Regent Investment Management as of Sept. 30, 2022
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 194 positions in its portfolio as reported in the September 2022 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 7.7 | $26M | 191k | 138.20 | |
| Microsoft Corporation (MSFT) | 4.0 | $14M | 60k | 232.91 | |
| Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 3.7 | $13M | 132k | 96.15 | |
| Johnson & Johnson (JNJ) | 3.0 | $10M | 62k | 163.35 | |
| Amazon (AMZN) | 2.8 | $9.5M | 84k | 113.00 | |
| JPMorgan Chase & Co. (JPM) | 2.8 | $9.5M | 91k | 104.50 | |
| CVS Caremark Corporation (CVS) | 2.4 | $8.3M | 87k | 95.37 | |
| Brown Forman Corp CL B (BF.B) | 2.1 | $7.2M | 109k | 66.57 | |
| Qualcomm (QCOM) | 2.0 | $7.0M | 62k | 112.99 | |
| Bristol Myers Squibb (BMY) | 2.0 | $6.9M | 97k | 71.09 | |
| Horizon Therapeutics P F SHS | 1.9 | $6.4M | 104k | 61.89 | |
| Procter & Gamble Company (PG) | 1.8 | $6.1M | 49k | 126.25 | |
| Meta Platforms Inc Class A Cl A (META) | 1.6 | $5.5M | 40k | 135.67 | |
| Merck & Co (MRK) | 1.6 | $5.4M | 63k | 86.13 | |
| Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.4 | $5.0M | 52k | 95.66 | |
| Pfizer (PFE) | 1.4 | $4.9M | 111k | 43.76 | |
| McKesson Corporation (MCK) | 1.4 | $4.8M | 14k | 339.86 | |
| UnitedHealth (UNH) | 1.4 | $4.7M | 9.2k | 504.99 | |
| Bank of America Corporation (BAC) | 1.2 | $4.3M | 142k | 30.20 | |
| Broadcom (AVGO) | 1.2 | $4.1M | 9.3k | 444.04 | |
| Lowe's Companies (LOW) | 1.1 | $3.8M | 20k | 187.83 | |
| Raytheon Technologies Corp (RTX) | 1.1 | $3.8M | 46k | 81.85 | |
| Williams Companies (WMB) | 1.1 | $3.8M | 131k | 28.63 | |
| Albemarle Corporation (ALB) | 1.0 | $3.5M | 13k | 264.45 | |
| Thermo Fisher Scientific (TMO) | 1.0 | $3.4M | 6.6k | 507.22 | |
| Morgan Stanley Com New (MS) | 1.0 | $3.3M | 42k | 79.02 | |
| Visa Inc Class A Com Cl A (V) | 0.9 | $3.2M | 18k | 177.67 | |
| WesBan (WSBC) | 0.9 | $3.1M | 93k | 33.37 | |
| Micron Technology (MU) | 0.9 | $2.9M | 58k | 50.10 | |
| TJX Companies (TJX) | 0.8 | $2.9M | 47k | 62.12 | |
| Mosaic (MOS) | 0.8 | $2.9M | 60k | 48.33 | |
| Abbvie (ABBV) | 0.8 | $2.8M | 21k | 134.19 | |
| Skyworks Solutions (SWKS) | 0.8 | $2.8M | 32k | 85.26 | |
| Comcast Holdings Inc Class A Cl A (CMCSA) | 0.8 | $2.7M | 93k | 29.33 | |
| Ameriprise Financial (AMP) | 0.8 | $2.7M | 11k | 251.94 | |
| Chevron Corporation (CVX) | 0.7 | $2.6M | 18k | 143.67 | |
| American Express Company (AXP) | 0.7 | $2.4M | 18k | 134.89 | |
| Home Depot (HD) | 0.7 | $2.4M | 8.6k | 275.89 | |
| Coca-Cola Company (KO) | 0.7 | $2.2M | 40k | 56.02 | |
| Toro Company (TTC) | 0.6 | $2.2M | 26k | 86.50 | |
| Pepsi (PEP) | 0.6 | $2.1M | 13k | 163.22 | |
| Mastercard Inc Class A Cl A (MA) | 0.6 | $2.1M | 7.5k | 284.30 | |
| Fiserv (FI) | 0.6 | $2.0M | 22k | 93.57 | |
| Verizon Communications (VZ) | 0.6 | $2.0M | 53k | 37.96 | |
| Danaher Corporation (DHR) | 0.6 | $1.9M | 7.5k | 258.27 | |
| Oracle Corporation (ORCL) | 0.6 | $1.9M | 31k | 61.08 | |
| Walt Disney Company (DIS) | 0.6 | $1.9M | 20k | 94.33 | |
| General Mills (GIS) | 0.6 | $1.9M | 25k | 76.60 | |
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.5 | $1.9M | 83k | 22.40 | |
| Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.5 | $1.8M | 12k | 152.21 | |
| Cisco Systems (CSCO) | 0.5 | $1.8M | 45k | 40.01 | |
| Livent Corp | 0.5 | $1.8M | 58k | 30.65 | |
| Prudential Financial (PRU) | 0.5 | $1.7M | 20k | 85.76 | |
| Abbott Laboratories (ABT) | 0.5 | $1.7M | 17k | 96.75 | |
| Cardinal Health (CAH) | 0.5 | $1.6M | 24k | 66.67 | |
| Take-Two Interactive Software (TTWO) | 0.5 | $1.6M | 14k | 108.97 | |
| Humana (HUM) | 0.5 | $1.5M | 3.2k | 485.09 | |
| Atlantica Sustainable F SHS (AY) | 0.4 | $1.5M | 58k | 26.30 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.5M | 9.7k | 154.82 | |
| Freeport-mcmoran CL B (FCX) | 0.4 | $1.5M | 54k | 27.32 | |
| Mondelez Intl Cl A (MDLZ) | 0.4 | $1.5M | 27k | 54.81 | |
| Citigroup Com New (C) | 0.4 | $1.5M | 35k | 41.67 | |
| Nrg Energy Com New (NRG) | 0.4 | $1.5M | 38k | 38.26 | |
| Apellis Pharmaceuticals (APLS) | 0.4 | $1.5M | 21k | 68.28 | |
| Philip Morris International (PM) | 0.4 | $1.5M | 18k | 83.02 | |
| Tesla Motors (TSLA) | 0.4 | $1.4M | 5.4k | 265.20 | |
| Goldman Sachs (GS) | 0.4 | $1.4M | 4.8k | 292.97 | |
| Honeywell International (HON) | 0.4 | $1.4M | 8.3k | 166.97 | |
| American Electric Power Company (AEP) | 0.4 | $1.4M | 16k | 86.46 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.4 | $1.4M | 5.1k | 267.03 | |
| Eli Lilly & Co. (LLY) | 0.4 | $1.4M | 4.2k | 323.37 | |
| Kinder Morgan (KMI) | 0.4 | $1.3M | 80k | 16.64 | |
| Smucker J M Com New (SJM) | 0.4 | $1.3M | 9.6k | 137.38 | |
| Palo Alto Networks (PANW) | 0.4 | $1.3M | 8.1k | 163.78 | |
| ON Semiconductor (ON) | 0.4 | $1.3M | 21k | 62.31 | |
| Booking Holdings (BKNG) | 0.4 | $1.3M | 778.00 | 1642.67 | |
| Stryker Corporation (SYK) | 0.4 | $1.3M | 6.3k | 202.54 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.3M | 11k | 112.54 | |
| Emerson Electric (EMR) | 0.4 | $1.3M | 17k | 73.21 | |
| ConAgra Foods (CAG) | 0.4 | $1.2M | 38k | 32.62 | |
| MetLife (MET) | 0.4 | $1.2M | 20k | 60.79 | |
| Walgreen Boots Alliance (WBA) | 0.4 | $1.2M | 39k | 31.41 | |
| Unilever Spon Adr New (UL) | 0.3 | $1.2M | 27k | 43.85 | |
| Anthem (ELV) | 0.3 | $1.1M | 2.5k | 454.08 | |
| ConocoPhillips (COP) | 0.3 | $1.1M | 11k | 102.33 | |
| Teck Resources CL B (TECK) | 0.3 | $1.1M | 36k | 30.41 | |
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.3 | $1.1M | 30k | 36.49 | |
| Liberty All Star Equity Sh Ben Int (USA) | 0.3 | $1.1M | 193k | 5.53 | |
| Becton, Dickinson and (BDX) | 0.3 | $1.1M | 4.7k | 222.86 | |
| United Parcel Service CL B (UPS) | 0.3 | $1.0M | 6.3k | 161.53 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.0M | 5.2k | 194.74 | |
| Nextera Energy Partne Com Unit Part In (NEP) | 0.3 | $995k | 14k | 72.31 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $981k | 11k | 87.28 | |
| FedEx Corporation (FDX) | 0.3 | $976k | 6.6k | 148.46 | |
| AmerisourceBergen (COR) | 0.2 | $836k | 6.2k | 135.28 | |
| Iac Com New (IAC) | 0.2 | $825k | 15k | 55.39 | |
| Chubb (CB) | 0.2 | $823k | 4.5k | 181.84 | |
| Brixmor Prty (BRX) | 0.2 | $820k | 44k | 18.48 | |
| Costco Wholesale Corporation (COST) | 0.2 | $805k | 1.7k | 472.14 | |
| Nextera Energy (NEE) | 0.2 | $757k | 9.7k | 78.46 | |
| Chesapeake Energy Corp (CHK) | 0.2 | $750k | 8.0k | 94.16 | |
| Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $750k | 4.4k | 169.84 | |
| 3M Company (MMM) | 0.2 | $730k | 6.6k | 110.44 | |
| Travelers Companies (TRV) | 0.2 | $723k | 4.7k | 153.15 | |
| Expedia Group Com New (EXPE) | 0.2 | $718k | 7.7k | 93.73 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.2 | $717k | 1.8k | 401.23 | |
| Norfolk Southern (NSC) | 0.2 | $695k | 3.3k | 209.65 | |
| Paypal Holdings (PYPL) | 0.2 | $693k | 8.1k | 86.09 | |
| Yum! Brands (YUM) | 0.2 | $691k | 6.5k | 106.31 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $691k | 2.5k | 275.30 | |
| Applied Materials (AMAT) | 0.2 | $689k | 8.4k | 81.93 | |
| Hp (HPQ) | 0.2 | $660k | 27k | 24.92 | |
| Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.2 | $651k | 23k | 28.51 | |
| Verisign (VRSN) | 0.2 | $626k | 3.6k | 173.65 | |
| Brown Forman Corp Cl A (BF.A) | 0.2 | $612k | 9.1k | 67.59 | |
| Match Group (MTCH) | 0.2 | $610k | 13k | 47.71 | |
| Cigna Corp (CI) | 0.2 | $601k | 2.2k | 277.60 | |
| Metropcs Communications (TMUS) | 0.2 | $597k | 4.5k | 134.16 | |
| At&t (T) | 0.2 | $597k | 39k | 15.35 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.2 | $584k | 8.5k | 68.57 | |
| Kraft Heinz (KHC) | 0.2 | $563k | 17k | 33.38 | |
| Intel Corporation (INTC) | 0.2 | $561k | 22k | 25.76 | |
| McDonald's Corporation (MCD) | 0.2 | $534k | 2.3k | 230.87 | |
| V.F. Corporation (VFC) | 0.2 | $517k | 17k | 29.88 | |
| National Retail Properties (NNN) | 0.1 | $506k | 13k | 39.84 | |
| Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) | 0.1 | $503k | 4.8k | 103.93 | |
| Rio Tinto Sponsored Adr (RIO) | 0.1 | $481k | 8.7k | 55.03 | |
| Illinois Tool Works (ITW) | 0.1 | $467k | 2.6k | 180.66 | |
| Jabil Circuit (JBL) | 0.1 | $459k | 8.0k | 57.74 | |
| Square Cl A (SQ) | 0.1 | $455k | 8.3k | 55.00 | |
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $453k | 8.1k | 55.79 | |
| Kroger (KR) | 0.1 | $451k | 10k | 43.79 | |
| Western Digital (WDC) | 0.1 | $448k | 14k | 32.52 | |
| American Intl Group Com New (AIG) | 0.1 | $438k | 9.2k | 47.49 | |
| Phillips 66 (PSX) | 0.1 | $438k | 5.4k | 80.74 | |
| Pvh Corporation (PVH) | 0.1 | $437k | 9.7k | 44.84 | |
| Eaton Corp Plc F SHS (ETN) | 0.1 | $423k | 3.2k | 133.16 | |
| Lamar Advertising Cl A (LAMR) | 0.1 | $421k | 5.1k | 82.55 | |
| Henry Schein (HSIC) | 0.1 | $408k | 6.2k | 65.81 | |
| Atmos Energy Corporation (ATO) | 0.1 | $407k | 4.0k | 101.75 | |
| Hartford Financial Services (HIG) | 0.1 | $403k | 6.5k | 62.00 | |
| Medtronic Plc F SHS (MDT) | 0.1 | $395k | 4.9k | 80.78 | |
| Caterpillar (CAT) | 0.1 | $394k | 2.4k | 164.17 | |
| Lincoln National Corporation (LNC) | 0.1 | $390k | 8.9k | 43.91 | |
| Vici Pptys (VICI) | 0.1 | $380k | 13k | 29.86 | |
| Select Sector Spdr Trusttechno Technology (XLK) | 0.1 | $379k | 3.2k | 118.88 | |
| Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) | 0.1 | $378k | 28k | 13.31 | |
| SYSCO Corporation (SYY) | 0.1 | $378k | 5.4k | 70.65 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $368k | 11k | 33.72 | |
| Flex Ltd F Ord (FLEX) | 0.1 | $354k | 21k | 16.66 | |
| Viatris (VTRS) | 0.1 | $348k | 41k | 8.51 | |
| Waters Corporation (WAT) | 0.1 | $334k | 1.2k | 269.35 | |
| Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) | 0.1 | $331k | 2.5k | 131.35 | |
| Lumentum Hldgs (LITE) | 0.1 | $325k | 4.7k | 68.64 | |
| Store Capital Corp reit | 0.1 | $324k | 10k | 31.35 | |
| Illumina (ILMN) | 0.1 | $316k | 1.7k | 190.94 | |
| Lyondellbasell Inds F Class A Shs - A - (LYB) | 0.1 | $309k | 4.1k | 75.37 | |
| Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) | 0.1 | $307k | 4.6k | 66.04 | |
| Activision Blizzard | 0.1 | $301k | 4.1k | 74.25 | |
| Kkr & Co (KKR) | 0.1 | $301k | 7.0k | 43.00 | |
| LHC | 0.1 | $299k | 1.8k | 163.39 | |
| Whirlpool Corporation (WHR) | 0.1 | $299k | 2.2k | 134.99 | |
| Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $294k | 59k | 5.03 | |
| Us Bancorp Del Com New (USB) | 0.1 | $294k | 7.3k | 40.32 | |
| Altria (MO) | 0.1 | $293k | 7.3k | 40.33 | |
| Enbridge (ENB) | 0.1 | $290k | 7.8k | 37.04 | |
| Hillenbrand (HI) | 0.1 | $283k | 7.7k | 36.69 | |
| S&p Global (SPGI) | 0.1 | $275k | 900.00 | 305.56 | |
| Energy Transfer Partn Com Ut Ltd Ptn (ET) | 0.1 | $275k | 25k | 11.00 | |
| Tractor Supply Company (TSCO) | 0.1 | $270k | 1.5k | 186.21 | |
| Carrier Global Corporation (CARR) | 0.1 | $270k | 7.6k | 35.54 | |
| Amgen (AMGN) | 0.1 | $269k | 1.2k | 225.48 | |
| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.1 | $268k | 6.3k | 42.33 | |
| Ishares Tr Rus 2000 Grw Etf (IWO) | 0.1 | $258k | 1.3k | 206.40 | |
| Ishares Tr Core S&p500 Etf (IVV) | 0.1 | $251k | 703.00 | 357.65 | |
| eBay (EBAY) | 0.1 | $250k | 6.8k | 36.76 | |
| Yum China Holdings (YUMC) | 0.1 | $241k | 5.1k | 47.25 | |
| Seagate Technology Hld F Ord Shs (STX) | 0.1 | $240k | 4.5k | 53.33 | |
| Entergy Corporation (ETR) | 0.1 | $236k | 2.4k | 100.43 | |
| Stag Industrial (STAG) | 0.1 | $232k | 8.2k | 28.38 | |
| Weyerhaeuser Co Mtn Be Com New (WY) | 0.1 | $232k | 8.1k | 28.55 | |
| Ciena Corp Com New (CIEN) | 0.1 | $230k | 5.7k | 40.42 | |
| Ishares Tr Rus Md Cp Gr Etf (IWP) | 0.1 | $227k | 2.9k | 78.28 | |
| First Solar (FSLR) | 0.1 | $224k | 1.7k | 132.15 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $219k | 565.00 | 386.67 | |
| NVIDIA Corporation (NVDA) | 0.1 | $216k | 1.8k | 121.62 | |
| Healthcare Realty T (HR) | 0.1 | $211k | 10k | 20.85 | |
| Waste Management (WM) | 0.1 | $208k | 1.3k | 160.00 | |
| Fortive (FTV) | 0.1 | $206k | 3.5k | 58.29 | |
| Duke Energy Corp Com New (DUK) | 0.1 | $204k | 2.2k | 93.15 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.0 | $163k | 19k | 8.41 | |
| Blackrock Tcp Cap Corp (TCPC) | 0.0 | $120k | 11k | 10.91 | |
| Golden Ocean Group Ltdcom Usd0 Shs New (GOGL) | 0.0 | $112k | 15k | 7.47 | |
| Appharvest | 0.0 | $20k | 10k | 2.00 |
