) | 0.1 | $472k | 6.2k | 76.13 | |
Medtronic Plc F SHS (MDT) | 0.1 | $471k | 3.8k | 125.37 | |
Jabil Circuit (JBL) | 0.1 | $464k | 8.0k | 58.36 | |
Foot Locker (FL) | 0.1 | $461k | 10k | 45.69 | |
Hartford Financial Services (HIG) | 0.1 | $457k | 6.5k | 70.31 | |
Main Street Capital Corporation (MAIN) | 0.1 | $449k | 11k | 41.16 | |
Waters Corporation (WAT) | 0.1 | $443k | 1.2k | 357.26 | |
Caterpillar (CAT) | 0.1 | $442k | 2.3k | 192.17 | |
Lumentum Hldgs (LITE) | 0.1 | $441k | 5.3k | 83.60 | |
Atmos Energy Corporation (ATO) | 0.1 | $441k | 5.0k | 88.20 | |
Zillow Group Cl C Cap Stk (Z) | 0.1 | $430k | 4.9k | 88.21 | |
Carrier Global Corporation (CARR) | 0.1 | $429k | 8.3k | 51.80 | |
Kkr & Co (KKR) | 0.1 | $426k | 7.0k | 60.86 | |
Kroger (KR) | 0.1 | $425k | 11k | 40.48 | |
Phillips 66 (PSX) | 0.1 | $419k | 6.0k | 70.10 | |
Lyondellbasell Inds F Class A Shs - A - (LYB) | 0.1 | $413k | 4.4k | 93.86 | |
Us Bancorp Del Com New (USB) | 0.1 | $412k | 6.9k | 59.48 | |
Bausch Health Companies (BHC) | 0.1 | $411k | 15k | 27.85 | |
Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) | 0.1 | $408k | 2.3k | 175.48 | |
Kraft Heinz (KHC) | 0.1 | $396k | 11k | 36.78 | |
S&p Global (SPGI) | 0.1 | $393k | 925.00 | 424.86 | |
Cigna Corp (CI) | 0.1 | $392k | 2.0k | 200.41 | |
Seagate Technology Hld F Ord Shs (STX) | 0.1 | $371k | 4.5k | 82.44 | |
Ishares Tr Rus 2000 Grw Etf (IWO) | 0.1 | $367k | 1.3k | 293.60 | |
Ishares Tr Rus Md Cp Gr Etf (IWP) | 0.1 | $364k | 3.3k | 112.00 | |
Vimeo Common Stock (VMEO) | 0.1 | $346k | 12k | 29.35 | |
Enbridge (ENB) | 0.1 | $343k | 8.6k | 39.80 | |
Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) | 0.1 | $339k | 4.6k | 73.39 | |
Netflix (NFLX) | 0.1 | $336k | 550.00 | 610.91 | |
Altria (MO) | 0.1 | $331k | 7.3k | 45.56 | |
Hillenbrand (HI) | 0.1 | $329k | 7.7k | 42.66 | |
Equitrans Midstream Corp (ETRN) | 0.1 | $325k | 32k | 10.14 | |
Activision Blizzard | 0.1 | $322k | 4.2k | 77.50 | |
Metropcs Communications (TMUS) | 0.1 | $313k | 2.5k | 127.76 | |
Flextronics Intl Ltd F Ord (FLEX) | 0.1 | $305k | 17k | 17.68 | |
Weyerhaeuser Co Mtn Be Com New (WY) | 0.1 | $303k | 8.5k | 35.54 | |
Ciena Corp Com New (CIEN) | 0.1 | $302k | 5.9k | 51.30 | |
National Retail Properties (NNN) | 0.1 | $296k | 6.9k | 43.21 | |
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.1 | $296k | 2.8k | 104.08 | |
Yum China Holdings (YUMC) | 0.1 | $296k | 5.1k | 58.04 | |
Tractor Supply Company (TSCO) | 0.1 | $294k | 1.5k | 202.76 | |
LHC | 0.1 | $287k | 1.8k | 156.83 | |
Apollo Commercial Real Est. Finance (ARI) | 0.1 | $287k | 19k | 14.77 | |
Blackstone Group Inc Com Cl A (BX) | 0.1 | $276k | 2.4k | 116.21 | |
Canadian Solar (CSIQ) | 0.1 | $270k | 7.8k | 34.62 | |
Zimmer Holdings (ZBH) | 0.1 | $263k | 1.8k | 146.11 | |
Hill-Rom Holdings | 0.1 | $255k | 1.7k | 150.00 | |
Fortive (FTV) | 0.1 | $249k | 3.5k | 70.46 | |
Landmark Infrastructu Com Unit Ltd | 0.1 | $247k | 15k | 16.35 | |
Expedia Group Com New (EXPE) | 0.1 | $246k | 1.5k | 164.00 | |
Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) | 0.1 | $243k | 4.3k | 56.39 | |
Energy Transfer Com Ut Ltd Ptn (ET) | 0.1 | $242k | 25k | 9.63 | |
Ishares Tr Rus 2000 Val Etf (IWN) | 0.1 | $242k | 1.5k | 160.16 | |
PNC Financial Services (PNC) | 0.1 | $239k | 1.2k | 195.20 | |
Chewy Cl A (CHWY) | 0.1 | $236k | 3.5k | 68.05 | |
Stag Industrial (STAG) | 0.1 | $236k | 6.0k | 39.33 | |
Ishares Tr Msci Eafe Etf (EFA) | 0.1 | $234k | 3.0k | 78.00 | |
Amgen (AMGN) | 0.1 | $232k | 1.1k | 212.84 | |
NVIDIA Corporation (NVDA) | 0.1 | $228k | 1.1k | 207.08 | |
Mid-America Apartment (MAA) | 0.1 | $215k | 1.2k | 186.96 | |
Analog Devices (ADI) | 0.1 | $211k | 1.3k | 167.46 | |
Regency Centers Corporation (REG) | 0.1 | $209k | 3.1k | 67.42 | |
Starbucks Corporation (SBUX) | 0.0 | $208k | 1.9k | 110.11 | |
Huntsman Corporation (HUN) | 0.0 | $207k | 7.0k | 29.57 | |
Equinix (EQIX) | 0.0 | $205k | 260.00 | 788.46 | |
Southwest Airlines (LUV) | 0.0 | $205k | 4.0k | 51.38 | |
Otis Worldwide Corp (OTIS) | 0.0 | $202k | 2.4k | 82.48 | |
Poseida Therapeutics I (PSTX) | 0.0 | $182k | 25k | 7.28 | |
Annaly Capital Management | 0.0 | $137k | 16k | 8.45 | |
Kinross Gold Corp (KGC) | 0.0 | $107k | 20k | 5.35 | |
Salient Midstream & Mlpfund Sh Ben Int | 0.0 | $102k | 16k | 6.38 | |
Coty Com Cl A (COTY) | 0.0 | $82k | 11k | 7.83 |