Tradewinds Global Investors

Tradewinds Global Investors as of Sept. 30, 2013

Portfolio Holdings for Tradewinds Global Investors

Tradewinds Global Investors holds 118 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dendreon Corp Note 2.875% 1/1 (Principal) 24.9 $935M 15M 61.06
Axis Capital Holdings SHS (AXS) 2.5 $95M 2.2M 43.31
Ubs Shs New 2.5 $94M 4.6M 20.52
KB Financial Group Sponsored Adr (KB) 2.5 $92M 2.6M 35.02
Teva Pharmaceutical Industries Adr (TEVA) 2.4 $91M 2.4M 37.78
American International Group Com New (AIG) 2.2 $84M 1.7M 48.63
Barrick Gold Corp (GOLD) 2.0 $76M 4.1M 18.62
Agrium 2.0 $75M 888k 84.03
Royal Dutch Shell Spon Adr B 1.8 $68M 987k 68.85
Nippon Telegraph & Telephone Corp Sponsored Adr (NTTYY) 1.7 $65M 2.5M 26.06
Bunge 1.7 $64M 837k 75.91
Talisman Energy Inc Com Stk 1.7 $63M 5.5M 11.50
Exelon Corporation (EXC) 1.5 $58M 2.0M 29.64
Merck & Co (MRK) 1.5 $57M 1.2M 47.61
ING Groep NV Sponsored Adr (ING) 1.5 $57M 5.0M 11.35
Oracle Corporation (ORCL) 1.4 $54M 1.6M 33.17
Transocean Reg Shs (RIG) 1.4 $52M 1.2M 44.50
General Motors Company (GM) 1.3 $49M 1.4M 35.97
Banco Santander Brasil SA/Brazil Ads Rep 1 Unit (BSBR) 1.3 $49M 7.0M 6.95
Ingram Micro Cl A 1.3 $47M 2.0M 23.05
Cameco Corporation (CCJ) 1.2 $47M 2.6M 18.07
Advance Auto Parts (AAP) 1.2 $46M 554k 82.68
Apache Corporation 1.2 $46M 535k 85.14
Aegon NV Ny Registry Sh 1.2 $45M 6.1M 7.40
Siemens Sponsored Adr (SIEGY) 1.2 $43M 359k 120.51
SK Telecom Sponsored Adr 1.1 $43M 1.9M 22.70
Microsoft Corporation (MSFT) 1.1 $41M 1.2M 33.28
Telecom Italia SpA Spon Adr Svgs (TIAIY) 1.1 $41M 6.2M 6.56
Telefonaktiebolaget LM Ericsson Adr B Sek 10 (ERIC) 1.0 $37M 2.8M 13.35
NII Holdings Cl B New 1.0 $37M 6.1M 6.07
Tech Data Corporation 1.0 $37M 741k 49.91
Freeport-McMoRan Copper & Gold (FCX) 1.0 $36M 1.1M 33.08
Western Digital (WDC) 0.9 $35M 544k 63.40
Vodafone Group Spons Adr New 0.9 $34M 957k 35.18
Toyota Motor Corp Sp Adr Rep2com (TM) 0.9 $32M 250k 128.03
Sanofi Sponsored Adr (SNY) 0.8 $32M 626k 50.63
Ingredion Incorporated (INGR) 0.8 $30M 456k 66.17
Centrais Eletricas Brasileiras SA Spon Adr Pfd B (EBR.B) 0.8 $29M 6.2M 4.67
Endurance Specialty Holdings SHS 0.8 $29M 530k 53.72
Adecoagro S A (AGRO) 0.8 $28M 3.8M 7.41
Kinross Gold Corp Com No Par (KGC) 0.8 $28M 5.6M 5.05
Cisco Systems (CSCO) 0.8 $28M 1.2M 23.43
GlaxoSmithKline Sponsored Adr 0.7 $27M 542k 50.17
Best Buy (BBY) 0.7 $27M 724k 37.50
Peabody Energy Corporation 0.7 $27M 1.5M 17.25
Southwest Airlines (LUV) 0.7 $26M 1.8M 14.56
Credit Suisse Group Sponsored Adr 0.7 $25M 823k 30.55
Interpublic Group of Companies (IPG) 0.7 $25M 1.4M 17.18
Manpower (MAN) 0.6 $23M 314k 72.74
Weatherford International Ltd/Switzerland Reg Shs 0.6 $23M 1.5M 15.33
Tata Motors Sponsored Adr 0.6 $23M 845k 26.62
Intel Corporation (INTC) 0.6 $22M 977k 22.92
Total SA Sponsored Adr (TTE) 0.6 $21M 366k 57.92
Loews Corporation (L) 0.6 $21M 449k 46.74
CNA Financial Corporation (CNA) 0.5 $20M 524k 38.18
Forest Laboratories 0.5 $19M 454k 42.79
Novartis Sponsored Adr (NVS) 0.5 $19M 253k 76.71
Molson Coors Brewing CL B (TAP) 0.5 $19M 381k 50.13
Corning Incorporated (GLW) 0.5 $19M 1.3M 14.59
Turquoisehillres 0.5 $19M 4.2M 4.42
Aon Shs Cl A 0.5 $18M 235k 74.44
Dean Foods Com New 0.4 $16M 826k 19.30
SkyWest (SKYW) 0.4 $15M 1.1M 14.52
Centrais Eletricas Brasileiras SA Sponsored Adr (EBR) 0.4 $14M 5.1M 2.81
Domtar Corp Com New 0.4 $14M 181k 79.42
Wal-Mart Stores (WMT) 0.4 $14M 189k 73.96
Impax Laboratories 0.4 $14M 674k 20.47
Time Warner Cable 0.4 $14M 122k 111.60
Cresud SACIF y A Sponsored Adr (CRESY) 0.3 $12M 1.4M 8.73
Northern Trust Corporation (NTRS) 0.3 $11M 208k 54.38
Mosaic (MOS) 0.3 $11M 256k 43.02
CSX Corporation (CSX) 0.3 $11M 423k 25.74
Banro Corp 0.3 $10M 15M 0.66
Old Republic International Corporation (ORI) 0.3 $9.4M 612k 15.40
Superior Energy Services 0.2 $7.9M 317k 25.04
Alumina Sponsored Adr (AWCMY) 0.2 $7.7M 2.0M 3.79
Devon Energy Corporation (DVN) 0.2 $7.5M 131k 57.76
AGCO Corporation (AGCO) 0.2 $7.0M 115k 60.42
Turkcell Iletisim Hizmetleri AS Spon Adr New (TKC) 0.2 $6.9M 470k 14.75
KBR (KBR) 0.2 $6.9M 211k 32.64
General Dynamics Corporation (GD) 0.2 $6.8M 78k 87.52
Time Warner Com New 0.2 $6.6M 101k 65.81
Baker Hughes Incorporated 0.2 $6.5M 133k 49.10
Aetna 0.2 $6.2M 98k 64.02
Alcoa 0.2 $6.0M 735k 8.12
Silver Standard Res 0.1 $5.4M 881k 6.15
Sykes Enterprises, Incorporated 0.1 $4.6M 259k 17.89
Kroger (KR) 0.1 $4.6M 113k 40.34
CONSOL Energy 0.1 $4.5M 135k 33.65
Cbiz (CBZ) 0.1 $4.5M 609k 7.44
Arch Coal 0.1 $4.4M 1.1M 4.11
Family Dollar Stores 0.1 $4.4M 61k 72.01
Petrobras Argentina SA Spons Adr 0.1 $3.9M 694k 5.64
Petroleo Brasileiro SA Sp Adr Non Vtg (PBR.A) 0.1 $3.3M 196k 16.73
Tim Participacoes SA Sponsored Adr 0.1 $2.8M 119k 23.57
Nokia OYJ Sponsored Adr (NOK) 0.1 $2.6M 406k 6.51
Ntt Docomo Spons Adr 0.1 $2.4M 150k 16.22
Industrias Bachoco SAB de CV Spon Adr B 0.1 $2.3M 58k 39.47
Yamana Gold 0.1 $2.2M 211k 10.40
AstraZeneca Sponsored Adr (AZN) 0.0 $1.6M 30k 51.93
IRSA Inversiones y Representaciones SA Globl Dep Rcpt 0.0 $1.5M 164k 8.92
AngloGold Ashanti Sponsored Adr 0.0 $1.2M 92k 13.28
Korea Electric Power Corp Sponsored Adr (KEP) 0.0 $900k 64k 14.04
KT Corp Sponsored Adr (KT) 0.0 $637k 38k 16.77
Newmont Mining Corporation (NEM) 0.0 $632k 23k 28.09
iShares MSCI EAFE ETF Msci Eafe Etf (EFA) 0.0 $589k 9.2k 63.77
Gold Fields Sponsored Adr (GFI) 0.0 $367k 80k 4.57
Telekomunikasi Indonesia Persero Tbk PT Sponsored Adr (TLK) 0.0 $328k 9.0k 36.33
Archer Daniels Midland Company (ADM) 0.0 $298k 8.1k 36.83
National-Oilwell Var 0.0 $242k 3.1k 78.06
Chesapeake Energy Corporation 0.0 $97k 3.7k 25.91
Computer Sciences Corporation 0.0 $87k 1.7k 51.69
Fresh Del Monte Produce Ord (FDP) 0.0 $79k 2.7k 29.54
Alliant Techsystems 0.0 $67k 686.00 97.67
Hess (HES) 0.0 $62k 804.00 77.11
iShares Russell 2000 Value ETF Rus 2000 Val Etf (IWN) 0.0 $51k 560.00 91.07
Southwestern Energy Company (SWN) 0.0 $20k 540.00 37.04
Novagold Resources Com New (NG) 0.0 $7.0k 3.0k 2.36