SummitAlliance Capital Management

SummitAlliance Capital Management as of March 31, 2011

Portfolio Holdings for SummitAlliance Capital Management

SummitAlliance Capital Management holds 172 positions in its portfolio as reported in the March 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index (IWM) 4.6 $11M 126k 84.17
iShares Lehman Aggregate Bond (AGG) 4.4 $10M 97k 105.13
iShares S&P MidCap 400 Index (IJH) 4.1 $9.5M 97k 98.71
Exxon Mobil Corporation (XOM) 3.0 $6.9M 82k 84.13
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.8 $6.5M 70k 93.01
Energy Select Sector SPDR (XLE) 2.5 $5.7M 72k 79.76
iShares Russell 2000 Growth Index (IWO) 2.3 $5.3M 56k 95.35
iShares Russell Midcap Value Index (IWS) 2.2 $5.1M 106k 48.16
Wal-Mart Stores (WMT) 2.0 $4.6M 89k 52.05
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 2.0 $4.6M 45k 104.43
SPDR Gold Trust (GLD) 2.0 $4.6M 33k 139.86
SPDR Gold Trust (GLD) 2.0 $4.6M 33k 139.86
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.9 $4.4M 52k 83.75
ProShares Ultra MidCap400 (MVV) 1.9 $4.4M 58k 75.09
ProShares Ultra Russell2000 (UWM) 1.9 $4.3M 87k 49.24
Chevron Corporation (CVX) 1.8 $4.2M 39k 107.49
ConocoPhillips (COP) 1.6 $3.6M 46k 79.86
Consumer Discretionary SPDR (XLY) 1.6 $3.6M 92k 39.05
iShares MSCI Canada Index (EWC) 1.5 $3.5M 105k 33.61
iShares MSCI EAFE Index Fund (EFA) 1.4 $3.3M 55k 60.08
Health Care SPDR (XLV) 1.3 $3.0M 92k 33.11
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.3 $3.0M 28k 108.20
Pfizer (PFE) 1.3 $3.0M 146k 20.31
PowerShares DB Com Indx Trckng Fund 1.3 $3.0M 97k 30.51
iShares Russell 1000 Growth Index (IWF) 1.3 $2.9M 49k 60.46
iShares Cohen & Steers Realty Maj. (ICF) 1.2 $2.8M 41k 70.12
iShares MSCI Japan Index 1.2 $2.8M 272k 10.31
Intel Corporation (INTC) 1.1 $2.5M 123k 20.18
SPDR S&P Dividend (SDY) 1.0 $2.3M 43k 54.15
iShares Russell 1000 Value Index (IWD) 1.0 $2.3M 34k 68.68
iShares Russell Midcap Growth Idx. (IWP) 0.9 $2.2M 35k 60.91
SPDR Barclays Capital 1-3 Month T- 0.9 $2.1M 46k 45.84
iShares Barclays TIPS Bond Fund (TIP) 0.9 $2.0M 18k 109.13
Microsoft Corporation (MSFT) 0.8 $1.9M 75k 25.39
Johnson & Johnson (JNJ) 0.8 $1.9M 32k 59.24
At&t (T) 0.7 $1.7M 55k 30.60
iShares Russell 2000 Value Index (IWN) 0.7 $1.6M 22k 75.40
Vanguard Intermediate-Term Bond ETF (BIV) 0.7 $1.6M 20k 82.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.7 $1.5M 17k 92.10
Philip Morris International (PM) 0.7 $1.5M 23k 65.65
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $1.5M 17k 91.99
Vanguard Natural Resources 0.6 $1.4M 45k 31.79
Vanguard Natural Resources 0.6 $1.4M 45k 31.79
PowerShares QQQ Trust, Series 1 0.6 $1.4M 25k 57.45
Chesapeake Energy Corporation 0.6 $1.4M 42k 33.52
Procter & Gamble Company (PG) 0.6 $1.3M 22k 61.58
iShares MSCI Emerging Markets Indx (EEM) 0.6 $1.3M 27k 48.66
Abbott Laboratories (ABT) 0.6 $1.3M 26k 49.06
Xcel Energy (XEL) 0.5 $1.3M 52k 23.89
Marathon Oil Corporation (MRO) 0.5 $1.2M 23k 53.31
Claymore/Zacks Multi-Asset Inc Idx 0.5 $1.2M 58k 21.24
Encana Corp 0.5 $1.2M 35k 34.53
Bank of America Corporation (BAC) 0.5 $1.1M 86k 13.33
Nuveen Insd Dividend Advantage (NVG) 0.5 $1.1M 84k 13.38
Questar Corporation 0.5 $1.1M 62k 17.45
SPDR S&P Metals and Mining (XME) 0.5 $1.1M 14k 74.29
McDonald's Corporation (MCD) 0.5 $1.0M 14k 76.06
Pepsi (PEP) 0.4 $1.0M 16k 64.44
iShares Dow Jones US Energy Sector (IYE) 0.4 $1.0M 22k 45.43
J.M. Smucker Company (SJM) 0.4 $986k 14k 71.40
Market Vectors Agribusiness 0.4 $981k 18k 56.01
PowerShares DB US Dollar Index Bullish 0.4 $961k 44k 21.80
SPDR S&P Pharmaceuticals (XPH) 0.4 $964k 21k 46.83
Energy Conversion Devices In note 3.000% 6/1 0.4 $829k 829k 1.00
Genuine Parts Company (GPC) 0.4 $837k 16k 53.61
Honeywell International (HON) 0.4 $825k 14k 59.74
QEP Resources 0.4 $828k 20k 40.55
Nuveen Muni Value Fund (NUV) 0.4 $836k 93k 9.04
Bristol Myers Squibb (BMY) 0.3 $789k 30k 26.43
Riverbed Technology 0.3 $783k 21k 37.65
Silver Wheaton Corp 0.3 $775k 18k 43.34
SPDR Barclays Capital Aggregate Bo (SPAB) 0.3 $780k 14k 55.45
Archer Daniels Midland Company (ADM) 0.3 $766k 21k 36.03
Xilinx 0.3 $751k 23k 32.80
WisdomTree Dreyfus Emerging Currency (CEW) 0.3 $754k 33k 22.87
Eaton Vance Municipal Bond Fund (EIM) 0.3 $756k 66k 11.39
Petroleo Brasileiro SA (PBR) 0.3 $736k 18k 40.42
Cisco Systems (CSCO) 0.3 $710k 41k 17.16
Kimberly-Clark Corporation (KMB) 0.3 $707k 11k 65.31
SCANA Corporation 0.3 $723k 18k 39.39
SPDR Barclays Capital High Yield B 0.3 $726k 18k 40.50
GREENHAVEN Continuous Commodity Indx Fnd 0.3 $718k 20k 35.25
Waste Management (WM) 0.3 $695k 19k 37.37
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.3 $685k 52k 13.18
Verizon Communications (VZ) 0.3 $672k 17k 38.52
Exelon Corporation (EXC) 0.3 $678k 16k 41.23
iShares Dow Jones US Real Estate (IYR) 0.3 $668k 11k 59.39
Hasbro (HAS) 0.3 $643k 14k 46.83
Global Inds Ltd dbcv 2.750% 8/0 0.3 $644k 644k 1.00
Nuveen Texas Quality Income Municipal 0.3 $644k 42k 15.33
BP (BP) 0.3 $624k 14k 44.15
Eli Lilly & Co. (LLY) 0.3 $611k 17k 35.15
General Electric Company 0.3 $616k 31k 20.04
Wells Fargo & Company (WFC) 0.3 $615k 19k 31.70
Enterprise Products Partners (EPD) 0.3 $624k 15k 43.05
Informatica Corporation 0.3 $627k 12k 52.21
Hugoton Royalty Trust (HGTXU) 0.3 $609k 26k 23.78
iShares Dow Jones US Tele (IYZ) 0.3 $597k 25k 23.84
Northeast Utilities System 0.2 $572k 17k 34.60
Kraft Foods 0.2 $565k 18k 31.36
Novartis (NVS) 0.2 $585k 11k 54.35
Alerian Mlp Etf 0.2 $574k 35k 16.36
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.2 $542k 542k 1.00
CBS Corporation 0.2 $546k 22k 25.02
Darden Restaurants (DRI) 0.2 $559k 11k 49.12
Bemis Company 0.2 $531k 16k 32.80
Ford Motor Company (F) 0.2 $529k 36k 14.90
Starbucks Corporation (SBUX) 0.2 $523k 14k 36.97
CB Richard Ellis 0.2 $540k 20k 26.71
Medtronic 0.2 $507k 13k 39.32
United Natural Foods (UNFI) 0.2 $510k 11k 44.79
Williams-Sonoma (WSM) 0.2 $487k 12k 40.53
Terex Corporation (TEX) 0.2 $477k 13k 37.01
Technology SPDR (XLK) 0.2 $487k 19k 26.05
Brigham Exploration Company 0.2 $459k 12k 37.17
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.2 $461k 34k 13.43
SYSCO Corporation (SYY) 0.2 $448k 16k 27.72
BE Aerospace 0.2 $430k 12k 35.52
Atmos Energy Corporation (ATO) 0.2 $436k 13k 34.13
Nuveen NY Select Quality Municipal 0.2 $436k 32k 13.53
Western Union Company (WU) 0.2 $426k 21k 20.77
Brookfield Ppty Corp Cad 0.2 $411k 23k 17.71
Focus Media Holding 0.2 $400k 13k 30.67
Annaly Capital Management 0.2 $390k 22k 17.44
Macy's (M) 0.2 $399k 16k 24.27
Windstream Corporation 0.2 $393k 31k 12.89
Altria (MO) 0.2 $378k 15k 26.00
EMC Corporation 0.2 $376k 14k 26.59
Global Industries 0.2 $373k 38k 9.79
Protective Life 0.2 $370k 14k 26.57
W.R. Berkley Corporation (WRB) 0.1 $336k 10k 32.24
BlackRock Insured Municipal Income Trust (BYM) 0.1 $349k 27k 12.97
Pulte (PHM) 0.1 $321k 43k 7.40
Permian Basin Royalty Trust (PBT) 0.1 $318k 15k 21.79
ProShares UltraShort S&P500 0.1 $328k 16k 20.93
Banco Itau Holding Financeira (ITUB) 0.1 $272k 11k 24.09
Prospect Capital Corporation (PSEC) 0.1 $283k 23k 12.20
Powershares DB Base Metals Fund 0.1 $276k 11k 24.45
Nuveen New York Perf. Plus Muni Fund 0.1 $269k 19k 14.24
Live Nation Entertainment In note 2.875% 7/1 0.1 $251k 251k 1.00
Cheniere Energy (LNG) 0.1 $244k 26k 9.31
Nektar Therapeutics note 3.250% 9/2 0.1 $247k 247k 1.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $252k 19k 13.22
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $252k 19k 13.22
Fifth Street Finance 0.1 $242k 18k 13.37
Samson Oil & Gas 0.1 $229k 61k 3.79
Blackrock Municipal 2018 Term Trust 0.1 $224k 14k 15.54
Nuveen Select Tax Free Incom Portfolio 2 0.1 $228k 18k 12.39
Eaton Vance Tax-advntg Glbl Di (ETG) 0.1 $204k 14k 14.88
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.1 $212k 15k 13.96
Blackrock Dividend Achievers Trust (BDV) 0.1 $212k 21k 10.13
Nuveen Premium Income Municipal Fund 0.1 $208k 16k 12.82
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $200k 15k 13.00
Chimera Investment Corporation 0.1 $185k 47k 3.95
Beacon Federal Ban (BFED) 0.1 $174k 12k 14.50
ING Risk Managed Natural Resources Fund 0.1 $179k 11k 16.24
Citi 0.1 $167k 38k 4.42
Service Corporation International (SCI) 0.1 $138k 13k 11.08
North Amern Palladium 0.1 $130k 20k 6.50
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $134k 10k 13.16
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $144k 11k 12.66
Nuveen Quality Pref. Inc. Fund II 0.1 $110k 13k 8.27
Pimco Municipal Income Fund II (PML) 0.1 $114k 11k 10.12
Hyperdynamics Corp 0.1 $117k 25k 4.62
Tenet Healthcare Corporation 0.0 $83k 11k 7.45
Frontier Communications 0.0 $86k 10k 8.24
RF Micro Devices 0.0 $85k 13k 6.38
Force Protection 0.0 $51k 11k 4.86
Transatlantic Petroleum 0.0 $37k 12k 3.08
Affymetrix Inc note 3.500% 1/1 0.0 $12k 12k 1.00
Level 3 Communications 0.0 $31k 21k 1.45
GeoPetro Resources Company 0.0 $18k 28k 0.64