Silverback Asset Management

Silverback Asset Management as of June 30, 2013

Portfolio Holdings for Silverback Asset Management

Silverback Asset Management holds 56 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Citigroup Warrants 8.5 $96M 2.0M 47.97
Citigroup Warrants 7.6 $86M 1.8M 47.97
Kinder Morgan Inc Del Warrants 5.6 $64M 1.7M 38.15
General Motors A 10 Wrts 2016 Warrants 4.2 $48M 1.4M 33.31
Dominion Resources Series A Conv Mand (Principal) 4.0 $45M 900k 49.93
Tyson Foods Note 3.2500% 15-Oct-2013 (Principal) 3.7 $42M 28M 1.53
E M C Corp Mass Note 1.7500% 01-Dec-2013 (Principal) 3.5 $40M 27M 1.48
GenCorp Note 4.0625% 31-Dec-2039 (Principal) 3.2 $37M 20M 1.85
Cemex S.A.B. de C.V. Tranche 1 Note 3.2500% 15-Mar-2016 (Principal) 3.2 $37M 30M 1.22
Dominion Resources Series B Conv Mand (Principal) 3.0 $34M 680k 49.93
Goldcorp Note 2.0000% 01-Aug-2014 (Principal) 2.9 $33M 33M 1.01
Endo Health Solutions Note 1.7500% 15-Apr-2015 (Principal) 2.9 $33M 25M 1.34
Covanta Holding Corp Note 3.2500% 01-Jun-2014 (Principal) 2.9 $33M 26M 1.29
On Semiconductor Corp Note 2.6250% 15-Dec-2026 (Principal) 2.6 $30M 29M 1.04
Tesla Motors Note 1.5000% 01-Jun-2018 (Principal) 2.6 $29M 26M 1.13
Molson Coors Brewing Note 2.5000% 30-Jul-2013 (Principal) 2.5 $28M 28M 1.01
L-3 Communications Holdings Note 3.0000% 01-Aug-2035 (Principal) 2.4 $28M 27M 1.02
Stillwater Mining Note 1.7500% 15-Oct-2032 (Principal) 2.1 $24M 23M 1.04
Exterran Holdings Note 4.2500% 15-Jun-2014 (Principal) 1.9 $22M 17M 1.29
Electronic Arts Note 0.7500% 15-Jul-2016 (Principal) 1.7 $20M 19M 1.04
Theravance Note 3.0000% 15-Jan-2015 (Principal) 1.7 $19M 13M 1.49
Vector Group Note 2.5000% 15-Jan-2019 (Principal) 1.7 $19M 16M 1.18
Micron Technology Tranche A Note 1.5000% 01-Aug-2031 (Principal) 1.6 $18M 12M 1.54
Archer Daniels Midland Note 0.8750% 15-Feb-2014 (Principal) 1.6 $18M 18M 1.01
RF Micro Devices Tranche 2 Note 1.0000% 15-Apr-2014 (Principal) 1.5 $17M 17M 1.01
Navistar International Note 3.0000% 15-Oct-2014 (Principal) 1.5 $17M 17M 0.97
Chesapeake Energy Corp. Note 2.7500% 15-Nov-2035 (Principal) 1.5 $17M 17M 1.00
Central European Media Note 5.0000% 15-Nov-2015 (Principal) 1.4 $16M 17M 0.96
Arris Group Note 2.0000% 15-Nov-2026 (Principal) 1.4 $16M 15M 1.03
Comtech Telecommunications Note 3.0000% 01-May-2029 (Principal) 1.4 $16M 15M 1.04
Take-Two Interactive Systems Note 4.3750% 01-Jun-2014 (Principal) 1.3 $15M 11M 1.43
Solarfun Power Holdings Co L Note 3.5000% 15-Jan-2018 (Principal) 1.1 $13M 15M 0.85
Stone Energy Corp Note 1.7500% 01-Mar-2017 (Principal) 1.1 $13M 14M 0.93
Adm 01/18/14 C39 Listed Equity Options Call Option (ADM) 1.1 $13M 368k 33.91
BPZ Resources Note 6.5000% 01-Mar-2015 (Principal) 1.0 $12M 15M 0.80
Green Plains Renewable Energy Note 5.7500% 01-Nov-2015 (Principal) 1.0 $12M 9.9M 1.16
Usec Note 3.0000% 01-Oct-2014 (Principal) 0.9 $10M 48M 0.21
Take-Two Interactive Systems Note 1.0000% 01-Jul-2018 (Principal) 0.9 $9.8M 10M 0.98
Newmont Mining Tranche 1 Note 1.2500% 15-Jul-2014 (Principal) 0.9 $9.7M 9.6M 1.01
Molycorp Note 6.0000% 01-Sep-2017 (Principal) 0.8 $9.3M 12M 0.77
Chemed Corp Note 1.8750% 15-May-2014 (Principal) 0.5 $6.1M 5.8M 1.05
Istar Finl Listed Equity Options Call Option 0.4 $4.5M 400k 11.29
Nuance Communications Equity 0.4 $4.5M 242k 18.40
Exelixis Note 4.2500% 15-Aug-2019 (Principal) 0.3 $3.9M 4.0M 0.97
Penney J C Listed Equity Options Put Option 0.3 $3.6M 213k 17.08
Hologic Note 2.0000% 15-Dec-2043 (Principal) 0.2 $2.6M 2.5M 1.03
Endeavour Intl Corp Note 5.5000% 15-Jul-2016 (Principal) 0.2 $2.4M 4.0M 0.60
Health Mgmt Assoc Listed Equity Options Call Option 0.2 $2.2M 139k 15.71
Cheniere Energy Equity (LNG) 0.2 $2.2M 78k 27.76
Molycorp Note 5.5000% 01-Feb-2018 (Principal) 0.2 $2.0M 2.0M 1.00
Sanofi Equity 0.2 $1.9M 1.0M 1.90
Gevo Note 7.5000% 01-Jul-2022 (Principal) 0.1 $1.2M 1.8M 0.66
Tesla Mtrs Listed Equity Options Put Option (TSLA) 0.1 $698k 6.5k 107.38
Vringo Equity 0.1 $634k 200k 3.17
Molycorp Inc Del Equity 0.0 $104k 17k 6.23
BPZ Equity Equity 0.0 $91k 51k 1.79