RHJ International SA as of Sept. 30, 2012
Portfolio Holdings for RHJ International SA
RHJ International SA holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- ------- --- ---- -------------- -------- ------ ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
3M CO COM 88579Y101 29 307 SH Shared-defined 1,4 307
ABBOTT LABS COM 002824100 98 1425 SH Shared-defined 1 1425
ABBOTT LABS COM 002824100 82 1201 SH Shared Defined 1,2 1201
ABBOTT LABS COM 002824100 826 12041 SH Shared-defined 1,4 12041
ACTIVE POWER INC COM 00504W100 28 35000 SH Shared-defined 1 35000
ACTIVISION BLIZZARD INC COM 00507V109 421 37299 SH Shared-defined 1,4 37299
ADVANCED ENERGY INDS COM 007973100 1,101 89331 SH Shared-defined 1, 4, 5 89331
ADVANCED ENERGY INDS COM 007973100 1,031 83603 SH Shared-defined 1,4 83603
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 5,516 260741 SH Shared-defined 1, 4, 5 260741
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 8,136 384606 SH Shared-defined 1,4 384606
AETNA INC NEW COM 00817Y108 1,788 45167 SH Shared-defined 1,4 45167
AFLAC INC COM 001055102 250 5222 SH Shared-defined 1,4 5222
AGCO CORP COM 001084102 1,200 25300 SH Shared-defined 1,4 25300
AGILENT TECHNOLOGIES INC COM 00846U101 3,087 80308 SH Shared-defined 1, 4, 5 80308
AGILENT TECHNOLOGIES INC COM 00846U101 4,203 109333 SH Shared-defined 1,4 109333
AGRIUM INC COM 008916108 1,075 10385 SH Shared-defined 1,4 10385
AKAMAI TECHNOLOGIES INC COM 00971T101 86 2250 SH Shared-defined 1 2250
AKAMAI TECHNOLOGIES INC COM 00971T101 63 1649 SH Shared Defined 1,2 1649
ALCATEL-LUCENT SPONSORED ADR 013904305 0 101 SH Shared-defined 1 101
ALCOA INC COM 013817101 5 538 SH Shared-defined 1,4 538
ALLERGAN INC COM 018490102 250 2735 SH Shared-defined 1 2735
ALLIANT ENERGY CORP COM 018802108 823 18948 SH Shared-defined 1,4 18948
ALLSTATE CORP COM 020002101 7 176 SH Shared-defined 1,4 176
ALTRIA GROUP INC COM 02209S103 27 796 SH Shared-defined 1,4 796
ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 1 135 SH Shared-defined 1 135
AMAZON COM INC COM 023135106 224 880 SH Shared-defined 1 880
AMAZON COM INC COM 023135106 35 136 SH Shared-defined 1,4 136
AMERICAN ELEC PWR INC COM 025537101 10 225 SH Shared-defined 1,4 225
AMERICAN EXPRESS CO COM 025816109 335 5900 SH Shared-defined 1 5900
AMERICAN EXPRESS CO COM 025816109 399 7011 SH Shared-defined 1,4 7011
AMERICAN TOWER CORP NEW COM 03027X100 77 1075 SH Shared-defined 1 1075<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- -------- ------- --- ---- -------------- -------- ------ ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
AMERICAN WTR WKS CO INC NEW COM 030420103 1,574 42491 SH Shared-defined 1, 4, 5 42491
AMERICAN WTR WKS CO INC NEW COM 030420103 2,083 56229 SH Shared-defined 1,4 56229
AMERIPRISE FINL INC COM 03076C106 5 80 SH Shared-defined 1 80
AMGEN INC COM 031162100 220 2610 SH Shared-defined 1 2610
AMGEN INC COM 031162100 91 1075 SH Shared Defined 1,2 1075
AMGEN INC COM 031162100 28 328 SH Shared-defined 1,4 328
ANDERSONS INC COM 034164103 49 1311 SH Shared-defined 1, 4, 5 1311
ANDERSONS INC COM 034164103 1,505 39967 SH Shared-defined 1,4 39967
ANNALY CAP MGMT INC COM 035710409 5,411 321204 SH Shared-defined 1,4 321204
APACHE CORP COM 037411105 299 3460 SH Shared-defined 1 3460
APACHE CORP COM 037411105 75 867 SH Shared Defined 1,2 867
APACHE CORP COM 037411105 17 193 SH Shared-defined 1,4 193
APPLE INC COM 037833100 3,219 4824 SH Shared-defined 1 4824
APPLE INC COM 037833100 900 1349 SH Shared-defined 1,4 1349
ARCHER DANIELS MIDLAND CO COM 039483102 8 290 SH Shared-defined 1 290
ARES CAP CORP COM 04010L103 381 22236 SH Shared-defined 1 22236
ARES CAP CORP COM 04010L103 59 3450 SH Shared Defined 1,2 3450
AT^T INC COM 00206R102 4 93 SH Shared-defined 1 93
AT^T INC COM 00206R102 4,555 120833 SH Shared-defined 1,4 120833
AUTOMATIC DATA PROCESSING IN COM 053015103 106 1800 SH Shared-defined 1 1800
AUTOMATIC DATA PROCESSING IN COM 053015103 1,026 17492 SH Shared-defined 1,4 17492
AVON PRODS INC COM 054303102 78 4900 SH Shared-defined 1 4900
AVON PRODS INC COM 054303102 951 59626 SH Shared-defined 1,4 59626
BAKER HUGHES INC COM 057224107 142 3141 SH Shared-defined 1 3141
BAKER HUGHES INC COM 057224107 9 209 SH Shared-defined 1,4 209
BALLARD PWR SYS INC NEW COM 058586108 276 377838 SH Shared-defined 1, 4, 5 377838
BALLARD PWR SYS INC NEW COM 058586108 152 207983 SH Shared-defined 1,4 207983
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 454 6200 SH Shared-defined 1, 4, 5 6200
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 3,374 46100 SH Shared-defined 1,4 46100
BANK MONTREAL QUE COM 063671101 690 11710 SH Shared-defined 1 11710
BANK NOVA SCOTIA HALIFAX COM 064149107 1,736 31771 SH Shared-defined 1 31771
BANK OF AMERICA CORPORATION COM 060505104 28 3200 SH Shared-defined 1 3200
BANK OF AMERICA CORPORATION COM 060505104 35 4004 SH Shared-defined 1,4 4004
BANK OF NEW YORK MELLON CORP COM 064058100 10 454 SH Shared-defined 1,4 454
BARCLAYS BK PLC IPTH S^P VIX NEW 06740C261 20 2250 SH Shared-defined 1 2250
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 3,669 62333 SH Shared-defined 1, 4, 5 62333
BARRICK GOLD CORP COM 067901108 8 185 SH Shared-defined 1 185
BAXTER INTL INC COM 071813109 1,523 25272 SH Shared-defined 1,4 25272
BCE INC COM NEW 05534B760 815 18854 SH Shared-defined 1,4 18854<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
BECTON DICKINSON & CO COM 075887109 16 200 SH Shared-defined 1 200
BECTON DICKINSON & CO COM 075887109 124 1583 SH Shared-defined 1,4 1583
BERKSHIRE HATHAWAY INC DEL CL A 084670108 664 5 SH Shared-defined 1 5
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 144 1630 SH Shared-defined 1 1630
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 35 394 SH Shared-defined 1,4 394
BEST BUY INC COM 086516101 4,745 275934 SH Shared-defined 1,4 275934
BLACKROCK INC COM 09247X101 642 3603 SH Shared-defined 1,4 3603
BLOCK H & R INC COM 093671105 3,942 227524 SH Shared-defined 1,4 227524
BOEING CO COM 097023105 8 110 SH Shared-defined 1 110
BOEING CO COM 097023105 22 316 SH Shared-defined 1,4 316
BORGWARNER INC COM 099724106 227 3280 SH Shared-defined 1 3280
BORGWARNER INC COM 099724106 40 575 SH Shared Defined 1,2 575
BP PLC SPONSORED ADR 055622104 8 200 SH Shared-defined 1 200
BRISTOL MYERS SQUIBB CO COM 110122108 86 2558 SH Shared-defined 1 2558
BRISTOL MYERS SQUIBB CO COM 110122108 2,891 85661 SH Shared-defined 1,4 85661
BUNGE LIMITED COM G16962105 60 901 SH Shared-defined 1, 4, 5 901
BUNGE LIMITED COM G16962105 2206.451 32910 SH Shared-defined 1,4 32910
CA INC COM 12673P105 1,191 46225 SH Shared-defined 1,4 46225
CALGON CARBON CORP COM 129603106 8,699 607650 SH Shared-defined 1, 4, 5 607650
CALGON CARBON CORP COM 129603106 9,245 645858 SH Shared-defined 1,4 645858
CALIFORNIA WTR SVC GROUP COM 130788102 3,205 171922 SH Shared-defined 1, 4, 5 171922
CALIFORNIA WTR SVC GROUP COM 130788102 5,055 271169 SH Shared-defined 1,4 271169
CAMECO CORP COM 13321L108 48 2480 SH Shared-defined 1 2480
CAMPBELL SOUP CO COM 134429109 140 4020 SH Shared-defined 1,4 4020
CANADIAN NATL RY CO COM 136375102 372 4280 SH Shared-defined 1,4 4280
CANADIAN SOLAR INC COM 136635109 473 169477 SH Shared-defined 1, 4, 5 169477
CANADIAN SOLAR INC COM 136635109 220 78960 SH Shared-defined 1,4 78960
CAPITAL ONE FINL CORP COM 14040H105 10 170 SH Shared-defined 1,4 170
CARDINAL HEALTH INC COM 14149Y108 1,089 27944 SH Shared-defined 1,4 27944
CATERPILLAR INC DEL COM 149123101 26 317 SH Shared-defined 1,4 317
CDN IMPERIAL BK OF COMMERCE COM 136069101 0 0 SH Shared-defined 1 0
CDN IMPERIAL BK OF COMMERCE COM 136069101 2,802 35925 SH Shared-defined 1,4 35925
CENOVUS ENERGY INC COM 15135U109 36 1022 SH Shared-defined 1 1022
CHEVRON CORP NEW COM 166764100 21 181 SH Shared-defined 1 181
CHEVRON CORP NEW COM 166764100 5,312 45577 SH Shared-defined 1,4 45577
CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 1 76420 SH Shared-defined 1, 4, 5 76420
CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 0.4777046 36466 SH Shared-defined 1,4 36466
CIENA CORP COM NEW 171779309 69 5074 SH Shared-defined 1 5074
CINCINNATI FINL CORP COM 172062101 149 3937 SH Shared-defined 1,4 3937<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CISCO SYS INC COM 17275R102 222 11648 SH Shared-defined 1 11648
CISCO SYS INC COM 17275R102 47 2452 SH Shared-defined 1,4 2452
CITIGROUP INC COM NEW 172967424 363 11098 SH Shared-defined 1 11098
CITIGROUP INC COM NEW 172967424 38 1169 SH Shared-defined 1,4 1169
CLEAN ENERGY FUELS CORP COM 184499101 52 3911 SH Shared-defined 1, 4, 5 3911
CLEAN ENERGY FUELS CORP COM 184499101 673 51054 SH Shared-defined 1,4 51054
CLEAN HARBORS INC COM 184496107 52 1055 SH Shared-defined 1, 4, 5 1055
CLEAN HARBORS INC COM 184496107 989 20242 SH Shared-defined 1,4 20242
COACH INC COM 189754104 1215.4099 21696 SH Shared-defined 21696
COCA COLA CO COM 191216100 2,161 56980 SH Shared-defined 1 56980
COCA COLA CO COM 191216100 65 1712 SH Shared-defined 1,4 1712
COCA COLA CO COM 191216100 1467.6634 38694 SH Shared-defined 38694
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 70 1000 SH Shared Defined 1,2 1000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 154 2200 SH Shared-defined 1 2200
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1394.5544 19945 SH Shared-defined 19945
COLGATE PALMOLIVE CO COM 194162103 1,510 14085 SH Shared-defined 1 14085
COLGATE PALMOLIVE CO COM 194162103 49 461 SH Shared Defined 1,2 461
COLGATE PALMOLIVE CO COM 194162103 20 191 SH Shared-defined 1,4 191
COMCAST CORP NEW CL A 20030N101 10 291 SH Shared-defined 1 291
COMCAST CORP NEW CL A 20030N101 29 811 SH Shared-defined 1,4 811
COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 405 4987 SH Shared-defined 1, 4, 5 4987
COMPUTER SCIENCES CORP COM 205363104 1,087 33759 SH Shared-defined 1,4 33759
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 0 8 SH Shared-defined 1,4 8
CONAGRA FOODS INC COM 205887102 548 19844 SH Shared-defined 1,4 19844
CONOCOPHILLIPS COM 20825C104 42 730 SH Shared-defined 1 730
CONOCOPHILLIPS COM 20825C104 18 310 SH Shared Defined 1,2 310
CONOCOPHILLIPS COM 20825C104 6,906 120768 SH Shared-defined 1,4 120768
CORNING INC COM 219350105 233 17701 SH Shared-defined 1,4 17701
COSAN LTD SHS A G25343107 2,744 173300 SH Shared-defined 1, 4, 5 173300
COSAN LTD SHS A G25343107 3874.8245 244700 SH Shared-defined 1,4 244700
COSTCO WHSL CORP NEW COM 22160K105 19 185 SH Shared-defined 1,4 185
CREE INC COM 225447101 1,835 71914 SH Shared-defined 1, 4, 5 71914
CREE INC COM 225447101 975 38215 SH Shared-defined 1,4 38215
CSX CORP COM 126408103 91 4410 SH Shared-defined 1, 4, 5 4410
CSX CORP COM 126408103 1,523 73404 SH Shared-defined 1,4 73404
CVS CAREMARK CORPORATION COM 126650100 82 1700 SH Shared-defined 1 1700
CVS CAREMARK CORPORATION COM 126650100 80 1662 SH Shared Defined 1,2 1662
CVS CAREMARK CORPORATION COM 126650100 43 885 SH Shared-defined 1,4 885
DANAHER CORP DEL COM 235851102 3,101 56237 SH Shared-defined 1, 4, 5 56237<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- ------- --- ---- -------------- -------- ------ ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
DANAHER CORP DEL COM 235851102 4,060 73639 SH Shared-defined 1,4 73639
DEERE & CO COM 244199105 326 3950 SH Shared-defined 1 3950
DEERE & CO COM 244199105 31 375 SH Shared Defined 1,2 375
DEERE & CO COM 244199105 102 1232 SH Shared-defined 1, 4, 5 1232
DEERE & CO COM 244199105 5,268 63859 SH Shared-defined 1,4 63859
DELL INC COM 24702R101 7 701 SH Shared-defined 1,4 701
DEVON ENERGY CORP NEW COM 25179M103 10 161 SH Shared-defined 1,4 161
DIGITAL RLTY TR INC COM 253868103 21 300 SH Shared-defined 1 300
DIGITAL RLTY TR INC COM 253868103 63 900 SH Shared Defined 1,2 900
DISCOVER FINL SVCS COM 254709108 5 138 SH Shared-defined 1 138
DISCOVER FINL SVCS COM 254709108 326 8197 SH Shared-defined 1,4 8197
DISNEY WALT CO COM DISNEY 254687106 109 2090 SH Shared-defined 1 2090
DISNEY WALT CO COM DISNEY 254687106 33 635 SH Shared-defined 1,4 635
DOMINION RES INC VA NEW COM 25746U109 146 2750 SH Shared-defined 1 2750
DOVER CORP COM 260003108 1,726 29009 SH Shared-defined 1 29009
DOVER CORP COM 260003108 628 10555 SH Shared-defined 1,4 10555
DOW CHEM CO COM 260543103 15 533 SH Shared-defined 1,4 533
DR PEPPER SNAPPLE GROUP INC COM 26138E109 3,425 76912 SH Shared-defined 1 76912
DTE ENERGY CO COM 233331107 704 11739 SH Shared-defined 1,4 11739
DU PONT E I DE NEMOURS & CO COM 263534109 45 895 SH Shared-defined 1, 4, 5 895
DU PONT E I DE NEMOURS & CO COM 263534109 4,437 88293 SH Shared-defined 1,4 88293
DUSA PHARMACEUTICALS INC COM 266898105 3 500 SH Shared-defined 1 500
E M C CORP MASS COM 268648102 27 980 SH Shared-defined 1 980
E M C CORP MASS COM 268648102 23 826 SH Shared-defined 1,4 826
EATON CORP COM 278058102 156 3295 SH Shared-defined 1, 4, 5 3295
EATON CORP COM 278058102 4,525 95756 SH Shared-defined 1,4 95756
EATON VANCE CORP COM NON VTG 278265103 678 23423 SH Shared-defined 1,4 23423
EBAY INC COM 278642103 24 500 SH Shared-defined 1 500
ECOPETROL S A SPONSORED ADR 279158109 627 10642 SH Shared-defined 1, 4, 5 10642
ECOPETROL S A SPONSORED ADS 279158109 3,436 58294 SH Shared-defined 1,4 58294
ELAN PLC ADR 284131208 1,631 152261 SH Shared-defined 1, 4, 5 152261
ELAN PLC ADR 284131208 2,625 244940 SH Shared-defined 1,4 244940
EMERSON ELEC CO COM 291011104 75 1546 SH Shared-defined 1, 4, 5 1546
EMERSON ELEC CO COM 291011104 3,048 63126 SH Shared-defined 1,4 63126
EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 268 5600 SH Shared-defined 1, 4, 5 5600
EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1,974 41200 SH Shared-defined 1,4 41200
ENCANA CORP COM 292505104 35 1608 SH Shared-defined 1 1608
ENERGY RECOVERY INC COM 29270J100 224 75769 SH Shared-defined 1, 4, 5 75769
ENERGY RECOVERY INC COM 29270J100 289 97833 SH Shared-defined 1,4 97833<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- ------- --- ---- -------------- -------- ------ ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ENERSIS S A SPONSORED ADR 29274F104 320 19526 SH Shared-defined 1,4 19526
ENTERGY CORP NEW COM 29364G103 3,034 43783 SH Shared-defined 1,4 43783
EXELON CORP COM 30161N101 1,238 34787 SH Shared-defined 1,4 34787
EXXON MOBIL CORP COM 30231G102 2,525 27610 SH Shared-defined 1 27610
EXXON MOBIL CORP COM 30231G102 79 867 SH Shared Defined 1,2 867
EXXON MOBIL CORP COM 30231G102 6,331 69228 SH Shared-defined 1,4 69228
FACEBOOK INC CL A 30303M102 71 3280 SH Shared-defined 1 3280
FEDEX CORP COM 31428X106 178 2100 SH Shared-defined 1 2100
FEDEX CORP COM 31428X106 30 350 SH Shared Defined 1,2 350
FEDEX CORP COM 31428X106 11 131 SH Shared-defined 1,4 131
FIDELITY NATL INFORMATION SV COM 31620M106 1,616 51801 SH Shared-defined 1,4 51801
FLOWSERVE CORP COM 34354P105 8,302 65014 SH Shared-defined 1, 4, 5 65014
FLOWSERVE CORP COM 34354P105 12,359 96789 SH Shared-defined 1,4 96789
FORD MTR CO DEL COM PAR $0.01 345370860 29 2896 SH Shared-defined 1 2896
FORD MTR CO DEL COM PAR $0.01 345370860 18 1871 SH Shared-defined 1,4 1871
FREEPORT-MCMORAN COPPER & GO COM 35671D857 21 532 SH Shared-defined 1,4 532
FRONTIER COMMUNICATIONS CORP COM 35906A108 1 240 SH Shared-defined 1 240
FRONTIER COMMUNICATIONS CORP COM 35906A108 196 40008 SH Shared-defined 1,4 40008
FUEL TECH INC COM 359523107 68 16346 SH Shared-defined 1, 4, 5 16346
FUEL TECH INC COM 359523107 906 217852 SH Shared-defined 1,4 217852
FUELCELL ENERGY INC COM 35952H106 331 372617 SH Shared-defined 1, 4, 5 372617
FUELCELL ENERGY INC COM 35952H106 183 205732 SH Shared-defined 1,4 205732
GAP INC DEL COM 364760108 1,996 55795 SH Shared-defined 1,4 55795
GARDNER DENVER INC COM 365558105 6,255 103552 SH Shared-defined 1, 4, 5 103552
GARDNER DENVER INC COM 365558105 8,253 136629 SH Shared-defined 1,4 136629
GENERAL DYNAMICS CORP COM 369550108 10 154 SH Shared-defined 1,4 154
GENERAL ELECTRIC CO COM 369604103 1,023 45068 SH Shared-defined 1 45068
GENERAL ELECTRIC CO COM 369604103 4,609 202959 SH Shared-defined 1,4 202959
GENERAL MLS INC COM 370334104 381 9579 SH Shared-defined 1,4 9579
GENUINE PARTS CO COM 372460105 1,480 24254 SH Shared-defined 1,4 24254
GILEAD SCIENCES INC COM 375558103 21 321 SH Shared-defined 1,4 321
GOLDMAN SACHS GROUP INC COM 38141G104 143 1255 SH Shared-defined 1 1255
GOLDMAN SACHS GROUP INC COM 38141G104 23 201 SH Shared-defined 1,4 201
GOOGLE INC CL A 38259P508 659 873 SH Shared-defined 1 873
GOOGLE INC CL A 38259P508 98 130 SH Shared Defined 1,2 130
GOOGLE INC CL A 38259P508 80 106 SH Shared-defined 1,4 106
GOOGLE INC CL A 38259P508 1575.396 2088 SH Shared-defined 2088
GRAINGER W W INC COM 384802104 476 2282 SH Shared-defined 1,4 2282
GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 82 2700 SH Shared-defined 1 2700<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
HALLIBURTON CO COM 406216101 30 900 SH Shared-defined 1 900
HALLIBURTON CO COM 406216101 15 446 SH Shared-defined 1,4 446
HANCOCK JOHN PFD INCOME FD I COM 41013X106 46 2000 SH Shared Defined 1,2 2000
HARRIS CORP DEL COM 413875105 4,399 85876 SH Shared-defined 1,4 85876
HASBRO INC COM 418056107 758 19863 SH Shared-defined 1,4 19863
HEINZ H J CO COM 423074103 8 136 SH Shared-defined 1,4 136
HERSHEY CO COM 427866108 104 1472 SH Shared-defined 1,4 1472
HEWLETT PACKARD CO COM 428236103 1,227 71943 SH Shared-defined 1,4 71943
HOME DEPOT INC COM 437076102 933 15457 SH Shared-defined 1,4 15457
HONEYWELL INTL INC COM 438516106 20 329 SH Shared-defined 1,4 329
HUMANA INC COM 444859102 137 1956 SH Shared-defined 1,4 1956
ICON PUB LTD CO SPONSORED ADR 45103T107 614 25173 SH Shared-defined 1, 4, 5 25173
ICON PUB LTD CO SPONSORED ADR 45103T107 441 18052 SH Shared-defined 1,4 18052
IDEX CORP COM 45167R104 3,121 74704 SH Shared-defined 1, 4, 5 74704
IDEX CORP COM 45167R104 4,116 98536 SH Shared-defined 1,4 98536
ILLINOIS TOOL WKS INC COM 452308109 763 12839 SH Shared-defined 1,4 12839
INGREDION INC COM 457187102 78 1412 SH Shared-defined 1, 4, 5 1412
INGREDION INC COM 457187102 2,463 44679 SH Shared-defined 1,4 44679
INTEL CORP COM 458140100 105 4650 SH Shared-defined 1 4650
INTEL CORP COM 458140100 1,617 71294 SH Shared-defined 1,4 71294
INTEL CORP COM 458140100 1198.3885 52839 SH Shared-defined 52839
INTERNATIONAL BUSINESS MACHS COM 459200101 822 3960 SH Shared-defined 1 3960
INTERNATIONAL BUSINESS MACHS COM 459200101 730 3518 SH Shared-defined 1,4 3518
INTERNATIONAL BUSINESS MACHS COM 459200101 1507.7466 7268 SH Shared-defined 7268
INTL PAPER CO COM 460146103 357 9837 SH Shared-defined 1,4 9837
INVESCO LTD SHS G491BT108 2077.7537 83210 SH Shared-defined 1,4 83210
IROBOT CORP COM 462726100 34 1500 SH Shared-defined 1 1500
ISHARES GOLD TRUST ISHARES 464285105 233 13500 SH Shared-defined 1 13500
ISHARES INC MSCI BRAZIL 464286400 79 1470 SH Shared-defined 1 1470
ISHARES INC MSCI GERMAN 464286806 33 1475 SH Shared-defined 1 1475
ISHARES INC MSCI AUSTRALIA 464286103 94 3905 SH Shared Defined 1,2 3905
ISHARES INC MSCI S KOREA 464286772 549 9281 SH Shared-defined 1, 4, 5 9281
ISHARES INC MSCI AUSTRALIA 464286103 5,384 224247 SH Shared-defined 1,4 224247
ISHARES INC MSCI JAPAN 464286848 318 35687 SH Shared-defined 1,4 35687
ISHARES SILVER TRUST ISHARES 46428Q109 412 12300 SH Shared-defined 1 12300
ISHARES TR DJ US TECH SEC 464287721 19 252 SH Shared-defined 1 252
ISHARES TR JPMORGAN USD 464288281 1,589 13100 SH Shared-defined 1 13100
ISHARES TR DJ SEL DIV INX 464287168 99 1705 SH Shared Defined 1,2 1705
ISHARES TR MSCI EMERG MKT 464287234 19 455 SH Shared-defined 1,4 455<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ITRON INC COM 465741106 11,122 258048 SH Shared-defined 1, 4, 5 258048
ITRON INC COM 465741106 13,074 303331 SH Shared-defined 1,4 303331
JOHNSON & JOHNSON COM 478160104 1,747 25355 SH Shared-defined 1 25355
JOHNSON & JOHNSON COM 478160104 76 1097 SH Shared-defined 1,4 1097
JOHNSON CTLS INC COM 478366107 2,387 87185 SH Shared-defined 1, 4, 5 87185
JOHNSON CTLS INC COM 478366107 2,774 101333 SH Shared-defined 1,4 101333
JPMORGAN CHASE & CO COM 46625H100 2,852 70460 SH Shared-defined 1 70460
JPMORGAN CHASE & CO COM 46625H100 218 5380 SH Shared-defined 1,4 5380
JUNIPER NETWORKS INC COM 48203R104 27 1600 SH Shared-defined 1 1600
KELLOGG CO COM 487836108 779 15077 SH Shared-defined 1,4 15077
KEYCORP NEW COM 493267108 32 3700 SH Shared Defined 1,2 3700
KLA-TENCOR CORP COM 482480100 349 7321 SH Shared-defined 1,4 7321
KRAFT FOODS INC CL A 50075N104 182 4404 SH Shared-defined 1 4404
LEGGETT & PLATT INC COM 524660107 1,721 68722 SH Shared-defined 1,4 68722
LIBERTY PPTY TR SH BEN INT 531172104 706 19499 SH Shared-defined 1,4 19499
LILLY ELI & CO COM 532457108 11,315 238690 SH Shared-defined 1,4 238690
LKQ CORP COM 501889208 191 10322 SH Shared-defined 1,4 10322
LOCKHEED MARTIN CORP COM 539830109 12 133 SH Shared-defined 1,4 133
LORILLARD INC COM 544147101 8,292 71228 SH Shared-defined 1,4 71228
LOWES COS INC COM 548661107 14 478 SH Shared-defined 1,4 478
LSI CORPORATION COM 502161102 0 28 SH Shared-defined 1 28
M & T BK CORP COM 55261F104 2,650 27823 SH Shared-defined 1,4 27823
MAGNA INTL INC COM 559222401 207 4874 SH Shared-defined 1,4 4874
MAKO SURGICAL CORP COM 560879108 21 1225 SH Shared-defined 1 1225
MARATHON OIL CORP COM 565849106 1,505 50907 SH Shared-defined 1,4 50907
MARATHON PETE CORP COM 56585A102 1,429 26173 SH Shared-defined 1,4 26173
MARATHON PETE CORP COM 56585A102 2294.8707 42046 SH Shared-defined 42046
MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 142 3480 SH Shared Defined 1,2 3480
MARRIOTT INTL INC NEW CL A 571903202 17 432 SH Shared-defined 1,4 432
MARSH & MCLENNAN COS INC COM 571748102 986 29070 SH Shared-defined 1 29070
MASTEC INC COM 576323109 157 7991 SH Shared-defined 1,4 7991
MASTERCARD INC CL A 57636Q104 17 38 SH Shared-defined 1,4 38
MATTEL INC COM 577081102 1,077 30371 SH Shared-defined 1,4 30371
MAXIM INTEGRATED PRODS INC COM 57772K101 1,651 62032 SH Shared-defined 1,4 62032
MCDONALDS CORP COM 580135101 106 1150 SH Shared-defined 1 1150
MCDONALDS CORP COM 580135101 43 471 SH Shared-defined 1,4 471
MCGRAW HILL COS INC COM 580645109 882 16162 SH Shared-defined 1,4 16162
MCKESSON CORP COM 58155Q103 318 3703 SH Shared-defined 1,4 3703
MEAD JOHNSON NUTRITION CO COM 582839106 138 1887 SH Shared-defined 1 1887<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------- ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
MEADWESTVACO CORP COM 583334107 3,105 101470 SH Shared-defined 1,4 101470
MEDTRONIC INC COM 585055106 871 20199 SH Shared-defined 1,4 20199
MEDTRONIC INC COM 585055106 1503.3769 34869 SH Shared-defined 34869
MEMC ELECTR MATLS INC COM 552715104 2 1000 SH Shared Defined 1,2 1000
MEMC ELECTR MATLS INC COM 552715104 967 404431 SH Shared-defined 1, 4, 5 404431
MEMC ELECTR MATLS INC COM 552715104 513 214447 SH Shared-defined 1,4 214447
MERCK & CO INC NEW COM 58933Y105 99 2200 SH Shared-defined 1 2200
MERCK & CO INC NEW COM 58933Y105 60 1329 SH Shared-defined 1,4 1329
METLIFE INC COM 59156R108 13 373 SH Shared-defined 1,4 373
MICROCHIP TECHNOLOGY INC COM 595017104 952 29098 SH Shared-defined 1,4 29098
MICROSOFT CORP COM 594918104 803 26950 SH Shared-defined 1 26950
MICROSOFT CORP COM 594918104 4,355 146227 SH Shared-defined 1,4 146227
MICROSOFT CORP COM 594918104 1397.1585 46916 SH Shared-defined 46916
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 357 20337 SH Shared-defined 1, 4, 5 20337
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 331 18859 SH Shared-defined 1,4 18859
MOLSON COORS BREWING CO CL B 60871R209 508 11267 SH Shared-defined 1,4 11267
MONSANTO CO NEW COM 61166W101 25 280 SH Shared-defined 1 280
MONSANTO CO NEW COM 61166W101 1,169 12845 SH Shared-defined 1,4 12845
MORGAN STANLEY COM NEW 617446448 5 276 SH Shared-defined 1 276
MORGAN STANLEY COM NEW 617446448 15 888 SH Shared-defined 1,4 888
MOSAIC CO NEW COM 61945C103 15 260 SH Shared-defined 1 260
MOSAIC CO NEW COM 61945C103 1,554 26971 SH Shared-defined 1,4 26971
MOTOROLA SOLUTIONS INC COM NEW 620076307 2,194 43405 SH Shared-defined 1,4 43405
NATIONAL OILWELL VARCO INC COM 637071101 16 203 SH Shared-defined 1,4 203
NEW YORK CMNTY BANCORP INC COM 649445103 2,243 158343 SH Shared-defined 1,4 158343
NEXEN INC COM 65334H102 25 993.147 SH Shared-defined 1 993.147
NEXTERA ENERGY INC COM 65339F101 2,148 30526 SH Shared-defined 1, 4, 5 30526
NEXTERA ENERGY INC COM 65339F101 1,009 14344 SH Shared-defined 1,4 14344
NIKE INC CL B 654106103 14 152 SH Shared-defined 1,4 152
NISOURCE INC COM 65473P105 140 5509 SH Shared-defined 1,4 5509
NORFOLK SOUTHERN CORP COM 655844108 1,553 24402 SH Shared-defined 1,4 24402
NORTH AMERN PALLADIUM LTD COM 656912102 0 6.64 SH Shared-defined 1 6.64
NORTHROP GRUMMAN CORP COM 666807102 40 600 SH Shared-defined 1 600
NORTHWEST PIPE CO COM 667746101 365 14820 SH Shared-defined 1, 4, 5 14820
NORTHWEST PIPE CO COM 667746101 451 18288 SH Shared-defined 1,4 18288
NUCOR CORP COM 670346105 1,236 32307 SH Shared-defined 1,4 32307
NYSE EURONEXT COM 629491101 1,532 62184 SH Shared-defined 1,4 62184
OCCIDENTAL PETE CORP DEL COM 674599105 34 397 SH Shared-defined 1,4 397
OMNICOM GROUP INC COM 681919106 339 6580 SH Shared-defined 1 6580<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
OMNICOM GROUP INC COM 681919106 21 400 SH Shared Defined 1,2 400
ORACLE CORP COM 68389X105 25 807 SH Shared Defined 1,2 807
ORACLE CORP COM 68389X105 54 1751 SH Shared-defined 1,4 1751
ORACLE CORP COM 68389X105 1543.4949 50474 SH Shared-defined 50474
ORMAT TECHNOLOGIES INC COM 686688102 2,120 112954 SH Shared-defined 1, 4, 5 112954
ORMAT TECHNOLOGIES INC COM 686688102 612 32612 SH Shared-defined 1,4 32612
PACCAR INC COM 693718108 767 19706 SH Shared-defined 1,4 19706
PALL CORP COM 696429307 1,569 24709 SH Shared-defined 1, 4, 5 24709
PALL CORP COM 696429307 2,070 32601 SH Shared-defined 1,4 32601
PAYCHEX INC COM 704326107 735 22102 SH Shared-defined 1,4 22102
PENGROWTH ENERGY CORP COM 70706P104 1,273 191901 SH Shared-defined 1,4 191901
PEPSICO INC COM 713448108 64 910 SH Shared-defined 1,4 910
PFIZER INC COM 717081103 28 1138 SH Shared-defined 1 1138
PFIZER INC COM 717081103 3,133 126096 SH Shared-defined 1,4 126096
PHILIP MORRIS INTL INC COM 718172109 1,351 15019 SH Shared-defined 1 15019
PHILIP MORRIS INTL INC COM 718172109 58 641 SH Shared-defined 1,4 641
PHILIP MORRIS INTL INC COM 718172109 1589.5096 17673 SH Shared-defined 17673
PICO HLDGS INC COM NEW 693366205 1,110 48616 SH Shared-defined 1, 4, 5 48616
PICO HLDGS INC COM NEW 693366205 1,443 63213 SH Shared-defined 1,4 63213
PINNACLE WEST CAP CORP COM 723484101 776 14710 SH Shared-defined 1,4 14710
PITNEY BOWES INC COM 724479100 2,969 214576 SH Shared-defined 1,4 214576
POLYPORE INTL INC COM 73179V103 1,122 31703 SH Shared-defined 1, 4, 5 31703
POLYPORE INTL INC COM 73179V103 599 16933 SH Shared-defined 1,4 16933
POTASH CORP SASK INC COM 73755L107 99 2290 SH Shared-defined 1, 4, 5 2290
POTASH CORP SASK INC COM 73755L107 2,760 63611 SH Shared-defined 1,4 63611
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 739 10775 SH Shared-defined 1 10775
PPG INDS INC COM 693506107 1,163 10124 SH Shared-defined 1,4 10124
PRAXAIR INC COM 74005P104 353 3400 SH Shared-defined 1 3400
PRECISION CASTPARTS CORP COM 740189105 16 100 SH Shared-defined 1 100
PRICE T ROWE GROUP INC COM 74144T108 126 1987 SH Shared-defined 1,4 1987
PROCTER & GAMBLE CO COM 742718109 1,521 21925 SH Shared-defined 1 21925
PROCTER & GAMBLE CO COM 742718109 2,029 29253 SH Shared-defined 1,4 29253
QUALCOMM INC COM 747525103 42 673 SH Shared-defined 1,4 673
RAYONIER INC COM 754907103 1,937 39546 SH Shared-defined 1,4 39546
RAYTHEON CO COM NEW 755111507 8 137 SH Shared-defined 1,4 137
RENTECH INC COM 760112102 151 61271 SH Shared-defined 1,4 61271
REPUBLIC SVCS INC COM 760759100 55 2015 SH Shared-defined 1, 4, 5 2015
REPUBLIC SVCS INC COM 760759100 862 31342 SH Shared-defined 1,4 31342
RESEARCH IN MOTION LTD COM 760975102 20 2650 SH Shared-defined 1 2650<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
REXNORD CORP NEW COM 76169B102 949 52115 SH Shared-defined 1, 4, 5 52115
REXNORD CORP NEW COM 76169B102 1,256 68992 SH Shared-defined 1,4 68992
REYNOLDS AMERICAN INC COM 761713106 20 450 SH Shared-defined 1 450
REYNOLDS AMERICAN INC COM 761713106 3,487 80446 SH Shared-defined 1,4 80446
ROCKWELL AUTOMATION INC COM 773903109 2,057 29567 SH Shared-defined 1,4 29567
ROPER INDS INC NEW COM 776696106 1,082 9850 SH Shared-defined 1 9850
ROYAL BK CDA MONTREAL QUE COM 780087102 373 6504 SH Shared-defined 1 6504
ROYAL BK CDA MONTREAL QUE COM 780087102 1,720 30024 SH Shared-defined 1,4 30024
RYANAIR HLDGS PLC SPONSORED ADR 783513104 1,306 40511 SH Shared-defined 1, 4, 5 40511
SAFEWAY INC COM NEW 786514208 4 250 SH Shared-defined 1 250
SAFEWAY INC COM NEW 786514208 7,589 471682 SH Shared-defined 1,4 471682
SCHLUMBERGER LTD COM 806857108 402 5560 SH Shared-defined 1 5560
SCHLUMBERGER LTD COM 806857108 46 634 SH Shared-defined 1,4 634
SEADRILL LIMITED SHS G7945E105 1618.7613 7225 SH Shared-defined 1,4 7225
SEASPAN CORP SHS Y75638109 233 14750 SH Shared-defined 1 14750
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 23 1501 SH Shared-defined 1 1501
SERVICE CORP INTL COM 817565104 65 4864 SH Shared-defined 1 4864
SHAW COMMUNICATIONS INC CL B CONV 82028K200 2,707 134517 SH Shared-defined 1,4 134517
SIMON PPTY GROUP INC NEW COM 828806109 130 855 SH Shared-defined 1 855
SIMON PPTY GROUP INC NEW COM 828806109 52 340 SH Shared Defined 1,2 340
SMITH & WESSON HLDG CORP COM 831756101 5 420 SH Shared-defined 1 420
SMITHFIELD FOODS INC COM 832248108 281 14306 SH Shared-defined 1,4 14306
SOTHEBYS COM 835898107 16 500 SH Shared-defined 1 500
SOUTHERN CO COM 842587107 17 374 SH Shared-defined 1,4 374
SOUTHERN COPPER CORP COM 84265V105 1,984 57736 SH Shared-defined 1, 4, 5 57736
SOUTHERN COPPER CORP COM 84265V105 1,849 53801 SH Shared-defined 1,4 53801
SPDR S^P 500 ETF TR TR UNIT 78462F103 2,467 17140 SH Shared-defined 1 17140
SPDR S^P 500 ETF TR TR UNIT 78462F103 14 99 SH Shared Defined 1,2 99
SPDR SERIES TRUST S^P HOMEBUILD 78464A888 77 3100 SH Shared-defined 1 3100
SPECTRA ENERGY CORP COM 847560109 4,750 161826 SH Shared-defined 1,4 161826
SPRINT NEXTEL CORP COM SER 1 852061100 7 1298 SH Shared-defined 1,4 1298
SPX CORP COM 784635104 9,549 145959 SH Shared-defined 1, 4, 5 145959
SPX CORP COM 784635104 13,655 208705 SH Shared-defined 1,4 208705
ST JUDE MED INC COM 790849103 85 2028 SH Shared-defined 1,4 2028
STARBUCKS CORP COM 855244109 1,009 19890 SH Shared-defined 1 19890
STARBUCKS CORP COM 855244109 1469.1618 28949 SH Shared-defined 28949
STRYKER CORP COM 863667101 600 10775 SH Shared-defined 1,4 10775
SUN LIFE FINL INC COM 866796105 2,269 99398 SH Shared-defined 1,4 99398
SUNCOR ENERGY INC NEW COM 867224107 -80 -2430 SH Shared-defined 1 -2430<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -----------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ---------- --- ---- -------------- -------- ---------- ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
TAIWAN SEMICONDUCTOR
MFG LTD SPONSORED ADR 874039100 22 1420 SH Shared-defined 1,4 1420
TALISMAN ENERGY INC COM 87425E103 4 336 SH Shared-defined 1 336
TECK RESOURCES LTD CL B 878742204 563 19445 SH Shared-defined 1,4 19445
TELEFONICA S A SPONSORED ADR 879382208 13 999 SH Shared-defined 1 999
TESLA MTRS INC COM 88160R101 1,282 43792 SH Shared-defined 1, 4, 5 43792
TESLA MTRS INC COM 88160R101 1,177 40215 SH Shared-defined 1,4 40215
TEVA PHARMACEUTICAL
INDS LTD ADR 881624209 9 215 SH Shared-defined 1 215
TEXAS INSTRS INC COM 882508104 14 519 SH Shared-defined 1,4 519
THOMSON REUTERS CORP COM 884903105 45 1550 SH Shared-defined 1 1550
TIME WARNER INC COM NEW 887317303 1,442 31808 SH Shared-defined 1,4 31808
TITAN INTL INC ILL COM 88830M102 71 4017 SH Shared-defined 1, 4, 5 4017
TITAN INTL INC ILL COM 88830M102 2,542 143958 SH Shared-defined 1,4 143958
TORONTO DOMINION BK ONT COM NEW 891160509 501 6035 SH Shared-defined 1 6035
TOTAL SYS SVCS INC COM 891906109 1,394 58842.0002 SH Shared-defined 1,4 58842.0002
TRAVELERS COMPANIES INC COM 89417E109 12 170 SH Shared-defined 1 170
TRAVELERS COMPANIES INC COM 89417E109 1544.1095 22621 SH Shared-defined 22621
TRI-TECH HOLDING INC SHS G9103F106 408 110703 SH Shared-defined 1, 4, 5 110703
TRI-TECH HOLDING INC SHS G9103F106 583.30602 158292 SH Shared-defined 1,4 158292
TURQUOISE HILL RES LTD COM 900435108 9 1035 SH Shared-defined 1 1035
UNION PAC CORP COM 907818108 551 4640 SH Shared-defined 1 4640
UNION PAC CORP COM 907818108 64 535 SH Shared Defined 1,2 535
UNION PAC CORP COM 907818108 920 7751 SH Shared-defined 1,4 7751 19945
UNITED PARCEL SERVICE INC CL B 911312106 981 13699 SH Shared-defined 1,4 13699 2088
UNITED STS COMMODITY
INDEX F COMM IDX FND 911717106 83 1350 SH Shared-defined 1 1350
UNITED TECHNOLOGIES CORP COM 913017109 350 4465 SH Shared-defined 1 4465
UNITED TECHNOLOGIES CORP COM 913017109 70 894 SH Shared Defined 1,2 894
UNITED TECHNOLOGIES CORP COM 913017109 30 388 SH Shared-defined 1,4 388 52839
UNITEDHEALTH GROUP INC COM 91324P102 23 416 SH Shared-defined 1,4 416 19347
US BANCORP DEL COM NEW 902973304 25 736 SH Shared-defined 1,4 736 21696
VALIDUS HOLDINGS LTD COM SHS G9319H102 9,241 272503 SH Shared-defined 1 272503
VANGUARD INTL EQUITY F MSCI EMR
INDEX MKT ETF 922042858 1668.8 40000 SH Shared-defined 40000
VARIAN MED SYS INC COM 92220P105 1180.945 19578 SH Shared-defined 19578
VERIZON
COMMUNICATIONS INC COM 92343V104 271 5950 SH Shared-defined 1 5950
VERIZON
COMMUNICATIONS INC COM 92343V104 653 14328 SH Shared-defined 1,4 14328 34869
VISA INC COM CL A 92826C839 26 191 SH Shared-defined 1,4 191 46916
VISTEON CORP COM NEW 92839U206 0 2 SH Shared-defined 1 2
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 100 3500 SH Shared-defined 1 3500
WALGREEN CO COM 931422109 13 377 SH Shared-defined 1,4 377 28949
WAL-MART STORES INC COM 931142103 60 810 SH Shared-defined 1 810<br /><br />VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- ------- --- ---- -------------- -------- ------ ------ -----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
WAL-MART STORES INC COM 931142103 82 1108 SH Shared-defined 1,4 1108 17673
WASHINGTON POST CO CL B 939640108 171 471 SH Shared-defined 1,4 471 22621
WASTE MGMT INC DEL COM 94106L109 273 8520 SH Shared-defined 1,4 8520 19578
WATTS WATER TECHNOLOGIES INC CL A 942749102 905 23915 SH Shared-defined 1, 4, 5 23915
WATTS WATER TECHNOLOGIES INC CL A 942749102 1,222 32289 SH Shared-defined 1,4 32289 40000
WELLS FARGO & CO NEW COM 949746101 731 21170 SH Shared-defined 1 21170
WELLS FARGO & CO NEW COM 949746101 83 2396 SH Shared Defined 1,2 2396
WELLS FARGO & CO NEW COM 949746101 69 2010 SH Shared-defined 1,4 2010 48803
WELLS FARGO & CO NEW COM 949746101 1685.1676 48803 SH Shared-defined 48803
WESTERN UN CO COM 959802109 1,641 90055 SH Shared-defined 1,4 90055 42046
WESTPORT INNOVATIONS INC COM NEW 960908309 654 23875 SH Shared-defined 1, 4, 5 23875
WESTPORT INNOVATIONS INC COM NEW 960908309 440 16074 SH Shared-defined 1,4 16074 7268
WEYERHAEUSER CO COM 962166104 6 246 SH Shared-defined 1,4 246 50474
WILLIAMS COS INC DEL COM 969457100 7.867125 225 SH Shared-defined 1,4 225
WINDSTREAM CORP COM 97381W104 370.35527 36687 SH Shared-defined 1,4 36687
XEROX CORP COM 984121103 4.09293 558 SH Shared-defined 1,4 558
XYLEM INC COM 98419M100 3,095 123105 SH Shared-defined 1, 4, 5 123105
XYLEM INC COM 98419M100 4069.7183 161850 SH Shared-defined 1,4 161850
YONGYE INTL INC COM 98607B106 38 8372 SH Shared-defined 1, 4, 5 8372
YONGYE INTL INC COM 98607B106 1082.0378 236511 SH Shared-defined 1,4 236511
YUM BRANDS INC COM 988498101 92 1300 SH Shared Defined 1,2 1300
ZAZA ENERGY CORP COM 98919T100 0 30 SH Shared-defined 1 30
ZIMMER HLDGS INC COM 98956P102 37 554 SH Shared-defined 1 554
547,955