Smith Affiliated Capital as of Sept. 30, 2016
Portfolio Holdings for Smith Affiliated Capital
Smith Affiliated Capital holds 123 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Central Fd Cda Ltd cl a | 48.9 | $92M | 6.7M | 13.83 | |
| Sprott Physical Gold Trust (PHYS) | 41.9 | $79M | 7.2M | 10.95 | |
| iShares Russell 1000 Index (IWB) | 0.6 | $1.1M | 9.4k | 120.46 | |
| Southern Co./the, 6.25% | 0.5 | $879k | 32k | 27.83 | |
| Public Stor 5.375% | 0.4 | $804k | 32k | 25.45 | |
| Charles Schwab Corp./the, Series C, 6.00% | 0.4 | $818k | 30k | 27.53 | |
| Sce Trust Vpfd 5.450% Cumulati p (SCE.PK) | 0.3 | $662k | 22k | 29.69 | |
| Entergy Mississippi, Inc., 4.90%, 10/1/66 (EMP) | 0.3 | $638k | 26k | 25.00 | |
| Us Bancorp 6.5% Pfd preferred | 0.3 | $608k | 20k | 30.12 | |
| National Rural U 5.250 4/20/46 a-share | 0.3 | $540k | 500k | 1.08 | |
| Dominion Resourc 5.750 10/01+54 preferred | 0.3 | $553k | 534k | 1.03 | |
| State Street Corp preferred | 0.3 | $526k | 500k | 1.05 | |
| Jpmorgan Chase Fix-float | 0.3 | $514k | 500k | 1.03 | |
| Wells Fargo Fix-float | 0.3 | $512k | 490k | 1.05 | |
| American Express Co preferred | 0.3 | $504k | 500k | 1.01 | |
| Bank Of New York Mellon | 0.3 | $510k | 500k | 1.02 | |
| Bnsf Funding Tru 6.613 12/15+55 a-shares | 0.2 | $479k | 415k | 1.15 | |
| General Electric Company | 0.1 | $274k | 9.2k | 29.62 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $216k | 900.00 | 239.72 | |
| Apple (AAPL) | 0.1 | $207k | 1.8k | 113.05 | |
| Royal Gold (RGLD) | 0.1 | $203k | 2.6k | 77.43 | |
| Vz 5.9 02/15/54 | 0.1 | $201k | 7.2k | 27.94 | |
| Jpmorgan Chase & Co preferred | 0.1 | $201k | 200k | 1.00 | |
| Dominion Resources Inc p | 0.1 | $194k | 7.6k | 25.46 | |
| Newmont Mining Corporation (NEM) | 0.1 | $164k | 4.2k | 39.29 | |
| American Electric Power Company (AEP) | 0.1 | $173k | 2.7k | 64.21 | |
| Franco-Nevada Corporation (FNV) | 0.1 | $174k | 2.5k | 69.87 | |
| Mcewen Mining | 0.1 | $172k | 47k | 3.67 | |
| PPG Industries (PPG) | 0.1 | $149k | 1.4k | 103.36 | |
| Visa (V) | 0.1 | $149k | 1.8k | 82.70 | |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.1 | $142k | 1.1k | 126.54 | |
| Kraft Heinz (KHC) | 0.1 | $143k | 1.6k | 89.51 | |
| Coca-Cola Company (KO) | 0.1 | $128k | 3.0k | 42.32 | |
| Bristol Myers Squibb (BMY) | 0.1 | $125k | 2.3k | 53.92 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $136k | 1.9k | 70.18 | |
| iShares FTSE NAREIT Mort. Plus Capp | 0.1 | $133k | 13k | 10.51 | |
| Annaly Cap Mgmt Inc a-share | 0.1 | $127k | 5.0k | 25.31 | |
| Annaly Capital Management | 0.1 | $105k | 10k | 10.50 | |
| Aetna | 0.1 | $114k | 986.00 | 115.45 | |
| Amgen (AMGN) | 0.1 | $118k | 705.00 | 166.81 | |
| ConocoPhillips (COP) | 0.1 | $113k | 2.6k | 43.47 | |
| Goldcorp | 0.1 | $112k | 6.8k | 16.52 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.1 | $117k | 2.6k | 44.29 | |
| BP (BP) | 0.1 | $88k | 2.5k | 35.16 | |
| Pepsi (PEP) | 0.1 | $87k | 800.00 | 108.77 | |
| Procter & Gamble Company (PG) | 0.1 | $90k | 1.0k | 89.75 | |
| Oasis Petroleum | 0.1 | $92k | 8.0k | 11.47 | |
| Jp Morgan 5.45% Series A public | 0.1 | $101k | 3.8k | 26.69 | |
| Allstate | 0.1 | $96k | 3.6k | 26.70 | |
| Virgin America | 0.1 | $96k | 1.8k | 53.51 | |
| At&t (T) | 0.0 | $81k | 2.0k | 40.61 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $79k | 624.00 | 126.14 | |
| Altria (MO) | 0.0 | $82k | 1.3k | 63.23 | |
| Diageo (DEO) | 0.0 | $70k | 600.00 | 116.04 | |
| United Technologies Corporation | 0.0 | $70k | 688.00 | 101.60 | |
| Gilead Sciences (GILD) | 0.0 | $71k | 900.00 | 79.12 | |
| TJX Companies (TJX) | 0.0 | $75k | 1.0k | 74.78 | |
| Lowe's Companies (LOW) | 0.0 | $79k | 1.1k | 72.21 | |
| Clorox Company (CLX) | 0.0 | $75k | 600.00 | 125.18 | |
| Delta Air Lines (DAL) | 0.0 | $67k | 1.7k | 39.36 | |
| Southwest Airlines (LUV) | 0.0 | $80k | 2.1k | 38.89 | |
| Randgold Resources | 0.0 | $76k | 760.00 | 100.07 | |
| WGL Holdings | 0.0 | $72k | 1.1k | 62.70 | |
| Duke Energy (DUK) | 0.0 | $70k | 870.00 | 80.04 | |
| Boeing Company (BA) | 0.0 | $53k | 400.00 | 131.74 | |
| Air Products & Chemicals (APD) | 0.0 | $60k | 400.00 | 150.34 | |
| International Business Machines (IBM) | 0.0 | $48k | 300.00 | 158.85 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $48k | 1.3k | 38.19 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $65k | 6.0k | 10.86 | |
| SPDR Gold Trust (GLD) | 0.0 | $53k | 422.00 | 125.64 | |
| Alaska Air (ALK) | 0.0 | $66k | 1.0k | 65.86 | |
| Agnico (AEM) | 0.0 | $57k | 1.0k | 54.18 | |
| Rockwell Automation (ROK) | 0.0 | $65k | 532.00 | 122.34 | |
| Silver Wheaton Corp | 0.0 | $48k | 1.8k | 27.03 | |
| Aegon | 0.0 | $53k | 2.0k | 26.70 | |
| Pnc Financial Services Group | 0.0 | $58k | 2.0k | 29.17 | |
| General Electric Capital preferre | 0.0 | $52k | 2.0k | 25.74 | |
| Ctl 6 7/8 10/1/54 | 0.0 | $54k | 2.0k | 27.05 | |
| Cof 6.7 12/31/49 | 0.0 | $56k | 2.0k | 28.13 | |
| Wintrust Fin Ser D Pfd 6.5% p (WTFCM) | 0.0 | $59k | 2.0k | 29.43 | |
| Comcast Corporation (CMCSA) | 0.0 | $33k | 500.00 | 66.34 | |
| Microsoft Corporation (MSFT) | 0.0 | $29k | 500.00 | 57.60 | |
| American Express Company (AXP) | 0.0 | $37k | 575.00 | 64.04 | |
| Devon Energy Corporation (DVN) | 0.0 | $35k | 800.00 | 44.11 | |
| Ecolab (ECL) | 0.0 | $30k | 250.00 | 121.72 | |
| Waste Management (WM) | 0.0 | $35k | 550.00 | 63.76 | |
| Pfizer (PFE) | 0.0 | $34k | 1.0k | 33.87 | |
| Paychex (PAYX) | 0.0 | $29k | 500.00 | 57.87 | |
| JetBlue Airways Corporation (JBLU) | 0.0 | $29k | 1.7k | 17.24 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $40k | 250.00 | 159.06 | |
| NiSource (NI) | 0.0 | $39k | 1.6k | 24.11 | |
| Colgate-Palmolive Company (CL) | 0.0 | $45k | 600.00 | 74.14 | |
| Honeywell International (HON) | 0.0 | $44k | 380.00 | 116.59 | |
| Biogen Idec (BIIB) | 0.0 | $31k | 100.00 | 313.03 | |
| DTE Energy Company (DTE) | 0.0 | $47k | 500.00 | 93.67 | |
| Hldgs (UAL) | 0.0 | $39k | 750.00 | 52.47 | |
| Carlyle Group | 0.0 | $31k | 2.0k | 15.57 | |
| Mplx (MPLX) | 0.0 | $37k | 1.1k | 33.86 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $32k | 40.00 | 804.05 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $31k | 40.00 | 777.30 | |
| Equifax (EFX) | 0.0 | $27k | 200.00 | 134.58 | |
| United Parcel Service (UPS) | 0.0 | $11k | 100.00 | 109.36 | |
| 3M Company (MMM) | 0.0 | $22k | 125.00 | 176.23 | |
| Verizon Communications (VZ) | 0.0 | $21k | 400.00 | 51.98 | |
| Cincinnati Financial Corporation (CINF) | 0.0 | $23k | 300.00 | 75.42 | |
| Rockwell Collins | 0.0 | $27k | 320.00 | 84.34 | |
| Philip Morris International (PM) | 0.0 | $15k | 150.00 | 97.22 | |
| BorgWarner (BWA) | 0.0 | $14k | 400.00 | 35.18 | |
| General Motors Company (GM) | 0.0 | $21k | 675.00 | 31.77 | |
| BlackRock Corporate High Yield Fund VI (HYT) | 0.0 | $19k | 1.8k | 10.82 | |
| Ishares Tr cmn (STIP) | 0.0 | $12k | 120.00 | 101.10 | |
| Apollo Commercial 8.625% Pfd Ser A | 0.0 | $26k | 1.0k | 25.75 | |
| L Brands | 0.0 | $16k | 220.00 | 70.77 | |
| Tpg Specialty Lnding Inc equity | 0.0 | $18k | 1.0k | 18.11 | |
| Medtronic | 0.0 | $12k | 143.00 | 86.40 | |
| Navios Maritime Partners L P a-share | 0.0 | $15k | 11k | 1.39 | |
| Eaton Corp a-share | 0.0 | $18k | 274.00 | 65.71 | |
| Unilever | 0.0 | $9.2k | 200.00 | 46.10 | |
| Starbucks Corporation (SBUX) | 0.0 | $8.1k | 150.00 | 54.14 | |
| Revlon | 0.0 | $3.7k | 100.00 | 36.78 | |
| iShares Lehman Aggregate Bond (AGG) | 0.0 | $1.7k | 15.00 | 112.40 | |
| VirnetX Holding Corporation | 0.0 | $6.1k | 2.0k | 3.06 | |
| Siebert Financial (SIEB) | 0.0 | $690.000000 | 500.00 | 1.38 |
