Rockwood Asset Management

Rockwood Asset Management as of June 30, 2011

Portfolio Holdings for Rockwood Asset Management

Rockwood Asset Management holds 54 positions in its portfolio as reported in the June 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
LMP Capital and Income Fund (SCD) 15.2 $13M 932k 13.72
Royce Micro Capital Trust (RMT) 6.7 $5.6M 570k 9.86
Cohen & Steers Clsd-End Optuny Fnd (FOF) 6.2 $5.2M 388k 13.47
Royce Value Trust (RVT) 5.2 $4.4M 293k 14.92
Central Fd Cda Ltd cl a 4.8 $4.1M 200k 20.37
BlackRock Enhanced Government Fund (EGF) 4.8 $4.1M 262k 15.52
Eaton Vance Risk Managed Diversified (ETJ) 4.6 $3.9M 309k 12.62
Greater China Fund 4.3 $3.6M 284k 12.70
Adams Express Company (ADX) 4.1 $3.4M 309k 11.14
Crexus Investment 4.0 $3.4M 302k 11.11
Newcastle Investment 2.9 $2.4M 418k 5.78
Chimera Investment Corporation 2.6 $2.2M 627k 3.46
Swiss Helvetia Fund (SWZ) 2.5 $2.1M 141k 14.99
DWS Dreman Value Income Edge Fund 2.5 $2.1M 145k 14.56
American Capital Agency 2.2 $1.9M 64k 29.11
Federated Enhanced Treasury 2.2 $1.8M 117k 15.55
Promotora De Informaciones S adr cl b conv 2.1 $1.8M 179k 10.00
Colony Financial 1.7 $1.4M 79k 18.07
Eaton Vance Tax Managed Diversified Eq. (ETY) 1.6 $1.4M 125k 10.92
SunAmerica Focused Alpha Growth Fund 1.6 $1.4M 65k 20.77
Neuberger Berman Real Estate Sec (NRO) 1.6 $1.3M 305k 4.30
PennyMac Mortgage Investment Trust (PMT) 1.5 $1.3M 77k 16.57
Rmr Real Estate Income 1.4 $1.1M 34k 33.11
RMR Asia Pacific Real Estate Fund 1.2 $993k 54k 18.48
Global Income & Currency Fund 1.1 $899k 62k 14.44
AllianceBernstein Income Fund 1.0 $872k 111k 7.89
Blackrock Kelso Capital 0.8 $673k 75k 8.97
First Trust Strat High Income Fund III (FHO) 0.8 $664k 147k 4.52
Invesco Mortgage Capital 0.7 $623k 30k 21.12
Zweig Total Return Fund 0.7 $593k 175k 3.39
Boulder Growth & Income Fund (STEW) 0.6 $529k 82k 6.48
Cazador Acquisition Corporat 0.6 $483k 50k 9.66
Sun Bancorp 0.5 $452k 124k 3.65
Macquarie Global Infr Total Rtrn Fnd 0.5 $436k 24k 18.55
Augusta Res Corp 0.5 $433k 94k 4.62
Northstar Realty Finance 0.5 $403k 100k 4.03
H&Q Life Sciences Investors 0.4 $374k 30k 12.47
Central Securities (CET) 0.4 $358k 15k 23.87
Dynex Capital 0.4 $339k 35k 9.69
Liberty All-Star Equity Fund (USA) 0.4 $310k 60k 5.17
Alpine Global Premier Properties Fund 0.4 $304k 42k 7.20
Tri-Continental Corporation (TY) 0.3 $263k 18k 14.94
Cohen & Steers Quality Income Realty (RQI) 0.3 $244k 25k 9.76
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.3 $243k 20k 12.15
First Trust Strgy. High Income Fund II (FHY) 0.3 $242k 47k 5.19
Pennantpark Floating Rate Capi (PFLT) 0.2 $203k 16k 12.69
Firsthand Tech Value (SVVC) 0.2 $163k 11k 15.18
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $137k 11k 12.47
Full Circle Cap Corp 0.1 $115k 15k 7.92
American Intl Group 0.1 $102k 10k 10.20
ARMOUR Residential REIT 0.1 $74k 10k 7.40
MCG Capital Corporation 0.1 $64k 11k 6.04
Institutional Financial Mark 0.0 $34k 10k 3.40
Cazador Acquisition Corporat *w exp 99/99/999 0.0 $21k 50k 0.42