Sphinx Trading

Sphinx Trading as of Sept. 30, 2021

Portfolio Holdings for Sphinx Trading

Sphinx Trading holds 136 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 19.6 $19M 44k 429.15
Angel Oak Finl Strategies In Com Ben Int (FINS) 13.3 $13M 746k 17.02
Orion Engineered Carbons (OEC) 6.1 $5.8M 318k 18.23
B Riley Prin 250 Merger Corp Unit 04/06/2026 4.7 $4.4M 450k 9.88
Galata Acquisition Corp Shs Cl A 4.2 $4.0M 400k 9.90
Green Plains Renewable Energy (GPRE) 4.1 $3.9M 119k 32.65
Babcock & Wilcox Enterpr (BW) 4.0 $3.8M 593k 6.41
Quantum Fintech Acquistin Common Stock 2.8 $2.7M 271k 9.85
Edify Acquisition Corp Cl A 2.8 $2.7M 273k 9.77
Accel Entertainment Com Cl A1 (ACEL) 2.8 $2.6M 217k 12.14
Edify Acquisition Corp Unit 11/25/2025 2.3 $2.2M 221k 9.99
Unisys Corp Com New (UIS) 2.2 $2.1M 85k 25.14
Ciner Resources Com Unit Ltd 1.7 $1.6M 100k 15.90
Evo Acquisition Corp Unit 99/99/9999 1.6 $1.5M 155k 9.96
Macondray Cap Acquisitn Corp Unit 05/31/2028 1.6 $1.5M 150k 9.98
B Riley Principal 150 Merger Com Cl A 1.4 $1.3M 136k 9.75
Parabellum Acquisition Corp Unit 99/99/9999 1.1 $1.1M 106k 9.97
Ihs Markit SHS 1.0 $932k 8.0k 116.50
Mountain Crest Acqstn Corp I Unit 99/99/9999 0.9 $900k 88k 10.19
Seaport Global Acquisitn Cor *w Exp 12/15/202 0.9 $852k 907k 0.94
Fortress Trans Infrst Invs L Com Rep Ltd Liab 0.8 $787k 31k 25.39
Clearwater Paper (CLW) 0.8 $767k 20k 38.35
Ishares Silver Tr Ishares (SLV) 0.8 $718k 35k 20.51
First Midwest Ban 0.7 $706k 37k 19.01
Magnite Ord (MGNI) 0.7 $700k 25k 28.00
Sierra Metals (SMTSF) 0.6 $555k 308k 1.80
Coherent Put Option 0.6 $550k 2.2k 250.00
Meta Financial (CASH) 0.6 $525k 10k 52.50
People's United Financial 0.5 $521k 30k 17.48
Cit Group Com New 0.5 $520k 10k 52.00
Rice Acquisition Corp Ii Unit 99/99/9999 0.5 $515k 50k 10.30
Kimball Intl CL B 0.5 $448k 40k 11.20
Ferroglobe SHS (GSM) 0.5 $435k 50k 8.70
Athene Holding Cl A 0.4 $413k 6.0k 68.83
Atlantic Cap Bancshares 0.4 $403k 15k 26.51
Change Healthcare 0.4 $381k 18k 20.93
Eastern Company (EML) 0.4 $377k 15k 25.13
Electromed (ELMD) 0.3 $325k 30k 10.83
Investors Ban 0.3 $302k 20k 15.10
Trillium Therapeutics Com New 0.3 $299k 17k 17.60
Great Wastern Ban 0.3 $295k 9.0k 32.78
B. Riley Financial (RILY) 0.3 $295k 5.0k 59.00
Nuance Communications 0.3 $286k 5.2k 55.00
Domtar Corp Com New 0.3 $278k 5.1k 54.51
Cadence Bancorporation Cl A 0.3 $275k 13k 22.00
Xencor (XNCR) 0.3 $274k 8.4k 32.69
Kansas City Southern Com New 0.3 $271k 1.0k 271.00
Stamps Com New 0.3 $264k 800.00 330.00
Aerojet Rocketdy 0.3 $261k 6.0k 43.50
Sterling Bancorp 0.3 $245k 9.8k 25.00
Atotech 0.3 $242k 10k 24.17
Magellan Health Com New 0.2 $236k 2.5k 94.40
Spartacus Acquisition Corp *w Exp 10/31/202 0.2 $231k 145k 1.59
Greensky Cl A 0.2 $224k 20k 11.20
Angel Oak Finl Strategies In Right 10/14/2021 0.2 $221k 1.0M 0.22
Mgm Growth Pptys Cl A Com 0.2 $214k 5.6k 38.21
Monmouth Real Estate Invt Cl A Put Option 0.2 $206k 11k 18.75
State Auto Financial 0.2 $204k 4.0k 51.00
PNM Resources (PNM) 0.2 $198k 4.0k 49.50
Intersect Ent 0.2 $190k 7.0k 27.14
Columbia Ppty Tr Com New 0.2 $190k 10k 19.00
Ppd 0.2 $187k 4.0k 46.75
Welbilt 0.2 $186k 8.0k 23.25
Covanta Holding Corporation 0.2 $181k 9.0k 20.11
Inovalon Hldgs Com Cl A 0.2 $181k 4.5k 40.22
Galata Acquisition Corp *w Exp 99/99/999 0.2 $176k 400k 0.44
Kadmon Hldgs 0.2 $174k 20k 8.70
CAI International 0.2 $168k 3.0k 56.00
Roman Dbdr Tech Acquisition *w Exp 10/31/202 0.2 $153k 95k 1.61
Sanderson Farms 0.2 $151k 800.00 188.75
Hill-Rom Holdings 0.2 $150k 1.0k 150.00
Vereit 0.2 $145k 3.2k 45.30
Edify Acquisition Corp *w Exp 11/25/202 0.2 $144k 248k 0.58
Echo Global Logistics 0.2 $143k 3.0k 47.67
Medallia 0.1 $135k 4.0k 33.75
Northern Technologies International (NTIC) 0.1 $129k 8.5k 15.17
Quantum Corp Com New (QMCO) 0.1 $124k 24k 5.16
Score Media & Gaming Cl A Sub Vtg Shs 0.1 $123k 3.6k 34.17
Acceleron Pharma 0.1 $120k 700.00 171.43
Alta Equipment Group Common Stock (ALTG) 0.1 $118k 8.6k 13.72
Healthcare Services Acqu Cor *w Exp 99/99/999 0.1 $108k 164k 0.66
Exone 0.1 $105k 4.5k 23.33
Soliton 0.1 $102k 5.0k 20.40
Qad Cl A 0.1 $96k 1.1k 87.27
Ferro Corporation 0.1 $83k 4.1k 20.24
Pimco Income Strategy Fund II (PFN) 0.1 $81k 8.0k 10.12
Quantum Fintech Acquistin *w Exp 01/30/202 0.1 $79k 293k 0.27
Encana Corporation (OVV) 0.1 $78k 2.4k 32.50
American National Group Com New 0.1 $76k 400.00 190.00
Forterra 0.1 $71k 3.0k 23.67
Chesapeake Energy Corp (CHK) 0.1 $62k 1.0k 62.00
Otonomo Technologies *w Exp 08/13/202 0.1 $57k 71k 0.80
Signature Bank (SBNY) 0.1 $54k 200.00 270.00
Proshares Tr Pshs Ultsh 20yrs (TBT) 0.1 $48k 2.6k 18.29
Apollo Commercial Real Est. Finance (ARI) 0.0 $45k 3.0k 14.99
Bank of America Corporation (BAC) 0.0 $42k 1.0k 42.00
CECO Environmental (CECO) 0.0 $42k 6.0k 7.00
Veoneer Incorporated Put Option 0.0 $40k 1.2k 33.33
Meridian Ban 0.0 $37k 1.8k 20.51
Doubleline Income Solutions (DSL) 0.0 $36k 2.0k 18.00
B Riley Principal 150 Merger *w Exp 03/01/202 0.0 $35k 45k 0.77
Net 1 Ueps Technologies Com New (LSAK) 0.0 $33k 7.2k 4.58
Amazon (AMZN) 0.0 $30k 9.00 3333.33
International Business Machines (IBM) 0.0 $28k 200.00 140.00
Aware (AWRE) 0.0 $28k 7.0k 4.00
Granite Pt Mtg Tr Com Stk (GPMT) 0.0 $26k 2.0k 13.00
Tilray Com Cl 2 (TLRY) 0.0 $24k 2.1k 11.48
Starwood Property Trust (STWD) 0.0 $24k 1.0k 24.00
Nuveen Enhanced Mun Value 0.0 $24k 1.5k 16.00
Largo Res 0.0 $21k 2.0k 10.50
Quotient Technology 0.0 $17k 3.0k 5.67
Greenidge Generation Hldgs I Class A Com 0.0 $15k 578.00 25.95
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $15k 100.00 150.00
Etfis Ser Tr I Virtus Infrcap (PFFA) 0.0 $15k 600.00 25.00
Iteris (ITI) 0.0 $14k 2.7k 5.17
Cowen Cl A New 0.0 $13k 374.00 34.76
Pennantpark Floating Rate Capi (PFLT) 0.0 $13k 1.0k 13.00
Douyu Intl Hldgs Sponsored Ads 0.0 $10k 3.1k 3.26
Bioventus Com Cl A (BVS) 0.0 $9.0k 601.00 14.97
Universal Technical Institute (UTI) 0.0 $7.0k 1.0k 7.00
Atossa Genetics (ATOS) 0.0 $6.0k 1.9k 3.16
Ngl Energy Partners Com Unit Repst (NGL) 0.0 $6.0k 2.5k 2.40
Alphabet Cap Stk Cl A (GOOGL) 0.0 $5.0k 2.00 2500.00
Lumos Pharma (LUMO) 0.0 $3.0k 277.00 10.83
Great Elm Group Com New (GEG) 0.0 $2.0k 769.00 2.60
Goodyear Tire & Rubber Company (GT) 0.0 $2.0k 91.00 21.98
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.0 $1.0k 87.00 11.49
Sierra Wireless 0.0 $1.0k 36.00 27.78
Wabtec Corporation (WAB) 0.0 $1.0k 16.00 62.50
Annaly Capital Management 0.0 $0 1.00 0.00
Coca-Cola Company (KO) 0.0 $0 8.00 0.00
Apple Call Option (AAPL) 0.0 $0 1.5k 0.00
Cirrus Logic Call Option (CRUS) 0.0 $0 200.00 0.00
Kla Corp Com New Call Option (KLAC) 0.0 $0 100.00 0.00
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.0 $0 10k 0.00
Yellow Corp (YELLQ) 0.0 $0 53.00 0.00