Thornburg Investment Management, Inc. Address: 2300 N. Ridgetop Road as of Sept. 30, 2012
Portfolio Holdings for Thornburg Investment Management, Inc. Address: 2300 N. Ridgetop Road
Thornburg Investment Management, Inc. Address: 2300 N. Ridgetop Road holds 237 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Schlumberger (SLB) | 5.6 | $1.2B | 16M | 72.33 | |
| Teva Pharmaceutical Industries (TEVA) | 4.7 | $993M | 24M | 41.41 | |
| Potash Corp. Of Saskatchewan I | 3.9 | $823M | 19M | 43.42 | |
| Covidien | 3.4 | $710M | 12M | 59.42 | |
| Yum! Brands (YUM) | 3.3 | $695M | 11M | 66.34 | |
| Baidu (BIDU) | 3.0 | $626M | 5.4M | 116.89 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 2.8 | $597M | 12M | 48.16 | |
| Accenture (ACN) | 2.6 | $556M | 7.9M | 70.03 | |
| Banco Itau Holding Financeira (ITUB) | 2.6 | $540M | 35M | 15.28 | |
| Microsoft Corporation (MSFT) | 1.8 | $383M | 13M | 29.76 | |
| Embraer S A (ERJ) | 1.8 | $376M | 14M | 26.62 | |
| JPMorgan Chase & Co. (JPM) | 1.7 | $350M | 8.7M | 40.48 | |
| Yandex Nv-a (YNDX) | 1.6 | $326M | 14M | 24.15 | |
| Royal Dutch Shell | 1.3 | $276M | 4.0M | 69.41 | |
| Telefonica Brasil Sa | 1.2 | $250M | 12M | 21.74 | |
| At&t (T) | 1.2 | $249M | 6.6M | 37.70 | |
| Pfizer (PFE) | 1.2 | $243M | 9.8M | 24.85 | |
| Merck & Co (MRK) | 1.1 | $221M | 4.9M | 45.10 | |
| Intel Corporation (INTC) | 1.0 | $218M | 9.6M | 22.65 | |
| Walgreen Company | 1.0 | $214M | 5.9M | 36.44 | |
| 0.9 | $194M | 257k | 754.50 | ||
| Apple (AAPL) | 0.9 | $191M | 286k | 667.11 | |
| MFA Mortgage Investments | 0.9 | $185M | 22M | 8.50 | |
| Coca-Cola Company (KO) | 0.8 | $172M | 4.5M | 37.93 | |
| Gilead Sciences (GILD) | 0.8 | $171M | 2.6M | 66.33 | |
| McDonald's Corporation (MCD) | 0.7 | $152M | 1.7M | 91.75 | |
| KKR Financial Holdings | 0.7 | $147M | 15M | 10.05 | |
| Chimera Investment Corporation | 0.7 | $146M | 54M | 2.71 | |
| Invesco Mortgage Capital | 0.7 | $146M | 7.2M | 20.13 | |
| Apollo Investment | 0.7 | $140M | 18M | 7.88 | |
| Reckitt Benckiser Group-unsp | 0.7 | $140M | 12M | 11.51 | |
| Novo Nordisk A/S (NVO) | 0.7 | $138M | 877k | 157.81 | |
| Wynn Resorts (WYNN) | 0.7 | $138M | 1.2M | 115.44 | |
| Southern Copper Corporation (SCCO) | 0.7 | $138M | 4.0M | 34.36 | |
| Industries N shs - a - (LYB) | 0.7 | $136M | 2.6M | 51.66 | |
| LVMH Moet Hennessy Louis Vuitton SA (LVMUY) | 0.7 | $137M | 4.6M | 30.10 | |
| Sap (SAP) | 0.6 | $134M | 1.9M | 71.33 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $132M | 2.2M | 58.83 | |
| Valeant Pharmaceuticals Int | 0.6 | $133M | 2.4M | 55.27 | |
| Carnival Corporation (CCL) | 0.6 | $130M | 3.6M | 36.43 | |
| Entergy Corporation (ETR) | 0.6 | $127M | 1.8M | 69.30 | |
| Huntington Bancshares Inc pfd conv ser a | 0.6 | $122M | 96k | 1275.00 | |
| Kingfisher (KGFHY) | 0.6 | $121M | 14M | 8.53 | |
| Tencent Holdings Ltd - (TCEHY) | 0.6 | $122M | 3.6M | 34.08 | |
| Ares Capital Corporation (ARCC) | 0.6 | $119M | 6.9M | 17.14 | |
| Fresenius Medical Care AG & Co. (FMS) | 0.6 | $119M | 1.6M | 73.40 | |
| Hennes & Mauritz Ab (HNNMY) | 0.6 | $120M | 17M | 6.96 | |
| Toyota Motor Corporation (TM) | 0.6 | $118M | 1.5M | 78.51 | |
| Novartis (NVS) | 0.5 | $113M | 1.8M | 61.26 | |
| Assa Abloy Ab (ASAZY) | 0.5 | $109M | 6.7M | 16.26 | |
| Las Vegas Sands (LVS) | 0.5 | $107M | 2.3M | 46.37 | |
| Philip Morris International (PM) | 0.5 | $107M | 1.2M | 89.94 | |
| Washington Real Estate Investment Trust (ELME) | 0.5 | $107M | 4.0M | 26.82 | |
| adidas (ADDYY) | 0.5 | $105M | 2.5M | 41.07 | |
| Canadian Natl Ry (CNI) | 0.5 | $102M | 1.2M | 88.23 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.5 | $102M | 1.6M | 63.10 | |
| Fifth Third Bancorp cnv pfd dep1/250 | 0.5 | $100M | 715k | 140.05 | |
| Cnooc | 0.5 | $100M | 493k | 202.73 | |
| Annaly Capital Management | 0.5 | $100M | 5.9M | 16.84 | |
| Charles Schwab Corporation (SCHW) | 0.5 | $102M | 7.9M | 12.78 | |
| MetLife (MET) | 0.5 | $100M | 2.9M | 34.46 | |
| Duke Energy (DUK) | 0.5 | $100M | 1.5M | 64.79 | |
| Community Health Systems (CYH) | 0.5 | $96M | 3.3M | 29.14 | |
| Komatsu (KMTUY) | 0.5 | $97M | 4.9M | 19.76 | |
| Taiwan Semiconductor Mfg (TSM) | 0.5 | $95M | 6.0M | 15.82 | |
| Siemens (SIEGY) | 0.5 | $93M | 932k | 100.15 | |
| Fanuc Ltd-unpons (FANUY) | 0.5 | $94M | 3.5M | 26.95 | |
| Gap (GPS) | 0.4 | $92M | 2.6M | 35.78 | |
| BG | 0.4 | $93M | 4.6M | 20.19 | |
| ConocoPhillips (COP) | 0.4 | $89M | 1.6M | 57.18 | |
| St. Jude Medical | 0.4 | $90M | 2.1M | 42.13 | |
| Publicis Groupe (PUBGY) | 0.4 | $90M | 6.4M | 14.01 | |
| Level 3 Communications | 0.4 | $90M | 3.9M | 22.97 | |
| Senior Housing Properties Trust | 0.4 | $87M | 4.0M | 21.78 | |
| HSBC Holdings (HSBC) | 0.4 | $84M | 1.8M | 46.46 | |
| Tes | 0.4 | $83M | 5.2M | 16.08 | |
| Nielsen Holdings Nv | 0.4 | $83M | 2.8M | 29.98 | |
| Solar Cap (SLRC) | 0.4 | $83M | 3.6M | 22.92 | |
| MercadoLibre (MELI) | 0.4 | $82M | 997k | 82.55 | |
| Kddi Corp-unsp (KDDIY) | 0.4 | $82M | 4.2M | 19.47 | |
| Amdocs Ltd ord (DOX) | 0.4 | $80M | 2.4M | 32.99 | |
| Delphi Automotive | 0.4 | $79M | 2.5M | 31.00 | |
| Hartford Financial Services (HIG) | 0.4 | $78M | 4.0M | 19.44 | |
| Pearson (PSO) | 0.4 | $78M | 4.0M | 19.54 | |
| AutoZone (AZO) | 0.4 | $79M | 213k | 369.67 | |
| Michelin (MGDDY) | 0.4 | $79M | 5.0M | 15.69 | |
| Industrial & Commercial Bank Of China (IDCBY) | 0.4 | $78M | 6.6M | 11.81 | |
| Sberbank Russia | 0.4 | $75M | 6.5M | 11.66 | |
| Halliburton Company (HAL) | 0.3 | $72M | 2.1M | 33.69 | |
| Swatch Group (SWGAY) | 0.3 | $73M | 3.6M | 19.96 | |
| Citigroup (C) | 0.3 | $73M | 2.2M | 32.72 | |
| Kimberly-Clark Corporation (KMB) | 0.3 | $72M | 840k | 85.78 | |
| Mitsubishi UFJ Financial (MUFG) | 0.3 | $71M | 15M | 4.65 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $69M | 755k | 91.45 | |
| Wal-mart de Mexico S A B de C V (WMMVY) | 0.3 | $69M | 2.4M | 28.19 | |
| Vimpel | 0.3 | $67M | 5.6M | 11.90 | |
| Dominion Resources (D) | 0.3 | $67M | 1.3M | 52.94 | |
| Amazon (AMZN) | 0.3 | $67M | 262k | 254.32 | |
| Illumina (ILMN) | 0.3 | $67M | 1.4M | 48.19 | |
| Adt | 0.3 | $66M | 1.8M | 36.00 | |
| ROYAL BK SCOTLAND Group Plc sp adr pref t | 0.3 | $63M | 2.8M | 22.70 | |
| Dassault Systemes (DASTY) | 0.3 | $63M | 600k | 105.19 | |
| Och-Ziff Capital Management | 0.3 | $61M | 6.3M | 9.66 | |
| Li & Fund | 0.3 | $60M | 19M | 3.10 | |
| Hong Kong Exchanges & Clear - (HKXCY) | 0.3 | $60M | 4.0M | 15.12 | |
| Credit Suisse Group | 0.3 | $59M | 2.8M | 21.15 | |
| Sempra Energy (SRE) | 0.3 | $58M | 900k | 64.49 | |
| Life Time Fitness | 0.3 | $57M | 1.2M | 45.74 | |
| Syngenta | 0.3 | $56M | 745k | 74.85 | |
| EMC Corporation | 0.3 | $57M | 2.1M | 27.27 | |
| SABMiller (SBMRY) | 0.3 | $58M | 1.3M | 43.92 | |
| Turkiye Garanti Bankasi (TKGBY) | 0.3 | $54M | 13M | 4.18 | |
| Hang Lung Properties (HLPPY) | 0.3 | $54M | 3.1M | 17.09 | |
| Aia Group Ltd-sp (AAGIY) | 0.3 | $54M | 3.6M | 14.91 | |
| Anadarko Petroleum Corporation | 0.2 | $53M | 763k | 69.92 | |
| Vodafone | 0.2 | $53M | 1.8M | 28.50 | |
| Lorillard | 0.2 | $51M | 435k | 116.45 | |
| Flsmidth & Co A/s-un | 0.2 | $50M | 8.6M | 5.81 | |
| Dynex Capital | 0.2 | $49M | 4.6M | 10.75 | |
| ARM Holdings | 0.2 | $48M | 1.7M | 27.98 | |
| Juniper Networks (JNPR) | 0.2 | $44M | 2.6M | 17.11 | |
| Centerpoint Energy Inc Vq 09-1 convert | 0.2 | $44M | 1.1M | 40.19 | |
| Interxion Holding | 0.2 | $45M | 2.0M | 22.72 | |
| NetApp (NTAP) | 0.2 | $42M | 1.3M | 32.88 | |
| Capstead Mortgage Corporation | 0.2 | $41M | 3.0M | 13.49 | |
| Sterling Finl Corp Wash | 0.2 | $39M | 1.8M | 22.27 | |
| Willis Group Holdings | 0.2 | $38M | 1.0M | 36.92 | |
| General Electric Company | 0.2 | $35M | 1.5M | 22.71 | |
| Transocean (RIG) | 0.2 | $36M | 804k | 44.89 | |
| Gold Fields (GFI) | 0.2 | $37M | 2.9M | 12.85 | |
| Two Harbors Investment | 0.2 | $34M | 2.9M | 11.75 | |
| priceline.com Incorporated | 0.1 | $32M | 52k | 619.06 | |
| OfficeMax Incorporated | 0.1 | $31M | 4.0M | 7.81 | |
| Fly Leasing | 0.1 | $33M | 2.4M | 13.51 | |
| Nmi Holdings 144a | 0.1 | $29M | 2.9M | 9.75 | |
| SPDR Gold Trust (GLD) | 0.1 | $28M | 160k | 171.89 | |
| Inpex Corp (IPXHY) | 0.1 | $26M | 1.7M | 14.96 | |
| Echostar Corporation (SATS) | 0.1 | $23M | 808k | 28.66 | |
| Harman International Industries | 0.1 | $22M | 483k | 46.16 | |
| Visa (V) | 0.1 | $23M | 168k | 134.28 | |
| Principal Finl Group Inc Pfdse p | 0.1 | $23M | 234k | 96.75 | |
| Solera Holdings | 0.1 | $22M | 498k | 43.87 | |
| Capital One Financial (COF) | 0.1 | $22M | 377k | 57.01 | |
| Qualcomm (QCOM) | 0.1 | $21M | 329k | 62.47 | |
| Oshkosh Corporation (OSK) | 0.1 | $21M | 767k | 27.43 | |
| Kinder Morgan (KMI) | 0.1 | $21M | 578k | 35.52 | |
| Weight Watchers International | 0.1 | $20M | 374k | 52.80 | |
| Alere | 0.1 | $18M | 930k | 19.49 | |
| AllianceBernstein Holding (AB) | 0.1 | $19M | 1.2M | 15.41 | |
| Centaur Funding Corp p | 0.1 | $19M | 15k | 1268.73 | |
| Bank of America Corporation (BAC) | 0.1 | $18M | 2.0M | 8.83 | |
| Royal Caribbean Cruises (RCL) | 0.1 | $17M | 564k | 30.21 | |
| MEMC Electronic Materials | 0.1 | $17M | 6.1M | 2.75 | |
| Advisory Board Company | 0.1 | $17M | 360k | 47.83 | |
| Tesla Motors (TSLA) | 0.1 | $17M | 572k | 29.28 | |
| Allot Communications (ALLT) | 0.1 | $18M | 669k | 26.52 | |
| Lucent Tech Cap Trust I convert | 0.1 | $17M | 29k | 580.00 | |
| Softbank Corp-un (SFTBY) | 0.1 | $18M | 871k | 20.31 | |
| Imperva | 0.1 | $16M | 429k | 36.99 | |
| Aon | 0.1 | $16M | 307k | 52.29 | |
| Affiliated Managers (AMG) | 0.1 | $14M | 113k | 123.00 | |
| Verisign (VRSN) | 0.1 | $15M | 316k | 48.69 | |
| SVB Financial (SIVBQ) | 0.1 | $14M | 234k | 60.46 | |
| Nike (NKE) | 0.1 | $14M | 146k | 94.91 | |
| Citigroup Inc unit | 0.1 | $16M | 161k | 96.98 | |
| Allegheny Technologies Incorporated (ATI) | 0.1 | $15M | 454k | 31.90 | |
| WisdomTree Investments (WT) | 0.1 | $15M | 2.3M | 6.70 | |
| Alexandria Real Estate Equitie conv prf | 0.1 | $14M | 514k | 27.35 | |
| D Gmac Capital Trust I pfddom | 0.1 | $15M | 600k | 25.11 | |
| Wintrust Financial Corp Cvp 4. convert | 0.1 | $14M | 14k | 1054.96 | |
| FedEx Corporation (FDX) | 0.1 | $12M | 141k | 84.62 | |
| United Rentals (URI) | 0.1 | $14M | 411k | 32.71 | |
| Stericycle (SRCL) | 0.1 | $13M | 146k | 90.48 | |
| SBA Communications Corporation | 0.1 | $13M | 201k | 62.90 | |
| VeriFone Systems | 0.1 | $12M | 436k | 27.85 | |
| HMS Holdings | 0.1 | $12M | 364k | 33.39 | |
| Mellanox Technologies | 0.1 | $13M | 127k | 101.53 | |
| Farm Cr Bk Tex Perp Non Cumula p | 0.1 | $12M | 10k | 1168.70 | |
| MasterCard Incorporated (MA) | 0.1 | $11M | 24k | 451.46 | |
| Continental Resources | 0.1 | $10M | 132k | 76.90 | |
| LKQ Corporation (LKQ) | 0.1 | $11M | 615k | 18.47 | |
| Total (TTE) | 0.1 | $12M | 230k | 50.10 | |
| ON Semiconductor (ON) | 0.1 | $12M | 1.9M | 6.17 | |
| Gildan Activewear Inc Com Cad (GIL) | 0.1 | $11M | 335k | 31.68 | |
| Urban Outfitters (URBN) | 0.1 | $9.8M | 261k | 37.56 | |
| Portfolio Recovery Associates | 0.1 | $9.9M | 95k | 104.43 | |
| PriceSmart (PSMT) | 0.1 | $11M | 139k | 75.72 | |
| VMware | 0.1 | $10M | 107k | 96.74 | |
| Guidewire Software (GWRE) | 0.1 | $10M | 321k | 31.05 | |
| Hewlett-Packard Company | 0.0 | $8.3M | 489k | 17.06 | |
| Aruba Networks | 0.0 | $9.3M | 412k | 22.48 | |
| BroadSoft | 0.0 | $9.2M | 224k | 41.02 | |
| First Tenn Bk N A Memphis Tenn p | 0.0 | $8.6M | 12k | 713.75 | |
| Fusion-io | 0.0 | $8.7M | 287k | 30.27 | |
| Sanchez Energy Corp C ommon stocks | 0.0 | $7.5M | 368k | 20.43 | |
| WABCO Holdings | 0.0 | $6.2M | 108k | 57.67 | |
| Makemytrip Limited Mauritius (MMYT) | 0.0 | $6.4M | 378k | 17.03 | |
| Ellie Mae | 0.0 | $7.3M | 269k | 27.23 | |
| First Niagara Fin Pfd Ser B 8. p | 0.0 | $5.9M | 200k | 29.25 | |
| Ensco Plc Shs Class A | 0.0 | $6.4M | 118k | 54.56 | |
| Tillys (TLYS) | 0.0 | $6.9M | 375k | 18.33 | |
| Sanchez Energy Corp pfd cv | 0.0 | $5.4M | 100k | 53.75 | |
| Cognizant Technology Solutions (CTSH) | 0.0 | $3.2M | 45k | 69.90 | |
| Barclays Bank | 0.0 | $5.0M | 200k | 25.12 | |
| Falcons Funding Trust I 144a p | 0.0 | $3.2M | 3.0k | 1050.33 | |
| Solar Capital | 0.0 | $3.4M | 150k | 22.92 | |
| Sociedad Quimica y Minera (SQM) | 0.0 | $1.5M | 25k | 61.64 | |
| Goldman Sachs (GS) | 0.0 | $2.0M | 17k | 113.66 | |
| DST Systems | 0.0 | $1.9M | 34k | 56.57 | |
| Paychex (PAYX) | 0.0 | $1.7M | 51k | 33.29 | |
| Colgate-Palmolive Company (CL) | 0.0 | $2.3M | 22k | 107.24 | |
| Staples | 0.0 | $1.5M | 127k | 11.52 | |
| Washington Post Company | 0.0 | $2.3M | 6.2k | 363.06 | |
| Credicorp (BAP) | 0.0 | $3.1M | 25k | 125.27 | |
| Bancolombia (CIB) | 0.0 | $1.8M | 31k | 59.73 | |
| AutoNavi Holdings | 0.0 | $1.6M | 136k | 11.48 | |
| Morgan Stanley Pfd A preferr (MS.PA) | 0.0 | $2.4M | 120k | 19.91 | |
| Pitney Bowes Intl Hldgs p | 0.0 | $2.3M | 2.5k | 906.40 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $700k | 13k | 53.01 | |
| Cincinnati Bell | 0.0 | $734k | 129k | 5.70 | |
| Dresser-Rand | 0.0 | $755k | 14k | 55.11 | |
| Liquidity Services (LQDT) | 0.0 | $497k | 9.9k | 50.20 | |
| Infineon Technologies (IFNNY) | 0.0 | $126k | 20k | 6.36 | |
| Multi-Color Corporation | 0.0 | $521k | 23k | 23.16 | |
| Financial Select Sector SPDR (XLF) | 0.0 | $181k | 12k | 15.56 | |
| Electricite De France - | 0.0 | $45k | 11k | 4.30 | |
| Finmeccanica Spa | 0.0 | $62k | 26k | 2.37 | |
| Mitek Systems (MITK) | 0.0 | $76k | 24k | 3.22 | |
| Heinz Finance Co Pfd p | 0.0 | $528k | 5.00 | 105600.00 | |
| Sumitomo Mitsui Trust Holdings for (SUTNY) | 0.0 | $58k | 19k | 2.99 | |
| Carrefour Sa - (CRRFY) | 0.0 | $67k | 16k | 4.14 | |
| Green Field Energy Svc wt | 0.0 | $540k | 18k | 30.00 | |
| Yoox S P A Shs Prive Di Valore | 0.0 | $191k | 15k | 12.99 | |
| Monitise Plc Ord F cs | 0.0 | $67k | 114k | 0.59 | |
| Nmi Holdings Reg D | 0.0 | $702k | 72k | 9.75 | |
| Dominos Pizza Uk & Irl | 0.0 | $109k | 13k | 8.61 | |
| Hargreaves Lansdown Plc Bristo | 0.0 | $154k | 15k | 10.20 |
