SummitAlliance Capital Management

SummitAlliance Capital Management as of Sept. 30, 2012

Portfolio Holdings for SummitAlliance Capital Management

SummitAlliance Capital Management holds 199 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index (IWM) 12.1 $53M 629k 83.44
iShares S&P MidCap 400 Index (IJH) 11.9 $52M 524k 98.68
ProShares Ultra Russell2000 (UWM) 6.3 $28M 627k 44.09
ProShares Ultra MidCap400 (MVV) 6.2 $27M 388k 69.57
International Bancshares Corporation (IBOC) 3.5 $15M 798k 19.07
SPDR Barclays Capital Aggregate Bo (SPAB) 2.3 $10M 169k 59.18
Apple (AAPL) 2.0 $8.8M 13k 667.07
Exxon Mobil Corporation (XOM) 1.9 $8.2M 90k 91.45
iShares Lehman Aggregate Bond (AGG) 1.7 $7.2M 64k 112.45
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.3 $5.7M 67k 84.50
Chevron Corporation (CVX) 1.3 $5.5M 47k 116.57
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.2 $5.3M 49k 108.46
At&t (T) 1.2 $5.1M 136k 37.70
SPDR Barclays Capital High Yield B 1.2 $5.1M 128k 40.21
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.1 $5.0M 47k 105.76
Pfizer (PFE) 1.1 $4.6M 184k 24.85
SPDR S&P Dividend (SDY) 1.0 $4.4M 76k 58.09
McDonald's Corporation (MCD) 0.9 $3.9M 43k 91.75
ConocoPhillips (COP) 0.9 $3.9M 69k 57.18
Vanguard Dividend Appreciation ETF (VIG) 0.9 $3.8M 64k 59.67
Johnson & Johnson (JNJ) 0.8 $3.6M 52k 68.90
Philip Morris International (PM) 0.8 $3.5M 39k 89.95
Energy Select Sector SPDR (XLE) 0.8 $3.3M 45k 73.42
Intel Corporation (INTC) 0.8 $3.3M 144k 22.66
Deere & Company (DE) 0.7 $3.1M 37k 82.48
Utilities SPDR (XLU) 0.7 $3.1M 84k 36.38
iShares Barclays TIPS Bond Fund (TIP) 0.7 $3.1M 25k 121.75
Technology SPDR (XLK) 0.6 $2.8M 91k 30.83
Alerian Mlp Etf 0.6 $2.8M 167k 16.57
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.6 $2.8M 32k 87.68
Abbott Laboratories (ABT) 0.6 $2.7M 39k 68.56
iShares Lehman MBS Bond Fund (MBB) 0.6 $2.5M 23k 109.18
Procter & Gamble Company (PG) 0.5 $2.3M 33k 69.35
Financial Select Sector SPDR (XLF) 0.5 $2.3M 149k 15.59
Pepsi (PEP) 0.5 $2.2M 32k 70.77
Ishares High Dividend Equity F (HDV) 0.5 $2.2M 37k 60.93
Consumer Discretionary SPDR (XLY) 0.5 $2.2M 47k 46.78
International Business Machines (IBM) 0.5 $2.0M 9.8k 207.47
Qualcomm (QCOM) 0.5 $2.0M 33k 62.48
Microsoft Corporation (MSFT) 0.5 $2.0M 66k 29.77
Vanguard Intermediate-Term Bond ETF (BIV) 0.5 $2.0M 22k 90.25
iShares Dow Jones US Tele (IYZ) 0.4 $1.9M 75k 25.53
iShares Cohen & Steers Realty Maj. (ICF) 0.4 $1.9M 24k 77.86
AFLAC Incorporated (AFL) 0.4 $1.8M 39k 47.87
Lockheed Martin Corporation (LMT) 0.4 $1.8M 19k 93.36
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.4 $1.7M 14k 121.80
General Electric Company 0.4 $1.7M 75k 22.71
Oneok (OKE) 0.4 $1.7M 35k 48.30
Consumer Staples Select Sect. SPDR (XLP) 0.4 $1.7M 47k 35.82
Market Vectors Emerging Mkts Local ETF 0.4 $1.7M 64k 26.52
iShares Russell 1000 Value Index (IWD) 0.4 $1.6M 23k 72.18
Xcel Energy (XEL) 0.4 $1.6M 59k 27.71
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.4 $1.6M 13k 123.74
Claymore/Zacks Multi-Asset Inc Idx 0.3 $1.5M 69k 22.34
PowerShares DB Com Indx Trckng Fund 0.3 $1.5M 52k 28.69
Health Care SPDR (XLV) 0.3 $1.4M 35k 40.12
Darden Restaurants (DRI) 0.3 $1.4M 26k 55.75
Transatlantic Petroleum 0.3 $1.4M 1.4M 1.05
Nuveen Texas Quality Income Municipal 0.3 $1.4M 85k 17.14
Honeywell International (HON) 0.3 $1.4M 23k 59.74
Wal-Mart Stores (WMT) 0.3 $1.3M 18k 73.80
SPDR Gold Trust (GLD) 0.3 $1.3M 7.7k 171.87
SPDR Gold Trust (GLD) 0.3 $1.3M 7.7k 171.87
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $1.3M 14k 92.29
BlackRock Enhanced Capital and Income (CII) 0.3 $1.3M 101k 13.07
iShares MSCI Emerging Markets Indx (EEM) 0.3 $1.2M 30k 41.32
PowerShares Emerging Markets Sovere 0.3 $1.3M 41k 30.69
Norfolk Southern (NSC) 0.3 $1.2M 19k 63.61
Genuine Parts Company (GPC) 0.3 $1.2M 20k 61.01
J.M. Smucker Company (SJM) 0.3 $1.2M 14k 86.34
Sprott Physical Gold Trust (PHYS) 0.3 $1.2M 81k 15.20
Nuveen Muni Value Fund (NUV) 0.3 $1.2M 112k 10.42
Nuveen Insd Dividend Advantage (NVG) 0.3 $1.2M 74k 15.93
Eli Lilly & Co. (LLY) 0.3 $1.1M 24k 47.41
Kimberly-Clark Corporation (KMB) 0.3 $1.1M 13k 85.79
ProShares Short S&P500 0.3 $1.1M 33k 34.07
iShares Russell Midcap Index Fund (IWR) 0.3 $1.1M 10k 110.76
iShares Barclays Credit Bond Fund (USIG) 0.3 $1.2M 10k 113.90
Nuveen NY Select Quality Municipal 0.3 $1.1M 70k 16.18
Market Vectors Etf Tr mtg reit etf 0.3 $1.1M 41k 27.95
Novartis (NVS) 0.2 $1.1M 18k 61.23
Novartis (NVS) 0.2 $1.1M 18k 61.23
Altria (MO) 0.2 $1.1M 32k 33.39
SCANA Corporation 0.2 $1.1M 23k 48.25
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.2 $1.1M 70k 15.68
Becton, Dickinson and (BDX) 0.2 $1.0M 13k 78.55
Xilinx 0.2 $1.0M 30k 33.40
Hormel Foods Corporation (HRL) 0.2 $1.0M 35k 29.25
iShares Dow Jones US Energy Sector (IYE) 0.2 $984k 23k 42.16
Matador Resources (MTDR) 0.2 $1.0M 98k 10.39
Cardinal Health (CAH) 0.2 $976k 25k 38.96
Wells Fargo & Company (WFC) 0.2 $973k 28k 34.53
Thermo Fisher Scientific (TMO) 0.2 $960k 16k 58.81
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $945k 57k 16.51
Archer Daniels Midland Company (ADM) 0.2 $931k 34k 27.18
Royal Dutch Shell 0.2 $893k 13k 69.38
Exelon Corporation (EXC) 0.2 $909k 26k 35.57
Materials SPDR (XLB) 0.2 $934k 25k 36.80
iShares MSCI Brazil Index (EWZ) 0.2 $922k 17k 54.06
PowerShares DB US Dollar Index Bullish 0.2 $901k 41k 21.93
iShares Dow Jones US Industrial (IYJ) 0.2 $932k 13k 70.64
Molson Coors Brewing Company (TAP) 0.2 $857k 19k 45.06
Verizon Communications (VZ) 0.2 $856k 19k 45.57
Nextera Energy (NEE) 0.2 $861k 12k 70.34
iShares Dow Jones Select Dividend (DVY) 0.2 $860k 15k 57.67
Phillips 66 (PSX) 0.2 $871k 19k 46.37
Coca-Cola Company (KO) 0.2 $830k 22k 37.94
Medtronic 0.2 $838k 19k 43.12
Texas Instruments Incorporated (TXN) 0.2 $839k 30k 27.56
McCormick & Company, Incorporated (MKC) 0.2 $833k 13k 62.02
Jp Morgan Alerian Mlp Index (AMJ) 0.2 $844k 21k 40.43
Bank of America Corporation (BAC) 0.2 $764k 87k 8.83
Total (TTE) 0.2 $770k 15k 50.09
Total (TTE) 0.2 $770k 15k 50.09
Atmos Energy Corporation (ATO) 0.2 $774k 22k 35.80
Rydex S&P Equal Weight ETF 0.2 $800k 15k 52.18
Western Union Company (WU) 0.2 $720k 40k 18.23
SYSCO Corporation (SYY) 0.2 $760k 24k 31.27
CVS Caremark Corporation (CVS) 0.2 $748k 15k 48.45
Halliburton Company (HAL) 0.2 $728k 22k 33.71
SPDR S&P Pharmaceuticals (XPH) 0.2 $724k 12k 59.79
Starwood Property Trust (STWD) 0.2 $713k 31k 23.26
Campbell Soup Company (CPB) 0.2 $675k 19k 34.84
Danaher Corporation (DHR) 0.2 $680k 12k 55.13
iShares Russell 1000 Growth Index (IWF) 0.2 $682k 10k 66.69
Nuveen New York Perf. Plus Muni Fund 0.2 $697k 41k 17.19
Pulte (PHM) 0.1 $672k 43k 15.49
Kraft Foods 0.1 $638k 15k 41.37
Paychex (PAYX) 0.1 $664k 20k 33.27
Emerson Electric (EMR) 0.1 $633k 13k 48.29
iShares MSCI EAFE Index Fund (EFA) 0.1 $665k 13k 53.00
QEP Resources 0.1 $646k 20k 31.64
Newmont Mining Corporation (NEM) 0.1 $611k 11k 56.00
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $596k 28k 21.56
iShares MSCI Germany Index Fund (EWG) 0.1 $618k 27k 22.59
iShares MSCI Switzerland Index Fund (EWL) 0.1 $604k 25k 24.60
China Mobile 0.1 $564k 10k 55.40
China Mobile 0.1 $564k 10k 55.40
W.R. Berkley Corporation (WRB) 0.1 $538k 14k 37.49
BlackRock Insured Municipal Income Trust (BYM) 0.1 $513k 30k 16.96
BP (BP) 0.1 $464k 11k 42.33
BP (BP) 0.1 $464k 11k 42.33
Questar Corporation 0.1 $473k 23k 20.31
ProShares UltraShort S&P500 0.1 $491k 36k 13.62
American Rlty Cap Tr 0.1 $462k 39k 11.74
Spectra Energy 0.1 $421k 14k 29.37
Allied Motion Technologies (ALNT) 0.1 $435k 66k 6.61
PowerShares DB Agriculture Fund 0.1 $447k 15k 29.42
Annaly Capital Management 0.1 $404k 24k 16.84
People's United Financial 0.1 $401k 33k 12.14
EMC Corporation 0.1 $389k 14k 27.30
Marathon Oil Corporation (MRO) 0.1 $385k 13k 29.54
France Telecom SA 0.1 $373k 31k 12.21
France Telecom SA 0.1 $373k 31k 12.21
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $378k 24k 15.78
Ford Motor Company (F) 0.1 $339k 34k 9.87
Nuveen Select Maturities Mun Fund (NIM) 0.1 $350k 31k 11.22
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.1 $332k 20k 17.04
Eaton Vance Municipal Bond Fund (EIM) 0.1 $342k 24k 14.46
Petroleo Brasileiro SA (PBR) 0.1 $289k 13k 22.95
Petroleo Brasileiro SA (PBR) 0.1 $289k 13k 22.95
Chesapeake Energy Corporation 0.1 $320k 17k 18.89
Daktronics (DAKT) 0.1 $284k 30k 9.50
Enbridge Energy Partners 0.1 $305k 10k 29.43
Central Fd Cda Ltd cl a 0.1 $287k 12k 23.80
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $300k 19k 15.73
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $300k 19k 15.73
Johnson Controls 0.1 $282k 10k 27.37
Permian Basin Royalty Trust (PBT) 0.1 $264k 17k 15.33
Blackrock Municipal 2018 Term Trust 0.1 $249k 14k 17.28
Arcos Dorados Holdings (ARCO) 0.1 $278k 18k 15.44
Xylem (XYL) 0.1 $254k 10k 25.19
Facebook Inc cl a (META) 0.1 $250k 12k 21.65
Bolt Technology 0.1 $197k 14k 14.36
Nuveen Select Tax Free Incom Portfolio 2 0.1 $215k 15k 14.88
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $216k 14k 15.84
Nuveen Premium Income Municipal Fund 0.1 $224k 14k 15.71
ProShares UltraShort 20+ Year Trea 0.0 $171k 11k 15.56
Kodiak Oil & Gas 0.0 $158k 17k 9.35
Sprott Physical Gold Trust (PHYS) 0.0 $164k 11k 15.21
SandRidge Energy 0.0 $140k 20k 6.96
Zix Corporation 0.0 $143k 50k 2.86
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $138k 10k 13.61
Nuveen Quality Pref. Inc. Fund II 0.0 $114k 12k 9.50
Pimco Municipal Income Fund II (PML) 0.0 $149k 11k 13.22
ING Risk Managed Natural Resources Fund 0.0 $125k 10k 12.16
Prospect Capital Corp note 0.0 $149k 149k 1.00
Tenet Healthcare Corporation 0.0 $79k 13k 6.27
Belo 0.0 $86k 11k 7.82
Southwest Airlines (LUV) 0.0 $88k 10k 8.80
Samson Oil & Gas 0.0 $73k 71k 1.03
Samson Oil & Gas 0.0 $73k 71k 1.03
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $103k 14k 7.59
Triangle Petroleum Corporation 0.0 $105k 15k 7.17
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.0 $25k 25k 1.00
Advanced Micro Devices (AMD) 0.0 $39k 12k 3.37
RF Micro Devices 0.0 $41k 10k 3.95
Hyperdynamics Corp 0.0 $59k 81k 0.73
GeoPetro Resources Company 0.0 $14k 139k 0.10