Rockwood Asset Management

Rockwood Asset Management as of March 31, 2011

Portfolio Holdings for Rockwood Asset Management

Rockwood Asset Management holds 76 positions in its portfolio as reported in the March 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
LMP Capital and Income Fund (SCD) 10.5 $9.8M 738k 13.30
Royce Micro Capital Trust (RMT) 6.6 $6.1M 601k 10.24
Royce Value Trust (RVT) 5.2 $4.8M 313k 15.39
Invesco Mortgage Capital 5.0 $4.7M 214k 21.85
Eaton Vance Risk Managed Diversified (ETJ) 4.3 $4.0M 309k 12.82
SunAmerica Focused Alpha Growth Fund 4.1 $3.8M 190k 20.01
Adams Express Company (ADX) 3.8 $3.5M 309k 11.37
BlackRock Enhanced Government Fund (EGF) 3.2 $3.0M 195k 15.51
Crexus Investment 3.1 $2.9M 253k 11.42
Colony Financial 3.0 $2.8M 150k 18.83
Eaton Vance Tax-Managed Global Dive Eq (EXG) 2.7 $2.5M 235k 10.58
Promotora De Informaciones S adr cl b conv 2.6 $2.4M 200k 11.93
Newcastle Investment 2.5 $2.3M 386k 6.04
Eaton Vance Tax Managed Diversified Eq. (ETY) 2.5 $2.3M 208k 11.00
DWS Dreman Value Income Edge Fund 2.3 $2.2M 148k 14.65
Federated Enhanced Treasury 1.9 $1.8M 118k 15.30
Blackrock Kelso Capital 1.7 $1.6M 157k 10.12
Western Asset Global Cp Defi (GDO) 1.7 $1.6M 85k 18.29
Alpine Total Dynamic Dividend Fund 1.6 $1.4M 235k 6.15
Blackrock Build America Bond Trust (BBN) 1.5 $1.4M 80k 17.45
Dividend Capital Realty Income Allocatio 1.5 $1.4M 365k 3.75
Dynex Capital 1.4 $1.3M 126k 10.06
Swiss Helvetia Fund (SWZ) 1.3 $1.2M 90k 13.82
Neuberger Berman Real Estate Sec (NRO) 1.3 $1.2M 298k 4.13
Cohen & Steers Clsd-End Optuny Fnd (FOF) 1.3 $1.2M 89k 13.51
Global Income & Currency Fund 1.2 $1.2M 79k 14.63
H&Q Life Sciences Investors 1.2 $1.1M 92k 12.02
KKR Financial Holdings 1.0 $952k 97k 9.79
AllianceBernstein Income Fund 0.9 $849k 110k 7.69
Wells Fargo Advantage Utils (ERH) 0.9 $817k 69k 11.84
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.9 $799k 62k 12.89
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.8 $796k 65k 12.25
First Tr High Income L/s (FSD) 0.8 $760k 40k 18.95
Guggenheim Bld Amr Bds Mng D (GBAB) 0.8 $759k 41k 18.51
Sun Bancorp 0.8 $748k 215k 3.48
Cypress Sharpridge Investments 0.8 $696k 55k 12.68
American Capital Agency 0.7 $670k 23k 29.13
Exd - Eaton Vance Tax-advant 0.7 $655k 40k 16.54
Liberty All-Star Equity Fund (USA) 0.7 $608k 116k 5.26
Western Asset Hgh Yld Dfnd (HYI) 0.6 $592k 31k 18.97
Chimera Investment Corporation 0.6 $551k 139k 3.96
Putnam Municipal Opportunities Trust (PMO) 0.6 $542k 50k 10.84
Greater China Fund 0.5 $504k 40k 12.63
Augusta Res Corp 0.5 $487k 95k 5.13
Cazador Acquisition Corporat 0.5 $484k 50k 9.68
Protective Life 0.5 $465k 18k 26.57
Nuveen Quality Preferred Income Fund 0.5 $461k 60k 7.72
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.5 $454k 30k 15.13
Macquarie Global Infr Total Rtrn Fnd 0.5 $428k 24k 18.21
Hudson City Ban 0.4 $387k 40k 9.68
Central Securities (CET) 0.4 $384k 16k 23.41
SunAmerica Focused Alpha Large Cap Fund 0.4 $363k 20k 18.15
PennantPark Investment (PNNT) 0.4 $358k 30k 11.93
Walter Investment Management 0.3 $323k 20k 16.15
MCG Capital Corporation 0.3 $326k 50k 6.52
Bank of America Corporation (BAC) 0.3 $300k 23k 13.33
Alpine Global Premier Properties Fund 0.3 $283k 40k 7.01
Tri-Continental Corporation (TY) 0.3 $257k 18k 14.60
American International (AIG) 0.3 $246k 7.0k 35.14
Madison Strategic Sector Premium Fund 0.3 $241k 19k 12.68
Capital One Financial (COF) 0.2 $234k 4.5k 52.00
CNA Financial Corporation (CNA) 0.2 $222k 7.5k 29.60
MFS Intermediate Income Trust (MIN) 0.2 $201k 33k 6.12
FirstMerit Corporation 0.2 $171k 10k 17.10
Eaton Vance Ohio Municipal bond fund 0.2 $167k 15k 11.39
People's United Financial 0.2 $157k 13k 12.56
American Income Fund (MRF) 0.2 $152k 19k 8.00
Nara Ban 0.1 $144k 15k 9.60
Onebeacon Insurance Group Ltd Cl-a 0.1 $135k 10k 13.50
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $133k 11k 12.11
American Intl Group 0.1 $111k 10k 11.10
MFA Mortgage Investments 0.1 $103k 13k 8.17
Susquehanna Bancshares 0.1 $94k 10k 9.40
Huntington Bancshares Incorporated (HBAN) 0.1 $83k 13k 6.64
Cazador Acquisition Corporat *w exp 99/99/999 0.0 $23k 50k 0.46
Gdl Fund right 99/99/9999 0.0 $6.0k 10k 0.60