Rothschild Investment Corp

Rothschild Investment Corp as of March 31, 2012

Portfolio Holdings for Rothschild Investment Corp

Rothschild Investment Corp holds 360 positions in its portfolio as reported in the March 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ezchip Semiconductor Lt 5.0 $32M 737k 43.33
Apple (AAPL) 4.2 $27M 45k 599.56
Qualcomm (QCOM) 3.3 $21M 306k 68.06
General Electric Company 2.5 $16M 775k 20.07
Abbott Laboratories (ABT) 2.1 $13M 217k 61.29
Exxon Mobil Corporation (XOM) 2.0 $13M 149k 86.73
JPMorgan Chase & Co. (JPM) 2.0 $13M 278k 45.98
Johnson & Johnson (JNJ) 1.9 $12M 183k 65.96
Procter & Gamble Company (PG) 1.8 $11M 166k 67.21
ConocoPhillips (COP) 1.7 $11M 145k 76.01
Google 1.7 $11M 17k 641.24
Verizon Communications (VZ) 1.4 $8.6M 225k 38.23
International Business Machines (IBM) 1.3 $8.3M 40k 208.64
Baxter International (BAX) 1.3 $8.2M 137k 59.78
Corning Incorporated (GLW) 1.2 $7.4M 525k 14.08
SPDR S&P MidCap 400 ETF (MDY) 1.2 $7.4M 41k 180.71
Pepsi (PEP) 1.1 $7.3M 110k 66.35
Pfizer (PFE) 1.1 $7.2M 320k 22.65
Poplar Forest Partners Institu (IPFPX) 1.1 $7.2M 235k 30.79
Illinois Tool Works (ITW) 1.1 $6.9M 121k 57.12
United Parcel Service (UPS) 1.1 $6.8M 84k 80.72
3M Company (MMM) 1.1 $6.8M 76k 89.21
At&t (T) 1.0 $6.5M 208k 31.23
Exelon Corporation (EXC) 1.0 $6.5M 165k 39.21
CBOE Holdings (CBOE) 1.0 $6.3M 221k 28.42
Goldman Sachs (GS) 0.9 $5.9M 48k 124.38
Chevron Corporation (CVX) 0.9 $5.9M 55k 107.21
McDonald's Corporation (MCD) 0.9 $5.6M 57k 98.10
Cisco Systems (CSCO) 0.9 $5.6M 265k 21.15
Jacobs Engineering 0.9 $5.5M 125k 44.37
Manpower (MAN) 0.9 $5.5M 117k 47.37
Zimmer Holdings (ZBH) 0.9 $5.4M 84k 64.28
Beam 0.8 $5.3M 90k 58.57
Raymond James Financial (RJF) 0.8 $5.1M 141k 36.53
Noble Corporation Com Stk 0.8 $5.0M 133k 37.47
iShares S&P MidCap 400 Index (IJH) 0.8 $4.9M 50k 99.23
Berkshire Hathaway (BRK.B) 0.8 $4.9M 60k 81.15
Dollar Tree (DLTR) 0.8 $4.9M 52k 94.49
Halliburton Company (HAL) 0.8 $4.7M 143k 33.19
Starwood Property Trust (STWD) 0.7 $4.3M 207k 21.02
Coca-Cola Company (KO) 0.7 $4.4M 59k 74.01
Thermo Fisher Scientific (TMO) 0.7 $4.4M 77k 56.38
Bristol Myers Squibb (BMY) 0.7 $4.2M 125k 33.75
International Game Technology 0.7 $4.1M 246k 16.79
Microsoft Corporation (MSFT) 0.6 $4.1M 126k 32.26
Intel Corporation (INTC) 0.6 $4.1M 145k 28.12
American Cap Income Builder Cl (CIBFX) 0.6 $3.7M 72k 51.35
Duke Energy Corporation 0.5 $3.3M 159k 21.01
Merck & Co (MRK) 0.5 $3.3M 85k 38.40
Home Depot (HD) 0.5 $3.1M 62k 50.30
Ford Motor Company (F) 0.5 $3.1M 248k 12.47
Br Malls Participacoes Gdr 144 0.5 $3.1M 120k 26.08
Amgen (AMGN) 0.5 $3.0M 44k 67.97
Deere & Company (DE) 0.5 $3.0M 37k 80.89
Republic Services (RSG) 0.5 $2.9M 96k 30.56
E.I. du Pont de Nemours & Company 0.4 $2.8M 53k 52.90
Enbridge Energy Partners 0.4 $2.8M 89k 30.97
Compugen (CGEN) 0.4 $2.8M 467k 5.99
Spdr S&p 500 Etf (SPY) 0.4 $2.7M 19k 140.79
iShares Russell 2000 Index (IWM) 0.4 $2.7M 32k 82.80
NYSE Euronext 0.4 $2.6M 86k 30.01
Nike (NKE) 0.4 $2.5M 23k 108.43
Royce Value Trust (RVT) 0.4 $2.5M 182k 13.89
Lowe's Companies (LOW) 0.4 $2.5M 79k 31.37
Costco Wholesale Corporation (COST) 0.4 $2.4M 27k 90.81
Wal-Mart Stores (WMT) 0.4 $2.4M 40k 61.19
Alcoa 0.4 $2.4M 240k 10.02
Visa (V) 0.4 $2.4M 20k 118.00
CVS Caremark Corporation (CVS) 0.4 $2.3M 52k 44.79
TJX Companies (TJX) 0.4 $2.3M 59k 39.71
Eli Lilly & Co. (LLY) 0.3 $2.1M 51k 40.27
Kraft Foods 0.3 $2.1M 55k 38.02
Dow Chemical Company 0.3 $2.0M 58k 34.64
BP (BP) 0.3 $2.0M 44k 44.99
Philip Morris International (PM) 0.3 $2.0M 23k 88.62
Allergan 0.3 $1.9M 20k 95.41
Novartis (NVS) 0.3 $1.8M 33k 55.41
U.S. Bancorp (USB) 0.3 $1.8M 56k 31.68
United Technologies Corporation 0.3 $1.8M 22k 82.94
Integrys Energy 0.3 $1.8M 33k 52.99
Miller Industries (MLR) 0.3 $1.8M 104k 16.92
Caterpillar (CAT) 0.3 $1.7M 16k 106.53
Jos. A. Bank Clothiers 0.3 $1.7M 34k 50.42
Walgreen Company 0.3 $1.7M 49k 33.50
Natural Resource Partners 0.3 $1.7M 69k 24.00
iShares Gold Trust 0.3 $1.7M 102k 16.27
Financial Select Sector SPDR (XLF) 0.3 $1.6M 103k 15.80
Covanta Holding Corporation 0.2 $1.6M 97k 16.23
Boeing Company (BA) 0.2 $1.6M 22k 74.36
Oracle Corporation (ORCL) 0.2 $1.6M 54k 29.17
Kinder Morgan Energy Partners 0.2 $1.6M 19k 82.73
Medtronic 0.2 $1.5M 39k 39.19
American Electric Power Company (AEP) 0.2 $1.5M 40k 38.57
Capital World Grw&incm Cl F (CWGFX) 0.2 $1.5M 42k 35.50
Trust For Professnal Marketfie 0.2 $1.5M 103k 14.97
FirstEnergy (FE) 0.2 $1.5M 33k 45.61
GlaxoSmithKline 0.2 $1.5M 33k 44.92
Bank of America Corporation (BAC) 0.2 $1.4M 148k 9.57
Norfolk Southern (NSC) 0.2 $1.4M 21k 65.82
Emerson Electric (EMR) 0.2 $1.4M 27k 52.18
PowerShares QQQ Trust, Series 1 0.2 $1.4M 20k 67.56
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.4M 23k 58.55
J.B. Hunt Transport Services (JBHT) 0.2 $1.3M 24k 54.37
Progress Energy 0.2 $1.3M 24k 53.12
Universal Health Services (UHS) 0.2 $1.3M 30k 41.90
Honeywell International (HON) 0.2 $1.3M 21k 61.05
TeleTech Holdings 0.2 $1.3M 80k 16.10
Inphi Corporation 0.2 $1.3M 91k 14.18
Cnooc 0.2 $1.2M 5.9k 204.25
Consolidated Edison (ED) 0.2 $1.2M 21k 58.43
Allstate Corporation (ALL) 0.2 $1.2M 37k 32.91
Praxair 0.2 $1.2M 11k 114.60
Target Corporation (TGT) 0.2 $1.2M 21k 58.29
MasterCard Incorporated (MA) 0.2 $1.2M 2.8k 420.67
Canadian Natl Ry (CNI) 0.2 $1.1M 14k 79.32
eBay (EBAY) 0.2 $1.2M 31k 36.89
Freeport-McMoRan Copper & Gold (FCX) 0.2 $1.1M 30k 38.04
Chesapeake Energy Corporation 0.2 $1.2M 50k 23.17
Cliffs Natural Resources 0.2 $1.1M 16k 69.24
Mellanox Technologies 0.2 $1.1M 27k 41.85
KKR & Co 0.2 $1.2M 78k 14.82
Cohen & Steers Quality Income Realty (RQI) 0.2 $1.2M 119k 9.82
Advisors Ser Tr Pl Fr Prtn A 0.2 $1.1M 37k 30.73
Nucor Corporation (NUE) 0.2 $1.1M 25k 42.95
Williams Companies (WMB) 0.2 $1.1M 36k 30.81
Enterprise Products Partners (EPD) 0.2 $1.0M 21k 50.47
Time Warner 0.2 $1.0M 27k 37.75
Schlumberger (SLB) 0.2 $1.0M 14k 69.92
CVR Energy (CVI) 0.2 $984k 37k 26.74
San Juan Basin Royalty Trust (SJT) 0.2 $985k 51k 19.39
Te Connectivity Ltd for (TEL) 0.2 $1.0M 28k 36.75
Pimco Etf Tr Cda Bd Idx 0.2 $999k 9.7k 102.99
Genco Shipping & Trading 0.1 $945k 149k 6.36
Discover Financial Services (DFS) 0.1 $970k 29k 33.33
Lockheed Martin Corporation (LMT) 0.1 $945k 11k 89.89
Rydex S&P Equal Weight ETF 0.1 $935k 18k 51.87
Barrick Gold Corp (GOLD) 0.1 $878k 20k 43.38
Apache Corporation 0.1 $897k 8.9k 100.44
Magna Intl Inc cl a (MGA) 0.1 $866k 18k 47.58
Columbia Acorn Fund Z (ACRNX) 0.1 $881k 28k 31.82
Cvr Partners Lp unit 0.1 $916k 35k 26.29
Annaly Capital Management 0.1 $802k 51k 15.82
Devon Energy Corporation (DVN) 0.1 $796k 11k 71.16
Waste Management (WM) 0.1 $853k 24k 34.96
Walt Disney Company (DIS) 0.1 $825k 19k 43.76
Ameren Corporation (AEE) 0.1 $806k 25k 32.57
Transocean (RIG) 0.1 $846k 16k 54.72
Darden Restaurants (DRI) 0.1 $832k 16k 51.18
Raytheon Company 0.1 $831k 16k 52.80
Shire 0.1 $810k 8.6k 94.74
SPDR Gold Trust (GLD) 0.1 $803k 5.0k 162.06
Ceragon Networks (CRNT) 0.1 $794k 84k 9.49
Acme Packet 0.1 $817k 30k 27.51
Oppenheimer Develop Mkts Cl A 0.1 $852k 25k 33.68
Amer Intl Grw & Inc Cl F-1 (IGIFX) 0.1 $834k 28k 29.68
Jazz Pharmaceuticals (JAZZ) 0.1 $821k 17k 48.49
International Paper Company (IP) 0.1 $753k 22k 35.10
CenturyLink 0.1 $733k 19k 38.65
NiSource (NI) 0.1 $737k 30k 24.36
Dean Foods Company 0.1 $763k 63k 12.11
PowerShares DB Com Indx Trckng Fund 0.1 $753k 26k 28.81
Tor Dom Bk Cad (TD) 0.1 $769k 9.1k 84.74
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $752k 68k 11.04
Capital Income Builders Fd Sh (CAIBX) 0.1 $777k 15k 51.36
Bemis Company 0.1 $679k 21k 32.31
Foot Locker (FL) 0.1 $685k 22k 31.07
BreitBurn Energy Partners 0.1 $699k 37k 19.11
ProShares Short S&P500 0.1 $699k 20k 35.75
Terex Corporation (TEX) 0.1 $701k 31k 22.50
Titan Machinery (TITN) 0.1 $725k 26k 28.21
Stifel Financial (SF) 0.1 $689k 18k 37.86
Apollo Investment 0.1 $712k 99k 7.17
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $702k 15k 48.11
American Balanced Fd Cl F (BALFX) 0.1 $725k 37k 19.68
Morgan Stanley (MS) 0.1 $662k 34k 19.65
Repsol YPF (REPYY) 0.1 $648k 26k 25.00
UGI Corporation (UGI) 0.1 $646k 24k 27.26
WisdomTree Emerging Markets Eq (DEM) 0.1 $620k 11k 57.64
Agic Equity & Conv Income 0.1 $655k 37k 17.78
Wal-mart de Mexico S A B de C V (WMMVY) 0.1 $647k 19k 33.57
QuickLogic Corporation 0.1 $643k 236k 2.73
Market Vectors Oil Service Etf 0.1 $634k 16k 40.64
iShares MSCI Emerging Markets Indx (EEM) 0.1 $569k 13k 42.91
State Street Corporation (STT) 0.1 $546k 12k 45.54
Northern Trust Corporation (NTRS) 0.1 $589k 12k 47.42
Teva Pharmaceutical Industries (TEVA) 0.1 $561k 13k 45.03
PPG Industries (PPG) 0.1 $575k 6.0k 95.83
SYSCO Corporation (SYY) 0.1 $591k 20k 29.85
Adobe Systems Incorporated (ADBE) 0.1 $552k 16k 34.32
Xilinx 0.1 $580k 16k 36.48
Potash Corp. Of Saskatchewan I 0.1 $572k 13k 45.54
Royal Dutch Shell 0.1 $579k 8.2k 70.61
Stryker Corporation (SYK) 0.1 $584k 11k 55.49
iShares MSCI Japan Index 0.1 $549k 54k 10.17
MetLife (MET) 0.1 $586k 16k 37.32
Southern Copper Corporation (SCCO) 0.1 $540k 17k 31.68
Fidelity Advisor Ser I Lev 0.1 $551k 15k 35.76
MB Financial 0.1 $488k 23k 20.99
Newmont Mining Corporation (NEM) 0.1 $481k 9.4k 51.28
Pitney Bowes (PBI) 0.1 $509k 29k 17.58
R.R. Donnelley & Sons Company 0.1 $537k 43k 12.39
Kroger (KR) 0.1 $538k 22k 24.23
Berkshire Hathaway (BRK.A) 0.1 $488k 4.00 122000.00
EMC Corporation 0.1 $492k 17k 29.88
Southern Company (SO) 0.1 $525k 12k 44.96
Accenture (ACN) 0.1 $513k 8.0k 64.53
Gannett 0.1 $516k 34k 15.33
Amazon (AMZN) 0.1 $514k 2.5k 202.36
Ventas (VTR) 0.1 $487k 8.5k 57.09
Vector (VGR) 0.1 $492k 28k 17.73
SPDR S&P Homebuilders (XHB) 0.1 $517k 24k 21.35
WisdomTree Intl. LargeCap Div (DOL) 0.1 $506k 12k 43.06
Wisdomtree Tr em lcl debt (ELD) 0.1 $522k 10k 51.89
American Income Fnd Of America (AMECX) 0.1 $501k 29k 17.50
Claymore/zacks Mid-cap Core Etf cmn 0.1 $511k 16k 32.81
American Europac Gwth Fd Cl A (AEPGX) 0.1 $485k 12k 39.43
FedEx Corporation (FDX) 0.1 $435k 4.7k 92.06
Monsanto Company 0.1 $449k 5.6k 79.84
Medco Health Solutions 0.1 $426k 6.1k 70.34
Wells Fargo & Company (WFC) 0.1 $467k 14k 34.11
Altria (MO) 0.1 $444k 14k 30.87
Hewlett-Packard Company 0.1 $423k 18k 23.84
Gap (GPS) 0.1 $450k 17k 26.15
Weyerhaeuser Company (WY) 0.1 $435k 20k 21.91
Staples 0.1 $446k 28k 16.19
Starbucks Corporation (SBUX) 0.1 $464k 8.3k 55.90
Frontier Communications 0.1 $448k 108k 4.17
AllianceBernstein Holding (AB) 0.1 $449k 29k 15.61
BHP Billiton (BHP) 0.1 $454k 6.3k 72.47
Celgene Corporation 0.1 $460k 5.9k 77.47
Universal Health Realty Income Trust (UHT) 0.1 $440k 11k 39.64
Systemax 0.1 $450k 27k 16.85
Pinnacle West Capital Corporation (PNW) 0.1 $471k 9.8k 47.87
Utilities SPDR (XLU) 0.1 $471k 13k 35.05
Aberdeen Latin Amer Eqty 0.1 $428k 12k 35.55
William Blair Intl Gwth Fd Cl 0.1 $439k 21k 21.33
Goldman Sachs Tr N11 Eqty A Sh 0.1 $456k 46k 9.89
Time Warner Cable 0.1 $397k 4.9k 81.52
Archer Daniels Midland Company (ADM) 0.1 $390k 12k 31.69
Avon Products 0.1 $396k 21k 19.36
Automatic Data Processing (ADP) 0.1 $378k 6.9k 55.18
Supervalu 0.1 $410k 72k 5.71
Hess (HES) 0.1 $358k 6.1k 58.93
Intuitive Surgical (ISRG) 0.1 $411k 759.00 541.50
Nextera Energy (NEE) 0.1 $399k 6.5k 61.14
Xerox Corporation 0.1 $412k 51k 8.08
Omni (OMC) 0.1 $389k 7.7k 50.68
First National Bank Alaska (FBAK) 0.1 $391k 256.00 1527.34
Cibc Cad (CM) 0.1 $402k 5.3k 76.35
Targa Resources Partners 0.1 $381k 9.2k 41.44
Hain Celestial (HAIN) 0.1 $355k 8.1k 43.83
HCP 0.1 $395k 10k 39.50
iShares MSCI Brazil Index (EWZ) 0.1 $364k 5.6k 64.71
Cardiovascular Systems 0.1 $396k 43k 9.25
PowerShares FTSE RAFI US 1000 0.1 $405k 6.7k 60.45
Thai Fund 0.1 $349k 22k 15.94
American Balanced (ABALX) 0.1 $358k 18k 19.68
Unified Ser Tr Appleseed 0.1 $411k 32k 12.88
Heartland Group Inc Val Plus Instl mutual funds 0.1 $410k 14k 30.34
Tim Participacoes Sa- 0.1 $368k 11k 32.27
Invensense 0.1 $390k 22k 18.08
First Trust Energy Income & Gr (FEN) 0.1 $392k 13k 30.06
Diamond Offshore Drilling 0.1 $335k 5.0k 66.67
Lincoln National Corporation (LNC) 0.1 $301k 11k 26.38
KKR Financial Holdings 0.1 $325k 35k 9.20
CSX Corporation (CSX) 0.1 $312k 15k 21.52
AGL Resources 0.1 $343k 8.7k 39.26
Zebra Technologies (ZBRA) 0.1 $335k 8.1k 41.23
Newell Rubbermaid (NWL) 0.1 $287k 16k 17.81
Colgate-Palmolive Company (CL) 0.1 $296k 3.0k 97.85
Royal Dutch Shell 0.1 $303k 4.3k 70.03
Danaher Corporation (DHR) 0.1 $340k 6.1k 55.99
Marathon Oil Corporation (MRO) 0.1 $303k 9.6k 31.66
Mocon 0.1 $334k 21k 16.24
Sun Life Financial (SLF) 0.1 $338k 14k 23.68
MVC Capital 0.1 $328k 25k 13.12
Westpac Banking Corporation 0.1 $307k 2.7k 113.91
TAL International 0.1 $331k 9.0k 36.76
American Capital Wld Grth & In (CWGIX) 0.1 $299k 8.4k 35.54
First Eagle Gold Fund (SGGDX) 0.1 $308k 11k 28.12
Claymore Exchange-traded Fd gugg crp bd 2013 0.1 $345k 17k 20.91
Columbia Fds Ser Tr Largecap V 0.1 $309k 26k 11.95
Oppenheimer Intl S Co Cl A 0.1 $293k 14k 21.17
Templeton Global Invt Bric 0.1 $348k 29k 12.21
Pimco Total Return semnb (PTTPX) 0.1 $318k 29k 11.09
Cme (CME) 0.0 $226k 780.00 289.74
Ameriprise Financial (AMP) 0.0 $260k 4.6k 57.11
General Mills (GIS) 0.0 $237k 6.0k 39.50
Sanofi-Aventis SA (SNY) 0.0 $232k 6.0k 38.67
Tyco International Ltd S hs 0.0 $236k 4.2k 56.16
PPL Corporation (PPL) 0.0 $237k 8.4k 28.21
Banco Itau Holding Financeira (ITUB) 0.0 $258k 14k 19.18
Tata Motors 0.0 $267k 9.9k 26.97
Banco Bradesco SA (BBD) 0.0 $276k 16k 17.52
China Uni 0.0 $279k 17k 16.81
LHC 0.0 $283k 15k 18.56
Taylor Capital (TAYC) 0.0 $243k 17k 14.32
Dollar General (DG) 0.0 $259k 5.6k 46.25
National Australia Bank (NABZY) 0.0 $277k 11k 25.65
Vanguard Emerging Markets ETF (VWO) 0.0 $247k 5.7k 43.43
American Funds- Growth Fnd Of mf (GFAFX) 0.0 $256k 7.8k 32.67
Korea (KF) 0.0 $228k 5.6k 40.53
iShares MSCI Germany Index Fund (EWG) 0.0 $282k 12k 23.25
Royce Focus Tr 0.0 $283k 41k 6.97
iShares MSCI Netherlands Investable (EWN) 0.0 $237k 13k 18.96
Taiwan Fund (TWN) 0.0 $255k 15k 16.83
Shire 0.0 $258k 8.0k 32.25
Vanguard Total Stock Mkt Index (VTSAX) 0.0 $237k 6.7k 35.23
Fundamental Invs Inc Cl F (AFIFX) 0.0 $224k 5.7k 39.29
Massachusetts Invs Tr Sh Ben I (MITTX) 0.0 $264k 12k 21.34
Templeton Global Invt Emrg Mkt 0.0 $231k 22k 10.48
Turner Spectrum Fund Instl 0.0 $258k 23k 11.18
International Grw & In Cl F-2 (IGFFX) 0.0 $277k 9.3k 29.67
Eaton Vance Growth Tr Atl Capt (EISMX) 0.0 $282k 16k 17.73
Vanguard Specialized Div Aprid 0.0 $228k 9.7k 23.42
Ens 0.0 $205k 3.9k 52.97
Dominion Resources (D) 0.0 $206k 4.0k 51.29
Carnival Corporation (CCL) 0.0 $213k 6.7k 32.03
Kimberly-Clark Corporation (KMB) 0.0 $207k 2.8k 74.06
Arch Coal 0.0 $161k 15k 10.70
MarkWest Energy Partners 0.0 $221k 3.8k 58.54
ConAgra Foods (CAG) 0.0 $219k 8.4k 26.23
H.J. Heinz Company 0.0 $222k 4.2k 53.49
CF Industries Holdings (CF) 0.0 $219k 1.2k 182.50
Key Energy Services 0.0 $204k 13k 15.45
General Cable Corporation 0.0 $206k 7.1k 29.01
Brandywine Realty Trust (BDN) 0.0 $172k 15k 11.47
Vanguard Small-Cap Value ETF (VBR) 0.0 $212k 3.0k 70.27
Pimco Commodity Rr Strat-ins (PCRIX) 0.0 $204k 31k 6.70
PowerShares Listed Private Eq. 0.0 $180k 19k 9.47
WisdomTree International Dvd. Top 100 (AIVI) 0.0 $202k 4.8k 41.87
Fusion-io 0.0 $217k 7.7k 28.37
Interpublic Group of Companies (IPG) 0.0 $137k 12k 11.42
Sprint Nextel Corporation 0.0 $123k 43k 2.85
Key (KEY) 0.0 $119k 14k 8.47
Heckmann Corporation 0.0 $97k 23k 4.31
Blackrock Kelso Capital 0.0 $137k 14k 9.79
Inland Real Estate Corporation 0.0 $137k 15k 8.87
Pengrowth Energy Corp 0.0 $112k 12k 9.33
Oppenheimer Strateg Fd Income 0.0 $125k 30k 4.22
Gafisa SA 0.0 $61k 13k 4.72
Abraxas Petroleum 0.0 $62k 20k 3.10
Oromin Explorations (OLEPF) 0.0 $32k 36k 0.88
Franklin Cust Fds Incm Fd Cl A (FKINX) 0.0 $84k 39k 2.17
Manning & Napier Fd World Oppo 0.0 $94k 12k 7.63
Shengkai Innovations (VALV) 0.0 $72k 59k 1.22
Ambac Financial 0.0 $0 10k 0.00
Sirius XM Radio 0.0 $29k 13k 2.32
Vantage Drilling Company ord (VTGDF) 0.0 $24k 15k 1.60
Cohen & Steers Quality Rlty 0.0 $0 87k 0.00
Americ Int Gr Frac Warrant 0.0 $0 69k 0.00
Escrow Dws Rreef Real Estate F 0.0 $0 58k 0.00
Lund Gold 0.0 $900.000000 30k 0.03
Mckenzie Bay Intl 0.0 $0 10k 0.00
Qrs Music Technologies (QRSM) 0.0 $13k 49k 0.27
Rstk Std Bancshares Inc Hickor 0.0 $0 104k 0.00
Rushnet (RSHN) 0.0 $0 4.0M 0.00
Rhythms Netconnections 0.0 $0 20k 0.00
Cutwater Select Income Fund Fr taxable cef 0.0 $0 88k 0.00
World Oil Resources 0.0 $0 10k 0.00