Regent Investment Management as of Dec. 31, 2016
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 185 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| JPMorgan Chase & Co. (JPM) | 3.8 | $7.4M | 85k | 86.29 | |
| Farmers Capital Bank | 3.5 | $6.9M | 165k | 42.05 | |
| Apple (AAPL) | 3.3 | $6.5M | 56k | 115.83 | |
| Walgreen Boots Alliance (WBA) | 3.1 | $6.1M | 74k | 82.75 | |
| CVS Caremark Corporation (CVS) | 2.7 | $5.2M | 66k | 78.91 | |
| Johnson & Johnson (JNJ) | 2.6 | $5.0M | 43k | 115.21 | |
| Celgene Corporation | 2.4 | $4.7M | 41k | 115.74 | |
| Alphabet Inc Class C cs (GOOG) | 2.1 | $4.2M | 5.4k | 771.84 | |
| Time Warner | 1.9 | $3.8M | 40k | 96.53 | |
| Facebook Inc cl a (META) | 1.9 | $3.7M | 32k | 115.04 | |
| Procter & Gamble Company (PG) | 1.8 | $3.4M | 41k | 84.09 | |
| General Electric Company | 1.7 | $3.3M | 105k | 31.60 | |
| At&t (T) | 1.5 | $3.0M | 69k | 42.53 | |
| Chevron Corporation (CVX) | 1.5 | $2.9M | 25k | 117.72 | |
| Alphabet Inc Class A cs (GOOGL) | 1.5 | $2.9M | 3.6k | 792.45 | |
| priceline.com Incorporated | 1.5 | $2.9M | 1.9k | 1465.84 | |
| Gilead Sciences (GILD) | 1.4 | $2.7M | 38k | 71.62 | |
| Prudential Financial (PRU) | 1.3 | $2.5M | 24k | 104.06 | |
| Cisco Systems (CSCO) | 1.2 | $2.3M | 76k | 30.22 | |
| Merck & Co (MRK) | 1.2 | $2.3M | 38k | 58.87 | |
| Whirlpool Corporation (WHR) | 1.1 | $2.2M | 12k | 181.79 | |
| V.F. Corporation (VFC) | 1.0 | $2.0M | 38k | 53.35 | |
| McKesson Corporation (MCK) | 1.0 | $1.9M | 13k | 140.43 | |
| UnitedHealth (UNH) | 0.9 | $1.9M | 12k | 160.07 | |
| Spectra Energy | 0.9 | $1.8M | 45k | 41.09 | |
| Kraft Heinz (KHC) | 0.9 | $1.8M | 21k | 87.32 | |
| Verizon Communications (VZ) | 0.9 | $1.8M | 34k | 53.39 | |
| Honeywell International (HON) | 0.9 | $1.8M | 15k | 115.83 | |
| Coca-Cola Company (KO) | 0.9 | $1.7M | 42k | 41.46 | |
| Amazon (AMZN) | 0.8 | $1.6M | 2.2k | 749.77 | |
| Allergan | 0.8 | $1.6M | 7.7k | 209.98 | |
| Pfizer (PFE) | 0.8 | $1.6M | 49k | 32.49 | |
| TJX Companies (TJX) | 0.8 | $1.6M | 21k | 75.11 | |
| Western Digital (WDC) | 0.8 | $1.6M | 23k | 67.94 | |
| Diageo (DEO) | 0.8 | $1.5M | 15k | 103.94 | |
| Mylan Nv | 0.8 | $1.5M | 39k | 38.15 | |
| E.I. du Pont de Nemours & Company | 0.8 | $1.5M | 20k | 73.38 | |
| AmerisourceBergen (COR) | 0.8 | $1.5M | 19k | 78.19 | |
| Carnival Corporation (CCL) | 0.7 | $1.4M | 27k | 52.06 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $1.3M | 9.3k | 141.14 | |
| Kroger (KR) | 0.7 | $1.3M | 38k | 34.51 | |
| Kimberly-Clark Corporation (KMB) | 0.7 | $1.3M | 11k | 114.09 | |
| FedEx Corporation (FDX) | 0.6 | $1.2M | 6.7k | 186.15 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.2M | 21k | 58.45 | |
| 3M Company (MMM) | 0.6 | $1.2M | 6.9k | 178.51 | |
| Intel Corporation (INTC) | 0.6 | $1.2M | 34k | 36.28 | |
| iShares Russell 2000 Value Index (IWN) | 0.6 | $1.2M | 10k | 118.90 | |
| General Mills (GIS) | 0.6 | $1.2M | 20k | 61.78 | |
| Chubb (CB) | 0.6 | $1.2M | 9.1k | 132.13 | |
| Texas Instruments Incorporated (TXN) | 0.6 | $1.2M | 17k | 72.95 | |
| American International (AIG) | 0.6 | $1.2M | 18k | 65.33 | |
| Express Scripts Holding | 0.6 | $1.2M | 17k | 68.80 | |
| MetLife (MET) | 0.6 | $1.1M | 21k | 53.87 | |
| Home Depot (HD) | 0.6 | $1.1M | 8.3k | 134.06 | |
| Lamar Advertising Co-a (LAMR) | 0.6 | $1.1M | 16k | 67.24 | |
| ConocoPhillips (COP) | 0.6 | $1.1M | 22k | 50.13 | |
| Schlumberger (SLB) | 0.6 | $1.1M | 13k | 83.92 | |
| Mondelez Int (MDLZ) | 0.6 | $1.1M | 24k | 44.35 | |
| Landmark Infrastructure | 0.6 | $1.1M | 71k | 15.25 | |
| Bank of America Corporation (BAC) | 0.5 | $1.1M | 48k | 22.10 | |
| Walt Disney Company (DIS) | 0.5 | $1.0M | 9.7k | 104.19 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $999k | 11k | 90.28 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.5 | $947k | 19k | 49.52 | |
| Microsoft Corporation (MSFT) | 0.5 | $923k | 15k | 62.14 | |
| Energy Transfer Partners | 0.5 | $889k | 25k | 35.80 | |
| Morgan Stanley (MS) | 0.5 | $877k | 21k | 42.27 | |
| United Technologies Corporation | 0.5 | $883k | 8.1k | 109.62 | |
| Humana (HUM) | 0.5 | $887k | 4.3k | 204.14 | |
| ON Semiconductor (ON) | 0.4 | $866k | 68k | 12.76 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.4 | $864k | 40k | 21.56 | |
| Phillips 66 (PSX) | 0.4 | $864k | 10k | 86.44 | |
| Williams Companies (WMB) | 0.4 | $838k | 27k | 31.14 | |
| Hewlett Packard Enterprise (HPE) | 0.4 | $836k | 36k | 23.15 | |
| U.S. Bancorp (USB) | 0.4 | $829k | 16k | 51.37 | |
| Stryker Corporation (SYK) | 0.4 | $815k | 6.8k | 119.75 | |
| Abbvie (ABBV) | 0.4 | $822k | 13k | 62.65 | |
| Oracle Corporation (ORCL) | 0.4 | $809k | 21k | 38.47 | |
| Cardinal Health (CAH) | 0.4 | $764k | 11k | 71.94 | |
| Ameriprise Financial (AMP) | 0.4 | $750k | 6.8k | 110.90 | |
| Yum! Brands (YUM) | 0.4 | $731k | 12k | 63.29 | |
| Seagate Technology Com Stk | 0.4 | $714k | 19k | 38.18 | |
| Lincoln National Corporation (LNC) | 0.4 | $696k | 11k | 66.29 | |
| Norfolk Southern (NSC) | 0.4 | $702k | 6.5k | 108.00 | |
| Qualcomm (QCOM) | 0.4 | $708k | 11k | 65.24 | |
| Delta Air Lines (DAL) | 0.4 | $706k | 14k | 49.16 | |
| Ciena Corporation (CIEN) | 0.4 | $707k | 29k | 24.39 | |
| Computer Sciences Corporation | 0.3 | $683k | 12k | 59.39 | |
| Newell Rubbermaid (NWL) | 0.3 | $672k | 15k | 44.62 | |
| Nextera Energy (NEE) | 0.3 | $661k | 5.5k | 119.47 | |
| Halliburton Company (HAL) | 0.3 | $641k | 12k | 54.09 | |
| Philip Morris International (PM) | 0.3 | $651k | 7.1k | 91.55 | |
| Royal Caribbean Cruises (RCL) | 0.3 | $618k | 7.5k | 82.07 | |
| StoneMor Partners | 0.3 | $618k | 69k | 8.91 | |
| Travelers Companies (TRV) | 0.3 | $600k | 4.9k | 122.32 | |
| Wells Fargo & Company (WFC) | 0.3 | $612k | 11k | 55.15 | |
| Brown-Forman Corporation (BF.B) | 0.3 | $600k | 13k | 44.95 | |
| Molson Coors Brewing Company (TAP) | 0.3 | $606k | 6.2k | 97.35 | |
| Pepsi (PEP) | 0.3 | $606k | 5.8k | 104.59 | |
| Skyworks Solutions (SWKS) | 0.3 | $593k | 7.9k | 74.69 | |
| Mid-America Apartment (MAA) | 0.3 | $575k | 5.9k | 97.87 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $557k | 5.4k | 102.96 | |
| Danaher Corporation (DHR) | 0.3 | $556k | 7.1k | 77.84 | |
| Capitala Finance | 0.3 | $549k | 42k | 12.94 | |
| PNC Financial Services (PNC) | 0.3 | $531k | 4.5k | 116.91 | |
| Henry Schein (HSIC) | 0.3 | $531k | 3.5k | 151.71 | |
| Illumina (ILMN) | 0.3 | $531k | 4.2k | 127.95 | |
| American Express Company (AXP) | 0.3 | $500k | 6.7k | 74.13 | |
| Maxim Integrated Products | 0.2 | $492k | 13k | 38.59 | |
| Vanguard Emerging Markets ETF (VWO) | 0.2 | $490k | 14k | 35.77 | |
| Eaton (ETN) | 0.2 | $489k | 7.3k | 67.11 | |
| Emerson Electric (EMR) | 0.2 | $466k | 8.4k | 55.78 | |
| Amgen (AMGN) | 0.2 | $475k | 3.3k | 146.15 | |
| Royal Dutch Shell | 0.2 | $470k | 8.6k | 54.47 | |
| Abbott Laboratories (ABT) | 0.2 | $444k | 12k | 38.45 | |
| Lowe's Companies (LOW) | 0.2 | $454k | 6.4k | 71.19 | |
| Apollo Investment | 0.2 | $427k | 73k | 5.86 | |
| Hartford Financial Services (HIG) | 0.2 | $410k | 8.6k | 47.67 | |
| Devon Energy Corporation (DVN) | 0.2 | $420k | 9.2k | 45.70 | |
| Anthem (ELV) | 0.2 | $409k | 2.8k | 143.76 | |
| Union Pacific Corporation (UNP) | 0.2 | $390k | 3.8k | 103.56 | |
| Altria (MO) | 0.2 | $389k | 5.8k | 67.57 | |
| Anheuser-Busch InBev NV (BUD) | 0.2 | $387k | 3.7k | 105.31 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $387k | 8.4k | 46.29 | |
| Ventas (VTR) | 0.2 | $400k | 6.4k | 62.52 | |
| Baidu (BIDU) | 0.2 | $386k | 2.4k | 164.26 | |
| Coty Inc Cl A (COTY) | 0.2 | $392k | 21k | 18.33 | |
| Criteo Sa Ads (CRTO) | 0.2 | $383k | 9.3k | 41.12 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $368k | 13k | 28.78 | |
| MasterCard Incorporated (MA) | 0.2 | $370k | 3.6k | 103.35 | |
| Unilever (UL) | 0.2 | $362k | 8.9k | 40.67 | |
| Comcast Corporation (CMCSA) | 0.2 | $358k | 5.2k | 69.11 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $352k | 2.2k | 163.11 | |
| ConAgra Foods (CAG) | 0.2 | $360k | 9.1k | 39.58 | |
| J.M. Smucker Company (SJM) | 0.2 | $358k | 2.8k | 128.13 | |
| Templeton Dragon Fund (TDF) | 0.2 | $360k | 22k | 16.36 | |
| Cavium | 0.2 | $343k | 5.5k | 62.36 | |
| McDonald's Corporation (MCD) | 0.2 | $329k | 2.7k | 121.63 | |
| Dow Chemical Company | 0.2 | $332k | 5.8k | 57.24 | |
| International Business Machines (IBM) | 0.2 | $323k | 1.9k | 166.24 | |
| Jabil Circuit (JBL) | 0.2 | $324k | 14k | 23.65 | |
| American Airls (AAL) | 0.2 | $336k | 7.2k | 46.67 | |
| Target Corporation (TGT) | 0.2 | $312k | 4.3k | 72.31 | |
| Alibaba Group Holding (BABA) | 0.2 | $321k | 3.7k | 87.70 | |
| Medtronic (MDT) | 0.2 | $313k | 4.4k | 71.14 | |
| Paypal Holdings (PYPL) | 0.2 | $320k | 8.1k | 39.51 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $301k | 8.6k | 35.02 | |
| Tractor Supply Company (TSCO) | 0.1 | $295k | 3.9k | 75.74 | |
| Genuine Parts Company (GPC) | 0.1 | $302k | 3.2k | 95.42 | |
| Hillenbrand (HI) | 0.1 | $296k | 7.7k | 38.38 | |
| Goodyear Tire & Rubber Company (GT) | 0.1 | $299k | 9.7k | 30.82 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $285k | 4.0k | 71.25 | |
| Royal Dutch Shell | 0.1 | $295k | 5.1k | 58.01 | |
| Weyerhaeuser Company (WY) | 0.1 | $301k | 10k | 30.06 | |
| Tenne | 0.1 | $300k | 4.8k | 62.50 | |
| Yum China Holdings (YUMC) | 0.1 | $302k | 12k | 26.15 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $280k | 3.4k | 82.96 | |
| Eli Lilly & Co. (LLY) | 0.1 | $280k | 3.8k | 73.65 | |
| CBS Corporation | 0.1 | $269k | 4.2k | 63.64 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $269k | 4.7k | 57.80 | |
| Annaly Capital Management | 0.1 | $259k | 26k | 9.99 | |
| eBay (EBAY) | 0.1 | $255k | 8.6k | 29.65 | |
| Texas Roadhouse (TXRH) | 0.1 | $256k | 5.3k | 48.30 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $258k | 1.7k | 154.03 | |
| Web | 0.1 | $254k | 12k | 21.12 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $251k | 2.6k | 97.48 | |
| Caterpillar (CAT) | 0.1 | $230k | 2.5k | 92.93 | |
| United Parcel Service (UPS) | 0.1 | $214k | 1.9k | 114.78 | |
| Macy's (M) | 0.1 | $208k | 5.8k | 35.86 | |
| Stericycle (SRCL) | 0.1 | $220k | 2.9k | 77.19 | |
| Hershey Company (HSY) | 0.1 | $209k | 2.0k | 103.47 | |
| Zimmer Holdings (ZBH) | 0.1 | $206k | 2.0k | 103.00 | |
| Activision Blizzard | 0.1 | $221k | 6.1k | 36.18 | |
| Nationstar Mortgage | 0.1 | $211k | 12k | 18.03 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $203k | 2.1k | 98.07 | |
| Liberty All-Star Equity Fund (USA) | 0.1 | $174k | 34k | 5.16 | |
| Ford Motor Company (F) | 0.1 | $146k | 12k | 12.14 | |
| BGC Partners | 0.1 | $124k | 12k | 10.29 | |
| Kindred Healthcare | 0.1 | $112k | 14k | 7.88 | |
| Trina Solar | 0.1 | $116k | 13k | 9.28 | |
| Two Harbors Investment | 0.1 | $96k | 11k | 8.73 | |
| BioTime | 0.0 | $45k | 13k | 3.60 | |
| China Green Agriculture | 0.0 | $12k | 10k | 1.20 | |
| Reneuron Group Plc Ord F | 0.0 | $3.0k | 100k | 0.03 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 | |
| First Mexican Gold F | 0.0 | $0 | 25k | 0.00 |
