Rothschild Investment Corp as of Dec. 31, 2011
Portfolio Holdings for Rothschild Investment Corp
Rothschild Investment Corp holds 334 positions in its portfolio as reported in the December 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Ezchip Semiconductor Lt | 3.7 | $20M | 707k | 28.33 | |
| Apple (AAPL) | 3.5 | $19M | 47k | 405.01 | |
| Qualcomm (QCOM) | 3.1 | $17M | 306k | 54.70 | |
| General Electric Company | 2.4 | $13M | 736k | 17.91 | |
| Exxon Mobil Corporation (XOM) | 2.3 | $13M | 148k | 84.76 | |
| Abbott Laboratories (ABT) | 2.3 | $12M | 221k | 56.23 | |
| Johnson & Johnson (JNJ) | 2.2 | $12M | 182k | 65.58 | |
| Procter & Gamble Company (PG) | 2.0 | $11M | 166k | 66.71 | |
| 1.7 | $9.3M | 14k | 645.89 | ||
| JPMorgan Chase & Co. (JPM) | 1.6 | $8.8M | 265k | 33.25 | |
| Verizon Communications (VZ) | 1.6 | $8.7M | 217k | 40.12 | |
| ConocoPhillips (COP) | 1.5 | $8.4M | 116k | 72.87 | |
| International Business Machines (IBM) | 1.4 | $7.5M | 41k | 183.88 | |
| Pepsi (PEP) | 1.3 | $7.2M | 109k | 66.35 | |
| Baxter International (BAX) | 1.3 | $7.1M | 143k | 49.48 | |
| Pfizer (PFE) | 1.3 | $7.0M | 321k | 21.64 | |
| Corning Incorporated (GLW) | 1.2 | $6.7M | 518k | 12.98 | |
| SPDR S&P MidCap 400 ETF (MDY) | 1.2 | $6.5M | 41k | 159.50 | |
| 3M Company (MMM) | 1.2 | $6.5M | 79k | 81.73 | |
| United Parcel Service (UPS) | 1.1 | $6.2M | 85k | 73.19 | |
| At&t (T) | 1.1 | $6.3M | 207k | 30.24 | |
| Poplar Forest Partners Institu (IPFPX) | 1.1 | $6.2M | 229k | 26.94 | |
| McDonald's Corporation (MCD) | 1.1 | $6.1M | 61k | 100.34 | |
| CBOE Holdings (CBOE) | 1.1 | $5.9M | 228k | 25.86 | |
| Chevron Corporation (CVX) | 1.1 | $5.8M | 55k | 106.40 | |
| Illinois Tool Works (ITW) | 1.0 | $5.7M | 121k | 46.71 | |
| Medtronic | 1.0 | $5.5M | 144k | 38.25 | |
| Exelon Corporation (EXC) | 1.0 | $5.3M | 121k | 43.37 | |
| Jacobs Engineering | 0.9 | $5.0M | 124k | 40.58 | |
| Beam | 0.8 | $4.6M | 90k | 51.22 | |
| Zimmer Holdings (ZBH) | 0.8 | $4.5M | 85k | 53.42 | |
| Carnival Corporation (CCL) | 0.8 | $4.4M | 135k | 32.64 | |
| Raymond James Financial (RJF) | 0.8 | $4.4M | 141k | 30.96 | |
| Goldman Sachs (GS) | 0.8 | $4.3M | 48k | 90.44 | |
| Dollar Tree (DLTR) | 0.8 | $4.3M | 52k | 83.11 | |
| Coca-Cola Company (KO) | 0.8 | $4.3M | 61k | 69.96 | |
| International Game Technology | 0.8 | $4.2M | 246k | 17.20 | |
| Berkshire Hathaway (BRK.B) | 0.8 | $4.1M | 54k | 76.29 | |
| Manpower (MAN) | 0.8 | $4.2M | 116k | 35.75 | |
| iShares S&P MidCap 400 Index (IJH) | 0.8 | $4.1M | 47k | 87.61 | |
| Noble Corporation Com Stk | 0.7 | $4.0M | 131k | 30.22 | |
| Cisco Systems (CSCO) | 0.7 | $3.9M | 216k | 18.08 | |
| Bristol Myers Squibb (BMY) | 0.7 | $3.9M | 109k | 35.24 | |
| Starwood Property Trust (STWD) | 0.7 | $3.7M | 198k | 18.51 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $3.5M | 79k | 44.97 | |
| American Cap Income Builder Cl (CIBFX) | 0.7 | $3.6M | 72k | 49.22 | |
| Duke Energy Corporation | 0.6 | $3.5M | 158k | 22.00 | |
| Merck & Co (MRK) | 0.6 | $3.2M | 85k | 37.70 | |
| Boeing Company (BA) | 0.6 | $3.2M | 43k | 73.36 | |
| Enbridge Energy Partners | 0.5 | $2.9M | 88k | 33.19 | |
| NetLogic Microsystems | 0.5 | $2.8M | 57k | 49.56 | |
| Intel Corporation (INTC) | 0.5 | $2.8M | 115k | 24.25 | |
| Deere & Company (DE) | 0.5 | $2.8M | 36k | 77.36 | |
| Ford Motor Company (F) | 0.5 | $2.8M | 256k | 10.76 | |
| Microsoft Corporation (MSFT) | 0.5 | $2.7M | 103k | 25.96 | |
| Republic Services (RSG) | 0.5 | $2.6M | 94k | 27.55 | |
| Home Depot (HD) | 0.5 | $2.5M | 60k | 42.03 | |
| Visa (V) | 0.5 | $2.5M | 25k | 101.54 | |
| Arch Coal | 0.5 | $2.5M | 171k | 14.51 | |
| Wal-Mart Stores (WMT) | 0.4 | $2.4M | 40k | 59.75 | |
| E.I. du Pont de Nemours & Company | 0.4 | $2.4M | 52k | 45.78 | |
| Spdr S&p 500 Etf (SPY) | 0.4 | $2.3M | 19k | 125.52 | |
| iShares Russell 2000 Index (IWM) | 0.4 | $2.4M | 32k | 73.76 | |
| Br Malls Participacoes Gdr 144 | 0.4 | $2.3M | 120k | 19.39 | |
| Amgen (AMGN) | 0.4 | $2.3M | 36k | 64.22 | |
| Nike (NKE) | 0.4 | $2.3M | 24k | 96.36 | |
| Costco Wholesale Corporation (COST) | 0.4 | $2.2M | 27k | 83.33 | |
| NYSE Euronext | 0.4 | $2.2M | 86k | 26.10 | |
| CVS Caremark Corporation (CVS) | 0.4 | $2.2M | 53k | 40.77 | |
| Eli Lilly & Co. (LLY) | 0.4 | $2.1M | 50k | 41.57 | |
| Alcoa | 0.4 | $2.1M | 238k | 8.65 | |
| Lowe's Companies (LOW) | 0.4 | $2.0M | 80k | 25.39 | |
| Natural Resource Partners | 0.4 | $2.0M | 75k | 27.12 | |
| Time Warner | 0.4 | $2.0M | 55k | 36.14 | |
| TJX Companies (TJX) | 0.3 | $1.8M | 29k | 64.53 | |
| BP (BP) | 0.3 | $1.8M | 43k | 42.74 | |
| Allergan | 0.3 | $1.8M | 20k | 87.72 | |
| Novartis (NVS) | 0.3 | $1.7M | 30k | 57.17 | |
| Philip Morris International (PM) | 0.3 | $1.8M | 23k | 78.50 | |
| Integrys Energy | 0.3 | $1.8M | 32k | 54.19 | |
| Royce Value Trust (RVT) | 0.3 | $1.8M | 144k | 12.27 | |
| Jos. A. Bank Clothiers | 0.3 | $1.7M | 35k | 48.77 | |
| Dow Chemical Company | 0.3 | $1.7M | 58k | 28.77 | |
| U.S. Bancorp (USB) | 0.3 | $1.6M | 58k | 27.05 | |
| Kinder Morgan Energy Partners | 0.3 | $1.6M | 19k | 84.95 | |
| Norfolk Southern (NSC) | 0.3 | $1.5M | 21k | 72.85 | |
| GlaxoSmithKline | 0.3 | $1.5M | 33k | 45.64 | |
| Halliburton Company (HAL) | 0.3 | $1.5M | 44k | 34.51 | |
| Caterpillar (CAT) | 0.3 | $1.5M | 16k | 90.60 | |
| United Technologies Corporation | 0.3 | $1.5M | 21k | 73.11 | |
| Miller Industries (MLR) | 0.3 | $1.5M | 95k | 15.73 | |
| Capital World Grw&incm Cl F (CWGFX) | 0.3 | $1.5M | 45k | 32.05 | |
| Trust For Professnal Marketfie | 0.3 | $1.5M | 105k | 14.02 | |
| TeleTech Holdings | 0.2 | $1.3M | 83k | 16.19 | |
| Covanta Holding Corporation | 0.2 | $1.3M | 95k | 13.69 | |
| Consolidated Edison (ED) | 0.2 | $1.3M | 21k | 62.02 | |
| Kraft Foods | 0.2 | $1.3M | 35k | 37.36 | |
| Progress Energy | 0.2 | $1.3M | 24k | 56.00 | |
| Walgreen Company | 0.2 | $1.3M | 40k | 33.05 | |
| Oracle Corporation (ORCL) | 0.2 | $1.3M | 52k | 25.65 | |
| Emerson Electric (EMR) | 0.2 | $1.2M | 27k | 46.57 | |
| FirstEnergy (FE) | 0.2 | $1.2M | 28k | 44.32 | |
| Honeywell International (HON) | 0.2 | $1.2M | 22k | 54.36 | |
| Xerox Corporation | 0.2 | $1.2M | 151k | 7.96 | |
| Chesapeake Energy Corporation | 0.2 | $1.2M | 53k | 22.30 | |
| Rydex S&P Equal Weight ETF | 0.2 | $1.2M | 26k | 46.27 | |
| Canadian Natl Ry (CNI) | 0.2 | $1.1M | 14k | 78.56 | |
| Universal Health Services (UHS) | 0.2 | $1.2M | 30k | 38.87 | |
| Praxair | 0.2 | $1.1M | 11k | 106.94 | |
| Williams Companies (WMB) | 0.2 | $1.2M | 35k | 33.02 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $1.2M | 31k | 36.80 | |
| Genco Shipping & Trading | 0.2 | $1.1M | 163k | 6.76 | |
| J.B. Hunt Transport Services (JBHT) | 0.2 | $1.1M | 24k | 45.08 | |
| Nucor Corporation (NUE) | 0.2 | $1.1M | 28k | 39.58 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.2 | $1.1M | 20k | 54.63 | |
| MasterCard Incorporated (MA) | 0.2 | $1.0M | 2.7k | 372.76 | |
| Target Corporation (TGT) | 0.2 | $1.1M | 21k | 51.21 | |
| KKR & Co | 0.2 | $1.0M | 81k | 12.83 | |
| Allstate Corporation (ALL) | 0.2 | $968k | 35k | 27.42 | |
| Enterprise Products Partners (EPD) | 0.2 | $985k | 21k | 46.37 | |
| Perrigo Company | 0.2 | $973k | 10k | 97.30 | |
| Cohen & Steers Quality Income Realty (RQI) | 0.2 | $981k | 116k | 8.47 | |
| Pimco Etf Tr Cda Bd Idx | 0.2 | $998k | 9.7k | 102.89 | |
| Barrick Gold Corp (GOLD) | 0.2 | $916k | 20k | 45.26 | |
| Cnooc | 0.2 | $953k | 5.5k | 174.70 | |
| eBay (EBAY) | 0.2 | $952k | 31k | 30.33 | |
| Shire | 0.2 | $925k | 8.9k | 103.93 | |
| San Juan Basin Royalty Trust (SJT) | 0.2 | $957k | 42k | 22.76 | |
| Advisors Ser Tr Pl Fr Prtn A | 0.2 | $903k | 34k | 26.89 | |
| ProShares Short S&P500 | 0.2 | $898k | 22k | 40.41 | |
| Te Connectivity Ltd for (TEL) | 0.2 | $852k | 28k | 30.81 | |
| Ameren Corporation (AEE) | 0.1 | $832k | 25k | 33.14 | |
| Raytheon Company | 0.1 | $820k | 17k | 48.41 | |
| Schlumberger (SLB) | 0.1 | $807k | 12k | 68.30 | |
| Cvr Partners Lp unit | 0.1 | $834k | 34k | 24.81 | |
| Waste Management (WM) | 0.1 | $753k | 23k | 32.71 | |
| Apache Corporation | 0.1 | $773k | 8.5k | 90.61 | |
| NiSource (NI) | 0.1 | $765k | 32k | 23.81 | |
| American Electric Power Company (AEP) | 0.1 | $783k | 19k | 41.29 | |
| CVR Energy (CVI) | 0.1 | $755k | 40k | 18.73 | |
| PowerShares QQQ Trust, Series 1 | 0.1 | $786k | 14k | 55.81 | |
| Compugen (CGEN) | 0.1 | $754k | 152k | 4.95 | |
| Columbia Acorn Fund Z (ACRNX) | 0.1 | $763k | 28k | 27.56 | |
| Amer Intl Grw & Inc Cl F-1 (IGIFX) | 0.1 | $770k | 28k | 27.46 | |
| Capital Income Builders Fd Sh (CAIBX) | 0.1 | $766k | 16k | 49.20 | |
| Annaly Capital Management | 0.1 | $725k | 45k | 15.97 | |
| International Paper Company (IP) | 0.1 | $686k | 23k | 29.60 | |
| Darden Restaurants (DRI) | 0.1 | $732k | 16k | 45.59 | |
| Dean Foods Company | 0.1 | $717k | 64k | 11.20 | |
| SPDR Gold Trust (GLD) | 0.1 | $695k | 4.6k | 152.05 | |
| PowerShares DB Com Indx Trckng Fund | 0.1 | $702k | 26k | 26.86 | |
| Repsol YPF (REPYY) | 0.1 | $697k | 23k | 30.81 | |
| Eaton Vance Tax-Managed Global Buy-Write (ETW) | 0.1 | $700k | 68k | 10.28 | |
| Oppenheimer Develop Mkts Cl A | 0.1 | $687k | 23k | 29.31 | |
| Walt Disney Company (DIS) | 0.1 | $674k | 18k | 37.49 | |
| Bemis Company | 0.1 | $632k | 21k | 30.07 | |
| Foot Locker (FL) | 0.1 | $665k | 28k | 23.84 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $643k | 19k | 33.32 | |
| Tor Dom Bk Cad (TD) | 0.1 | $679k | 9.1k | 74.82 | |
| Apollo Investment | 0.1 | $640k | 99k | 6.44 | |
| Agic Equity & Conv Income | 0.1 | $642k | 41k | 15.61 | |
| QuickLogic Corporation | 0.1 | $656k | 252k | 2.60 | |
| American Balanced Fd Cl F (BALFX) | 0.1 | $670k | 37k | 18.22 | |
| Jazz Pharmaceuticals (JAZZ) | 0.1 | $634k | 16k | 38.60 | |
| Bank of America Corporation (BAC) | 0.1 | $614k | 110k | 5.56 | |
| Royal Dutch Shell | 0.1 | $623k | 8.2k | 75.98 | |
| Gap (GPS) | 0.1 | $583k | 31k | 18.56 | |
| BreitBurn Energy Partners | 0.1 | $598k | 31k | 19.06 | |
| Terex Corporation (TEX) | 0.1 | $592k | 44k | 13.52 | |
| UGI Corporation (UGI) | 0.1 | $622k | 21k | 29.41 | |
| Stifel Financial (SF) | 0.1 | $628k | 20k | 32.04 | |
| Ceragon Networks (CRNT) | 0.1 | $587k | 76k | 7.70 | |
| Inphi Corporation | 0.1 | $614k | 51k | 11.96 | |
| Market Vectors Oil Service Etf | 0.1 | $597k | 5.2k | 114.81 | |
| SYSCO Corporation (SYY) | 0.1 | $522k | 18k | 29.33 | |
| Supervalu | 0.1 | $567k | 70k | 8.12 | |
| Kroger (KR) | 0.1 | $543k | 22k | 24.24 | |
| Stryker Corporation (SYK) | 0.1 | $523k | 11k | 49.69 | |
| WisdomTree Emerging Mkts Small Cp Div (DGS) | 0.1 | $532k | 13k | 41.31 | |
| Wal-mart de Mexico S A B de C V (WMMVY) | 0.1 | $537k | 20k | 27.43 | |
| American Income Fnd Of America (AMECX) | 0.1 | $558k | 33k | 16.75 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $516k | 14k | 37.91 | |
| Northern Trust Corporation (NTRS) | 0.1 | $512k | 13k | 39.63 | |
| PPG Industries (PPG) | 0.1 | $501k | 6.0k | 83.50 | |
| Morgan Stanley (MS) | 0.1 | $514k | 34k | 15.12 | |
| Xilinx | 0.1 | $494k | 15k | 32.08 | |
| Potash Corp. Of Saskatchewan I | 0.1 | $508k | 12k | 41.27 | |
| Altria (MO) | 0.1 | $478k | 16k | 29.67 | |
| Southern Company (SO) | 0.1 | $505k | 11k | 46.28 | |
| Ventas (VTR) | 0.1 | $470k | 8.5k | 55.10 | |
| Cliffs Natural Resources | 0.1 | $483k | 7.7k | 62.40 | |
| iShares MSCI Japan Index | 0.1 | $517k | 57k | 9.10 | |
| MetLife (MET) | 0.1 | $490k | 16k | 31.21 | |
| WisdomTree Intl. LargeCap Div (DOL) | 0.1 | $470k | 12k | 40.00 | |
| Claymore/zacks Mid-cap Core Etf cmn | 0.1 | $475k | 16k | 29.73 | |
| Fidelity Advisor Ser I Lev | 0.1 | $482k | 16k | 30.43 | |
| MB Financial | 0.1 | $419k | 25k | 17.08 | |
| State Street Corporation (STT) | 0.1 | $455k | 11k | 40.30 | |
| FedEx Corporation (FDX) | 0.1 | $411k | 4.9k | 83.45 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $453k | 11k | 40.36 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $463k | 16k | 28.26 | |
| CenturyLink | 0.1 | $441k | 12k | 37.20 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $459k | 4.00 | 114750.00 | |
| Accenture (ACN) | 0.1 | $442k | 8.3k | 53.25 | |
| BHP Billiton (BHP) | 0.1 | $414k | 5.9k | 70.59 | |
| Titan Machinery (TITN) | 0.1 | $459k | 21k | 21.75 | |
| Celgene Corporation | 0.1 | $422k | 6.2k | 67.55 | |
| Systemax | 0.1 | $463k | 28k | 16.42 | |
| HCP | 0.1 | $414k | 10k | 41.40 | |
| Pinnacle West Capital Corporation (PNW) | 0.1 | $459k | 9.5k | 48.21 | |
| Utilities SPDR (XLU) | 0.1 | $417k | 12k | 35.97 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.1 | $453k | 8.8k | 51.32 | |
| Wisdomtree Tr em lcl debt (ELD) | 0.1 | $452k | 9.3k | 48.63 | |
| American Europac Gwth Fd Cl A (AEPGX) | 0.1 | $432k | 12k | 35.12 | |
| Devon Energy Corporation (DVN) | 0.1 | $385k | 6.2k | 61.98 | |
| Monsanto Company | 0.1 | $393k | 5.6k | 70.05 | |
| Medco Health Solutions | 0.1 | $359k | 6.4k | 55.88 | |
| Hess (HES) | 0.1 | $409k | 7.2k | 56.81 | |
| Hewlett-Packard Company | 0.1 | $381k | 15k | 25.79 | |
| Nextera Energy (NEE) | 0.1 | $397k | 6.5k | 60.83 | |
| Starbucks Corporation (SBUX) | 0.1 | $382k | 8.3k | 46.02 | |
| Omni (OMC) | 0.1 | $364k | 8.2k | 44.53 | |
| Frontier Communications | 0.1 | $382k | 74k | 5.16 | |
| First National Bank Alaska (FBAK) | 0.1 | $410k | 266.00 | 1541.35 | |
| Cibc Cad (CM) | 0.1 | $381k | 5.3k | 72.36 | |
| PowerShares FTSE RAFI US 1000 | 0.1 | $366k | 6.7k | 54.63 | |
| Aberdeen Latin Amer Eqty | 0.1 | $362k | 12k | 30.07 | |
| William Blair Intl Gwth Fd Cl | 0.1 | $384k | 21k | 18.66 | |
| Unified Ser Tr Appleseed | 0.1 | $375k | 32k | 11.76 | |
| Heartland Group Inc Val Plus Instl mutual funds | 0.1 | $359k | 13k | 27.70 | |
| Time Warner Cable | 0.1 | $315k | 5.0k | 63.62 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $352k | 12k | 28.60 | |
| Newmont Mining Corporation (NEM) | 0.1 | $306k | 5.1k | 60.00 | |
| Wells Fargo & Company (WFC) | 0.1 | $332k | 12k | 27.60 | |
| Transocean (RIG) | 0.1 | $332k | 8.7k | 38.38 | |
| Automatic Data Processing (ADP) | 0.1 | $354k | 6.6k | 54.05 | |
| Royal Dutch Shell | 0.1 | $309k | 4.2k | 73.10 | |
| Amazon (AMZN) | 0.1 | $310k | 1.8k | 173.18 | |
| Mocon | 0.1 | $354k | 22k | 15.95 | |
| CF Industries Holdings (CF) | 0.1 | $330k | 2.3k | 145.05 | |
| China Uni | 0.1 | $306k | 15k | 21.10 | |
| Hain Celestial (HAIN) | 0.1 | $312k | 8.5k | 36.71 | |
| Universal Health Realty Income Trust (UHT) | 0.1 | $355k | 9.1k | 39.01 | |
| First Eagle Gold Fund (SGGDX) | 0.1 | $308k | 11k | 28.95 | |
| American Balanced (ABALX) | 0.1 | $309k | 17k | 18.19 | |
| Templeton Global Invt Bric | 0.1 | $313k | 29k | 10.98 | |
| Ameriprise Financial (AMP) | 0.1 | $288k | 5.8k | 49.72 | |
| KKR Financial Holdings | 0.1 | $280k | 32k | 8.72 | |
| AGL Resources | 0.1 | $267k | 6.3k | 42.31 | |
| Zebra Technologies (ZBRA) | 0.1 | $291k | 8.1k | 35.82 | |
| Best Buy (BBY) | 0.1 | $256k | 11k | 23.38 | |
| Newell Rubbermaid (NWL) | 0.1 | $260k | 16k | 16.13 | |
| Colgate-Palmolive Company (CL) | 0.1 | $270k | 2.9k | 92.31 | |
| General Mills (GIS) | 0.1 | $253k | 6.3k | 40.48 | |
| Intuitive Surgical (ISRG) | 0.1 | $277k | 598.00 | 463.21 | |
| Danaher Corporation (DHR) | 0.1 | $280k | 6.0k | 47.03 | |
| Total (TTE) | 0.1 | $257k | 5.0k | 51.11 | |
| EMC Corporation | 0.1 | $287k | 13k | 21.54 | |
| PPL Corporation (PPL) | 0.1 | $247k | 8.4k | 29.40 | |
| Marathon Oil Corporation (MRO) | 0.1 | $274k | 9.4k | 29.24 | |
| H.J. Heinz Company | 0.1 | $251k | 4.7k | 53.98 | |
| Sun Life Financial (SLF) | 0.1 | $264k | 14k | 18.49 | |
| Banco Itau Holding Financeira (ITUB) | 0.1 | $250k | 14k | 18.58 | |
| MVC Capital | 0.1 | $290k | 25k | 11.60 | |
| Banco Bradesco SA (BBD) | 0.1 | $267k | 16k | 16.69 | |
| Energy Income and Growth Fund | 0.1 | $257k | 9.1k | 28.28 | |
| Thai Fund | 0.1 | $268k | 22k | 12.24 | |
| Royce Focus Tr | 0.1 | $252k | 40k | 6.29 | |
| American Capital Wld Grth & In (CWGIX) | 0.1 | $271k | 8.4k | 32.08 | |
| Taiwan Fund (TWN) | 0.1 | $285k | 20k | 14.48 | |
| Shire | 0.1 | $279k | 8.0k | 34.88 | |
| Columbia Fds Ser Tr Largecap V | 0.1 | $271k | 26k | 10.48 | |
| Oppenheimer Intl S Co Cl A | 0.1 | $258k | 14k | 18.64 | |
| Eaton Vance Mut Fds Tr Flt Rt mtlfnd (EIBLX) | 0.1 | $267k | 30k | 8.81 | |
| Turner Spectrum Fund Instl | 0.1 | $259k | 24k | 10.94 | |
| International Grw & In Cl F-2 (IGFFX) | 0.1 | $255k | 9.3k | 27.48 | |
| Pimco Total Return semnb (PTTPX) | 0.1 | $293k | 27k | 10.86 | |
| Tim Participacoes Sa- | 0.1 | $256k | 9.9k | 25.85 | |
| Diamond Offshore Drilling | 0.0 | $229k | 4.2k | 55.18 | |
| Lincoln National Corporation (LNC) | 0.0 | $207k | 11k | 19.42 | |
| Dominion Resources (D) | 0.0 | $210k | 4.0k | 53.02 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $229k | 2.8k | 80.98 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $219k | 6.0k | 36.50 | |
| Tyco International Ltd S hs | 0.0 | $217k | 4.7k | 46.65 | |
| MarkWest Energy Partners | 0.0 | $208k | 3.8k | 55.10 | |
| ConAgra Foods (CAG) | 0.0 | $226k | 8.6k | 26.43 | |
| Westpac Banking Corporation | 0.0 | $245k | 2.4k | 102.30 | |
| LHC | 0.0 | $225k | 18k | 12.86 | |
| SPDR S&P Homebuilders (XHB) | 0.0 | $243k | 14k | 17.11 | |
| National Australia Bank (NABZY) | 0.0 | $239k | 10k | 23.90 | |
| American Funds- Growth Fnd Of mf (GFAFX) | 0.0 | $224k | 7.8k | 28.59 | |
| Korea (KF) | 0.0 | $217k | 6.1k | 35.68 | |
| Massachusetts Invs Tr Sh Ben I (MITTX) | 0.0 | $231k | 12k | 18.67 | |
| Goldman Sachs Tr N11 Eqty A Sh | 0.0 | $215k | 24k | 8.91 | |
| Cadence Design Systems (CDNS) | 0.0 | $177k | 17k | 10.41 | |
| Sprint Nextel Corporation | 0.0 | $139k | 59k | 2.35 | |
| Staples | 0.0 | $189k | 14k | 13.89 | |
| Taylor Capital (TAYC) | 0.0 | $165k | 17k | 9.73 | |
| Adams Express Company (ADX) | 0.0 | $162k | 17k | 9.67 | |
| Pimco Commodity Rr Strat-ins (PCRIX) | 0.0 | $156k | 24k | 6.53 | |
| PowerShares Listed Private Eq. | 0.0 | $152k | 19k | 8.00 | |
| Templeton Global Invt Emrg Mkt | 0.0 | $188k | 21k | 9.03 | |
| Interpublic Group of Companies (IPG) | 0.0 | $117k | 12k | 9.75 | |
| Key (KEY) | 0.0 | $108k | 14k | 7.68 | |
| Amedisys (AMED) | 0.0 | $115k | 11k | 10.95 | |
| Blackrock Kelso Capital | 0.0 | $114k | 14k | 8.14 | |
| Brandywine Realty Trust (BDN) | 0.0 | $123k | 13k | 9.46 | |
| Inland Real Estate Corporation | 0.0 | $118k | 15k | 7.64 | |
| Cardiovascular Systems | 0.0 | $134k | 14k | 9.85 | |
| Chatham Lodging Trust (CLDT) | 0.0 | $109k | 10k | 10.77 | |
| Pengrowth Energy Corp | 0.0 | $126k | 12k | 10.50 | |
| Oppenheimer Strateg Fd Income | 0.0 | $119k | 29k | 4.07 | |
| Gafisa SA | 0.0 | $73k | 16k | 4.61 | |
| Alaska Communications Systems | 0.0 | $49k | 16k | 3.02 | |
| Abraxas Petroleum | 0.0 | $66k | 20k | 3.30 | |
| Acorn Energy | 0.0 | $66k | 11k | 6.00 | |
| Oromin Explorations (OLEPF) | 0.0 | $39k | 36k | 1.08 | |
| Shengkai Innovations | 0.0 | $72k | 114k | 0.63 | |
| Franklin Cust Fds Incm Fd Cl A (FKINX) | 0.0 | $72k | 34k | 2.10 | |
| Manning & Napier Fd World Oppo | 0.0 | $82k | 12k | 6.66 | |
| Ambac Financial | 0.0 | $0 | 10k | 0.00 | |
| Sirius XM Radio | 0.0 | $23k | 13k | 1.79 | |
| Vantage Drilling Company ord (VTGDF) | 0.0 | $17k | 15k | 1.13 | |
| Cohen & Steers Quality Rlty | 0.0 | $0 | 87k | 0.00 | |
| Americ Int Gr Frac Warrant | 0.0 | $0 | 69k | 0.00 | |
| Escrow Dws Rreef Real Estate F | 0.0 | $0 | 58k | 0.00 | |
| Lund Gold | 0.0 | $900.000000 | 30k | 0.03 | |
| Mckenzie Bay Intl | 0.0 | $0 | 10k | 0.00 | |
| One E Commerce Corp | 0.0 | $6.1k | 102k | 0.06 | |
| Qrs Music Technologies (QRSM) | 0.0 | $7.8k | 49k | 0.16 | |
| Rstk Std Bancshares Inc Hickor | 0.0 | $0 | 104k | 0.00 | |
| Rushnet (RSHN) | 0.0 | $0 | 4.0M | 0.00 | |
| Cutwater Select Income Fund Fr taxable cef | 0.0 | $0 | 88k | 0.00 | |
| World Oil Resources | 0.0 | $0 | 10k | 0.00 |
