Rothschild Investment Corp

Rothschild Investment Corp as of Sept. 30, 2012

Portfolio Holdings for Rothschild Investment Corp

Rothschild Investment Corp holds 362 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.8 $30M 45k 667.10
Qualcomm (QCOM) 3.2 $20M 322k 62.47
Ezchip Semiconductor Lt 3.1 $19M 627k 30.59
General Electric Company 2.8 $18M 775k 22.71
JPMorgan Chase & Co. (JPM) 2.1 $13M 324k 40.48
Johnson & Johnson (JNJ) 1.9 $12M 175k 68.91
Abbott Laboratories (ABT) 1.9 $12M 175k 68.56
Google 1.9 $12M 16k 754.49
ConocoPhillips (COP) 1.8 $11M 196k 57.18
Procter & Gamble Company (PG) 1.8 $11M 159k 69.36
Baxter International (BAX) 1.3 $8.2M 137k 60.27
Pfizer (PFE) 1.3 $7.9M 320k 24.85
International Business Machines (IBM) 1.3 $7.9M 38k 207.44
At&t (T) 1.2 $7.7M 205k 37.70
Pepsi (PEP) 1.2 $7.4M 105k 70.77
SPDR S&P MidCap 400 ETF (MDY) 1.2 $7.3M 41k 179.92
Poplar Forest Partners Institu (IPFPX) 1.2 $7.3M 245k 29.96
Exelon Corporation (EXC) 1.2 $7.2M 202k 35.58
Exxon Mobil Corporation (XOM) 1.1 $6.9M 75k 91.45
Las Vegas Sands (LVS) 1.1 $6.7M 145k 46.37
Beam 1.1 $6.5M 114k 57.54
Chevron Corporation (CVX) 1.0 $6.2M 53k 116.56
Discover Financial Services (DFS) 1.0 $6.0M 151k 39.73
United Parcel Service (UPS) 1.0 $6.0M 84k 71.57
Halliburton Company (HAL) 1.0 $6.0M 178k 33.69
3M Company (MMM) 0.9 $5.8M 63k 92.42
Verizon Communications (VZ) 0.9 $5.7M 126k 45.57
Cisco Systems (CSCO) 0.9 $5.6M 295k 19.10
Zimmer Holdings (ZBH) 0.9 $5.7M 84k 67.62
Berkshire Hathaway (BRK.B) 0.8 $5.3M 60k 88.19
Goldman Sachs (GS) 0.8 $5.2M 46k 113.68
McDonald's Corporation (MCD) 0.8 $5.1M 56k 91.74
Merck & Co (MRK) 0.8 $5.2M 115k 45.10
Home Depot (HD) 0.8 $5.1M 84k 60.37
Jacobs Engineering 0.8 $5.0M 124k 40.43
Noble Corporation Com Stk 0.8 $4.8M 133k 35.78
Starwood Property Trust (STWD) 0.7 $4.6M 197k 23.27
Duke Energy (DUK) 0.7 $4.5M 70k 64.78
Thermo Fisher Scientific (TMO) 0.7 $4.5M 76k 58.83
Mellanox Technologies 0.7 $4.4M 44k 101.54
Bristol Myers Squibb (BMY) 0.7 $4.3M 129k 33.75
American Cap Income Builder Cl (CIBFX) 0.6 $3.9M 74k 52.89
Amgen (AMGN) 0.6 $3.9M 46k 84.29
Microsoft Corporation (MSFT) 0.6 $3.8M 127k 29.76
Waste Management (WM) 0.6 $3.7M 116k 32.08
Raymond James Financial (RJF) 0.6 $3.6M 98k 36.65
Mainstay Marketfield Cl I 0.6 $3.5M 224k 15.53
Intel Corporation (INTC) 0.6 $3.4M 150k 22.66
Deere & Company (DE) 0.6 $3.4M 42k 82.46
Manpower (MAN) 0.6 $3.4M 93k 36.80
Kinder Morgan Energy Partners 0.6 $3.4M 41k 82.50
Dollar Tree (DLTR) 0.5 $3.4M 70k 48.29
Coca-Cola Company (KO) 0.5 $3.3M 86k 37.93
Enbridge Energy Partners 0.5 $3.1M 104k 29.44
E.I. du Pont de Nemours & Company 0.5 $2.9M 57k 50.28
Wal-Mart Stores (WMT) 0.5 $2.8M 38k 73.79
eBay (EBAY) 0.5 $2.8M 58k 48.37
Philip Morris International (PM) 0.4 $2.8M 31k 89.93
iShares Russell 2000 Index (IWM) 0.4 $2.7M 33k 83.45
Dow Chemical Company 0.4 $2.7M 93k 28.96
TJX Companies (TJX) 0.4 $2.6M 59k 44.79
Royce Value Trust (RVT) 0.4 $2.5M 188k 13.07
Ford Motor Company (F) 0.4 $2.4M 244k 9.86
Costco Wholesale Corporation (COST) 0.4 $2.3M 23k 100.15
Eli Lilly & Co. (LLY) 0.4 $2.3M 48k 47.41
Lowe's Companies (LOW) 0.4 $2.3M 77k 30.24
Br Malls Participacoes Gdr 144 0.4 $2.2M 80k 27.75
Nike (NKE) 0.3 $2.1M 22k 94.90
Cvr Partners Lp unit 0.3 $2.1M 81k 26.26
Visa (V) 0.3 $2.1M 16k 134.27
iShares S&P MidCap 400 Index (IJH) 0.3 $2.0M 21k 98.67
American Electric Power Company (AEP) 0.3 $2.0M 46k 43.95
U.S. Bancorp (USB) 0.3 $1.9M 56k 34.31
NYSE Euronext 0.3 $1.9M 78k 24.65
CVS Caremark Corporation (CVS) 0.3 $1.9M 39k 48.42
Illinois Tool Works (ITW) 0.3 $1.9M 32k 59.46
Acadia Healthcare (ACHC) 0.3 $2.0M 82k 23.83
Spdr S&p 500 Etf (SPY) 0.3 $1.9M 13k 143.99
Novartis (NVS) 0.3 $1.9M 31k 61.26
Allergan 0.3 $1.9M 20k 91.57
BP (BP) 0.3 $1.8M 43k 42.35
Bank of America Corporation (BAC) 0.3 $1.8M 203k 8.83
Universal Health Services (UHS) 0.3 $1.8M 40k 45.72
Compugen (CGEN) 0.3 $1.8M 474k 3.76
TECO Energy 0.3 $1.8M 100k 17.74
Integrys Energy 0.3 $1.7M 33k 52.20
iShares Gold Trust 0.3 $1.8M 102k 17.27
Miller Industries (MLR) 0.3 $1.7M 108k 16.05
Inphi Corporation 0.3 $1.8M 164k 10.66
American Tower Reit (AMT) 0.3 $1.7M 24k 71.37
Covanta Holding Corporation 0.3 $1.7M 97k 17.16
Alcoa 0.3 $1.7M 189k 8.86
United Technologies Corporation 0.3 $1.7M 22k 78.31
SPDR Gold Trust (GLD) 0.3 $1.6M 9.5k 171.93
Financial Select Sector SPDR (XLF) 0.3 $1.6M 103k 15.59
Comcast Corporation (CMCSA) 0.2 $1.6M 44k 35.76
Corning Incorporated (GLW) 0.2 $1.5M 116k 13.15
Annaly Capital Management 0.2 $1.5M 91k 16.84
Walgreen Company 0.2 $1.5M 42k 36.45
CBOE Holdings (CBOE) 0.2 $1.6M 53k 29.40
Barrick Gold Corp (GOLD) 0.2 $1.5M 36k 41.75
Medtronic 0.2 $1.5M 34k 43.11
Freeport-McMoRan Copper & Gold (FCX) 0.2 $1.5M 37k 39.59
Oracle Corporation (ORCL) 0.2 $1.5M 48k 31.46
Cohen & Steers Quality Income Realty (RQI) 0.2 $1.5M 140k 10.74
Capital World Grw&incm Cl F (CWGFX) 0.2 $1.5M 41k 35.96
Hollyfrontier Corp 0.2 $1.5M 37k 41.27
GlaxoSmithKline 0.2 $1.4M 31k 46.24
iShares NASDAQ Biotechnology Index (IBB) 0.2 $1.4M 10k 142.60
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.4M 24k 59.67
Norfolk Southern (NSC) 0.2 $1.3M 21k 63.61
Boeing Company (BA) 0.2 $1.4M 20k 69.62
Emerson Electric (EMR) 0.2 $1.4M 28k 48.26
TeleTech Holdings 0.2 $1.4M 80k 17.05
Titan Machinery (TITN) 0.2 $1.4M 69k 20.28
Natural Resource Partners 0.2 $1.4M 65k 20.73
Caterpillar (CAT) 0.2 $1.3M 15k 86.03
Altria (MO) 0.2 $1.3M 39k 33.39
Gap (GPS) 0.2 $1.3M 36k 35.78
American International (AIG) 0.2 $1.3M 40k 32.80
Time Warner 0.2 $1.2M 27k 45.33
Canadian Natl Ry (CNI) 0.2 $1.3M 14k 88.21
KKR & Co 0.2 $1.3M 84k 15.10
J.B. Hunt Transport Services (JBHT) 0.2 $1.2M 23k 52.05
Honeywell International (HON) 0.2 $1.2M 20k 59.73
Enterprise Products Partners (EPD) 0.2 $1.2M 22k 53.60
Jos. A. Bank Clothiers 0.2 $1.2M 24k 48.46
Advisors Ser Tr Pl Fr Prtn A 0.2 $1.2M 39k 29.87
Consolidated Edison (ED) 0.2 $1.1M 19k 59.88
Schlumberger (SLB) 0.2 $1.1M 15k 72.36
Aes Tr Iii pfd cv 6.75% 0.2 $1.1M 22k 49.89
Cnooc 0.2 $1.1M 5.3k 202.66
Williams Companies (WMB) 0.2 $1.0M 30k 34.99
CF Industries Holdings (CF) 0.2 $1.1M 4.8k 222.29
San Juan Basin Royalty Trust (SJT) 0.2 $1.0M 73k 14.17
Pimco Etf Tr Cda Bd Idx 0.2 $1.0M 9.7k 108.04
Nucor Corporation (NUE) 0.2 $971k 25k 38.27
Lockheed Martin Corporation (LMT) 0.2 $977k 11k 93.38
Acme Packet 0.2 $987k 58k 17.11
Te Connectivity Ltd for (TEL) 0.2 $979k 29k 34.02
Walt Disney Company (DIS) 0.1 $909k 17k 52.31
Dean Foods Company 0.1 $956k 59k 16.34
PowerShares DB Com Indx Trckng Fund 0.1 $937k 33k 28.69
Cliffs Natural Resources 0.1 $866k 22k 39.13
Columbia Acorn Fund Z (ACRNX) 0.1 $863k 28k 31.17
Oppenheimer Develop Mkts Cl A 0.1 $871k 26k 33.90
Phillips 66 (PSX) 0.1 $876k 19k 46.37
MasterCard Incorporated (MA) 0.1 $829k 1.8k 451.28
Ameren Corporation (AEE) 0.1 $808k 25k 32.65
Apache Corporation 0.1 $781k 9.0k 86.48
International Paper Company (IP) 0.1 $779k 22k 36.32
Darden Restaurants (DRI) 0.1 $793k 14k 55.73
Raytheon Company 0.1 $790k 14k 57.17
CenturyLink 0.1 $834k 21k 40.41
Allstate Corporation (ALL) 0.1 $827k 21k 39.62
Praxair 0.1 $793k 7.6k 103.86
Target Corporation (TGT) 0.1 $795k 13k 63.46
Magna Intl Inc cl a (MGA) 0.1 $787k 18k 43.24
Apollo Investment 0.1 $789k 100k 7.88
SPDR S&P Homebuilders (XHB) 0.1 $799k 32k 24.85
Capital Income Builders Fd Sh (CAIBX) 0.1 $819k 16k 52.90
Newmont Mining Corporation (NEM) 0.1 $765k 14k 56.00
Equity Residential (EQR) 0.1 $719k 13k 57.52
NiSource (NI) 0.1 $745k 29k 25.47
BreitBurn Energy Partners 0.1 $765k 39k 19.44
Repsol YPF (REPYY) 0.1 $752k 39k 19.42
UGI Corporation (UGI) 0.1 $752k 24k 31.73
Tor Dom Bk Cad (TD) 0.1 $756k 9.1k 83.31
PowerShares QQQ Trust, Series 1 0.1 $751k 11k 68.53
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $727k 66k 11.10
Amer Intl Grw & Inc Cl F-1 (IGIFX) 0.1 $763k 26k 29.70
American Balanced Fd Cl F (BALFX) 0.1 $775k 38k 20.23
Republic Services (RSG) 0.1 $687k 25k 27.51
Foot Locker (FL) 0.1 $690k 19k 35.52
Royal Dutch Shell 0.1 $668k 9.4k 71.25
Gannett 0.1 $669k 38k 17.75
Utilities SPDR (XLU) 0.1 $658k 18k 36.39
Kinder Morgan (KMI) 0.1 $691k 19k 35.55
Rentech Nitrogen Partners L 0.1 $674k 17k 38.74
Devon Energy Corporation (DVN) 0.1 $611k 10k 60.55
PPG Industries (PPG) 0.1 $632k 5.5k 114.91
Morgan Stanley (MS) 0.1 $634k 38k 16.73
Bemis Company 0.1 $592k 19k 31.46
EMC Corporation 0.1 $591k 22k 27.27
Amazon (AMZN) 0.1 $621k 2.4k 254.51
Agic Equity & Conv Income 0.1 $642k 37k 17.49
QuickLogic Corporation 0.1 $628k 224k 2.80
Market Vectors Oil Service Etf 0.1 $628k 16k 40.26
State Street Corporation (STT) 0.1 $546k 13k 41.95
Monsanto Company 0.1 $585k 6.4k 91.06
Teva Pharmaceutical Industries (TEVA) 0.1 $581k 14k 41.38
Kraft Foods 0.1 $577k 14k 41.38
R.R. Donnelley & Sons Company 0.1 $546k 52k 10.60
SYSCO Corporation (SYY) 0.1 $569k 18k 31.26
Wells Fargo & Company (WFC) 0.1 $543k 16k 34.52
Xilinx 0.1 $531k 16k 33.40
Stryker Corporation (SYK) 0.1 $552k 9.9k 55.62
Shire 0.1 $559k 6.3k 88.73
Accenture (ACN) 0.1 $529k 7.6k 70.07
Frontier Communications 0.1 $559k 114k 4.92
Terex Corporation (TEX) 0.1 $530k 24k 22.58
Stifel Financial (SF) 0.1 $548k 16k 33.62
Vector (VGR) 0.1 $548k 33k 16.58
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $585k 13k 45.84
Genco Shipping & Trading 0.1 $490k 133k 3.68
iShares MSCI Emerging Markets Indx (EEM) 0.1 $478k 12k 41.35
Adobe Systems Incorporated (ADBE) 0.1 $499k 15k 32.43
Weyerhaeuser Company (WY) 0.1 $527k 20k 26.15
Southern Company (SO) 0.1 $502k 11k 46.11
Ventas (VTR) 0.1 $519k 8.3k 62.30
Cibc Cad (CM) 0.1 $503k 6.4k 78.17
MetLife (MET) 0.1 $526k 15k 34.49
Universal Health Realty Income Trust (UHT) 0.1 $497k 11k 46.02
Pinnacle West Capital Corporation (PNW) 0.1 $467k 8.8k 52.83
American Income Fnd Of America (AMECX) 0.1 $528k 29k 17.97
Claymore/zacks Mid-cap Core Etf cmn 0.1 $520k 16k 33.39
American Europac Gwth Fd Cl A (AEPGX) 0.1 $488k 12k 39.67
Fidelity Advisor Ser I Lev 0.1 $501k 14k 36.95
Goldman Sachs Tr N11 Eqty A Sh 0.1 $496k 48k 10.26
First Trust Energy Income & Gr (FEN) 0.1 $486k 16k 30.09
Time Warner Cable 0.1 $465k 4.9k 95.15
Pitney Bowes (PBI) 0.1 $458k 33k 13.81
Tiffany & Co. 0.1 $435k 7.0k 61.92
Kroger (KR) 0.1 $461k 20k 23.52
Potash Corp. Of Saskatchewan I 0.1 $406k 9.4k 43.38
Starbucks Corporation (SBUX) 0.1 $449k 8.9k 50.73
PPL Corporation (PPL) 0.1 $413k 14k 29.08
ProShares Short S&P500 0.1 $426k 13k 34.08
First National Bank Alaska (FBAK) 0.1 $410k 256.00 1601.56
BHP Billiton (BHP) 0.1 $415k 6.1k 68.60
Celgene Corporation 0.1 $454k 5.9k 76.46
Southern Copper Corporation (SCCO) 0.1 $445k 13k 34.34
HCP 0.1 $445k 10k 44.50
PowerShares FTSE RAFI US 1000 0.1 $412k 6.7k 61.49
Thai Fund 0.1 $417k 24k 17.57
WisdomTree Intl. LargeCap Div (DOL) 0.1 $434k 10k 42.34
First Eagle Gold Fund (SGGDX) 0.1 $458k 15k 30.53
Wal-mart de Mexico S A B de C V (WMMVY) 0.1 $445k 16k 28.21
William Blair Intl Gwth Fd Cl 0.1 $446k 21k 21.67
American Balanced (ABALX) 0.1 $464k 23k 20.24
Unified Ser Tr Appleseed 0.1 $417k 32k 13.07
Lincoln National Corporation (LNC) 0.1 $396k 16k 24.21
KKR Financial Holdings 0.1 $375k 37k 10.04
Northern Trust Corporation (NTRS) 0.1 $391k 8.4k 46.44
Eaton Corporation 0.1 $375k 7.9k 47.23
Automatic Data Processing (ADP) 0.1 $384k 6.6k 58.63
Berkshire Hathaway (BRK.A) 0.1 $398k 3.00 132666.67
Nextera Energy (NEE) 0.1 $378k 5.4k 70.31
Occidental Petroleum Corporation (OXY) 0.1 $353k 4.1k 86.10
Vodafone 0.1 $377k 13k 28.53
Omni (OMC) 0.1 $396k 7.7k 51.60
Titan International (TWI) 0.1 $362k 21k 17.68
Targa Resources Partners 0.1 $354k 8.3k 42.83
Westpac Banking Corporation 0.1 $346k 2.7k 128.39
Hain Celestial (HAIN) 0.1 $375k 6.0k 63.03
Green Dot Corporation (GDOT) 0.1 $385k 32k 12.22
Heartland Group Inc Val Plus Instl mutual funds 0.1 $368k 12k 30.45
Diamond Offshore Drilling 0.1 $301k 4.6k 65.79
Archer Daniels Midland Company (ADM) 0.1 $325k 12k 27.18
AGL Resources 0.1 $327k 8.0k 40.91
McGraw-Hill Companies 0.1 $319k 5.9k 54.53
Zebra Technologies (ZBRA) 0.1 $305k 8.1k 37.54
Newell Rubbermaid (NWL) 0.1 $296k 16k 19.08
Hess (HES) 0.1 $313k 5.8k 53.73
Royal Dutch Shell 0.1 $300k 4.3k 69.33
Danaher Corporation (DHR) 0.1 $314k 5.7k 55.09
Staples 0.1 $302k 26k 11.54
MarkWest Energy Partners 0.1 $327k 6.0k 54.50
Ares Capital Corporation (ARCC) 0.1 $316k 18k 17.15
MVC Capital 0.1 $320k 25k 12.80
Deckers Outdoor Corporation (DECK) 0.1 $336k 9.2k 36.60
Taylor Capital (TAYC) 0.1 $306k 18k 17.13
Ceragon Networks (CRNT) 0.1 $338k 59k 5.70
Rydex S&P Equal Weight ETF 0.1 $290k 5.6k 52.11
American Funds- Growth Fnd Of mf (GFAFX) 0.1 $302k 9.0k 33.65
Royce Focus Tr 0.1 $281k 42k 6.72
American Capital Wld Grth & In (CWGIX) 0.1 $306k 8.5k 36.01
Oppenheimer Intl S Co Cl A 0.1 $299k 14k 21.61
International Grw & In Cl F-2 (IGFFX) 0.1 $283k 9.5k 29.69
Pimco Total Return semnb (PTTPX) 0.1 $333k 29k 11.60
Jazz Pharmaceuticals (JAZZ) 0.1 $306k 5.4k 56.98
Eaton Vance Growth Tr Atl Capt (EISMX) 0.1 $280k 16k 17.70
Vanguard Specialized Div Aprid 0.1 $328k 14k 23.85
Ameriprise Financial (AMP) 0.0 $252k 4.5k 56.59
FedEx Corporation (FDX) 0.0 $273k 3.2k 84.65
Avon Products 0.0 $254k 16k 15.97
Kimberly-Clark Corporation (KMB) 0.0 $265k 3.1k 85.68
Valero Energy Corporation (VLO) 0.0 $226k 7.1k 31.72
General Mills (GIS) 0.0 $239k 6.0k 39.83
Intuitive Surgical (ISRG) 0.0 $235k 474.00 495.78
Sanofi-Aventis SA (SNY) 0.0 $258k 6.0k 43.00
Total (TTE) 0.0 $222k 4.4k 50.14
ConAgra Foods (CAG) 0.0 $230k 8.4k 27.54
Marathon Oil Corporation (MRO) 0.0 $230k 7.8k 29.60
Domino's Pizza (DPZ) 0.0 $239k 6.4k 37.64
H.J. Heinz Company 0.0 $232k 4.2k 55.90
AllianceBernstein Holding (AB) 0.0 $227k 15k 15.41
Tata Motors 0.0 $247k 9.6k 25.73
Systemax 0.0 $254k 22k 11.82
TAL International 0.0 $246k 7.2k 33.95
Rbc Cad (RY) 0.0 $225k 3.9k 57.32
Dollar General (DG) 0.0 $232k 4.5k 51.44
Pimco Commodity Rr Strat-ins (PCRIX) 0.0 $226k 32k 7.14
iShares MSCI Germany Index Fund (EWG) 0.0 $278k 12k 22.55
Aberdeen Latin Amer Eqty 0.0 $270k 7.8k 34.54
Shire 0.0 $234k 8.0k 29.25
Vanguard Total Stock Mkt Index (VTSAX) 0.0 $244k 6.8k 35.91
Massachusetts Invs Tr Sh Ben I (MITTX) 0.0 $271k 12k 21.90
Templeton Global Invt Bric 0.0 $218k 19k 11.39
Templeton Global Invt Emrg Mkt 0.0 $222k 21k 10.62
Turner Spectrum Fund Instl 0.0 $235k 22k 10.87
Express Scripts Holding 0.0 $257k 4.1k 62.61
Suntrust Banks Inc $1.00 Par Cmn 0.0 $207k 7.3k 28.25
Dominion Resources (D) 0.0 $213k 4.0k 53.04
Travelers Companies (TRV) 0.0 $214k 3.1k 68.39
Union Pacific Corporation (UNP) 0.0 $205k 1.7k 118.50
Hewlett-Packard Company 0.0 $217k 13k 17.03
Xerox Corporation 0.0 $205k 28k 7.35
Paccar (PCAR) 0.0 $213k 5.3k 40.04
Mocon 0.0 $161k 11k 14.79
Plains All American Pipeline (PAA) 0.0 $210k 2.4k 88.05
General Cable Corporation 0.0 $209k 7.1k 29.44
Brandywine Realty Trust (BDN) 0.0 $183k 15k 12.20
Vanguard Small-Cap Value ETF (VBR) 0.0 $207k 2.9k 72.00
National Australia Bank (NABZY) 0.0 $209k 7.9k 26.46
WisdomTree Emerging Markets Eq (DEM) 0.0 $211k 3.9k 53.58
Taiwan Fund (TWN) 0.0 $177k 11k 16.46
Amer Fds New Perspective A (ANWPX) 0.0 $212k 7.0k 30.36
Fundamental Invs Inc Cl F (AFIFX) 0.0 $217k 5.4k 40.17
Fusion-io 0.0 $206k 6.8k 30.29
Ensco Plc Shs Class A 0.0 $211k 3.9k 54.52
Aim Inv Fds Glb Hlt Care A 0.0 $202k 6.2k 32.70
Eaton Vance Floating Rate Fd C (EVBLX) 0.0 $169k 18k 9.41
Key (KEY) 0.0 $104k 12k 8.77
STMicroelectronics (STM) 0.0 $108k 20k 5.38
Key Energy Services 0.0 $119k 17k 7.02
Niska Gas Storage Partners 0.0 $155k 12k 12.56
PowerShares Listed Private Eq. 0.0 $146k 16k 9.42
Oppenheimer Strateg Fd Income 0.0 $131k 31k 4.29
Arch Coal 0.0 $85k 14k 6.32
Abraxas Petroleum 0.0 $46k 20k 2.30
KIT digital 0.0 $33k 11k 2.97
Pengrowth Energy Corp 0.0 $81k 12k 6.75
Franklin Cust Fds Incm Fd Cl A (FKINX) 0.0 $86k 39k 2.23
Manning & Napier Fd World Oppo 0.0 $92k 12k 7.47
Shengkai Innovations (VALV) 0.0 $32k 43k 0.74
Ambac Financial 0.0 $0 10k 0.00
Sirius XM Radio 0.0 $31k 12k 2.58
Vantage Drilling Company ord (VTGDF) 0.0 $28k 15k 1.87
Cohen & Steers Quality Rlty 0.0 $0 87k 0.00
Oromin Explorations (OLEPF) 0.0 $25k 36k 0.69
Americ Int Gr Frac Warrant 0.0 $0 69k 0.00
Escrow Dws Rreef Real Estate F 0.0 $0 55k 0.00
Lund Gold 0.0 $900.000000 30k 0.03
Mckenzie Bay Intl 0.0 $0 10k 0.00
Qrs Music Technologies (QRSM) 0.0 $6.0k 25k 0.24
Rstk Std Bancshares Inc Hickor 0.0 $0 104k 0.00
Rushnet (RSHN) 0.0 $0 4.0M 0.00
Rhythms Netconnections 0.0 $0 20k 0.00
Cutwater Select Income Fund Fr taxable cef 0.0 $0 88k 0.00
World Oil Resources 0.0 $0 10k 0.00
Escrow Cvr Energy 0.0 $0 33k 0.00