Regent Investment Management as of June 30, 2017
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 211 positions in its portfolio as reported in the June 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| JPMorgan Chase & Co. (JPM) | 3.1 | $8.9M | 97k | 91.40 | |
| Apple (AAPL) | 3.1 | $8.9M | 62k | 144.02 | |
| Facebook Inc cl a (META) | 3.1 | $8.7M | 58k | 150.98 | |
| priceline.com Incorporated | 2.5 | $7.0M | 3.8k | 1870.40 | |
| Celgene Corporation | 2.4 | $6.8M | 52k | 129.87 | |
| Farmers Capital Bank | 2.2 | $6.3M | 164k | 38.55 | |
| Alphabet Inc Class C cs (GOOG) | 2.2 | $6.3M | 6.9k | 908.79 | |
| Walgreen Boots Alliance (WBA) | 2.2 | $6.2M | 80k | 78.31 | |
| Johnson & Johnson (JNJ) | 2.2 | $6.2M | 47k | 132.29 | |
| Dxc Technology (DXC) | 2.0 | $5.6M | 73k | 76.72 | |
| Procter & Gamble Company (PG) | 1.9 | $5.5M | 63k | 87.15 | |
| CVS Caremark Corporation (CVS) | 1.9 | $5.4M | 67k | 80.46 | |
| Comcast Corporation (CMCSA) | 1.6 | $4.5M | 116k | 38.92 | |
| Brown-Forman Corporation (BF.B) | 1.5 | $4.2M | 87k | 48.61 | |
| Berkshire Hathaway (BRK.B) | 1.4 | $3.9M | 23k | 169.38 | |
| Morgan Stanley (MS) | 1.3 | $3.8M | 85k | 44.56 | |
| Time Warner | 1.3 | $3.8M | 38k | 100.42 | |
| McKesson Corporation (MCK) | 1.2 | $3.4M | 21k | 164.52 | |
| Alphabet Inc Class A cs (GOOGL) | 1.2 | $3.4M | 3.6k | 929.66 | |
| Enbridge (ENB) | 1.1 | $3.2M | 81k | 39.81 | |
| FedEx Corporation (FDX) | 1.1 | $3.1M | 15k | 217.30 | |
| Lowe's Companies (LOW) | 1.1 | $3.1M | 40k | 77.53 | |
| Cavium | 1.1 | $3.0M | 48k | 62.12 | |
| General Electric Company | 1.0 | $2.9M | 108k | 27.01 | |
| Charles Schwab Corporation (SCHW) | 1.0 | $2.9M | 67k | 42.95 | |
| Western Digital (WDC) | 1.0 | $2.8M | 32k | 88.59 | |
| Chevron Corporation (CVX) | 0.9 | $2.6M | 25k | 104.34 | |
| AmerisourceBergen (COR) | 0.9 | $2.5M | 27k | 94.51 | |
| Amazon (AMZN) | 0.9 | $2.5M | 2.6k | 968.19 | |
| Merck & Co (MRK) | 0.9 | $2.5M | 39k | 64.10 | |
| Microsoft Corporation (MSFT) | 0.9 | $2.5M | 36k | 68.93 | |
| Bank of America Corporation (BAC) | 0.8 | $2.4M | 99k | 24.26 | |
| Carnival Corporation (CCL) | 0.8 | $2.4M | 37k | 65.56 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.8 | $2.4M | 7.2k | 336.90 | |
| Williams Companies (WMB) | 0.8 | $2.4M | 79k | 30.28 | |
| Whirlpool Corporation (WHR) | 0.8 | $2.3M | 12k | 191.64 | |
| Pfizer (PFE) | 0.8 | $2.2M | 66k | 33.60 | |
| V.F. Corporation (VFC) | 0.8 | $2.1M | 37k | 57.61 | |
| UnitedHealth (UNH) | 0.8 | $2.1M | 12k | 185.45 | |
| Anheuser-Busch InBev NV (BUD) | 0.7 | $2.1M | 19k | 110.37 | |
| Honeywell International (HON) | 0.7 | $2.0M | 15k | 133.27 | |
| Prudential Financial (PRU) | 0.7 | $2.0M | 18k | 108.16 | |
| Workday Inc cl a (WDAY) | 0.7 | $1.9M | 20k | 96.98 | |
| Coca-Cola Company (KO) | 0.7 | $1.8M | 41k | 44.84 | |
| Danaher Corporation (DHR) | 0.7 | $1.9M | 22k | 84.39 | |
| Allergan | 0.7 | $1.8M | 7.6k | 243.10 | |
| Cisco Systems (CSCO) | 0.6 | $1.8M | 58k | 31.31 | |
| At&t (T) | 0.6 | $1.8M | 47k | 37.73 | |
| TJX Companies (TJX) | 0.6 | $1.7M | 24k | 72.15 | |
| Oracle Corporation (ORCL) | 0.6 | $1.7M | 33k | 50.15 | |
| Abbott Laboratories (ABT) | 0.6 | $1.6M | 33k | 48.61 | |
| 3M Company (MMM) | 0.6 | $1.6M | 7.8k | 208.26 | |
| Citigroup (C) | 0.6 | $1.6M | 24k | 66.89 | |
| E.I. du Pont de Nemours & Company | 0.6 | $1.6M | 20k | 80.69 | |
| Kraft Heinz (KHC) | 0.6 | $1.6M | 19k | 85.62 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $1.6M | 9.0k | 174.47 | |
| Palo Alto Networks (PANW) | 0.5 | $1.5M | 11k | 133.83 | |
| Royal Caribbean Cruises (RCL) | 0.5 | $1.5M | 13k | 109.23 | |
| Verizon Communications (VZ) | 0.5 | $1.4M | 32k | 44.65 | |
| Gilead Sciences (GILD) | 0.5 | $1.5M | 21k | 70.77 | |
| Mondelez Int (MDLZ) | 0.5 | $1.5M | 34k | 43.19 | |
| Walt Disney Company (DIS) | 0.5 | $1.4M | 13k | 106.25 | |
| American International (AIG) | 0.5 | $1.4M | 23k | 62.51 | |
| IAC/InterActive | 0.5 | $1.3M | 13k | 103.28 | |
| Home Depot (HD) | 0.5 | $1.3M | 8.5k | 153.44 | |
| Intel Corporation (INTC) | 0.5 | $1.3M | 38k | 33.74 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.2M | 9.6k | 129.07 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.3M | 16k | 76.94 | |
| Fiserv (FI) | 0.4 | $1.3M | 10k | 122.36 | |
| Landmark Infrastructure | 0.4 | $1.2M | 78k | 16.00 | |
| Chubb (CB) | 0.4 | $1.2M | 8.3k | 145.40 | |
| MetLife (MET) | 0.4 | $1.1M | 21k | 54.94 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.4 | $1.1M | 46k | 24.85 | |
| Newell Rubbermaid (NWL) | 0.4 | $1.1M | 20k | 53.62 | |
| iShares Russell 1000 Growth Index (IWF) | 0.4 | $1.1M | 8.9k | 119.06 | |
| Alibaba Group Holding (BABA) | 0.4 | $1.1M | 7.5k | 140.86 | |
| Moody's Corporation (MCO) | 0.3 | $983k | 8.1k | 121.69 | |
| Automatic Data Processing (ADP) | 0.3 | $961k | 9.4k | 102.46 | |
| Diageo (DEO) | 0.3 | $977k | 8.2k | 119.82 | |
| Stryker Corporation (SYK) | 0.3 | $976k | 7.0k | 138.75 | |
| ON Semiconductor (ON) | 0.3 | $953k | 68k | 14.04 | |
| Abbvie (ABBV) | 0.3 | $969k | 13k | 72.53 | |
| ConocoPhillips (COP) | 0.3 | $939k | 21k | 43.95 | |
| General Mills (GIS) | 0.3 | $950k | 17k | 55.43 | |
| Pepsi (PEP) | 0.3 | $925k | 8.0k | 115.50 | |
| Rio Tinto (RIO) | 0.3 | $949k | 22k | 42.32 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.3 | $934k | 15k | 62.35 | |
| Ameriprise Financial (AMP) | 0.3 | $912k | 7.2k | 127.32 | |
| Bristol Myers Squibb (BMY) | 0.3 | $905k | 16k | 55.74 | |
| United Technologies Corporation | 0.3 | $898k | 7.4k | 122.09 | |
| Delta Air Lines (DAL) | 0.3 | $911k | 17k | 53.74 | |
| Energy Transfer Partners | 0.3 | $903k | 44k | 20.39 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $887k | 11k | 80.71 | |
| Laboratory Corp. of America Holdings (LH) | 0.3 | $889k | 5.8k | 154.10 | |
| Micron Technology (MU) | 0.3 | $853k | 29k | 29.85 | |
| U.S. Bancorp (USB) | 0.3 | $827k | 16k | 51.89 | |
| Wells Fargo & Company (WFC) | 0.3 | $813k | 15k | 55.39 | |
| Kroger (KR) | 0.3 | $838k | 36k | 23.33 | |
| Yum! Brands (YUM) | 0.3 | $833k | 11k | 73.72 | |
| Philip Morris International (PM) | 0.3 | $836k | 7.1k | 117.50 | |
| Schlumberger (SLB) | 0.3 | $824k | 13k | 65.85 | |
| Phillips 66 (PSX) | 0.3 | $826k | 10k | 82.72 | |
| Visa (V) | 0.3 | $803k | 8.6k | 93.75 | |
| Express Scripts Holding | 0.3 | $799k | 13k | 63.87 | |
| Nextera Energy (NEE) | 0.3 | $761k | 5.4k | 140.03 | |
| Ciena Corporation (CIEN) | 0.3 | $780k | 31k | 25.01 | |
| Mylan Nv | 0.3 | $772k | 20k | 38.82 | |
| Royal Dutch Shell | 0.3 | $731k | 13k | 54.41 | |
| Vanguard Pacific ETF (VPL) | 0.3 | $730k | 11k | 65.77 | |
| Emerson Electric (EMR) | 0.2 | $704k | 12k | 59.59 | |
| Illumina (ILMN) | 0.2 | $704k | 4.1k | 173.40 | |
| Macquarie Infrastructure Company | 0.2 | $698k | 8.9k | 78.43 | |
| Goodyear Tire & Rubber Company (GT) | 0.2 | $668k | 19k | 34.97 | |
| Henry Schein (HSIC) | 0.2 | $641k | 3.5k | 183.14 | |
| Coty Inc Cl A (COTY) | 0.2 | $668k | 36k | 18.75 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $645k | 8.8k | 73.59 | |
| Travelers Companies (TRV) | 0.2 | $621k | 4.9k | 126.61 | |
| Skyworks Solutions (SWKS) | 0.2 | $630k | 6.6k | 95.89 | |
| Vanguard Emerging Markets ETF (VWO) | 0.2 | $623k | 15k | 40.85 | |
| Cardinal Health (CAH) | 0.2 | $591k | 7.6k | 77.97 | |
| Aena Sa Eur10 Isin#es010504600 | 0.2 | $599k | 3.1k | 194.80 | |
| Airbus Se Eur1 Isin#nl00002351 (EADSF) | 0.2 | $606k | 7.4k | 82.14 | |
| American Express Company (AXP) | 0.2 | $568k | 6.7k | 84.21 | |
| PNC Financial Services (PNC) | 0.2 | $567k | 4.5k | 124.93 | |
| Lincoln National Corporation (LNC) | 0.2 | $561k | 8.3k | 67.59 | |
| Mid-America Apartment (MAA) | 0.2 | $572k | 5.4k | 105.44 | |
| Amgen (AMGN) | 0.2 | $560k | 3.3k | 172.31 | |
| Eaton (ETN) | 0.2 | $583k | 7.5k | 77.82 | |
| Hewlett Packard Enterprise (HPE) | 0.2 | $566k | 34k | 16.58 | |
| Norfolk Southern (NSC) | 0.2 | $535k | 4.4k | 121.59 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $537k | 3.8k | 141.32 | |
| Maxim Integrated Products | 0.2 | $546k | 12k | 44.94 | |
| TransDigm Group Incorporated (TDG) | 0.2 | $550k | 2.0k | 268.69 | |
| Anthem (ELV) | 0.2 | $535k | 2.8k | 188.05 | |
| Molson Coors Brewing Company (TAP) | 0.2 | $512k | 5.9k | 86.41 | |
| Halliburton Company (HAL) | 0.2 | $513k | 12k | 42.69 | |
| Ventas (VTR) | 0.2 | $478k | 6.9k | 69.44 | |
| Hartford Financial Services (HIG) | 0.2 | $452k | 8.6k | 52.56 | |
| Royal Dutch Shell | 0.2 | $455k | 8.5k | 53.26 | |
| Unilever (UL) | 0.2 | $449k | 8.3k | 54.10 | |
| Life Storage Inc reit | 0.2 | $445k | 6.0k | 74.17 | |
| Adient (ADNT) | 0.2 | $443k | 6.8k | 65.34 | |
| Yum China Holdings (YUMC) | 0.2 | $446k | 11k | 39.47 | |
| MasterCard Incorporated (MA) | 0.1 | $423k | 3.5k | 121.55 | |
| McDonald's Corporation (MCD) | 0.1 | $414k | 2.7k | 153.05 | |
| Altria (MO) | 0.1 | $429k | 5.8k | 74.52 | |
| Humana (HUM) | 0.1 | $438k | 1.8k | 240.79 | |
| Seagate Technology Com Stk | 0.1 | $419k | 11k | 38.80 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $430k | 25k | 17.34 | |
| Capitala Finance | 0.1 | $438k | 34k | 13.03 | |
| Paypal Holdings (PYPL) | 0.1 | $435k | 8.1k | 53.70 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $412k | 12k | 34.96 | |
| CBS Corporation | 0.1 | $405k | 6.4k | 63.76 | |
| SYSCO Corporation (SYY) | 0.1 | $409k | 8.1k | 50.31 | |
| Union Pacific Corporation (UNP) | 0.1 | $410k | 3.8k | 108.87 | |
| Waters Corporation (WAT) | 0.1 | $412k | 2.2k | 183.93 | |
| Brown-Forman Corporation (BF.A) | 0.1 | $412k | 8.4k | 49.28 | |
| Baidu (BIDU) | 0.1 | $402k | 2.3k | 178.67 | |
| StoneMor Partners | 0.1 | $390k | 41k | 9.45 | |
| Jabil Circuit (JBL) | 0.1 | $400k | 14k | 29.20 | |
| Plains All American Pipeline (PAA) | 0.1 | $402k | 15k | 26.27 | |
| Apollo Investment | 0.1 | $386k | 60k | 6.40 | |
| Templeton Dragon Fund (TDF) | 0.1 | $391k | 19k | 20.15 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $356k | 8.6k | 41.42 | |
| Dow Chemical Company | 0.1 | $378k | 6.0k | 63.00 | |
| American Airls (AAL) | 0.1 | $372k | 7.4k | 50.27 | |
| Medtronic (MDT) | 0.1 | $373k | 4.2k | 88.81 | |
| J.M. Smucker Company (SJM) | 0.1 | $331k | 2.8k | 118.47 | |
| Activision Blizzard | 0.1 | $352k | 6.1k | 57.63 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $307k | 3.4k | 90.96 | |
| eBay (EBAY) | 0.1 | $300k | 8.6k | 34.88 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $303k | 4.7k | 65.13 | |
| ConAgra Foods (CAG) | 0.1 | $311k | 8.7k | 35.77 | |
| Annaly Capital Management | 0.1 | $270k | 23k | 12.03 | |
| Devon Energy Corporation (DVN) | 0.1 | $294k | 9.2k | 31.99 | |
| Eli Lilly & Co. (LLY) | 0.1 | $297k | 3.6k | 82.37 | |
| Genuine Parts Company (GPC) | 0.1 | $294k | 3.2k | 92.89 | |
| Hillenbrand (HI) | 0.1 | $278k | 7.7k | 36.04 | |
| Starbucks Corporation (SBUX) | 0.1 | $273k | 4.7k | 58.30 | |
| Tenne | 0.1 | $278k | 4.8k | 57.92 | |
| Texas Roadhouse (TXRH) | 0.1 | $270k | 5.3k | 50.94 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $293k | 2.5k | 119.06 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $283k | 1.7k | 168.96 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $278k | 2.6k | 107.96 | |
| Caterpillar (CAT) | 0.1 | $266k | 2.5k | 107.47 | |
| International Business Machines (IBM) | 0.1 | $260k | 1.7k | 153.57 | |
| Blackstone | 0.1 | $217k | 6.5k | 33.38 | |
| Tractor Supply Company (TSCO) | 0.1 | $221k | 4.1k | 54.30 | |
| Microchip Technology (MCHP) | 0.1 | $216k | 2.8k | 77.14 | |
| LifePoint Hospitals | 0.1 | $236k | 3.5k | 67.26 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $239k | 4.0k | 59.75 | |
| Hershey Company (HSY) | 0.1 | $217k | 2.0k | 107.43 | |
| Zimmer Holdings (ZBH) | 0.1 | $231k | 1.8k | 128.33 | |
| S&p Global (SPGI) | 0.1 | $241k | 1.6k | 146.15 | |
| Fortive (FTV) | 0.1 | $224k | 3.5k | 63.38 | |
| Nxp Semi-conductors - Submitte | 0.1 | $227k | 2.1k | 109.66 | |
| Dominion Resources (D) | 0.1 | $207k | 2.7k | 76.78 | |
| United Parcel Service (UPS) | 0.1 | $203k | 1.8k | 110.43 | |
| Sherwin-Williams Company (SHW) | 0.1 | $202k | 575.00 | 351.30 | |
| Stericycle (SRCL) | 0.1 | $202k | 2.7k | 76.23 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $203k | 4.4k | 46.19 | |
| Web | 0.1 | $207k | 8.2k | 25.28 | |
| Liberty All-Star Equity Fund (USA) | 0.1 | $196k | 36k | 5.50 | |
| BGC Partners | 0.1 | $164k | 13k | 12.62 | |
| Ford Motor Company (F) | 0.1 | $135k | 12k | 11.22 | |
| American Midstream Partners Lp us equity | 0.1 | $141k | 11k | 12.82 | |
| BioTime | 0.0 | $72k | 23k | 3.20 | |
| China Green Agriculture | 0.0 | $13k | 10k | 1.30 | |
| Reneuron Group Plc Ord F | 0.0 | $2.0k | 100k | 0.02 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 | |
| First Mexican Gold F | 0.0 | $0 | 25k | 0.00 |
