Regent Investment Management as of March 31, 2017
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 203 positions in its portfolio as reported in the March 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.1 | $8.1M | 56k | 143.66 | |
| JPMorgan Chase & Co. (JPM) | 3.0 | $8.1M | 92k | 87.84 | |
| Facebook Inc cl a (META) | 2.9 | $7.6M | 54k | 142.05 | |
| Farmers Capital Bank | 2.5 | $6.7M | 165k | 40.40 | |
| Walgreen Boots Alliance (WBA) | 2.5 | $6.7M | 80k | 83.05 | |
| priceline.com Incorporated | 2.4 | $6.3M | 3.6k | 1780.06 | |
| Johnson & Johnson (JNJ) | 2.1 | $5.6M | 45k | 124.55 | |
| Celgene Corporation | 2.1 | $5.6M | 45k | 124.43 | |
| Alphabet Inc Class C cs (GOOG) | 2.0 | $5.3M | 6.4k | 829.52 | |
| CVS Caremark Corporation (CVS) | 2.0 | $5.2M | 67k | 78.50 | |
| Procter & Gamble Company (PG) | 1.9 | $5.2M | 58k | 89.84 | |
| Computer Sciences Corporation | 1.5 | $4.0M | 59k | 69.01 | |
| Comcast Corporation (CMCSA) | 1.5 | $3.9M | 105k | 37.59 | |
| Time Warner | 1.4 | $3.8M | 39k | 97.72 | |
| Lowe's Companies (LOW) | 1.3 | $3.5M | 42k | 82.20 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 1.3 | $3.4M | 10k | 327.36 | |
| General Electric Company | 1.2 | $3.3M | 110k | 29.80 | |
| Berkshire Hathaway (BRK.B) | 1.2 | $3.2M | 19k | 166.68 | |
| McKesson Corporation (MCK) | 1.2 | $3.2M | 21k | 148.26 | |
| Alphabet Inc Class A cs (GOOGL) | 1.2 | $3.1M | 3.6k | 847.72 | |
| Express Scripts Holding | 1.1 | $3.0M | 45k | 65.90 | |
| FedEx Corporation (FDX) | 1.0 | $2.7M | 14k | 195.14 | |
| Chevron Corporation (CVX) | 1.0 | $2.7M | 25k | 107.36 | |
| Cisco Systems (CSCO) | 1.0 | $2.6M | 78k | 33.80 | |
| Morgan Stanley (MS) | 1.0 | $2.5M | 59k | 42.84 | |
| Western Digital (WDC) | 1.0 | $2.6M | 31k | 82.54 | |
| Enbridge (ENB) | 1.0 | $2.5M | 61k | 41.84 | |
| At&t (T) | 0.9 | $2.5M | 59k | 41.55 | |
| AmerisourceBergen (COR) | 0.9 | $2.4M | 27k | 88.51 | |
| Merck & Co (MRK) | 0.9 | $2.4M | 37k | 63.54 | |
| Charles Schwab Corporation (SCHW) | 0.9 | $2.3M | 57k | 40.82 | |
| Bank of America Corporation (BAC) | 0.9 | $2.3M | 98k | 23.59 | |
| Gilead Sciences (GILD) | 0.9 | $2.3M | 34k | 67.91 | |
| Pfizer (PFE) | 0.8 | $2.2M | 66k | 34.21 | |
| Whirlpool Corporation (WHR) | 0.8 | $2.2M | 13k | 171.36 | |
| Anheuser-Busch InBev NV (BUD) | 0.8 | $2.2M | 20k | 109.77 | |
| Amazon (AMZN) | 0.8 | $2.2M | 2.4k | 886.71 | |
| Williams Companies (WMB) | 0.8 | $2.1M | 72k | 29.58 | |
| V.F. Corporation (VFC) | 0.8 | $2.0M | 37k | 54.96 | |
| Prudential Financial (PRU) | 0.8 | $2.0M | 19k | 106.67 | |
| Fiserv (FI) | 0.8 | $2.0M | 18k | 115.32 | |
| UnitedHealth (UNH) | 0.7 | $1.9M | 12k | 164.04 | |
| Honeywell International (HON) | 0.7 | $1.9M | 15k | 124.85 | |
| TJX Companies (TJX) | 0.7 | $1.9M | 23k | 79.07 | |
| Danaher Corporation (DHR) | 0.7 | $1.8M | 21k | 85.55 | |
| Coca-Cola Company (KO) | 0.7 | $1.7M | 41k | 42.45 | |
| Allergan | 0.7 | $1.8M | 7.3k | 238.89 | |
| Kraft Heinz (KHC) | 0.7 | $1.7M | 19k | 90.81 | |
| Oracle Corporation (ORCL) | 0.6 | $1.7M | 38k | 44.60 | |
| Workday Inc cl a (WDAY) | 0.6 | $1.7M | 20k | 83.28 | |
| Microsoft Corporation (MSFT) | 0.6 | $1.7M | 25k | 65.86 | |
| Paypal Holdings (PYPL) | 0.6 | $1.6M | 38k | 43.03 | |
| E.I. du Pont de Nemours & Company | 0.6 | $1.6M | 20k | 80.35 | |
| Citigroup (C) | 0.6 | $1.6M | 27k | 59.80 | |
| Verizon Communications (VZ) | 0.6 | $1.6M | 32k | 48.75 | |
| Carnival Corporation (CCL) | 0.6 | $1.5M | 26k | 58.90 | |
| Mondelez Int (MDLZ) | 0.6 | $1.5M | 35k | 43.07 | |
| Palo Alto Networks (PANW) | 0.6 | $1.5M | 13k | 112.64 | |
| 3M Company (MMM) | 0.6 | $1.5M | 7.8k | 191.37 | |
| Vanguard Emerging Markets ETF (VWO) | 0.6 | $1.5M | 38k | 39.71 | |
| American International (AIG) | 0.6 | $1.5M | 23k | 62.44 | |
| Cavium | 0.5 | $1.4M | 20k | 71.65 | |
| Thermo Fisher Scientific (TMO) | 0.5 | $1.4M | 9.0k | 153.56 | |
| Intel Corporation (INTC) | 0.5 | $1.4M | 38k | 36.06 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.3M | 16k | 80.55 | |
| Home Depot (HD) | 0.5 | $1.3M | 8.7k | 146.83 | |
| Kimberly-Clark Corporation (KMB) | 0.5 | $1.3M | 9.6k | 131.58 | |
| Walt Disney Company (DIS) | 0.5 | $1.2M | 11k | 113.43 | |
| Royal Caribbean Cruises (RCL) | 0.5 | $1.2M | 13k | 98.12 | |
| Landmark Infrastructure | 0.5 | $1.2M | 82k | 14.95 | |
| Kroger (KR) | 0.5 | $1.2M | 40k | 29.49 | |
| Chubb (CB) | 0.4 | $1.1M | 8.4k | 136.24 | |
| Moody's Corporation (MCO) | 0.4 | $1.1M | 9.9k | 112.04 | |
| Energy Transfer Partners | 0.4 | $1.1M | 30k | 36.54 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.4 | $1.1M | 46k | 23.98 | |
| Diageo (DEO) | 0.4 | $1.1M | 9.4k | 115.62 | |
| MetLife (MET) | 0.4 | $1.1M | 21k | 52.80 | |
| Bristol Myers Squibb (BMY) | 0.4 | $1.1M | 20k | 54.36 | |
| ConocoPhillips (COP) | 0.4 | $1.1M | 22k | 49.89 | |
| General Mills (GIS) | 0.4 | $1.0M | 17k | 59.03 | |
| ON Semiconductor (ON) | 0.4 | $1.0M | 66k | 15.50 | |
| Rio Tinto (RIO) | 0.4 | $998k | 25k | 40.69 | |
| Schlumberger (SLB) | 0.4 | $997k | 13k | 78.12 | |
| Mylan Nv | 0.4 | $1.0M | 26k | 39.01 | |
| IAC/InterActive | 0.4 | $992k | 14k | 73.73 | |
| iShares MSCI Brazil Index (EWZ) | 0.4 | $957k | 26k | 37.48 | |
| Ameriprise Financial (AMP) | 0.3 | $916k | 7.1k | 129.69 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $901k | 11k | 81.98 | |
| Newell Rubbermaid (NWL) | 0.3 | $888k | 19k | 47.15 | |
| Pepsi (PEP) | 0.3 | $905k | 8.1k | 111.88 | |
| Stryker Corporation (SYK) | 0.3 | $896k | 6.8k | 131.65 | |
| Cardinal Health (CAH) | 0.3 | $846k | 10k | 81.53 | |
| United Technologies Corporation | 0.3 | $837k | 7.5k | 112.27 | |
| Hewlett Packard Enterprise (HPE) | 0.3 | $842k | 36k | 23.71 | |
| U.S. Bancorp (USB) | 0.3 | $821k | 16k | 51.52 | |
| Wells Fargo & Company (WFC) | 0.3 | $817k | 15k | 55.66 | |
| Abbvie (ABBV) | 0.3 | $810k | 12k | 65.12 | |
| Brown-Forman Corporation (BF.B) | 0.3 | $790k | 17k | 46.18 | |
| Philip Morris International (PM) | 0.3 | $803k | 7.1k | 112.97 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.3 | $784k | 13k | 62.82 | |
| Phillips 66 (PSX) | 0.3 | $792k | 10k | 79.24 | |
| Royal Dutch Shell | 0.3 | $778k | 14k | 55.83 | |
| Ciena Corporation (CIEN) | 0.3 | $767k | 33k | 23.61 | |
| Yum! Brands (YUM) | 0.3 | $738k | 12k | 63.90 | |
| Visa (V) | 0.3 | $752k | 8.5k | 88.84 | |
| Delta Air Lines (DAL) | 0.3 | $752k | 16k | 45.96 | |
| Nextera Energy (NEE) | 0.3 | $710k | 5.5k | 128.28 | |
| Macquarie Infrastructure Company | 0.3 | $717k | 8.9k | 80.56 | |
| Skyworks Solutions (SWKS) | 0.3 | $719k | 7.3k | 97.96 | |
| Illumina (ILMN) | 0.3 | $695k | 4.1k | 170.55 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $655k | 8.8k | 74.73 | |
| Molson Coors Brewing Company (TAP) | 0.2 | $596k | 6.2k | 95.74 | |
| Travelers Companies (TRV) | 0.2 | $591k | 4.9k | 120.49 | |
| Mid-America Apartment (MAA) | 0.2 | $582k | 5.7k | 101.66 | |
| Halliburton Company (HAL) | 0.2 | $578k | 12k | 49.19 | |
| Henry Schein (HSIC) | 0.2 | $595k | 3.5k | 170.00 | |
| Teck Resources Ltd cl b (TECK) | 0.2 | $587k | 27k | 21.90 | |
| Alibaba Group Holding (BABA) | 0.2 | $573k | 5.3k | 107.91 | |
| PNC Financial Services (PNC) | 0.2 | $545k | 4.5k | 120.12 | |
| Maxim Integrated Products | 0.2 | $555k | 12k | 44.94 | |
| American Express Company (AXP) | 0.2 | $534k | 6.7k | 79.17 | |
| Lincoln National Corporation (LNC) | 0.2 | $543k | 8.3k | 65.42 | |
| Amgen (AMGN) | 0.2 | $533k | 3.3k | 164.00 | |
| Eaton (ETN) | 0.2 | $528k | 7.1k | 74.17 | |
| Abbott Laboratories (ABT) | 0.2 | $508k | 11k | 44.45 | |
| Norfolk Southern (NSC) | 0.2 | $501k | 4.5k | 111.96 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $494k | 3.8k | 130.00 | |
| Emerson Electric (EMR) | 0.2 | $500k | 8.4k | 59.85 | |
| Seagate Technology Com Stk | 0.2 | $514k | 11k | 45.89 | |
| Plains All American Pipeline (PAA) | 0.2 | $468k | 15k | 31.62 | |
| Anthem (ELV) | 0.2 | $471k | 2.8k | 165.55 | |
| Adient (ADNT) | 0.2 | $478k | 6.6k | 72.64 | |
| Goodyear Tire & Rubber Company (GT) | 0.2 | $454k | 13k | 36.03 | |
| Royal Dutch Shell | 0.2 | $456k | 8.6k | 52.77 | |
| Ventas (VTR) | 0.2 | $448k | 6.9k | 65.03 | |
| StoneMor Partners | 0.2 | $457k | 58k | 7.93 | |
| Capitala Finance | 0.2 | $446k | 31k | 14.38 | |
| Hartford Financial Services (HIG) | 0.2 | $413k | 8.6k | 48.02 | |
| CBS Corporation | 0.2 | $420k | 6.1k | 69.40 | |
| Altria (MO) | 0.2 | $411k | 5.8k | 71.39 | |
| Unilever (UL) | 0.2 | $419k | 8.5k | 49.29 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $403k | 12k | 32.80 | |
| MasterCard Incorporated (MA) | 0.1 | $403k | 3.6k | 112.57 | |
| Union Pacific Corporation (UNP) | 0.1 | $399k | 3.8k | 105.95 | |
| Brown-Forman Corporation (BF.A) | 0.1 | $394k | 8.4k | 47.13 | |
| Baidu (BIDU) | 0.1 | $405k | 2.4k | 172.34 | |
| Jabil Circuit (JBL) | 0.1 | $396k | 14k | 28.91 | |
| Apollo Investment | 0.1 | $405k | 62k | 6.56 | |
| Coty Inc Cl A (COTY) | 0.1 | $400k | 22k | 18.15 | |
| Devon Energy Corporation (DVN) | 0.1 | $383k | 9.2k | 41.67 | |
| Dow Chemical Company | 0.1 | $381k | 6.0k | 63.50 | |
| Humana (HUM) | 0.1 | $375k | 1.8k | 206.16 | |
| Templeton Dragon Fund (TDF) | 0.1 | $365k | 19k | 18.81 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $339k | 8.6k | 39.45 | |
| McDonald's Corporation (MCD) | 0.1 | $351k | 2.7k | 129.76 | |
| Automatic Data Processing (ADP) | 0.1 | $336k | 3.3k | 102.53 | |
| Waters Corporation (WAT) | 0.1 | $350k | 2.2k | 156.25 | |
| ConAgra Foods (CAG) | 0.1 | $351k | 8.7k | 40.37 | |
| American Airls (AAL) | 0.1 | $347k | 8.2k | 42.32 | |
| Medtronic (MDT) | 0.1 | $354k | 4.4k | 80.45 | |
| J.M. Smucker Company (SJM) | 0.1 | $327k | 2.5k | 131.11 | |
| Activision Blizzard | 0.1 | $305k | 6.1k | 49.93 | |
| S&p Global (SPGI) | 0.1 | $306k | 2.3k | 130.66 | |
| Yum China Holdings (YUMC) | 0.1 | $307k | 11k | 27.17 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $296k | 3.4k | 87.70 | |
| Eli Lilly & Co. (LLY) | 0.1 | $303k | 3.6k | 84.07 | |
| Genuine Parts Company (GPC) | 0.1 | $292k | 3.2k | 92.26 | |
| eBay (EBAY) | 0.1 | $289k | 8.6k | 33.60 | |
| International Business Machines (IBM) | 0.1 | $295k | 1.7k | 174.25 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $291k | 4.7k | 62.42 | |
| Tenne | 0.1 | $300k | 4.8k | 62.50 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $291k | 2.5k | 118.24 | |
| Annaly Capital Management | 0.1 | $258k | 23k | 11.13 | |
| Tractor Supply Company (TSCO) | 0.1 | $260k | 3.8k | 68.97 | |
| Hillenbrand (HI) | 0.1 | $277k | 7.7k | 35.91 | |
| Laboratory Corp. of America Holdings (LH) | 0.1 | $254k | 1.8k | 143.58 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $253k | 4.0k | 63.25 | |
| Starbucks Corporation (SBUX) | 0.1 | $256k | 4.4k | 58.41 | |
| Micron Technology (MU) | 0.1 | $260k | 9.0k | 28.89 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $271k | 1.7k | 161.79 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $267k | 2.6k | 103.69 | |
| Caterpillar (CAT) | 0.1 | $230k | 2.5k | 92.93 | |
| LifePoint Hospitals | 0.1 | $230k | 3.5k | 65.55 | |
| Prestige Brands Holdings (PBH) | 0.1 | $240k | 4.3k | 55.63 | |
| Texas Roadhouse (TXRH) | 0.1 | $236k | 5.3k | 44.53 | |
| Dominion Resources (D) | 0.1 | $209k | 2.7k | 77.52 | |
| Microchip Technology (MCHP) | 0.1 | $221k | 3.0k | 73.67 | |
| Qualcomm (QCOM) | 0.1 | $217k | 3.8k | 57.23 | |
| Stericycle (SRCL) | 0.1 | $220k | 2.7k | 83.02 | |
| Hershey Company (HSY) | 0.1 | $221k | 2.0k | 109.41 | |
| Zimmer Holdings (ZBH) | 0.1 | $220k | 1.8k | 122.22 | |
| Fortive (FTV) | 0.1 | $213k | 3.5k | 60.27 | |
| Nxp Semi-conductors - Submitte | 0.1 | $215k | 2.1k | 103.86 | |
| Web | 0.1 | $197k | 10k | 19.34 | |
| Liberty All-Star Equity Fund (USA) | 0.1 | $196k | 36k | 5.50 | |
| BGC Partners | 0.1 | $148k | 13k | 11.38 | |
| American Midstream Partners Lp us equity | 0.1 | $149k | 10k | 14.90 | |
| Ford Motor Company (F) | 0.1 | $140k | 12k | 11.64 | |
| BioTime | 0.0 | $43k | 13k | 3.44 | |
| China Green Agriculture | 0.0 | $13k | 10k | 1.30 | |
| Reneuron Group Plc Ord F | 0.0 | $3.0k | 100k | 0.03 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 | |
| First Mexican Gold F | 0.0 | $1.0k | 25k | 0.04 |
