Research Affiliates

Research Affiliates as of Sept. 30, 2012

Portfolio Holdings for Research Affiliates

Research Affiliates holds 1 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Enhanced Short Maturity C ommon stock 7 100.0 $718k 7.1k 101.43